Opinion
The defendant, William Taft, appeals, following our grant of certification, from the judgment of the Appellate Court affirming the trial court’s judgment of conviction, rendered after a jury trial, of assault in the first degree in violation of General Statutes § 53a-59 (a) (5)
“The three men entered the bar and Herold followed shortly thereafter. Herold ordered a beer and watched the defendant, Williams and another man playing poker. After the card game, Herold heard the defendant ask Williams for money, which Williams refused. Herold then approached the bar, and the defendant turned toward him and asked Williams whether Herold was his nephew or bodyguard or had some other relation to him. Herold then left the bar. He walked to a nearby after-hours club, entered it briefly and decided to leave. Herold then headed toward his car to go home.
“As he approached the Dunbar Cafe, Herold saw the defendant, Provite, Young and two other men standing together near the entrance to the bar. As Herold passed by the group, he heard the defendant say to one of the men: ‘What the fuck is this? Who the fuck is this guy?’ Herold responded: ‘Why you keep asking who I am? Who are you to keep asking who I am? What is your problem?’ The defendant then told Herold, T will show you,’ and pulled out a chrome-colored pistol, which he pointed at Herold. Herold then turned to run, heard a gunshot and fell to the ground with a head wound. The bullet penetrated the back of his head, shattered his jaw and exited near- his left cheek. Herold was then
“The defendant fled the scene with Provite and Young and, subsequently, fled the state. He was apprehended in July, 1995, in Kansas City, Missouri, and was brought back to Connecticut to face criminal charges pertaining to these events.” Id., 21.
At the trial, Provite testified for the defense that, although he had been at the Dunbar Cafe, he was in his car at the time of the shooting and did not witness it. Provite testified that moments after he heard a shot being fired, he saw the defendant, who was not carrying a gun, approach Provite’s car.
Provite’s testimony was impeached by a tape-recorded statement that Provite had given to the police the day after the shooting. In that statement, Provite said that the defendant had shot Herold and that he had seen Herold fall to the ground, with the defendant standing over him holding a gun. Provite also stated that he had driven the defendant from the scene because he was afraid that, if he did not, the defendant would shoot him.
The defendant later testified in his own defense that an unidentified person had purchased drugs from Her-old and then stood behind Herold and shot him in the head. He also testified that he left the scene with Provite because he had been so disturbed by the shooting.
On cross-examination, the state’s attorney attempted to discredit the defendant’s testimony by asking the defendant why he did not contact Provite, his cousin, subsequent to his arrest. Both the defendant and Provite had testified that they had not spoken with each other after the defendant’s arrest. The defendant offered the following response: “No. Why I’m going to call them
On redirect examination, the defendant testified that he had been instructed by his trial attorney not to talk to Provite or anyone “about the case.” The following exchange took place between the defendant and his attorney. Question: “Didn’t I tell you I didn’t want you talking to [Provite] about this case?” Answer: “Yes.” Question: “And I didn’t want you to talk to anybody about the case, right?” Answer: “Right.” The state’s attorney later elicited testimony from the defendant that Connecticut defense counsel did not represent the defendant, and did not so instruct him, until approximately two months after his arrest. See id., 23. The defendant had been arrested in Missouri in July, 1995, and his trial attorney did not enter her appearance until September 27, 1995, at the defendant’s arraignment in Connecticut.
Following this testimony, the defendant moved for a mistrial, claiming that the state’s questions concerning his postarrest silence were improper. He also moved to strike the testimony. The trial court denied both motions. The trial court reasoned that the state’s attorney’s line of questioning was proper because it was relevant to the credibility of the defendant and Provite and had nothing to do with the defendant’s constitutional right to remain silent. Id., 23-24. The trial court thereafter twice instructed the jury that “whenever anyone does not communicate with someone on the advice of counsel, it is not a negative factor at all,” and that, if the jury found that the defendant did not contact Provite on the advice of counsel, the jury should “draw
The standard for review of an action upon a motion for a mistrial is well established. “While the remedy of a mistrial is permitted under the rules of practice, it is not favored. [A] mistrial should be granted only as a result of some occurrence upon the trial of such a character that it is apparent to the court that because of it a party cannot have a fair trial . . . and the whole proceedings are vitiated. ... If curative action can obviate the prejudice, the drastic remedy of a mistrial should be avoided. . . . State v. Wooten, [
The defendant claims that the admission of the evidence violated his right to silence as enunciated in State v. Ferrone, 97 Conn. 258,
Ferrone concerns the doctrine of adoptive admissions under principles of the law of evidence. State v. Leecan,
Other cases the defendant relies upon also concern the doctrine of adoptive admissions by silence. In State v. Morrill,
The defendant also relies on State v. Bates,
In the present case, although the defendant was in custody, he was not silent in the face of accusatory police interrogation. The defendant’s failure to contact Provite had nothing to do with any custodial interrogation by a police officer or the defendant’s silence in the face of accusations. The testimony did not permit the jury to use the defendant’s right to silence as an adoptive admission in contravention of Ferrone in any manner.
The defendant also cites State v. Cook,
Furthermore, after denying the defendant’s motions for a mistrial and to strike the testimony, the trial court gave an instruction to the jury that this evidence was to be used only to assess the credibility of the defendant and Provite. The trial judge repeated that instruction at the conclusion of the trial, and we may presume that the jury followed this instruction. See Hi-Ho Tower, Inc. v. Com-Tronics, Inc.,
We also reject the defendant’s claim that disclosure of the fact that he did not contact Provite on the advice of his counsel was grounds for a mistrial. First, we note that the defendant’s attorney made a decision to elicit from the defendant on redirect examination the fact that she had instructed him not to talk “about the case” with anyone. The law is clear that “voluntary disclosure of the content of a privileged attorney communication constitutes waiver of the privilege.” (Internal quotation marks omitted.) State v. Turner,
Second, we note that the defendant’s attorney’s instructions did not fully explain the defendant’s conduct. The jury still could assess the defendant’s credibility on the basis of his two explanations for his conduct: his initial unwillingness to involve his cousin, and, later, his attorney’s instructions. Only after the attorney’s instructions were given could the defendant’s conduct be based on those instructions. The jury still reasonably could have considered the defendant’s earlier conduct regarding Provite as impeachment evidence.
It is well recognized that the rule against self-incrimination applies to testimonial or communicative acts and not to conduct that is noncommunicative in nature. See Schmerber v. California,
The defendant also relies on State v. Bryant,
The defendant argued at trial that the state’s attorney did not have a good faith basis to pursue the questions and failed to lay a necessary foundation that the defendant could have telephoned Provite from jail. The state responded that Provite had testified that he received no telephone call or letter from the defendant after the defendant’s arrest. The state also pointed out that the defendant had testified that he knew that his arrest was for the shooting to which Provite was an eyewitness. A proper foundation was established to question the defendant as to his conduct in not contacting Provite by any means after his arrest on assault charges.
The defendant also argues that State v. Turner, supra,
The defendant relies on State v. Correa, supra,
We are not persuaded that a hearing outside the jury’s presence was required in this case. In the absence of a prejudicial question such as in Correa, or an adoptive admission; see id., 351 n.20; such a requirement would unnecessarily impede a trial. There was, moreover, a sufficient foundation to question the defendant concerning Provite.
Furthermore, the trial court twice charged the jury to the effect that the defendant’s failure to contact Provite, if based upon his attorney’s advice, was to have no “negative” effect. We have held that such an instruction may cure the absence of a bench conference. See State v. Correa, supra,
For these reasons, we conclude that the trial court properly denied the defendant’s motion for a mistrial and that the Appellate Court properly affirmed that ruling.
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
General Statutes § 53a-59 (a) provides in relevant part: “A person is guilty of assault in the first degree when ... (5) with intent to cause physical injury to another person, he causes such injury to such person or to a third person by means of the discharge of a firearm.”
General Statutes § 29-35 (a) provides in relevant part: “No person shall carry any pistol or revolver upon one’s person, except when such person is within the dwelling house or place of business of such person, without a permit to carry the same . . . .”
Herold survived his wounds.
Practice Book § 42-43 provides in relevant part: “Upon motion of a defendant, the judicial authority may declare a mistrial at any time during the trial if there occurs during the trial an error or legal defect in the proceedings, or any conduct inside or outside the courtroom which results in substantial and irreparable prejudice to the defendant’s case. . . .”
Miranda v. Arizona,
Practice Book § 40-21 provides: “Upon written demand filed by the prosecuting authority stating the time, date, and place at which the alleged offense was committed, the defendant shall file within twenty days, or at such other time as the judicial authority may direct, a written notice of the defendant’s intention to offer a defense of alibi. Such notice by the defendant shall state the specific place or places at which the defendant claims to have been at the time of the alleged offense and the names and addresses of the witnesses upon whom the defendant intends to rely to establish such alibi.”
