State v. SwiamsState v. Swiams
¶ 1. Christopher Swiams appeals the trial court's order directing that he be reconfined in the Wisconsin State Prisons following the revocation of the extended-supervision part of his bifurcated sentence, and from the trial court's order denying his motion for postconviction relief. We reverse the trial court's order denying his motion for postconviction relief, and remand for further proceedings.
I.
¶ 2. Christopher Swiams pled guilty to the delivery of fewer than five grams of cocaine as a second or subsequent offense,
see
¶ 3. Swiams served the confinement portion of his sentence and was released to serve the twenty-seven months of extended supervision. The Department of Corrections revoked his extended supervision on April 17, 2003, based on things Swiams did in March of 2003. See
¶ 4. The question presented by this appeal is whether persons sentenced to a bifurcated term of imprisonment whose extended supervision is revoked may seek relief under Wis. Stat. Rule 809.30 from the trial court's reconfinement order. We hold that they may.
II.
A.
¶ 5. This appeal requires us to apply several interrelated statutes to facts that are not in dispute. Thus, our review is
de novo. See State v. Wilson,
B.
¶ 6. Under the law applicable to Swiams when he was sentenced, the trial court was required to "impose a bifurcated sentence that consists of a term of confinement in prison followed by a term of extended supervision under s. 302.113."
If a person released to extended supervision under this section violates a condition of extended supervision, the reviewing authority may revoke the extended supervision of the person. If the extended supervision of theperson is revoked, the person shall be returned to the circuit court for the county in which the person was convicted of the offense for which he or she was on extended supervision, and the court shall order the person to be returned to prison for any specified period of time that does not exceed the time remaining on the bifurcated sentence. 3
(Footnote added.) The Department of Corrections was the "reviewing authority" in Swiams's case.
4
After the trial court ordered that Swiams be sent back to prison, Swiams filed a notice of intent to pursue postconviction
Although it may be argued that a defendant has a right to counsel at the reincarceration hearing and for purposes of appealing the results of the revocation hearing, that right must be created by the legislature.Section 302.113(9) , Stats., merely allows the court to take over the function originally performed by the administrative law judge at the revocation hearing, i.e. to determine the reincarceration time period after revocation of extended supervision. Act 109 (eff. 2/1/03) transferred that responsibility to the courts but did not create anyadditional appellate rights to challenge the amount of reincarceration time imposed by the court; the only challenge to a revocation period proceeding currently in statutory existence is a petition for writ of certiorari. Consequently, the only remedy at this juncture before the trial court is a motion to modify sentence predicated on the existence of a new factor. All of the other appellate timelines have expired, and the legislature has not provided for any other remedy. The court does not find that a new factor exists in this instance. 6
(Footnote added.)
¶ 7. Swiams does not contest the trial court's determination that modification of the reconfinement order was not warranted under a "new factor" analysis.
See Rosado v. State,
¶ 8. The State, on the other hand, takes a middle course. It eschews the trial court's view that persons
¶ 9.
Bridges
held that a trial court's order extending the maximum period of confinement of an intensive-sanctions sentence under
¶ 10. In ruling that Bridges could seek review
via
common-law certiorari,
Bridges
noted that certiorari "may be used to review judicial decisions."
Id.,
¶ 11. Opposing the State's reliance on
Bridges,
Swiams points to
State v. Mahone,
C.
¶ 13. Wisconsin Stat. § 974.02 governs appeals and postconviction relief in criminal cases. Section 974.02(1) (2001-02) provides, as material here:
A motion for postconviction relief other than under s. 974.06 or 974.07 (2) by the defendant in a criminal case shall be made in the time and manner provided in s. 809.30. An appeal by the defendant in a criminal case from a judgment of conviction or from an order denying a postconviction motion or from both shall be taken in the time and manner provided in ss. 808.04 (3) and 809.30. 8
(Footnote added).
• "A person seeking postconviction relief in a criminal case... shall comply with" Rule 809.30. Rule 809.30(2)(a). This incorporates the twenty-day requirement in Rule 809.30(2)(b).
• The phrase "[p]ostconviction relief' is defined as "an appeal or a motion for postconviction relief in a criminal case, other than an appeal, motion, or petition under ss. 302.113 (7m), 302.113 (9g), 973.19, 973.195, 974.06 or 974.07 (2)." Rule 809.30(l)(c).
• " 'Sentencing' means the imposition of a sentence, a fine, or probation in a criminal case." Rule 809.30(l)(f).
There is no dispute but that the revocation of Swiams's extended supervision and his return to court under
¶ 15. Swiams concedes that his November 20, 2001, sentencing was a "sentencing" as that term is used in Wis. Stat. Rule 809.30. He contends, however, that the reconfinement proceeding was also a "sentencing" as that term is defined by Rule 809.30(l)(f) and used in Rule 809.30(2)(b). Accordingly, he argues that his notice of intent to pursue postconviction relief was timely.
¶ 16. Although the word "sentencing" might be thought by non-lawyers to refer to any process by which a penalty is imposed on a person found guilty of an offense, see The American Heritage Dictionary of the English Language 1644 (3d ed. 1992) ("[a] court judgment, especially a judicial decision of the punishment to be inflicted on one adjudged guilty"), it has conflicting meanings in Wisconsin law.
• Custody on a parole hold is "actual confinement serving a criminal sentence" under Wis. Stat. § 939.62(2) so that the time on the hold does not count toward the five years that a person must remain crime-free so as not to be "a repeater" under§ 939.62(1) . State v. Price,231 Wis. 2d 229 , 235-236,604 N.W.2d 898 , 901 (Ct. App. 1999).
• Custody on a parole hold is not a "sentence" to which a sentence may be made consecutive underWis. Stat. § 973.15(2)(a) ("court may impose as many sentences as there are convictions and may provide that any such sentence be concurrent with or consecutive to any other sentence"). Guyton v. State,69 Wis. 2d 663 , 666-667,230 N.W.2d 726 , 727-728 (1975) ("sentence" imposed after revocation of parole does not start until person "returned to prison").
• Probation is not a "sentence" and thus probationer in custody as a condition of probation is not entitled to good-time credit available to those serving a "sentence," even though a relevant statute provided that "[a] sentence of probation shall have the effect of placing the defendant in the custody of the department." Prue v. State,63 Wis. 2d 109 , 114-116,216 N.W.2d 43 , 45-46 (1974) (emphasis added).
• Probation is a "sentence" so that a post-revocation motion to withdraw a guilty plea is governed by the standard applicable to those who seek to withdraw their pleas after sentencing. State v. Booth,142 Wis. 2d 232 , 234-235, 237,418 N.W.2d 20 , 21, 22 (Ct. App. 1987).
• Person on "straight probation" is "in custody under sentence of a court" and is thus entitled to seek relief underWis. Stat. § 974.06 . State v. Mentzel,218 Wis. 2d 734 , 737-744,581 N.W.2d 581 , 582-584 (Ct. App. 1998).
If anything is clear it is that the word "sentence" is not; the word is colored by the light with which it is viewed.
Id.,
¶ 17. Statutes that permit the deprivation of a persons liberty because of that person's crime must ensure that the public is protected from the person and also that the person not have his or her liberty circumscribed unfairly. Thus, for example,
¶ 18. Sentencing is, and always has been, left to the trial courts reasonable exercise of its discretion.
State v. Gallion,
¶ 19. We are presented with three possible alternatives in assessing Swiams's appellate rights in connection with the reconfinement order about which he complains.
¶ 20. First, we could adopt the trial court's approach and rule that a defendant whose extended supervision has been revoked may only challenge a reconfinement order if he or she shows a "new factor." This would effectively immunize from review a trial court's decision under
¶ 21. Second, we could adopt the State's approach and rule that Swiams's remedy is review by common-law certiorari. As the trial court noted, before the responsibility for determining the length of an offender's reconfinement was vested in the trial courts, that decision was made by an administrative agency. See footnote 4 of this opinion. Certiorari review of decisions by administrative agencies involves a fourfold inquiry:
(1) whether the board kept within its jurisdiction, (2) whether the board acted according to law, (3) whether the board's action was arbitrary, oppressive or unreasonable and represented its will and not its judgment, and (4) whether the evidence was such that the board might reasonably make the order or determination in question.
Drow v. Schwarz,
¶ 22. Third, we could permit defendants seeking to challenge reconfinement orders to do so under Wis. Stat. Rule 809.30 by recognizing the common-sense reality that a hearing to determine whether a person should be sent to prison (or returned to prison) and for how long is a "sentencing." Indeed, although the Criminal Penalties Study Committee opined that the recon-finement "disposition hearing is not a 'resentencing,'" Final Report, at 130, it appears from the legislative history that we have been provided by Swiams, and that has not been questioned by the State, that the "sentencing" word was shunned to avoid what the then staff counsel to the Criminal Penalties Study Committee, and now circuit court judge, Michael B. Brennan reflected in a May 7, 1999, e-mail memorandum to Jefren E. Olsen, then a drafting attorney with the Legislative Reference Bureau, and now an assistant state public defender (and the attorney representing Swiams on this appeal), said were double-jeopardy concerns if the re-confinement order were viewed as a "resentencing."
10
E-mail from Michael B. Brennan, staff counsel to the Criminal Penalties Study Committee, to Jefren E. Olsen, drafting attorney with the Legislative Reference Bureau (May 7, 1999, 12:33 CST) (on file with the court). Nevertheless, it is clear from that legislative history that the drafters of what became
¶ 23. In light of the need for meaningful assessment of decisions that deprive persons of their liberty,
Gallion,
2004 WI42, ¶¶ 19, 76,
By the Court. — Order reversed and cause remanded.
Notes
Wisconsin Stat.
WISCONSIN Stat. § 973.01(1) was amended effective February 1, 2003, by 2001 Wis. Act 109, §§ 1114, 9459(1). As material to this appeal, there are no substantive differences between the version in effect when Swiams was sentenced and the current version.
As we have seen in footnote 1 of this opinion,
If a person released to extended supervision under this section violates a condition of extended supervision, the division of hearings and appeals in-thc department of administrationyupon proper notice andhearingror-the department of corrections,-if the person on extended supervision waives a -hearing^ reviewing authority may revoke the extended supervision of the person and return the person to-priaon. If the extended supervision of the person is revoked, the person shall be returned to the circuit court for the county in which the person was convicted of the offense for which he or she was on extended supervision, and the court shall order the person to be returned to prison,- he or 3hc 3hall be-roturned to prison for any specified period of time that does not exceed the time remaining on the bifurcated sentence. The time remaining on the bifurcated sentence is the total length of the bifurcated sentence, less time served by the person in custody confinement under the sentence before release to extended supervision under sub. (2) and less all time served in confinement for previous revocations of extended supervision under the sentence. The revocation court order returning a person to prison under this paragraph shall provide the person on whose extended supervision was revoked with credit in accordance with ss. 304.072 and 973.155.
Under
Wisconsin Stat. Rule 809.30(2)(b) reads, as material here:
Notice of intent to pursue postconviction or postdisposition relief. Within 20 days after the date of sentencing or final adjudication, the person shall file in circuit court and serve on the prosecutor and any other party a notice of intent to pursue postconviction or postdisposition relief.
The phrase " '[flinal adjudication' means the entry of a final judgment or order by the circuit court in a ch. 48, 51, 55, or 938 case, other than a termination of parental rights case under s. 48.43 or a parental consent to abortion case under s. 48.375 (7)." Rule 809.30(l)(a). This appeal thus does not concern an attempt to seek relief under Rule 809.30 from a "final adjudication."
As the trial court indicated, review of the decision by the Department of Administration, Division of Hearings and Appeals to revoke or to not revoke extended supervision (as opposed to review of the trial court's order sending the defendant to prison following revocation) is by certiorari.
WISCONSIN Stat. Rule 809.82(2) recognizes that,
inter alia,
the time to take action under Wis. Stat. Rule 809.30 can be "enlarge[ed]" by the court.
See State v. Mahone,
The sentences of
A motion for postconviction relief other than under s. 974.06 or 974.07 (2) by the defendant in a criminal case shall he made in the time and manner provided in ss. 809.30 and 809.40. An appeal by the defendant in a criminal case from a judgment of conviction or from an order denying a postconviction motion or from both shall be taken in the time and manner provided in ss. 808.04 (3), 809.30 and 809.40.
The references to "809.40" were repealed by 2003 Wis. Act 326, § 134, effective June 12, 2004. 2003 Wis. Act 326, § 146.
Wisconsin Stat. § 974.06(1) establishes the procedure for persons in designated custodial circumstances who claim:
the right to be released upon the ground that the sentence was imposed in violation of the U.S. constitution or the constitution or laws of this state, that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law or is otherwise subject to collateral attack.
The Final Report may be accessed at: http://www.doa. state.wi.us/docs_view2.asp? do cid=42.
We express no view whether those concerns were warranted.
The appendices to the Final Report may be accessed at: http://www.doa.state.wi.us/ docs_view2.asp?docid=43. The reference to "a new bifurcated sentence" apparently was to a draft of what ultimately became
In view of our decision that the reconfinement order was a "sentencing," we do not address Swiams's alternative contention that depriving him of postconviction relief
via
Wis. Stat. Rule 809.30 violates the Wisconsin Constitution.
See State ex rel. State Pub. Defender v. Percy,