State v. SwainState v. Swain
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- Before:
- Norcott
Lead Opinion
Opinion
NORCOTT, J.The dispositive issue in this appeal is whether knowledge that one’s license has been suspended is an essential element of the crime of operating a motor vehicle with a suspended license in violation of
*444The following facts are relevant to this appeal. On June 7, 1995, the defendant, Amelia F. Swain, was driving on Route 1 in Old Saybrook when she was stopped by patrol officer Charles Bellarocco because one of the headlights on her vehicle was out. After the defendant was unable to produce her operator’s license, Bellarocco learned, based on her name and birth date, that her license had been suspended. 2 Bellarocco gave the defendant a warning for the inoperable headlight and a summons for driving with a suspended license, and he informed the defendant that she could not drive her vehicle. The defendant was subsequently charged with operating a motor vehicle while her license was under suspension in violation of
During the jury portion of the defendant’s bifurcated trial,4 testimony revealed that prior to May 11, *4451995,5 the defendant had been stopped while operating a motor vehicle and had failed a subsequent chemical alcohol test that had been administered pursuant to
The notice was mailed by “bulk certified mail to the address of the [defendant] ... as shown by the records of the commissioner” of motor vehicles in accordance with
The defendant testified at trial that she had not received the notice and was not aware that her license had been suspended. She also testified that her mail delivery was unreliable because her mailbox was one of fifteen mailboxes grouped together and that “you sometimes don’t get certain things that should be coming in and many, many times, at least a couple of times a week, I’m getting things that belong to somebody else.”
Following the close of testimony, the defendant requested that the trial court instruct the jury that knowledge of the suspension of her license is an essential element of
“The third element is that the operation occurred while her license was under suspension by the commissioner of motor vehicles. The third element of operating while under suspension requires proof of compliance with [
“[
“The statute does not require that a defendant actually receive notice or that the [department] receive a return receipt. Constructive notice by the [department] is all that is required.
“Constructive notice is information or knowledge of a fact imputed by law to a person although she may not . . . actually have it because she could have discovered the fact by proper diligence. That’s what the definition of constructive notice is.”
The defendant took exception to the trial court’s instructions, arguing that
Thereafter, a court trial was held to determine whether the underlying reason for the defendant’s license suspension was her failure of a chemical alcohol *450test administered pursuant to
The dispositive issue is whether
It is undisputed that the defendant properly preserved her claim for appellate review.14 Because the defendant’s claim that the trial court failed to instruct on an essential element of the crime charged raises a question of law requiring our construction of
“The process of statutory interpretation involves a reasoned search for the intention of the legislature. Frillici v. Westport, 231 Conn. 418, 431, 650 A.2d 557 (1994). In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of this case .... In seeking to determine that meaning, ‘we look to the words of the *452statute itself, to the legislative history and circumstances surrounding its enactment, [and] to the legislative policy it was designed to implement . . . United Eluminating Co. v. New Haven, 240 Conn. 422, 431, 692 A.2d 742 (1997). Based on the language of
*453We begin with the language of the statute itself. Federal Deposit Ins. Corp. v. Peabody, N.E., Inc., 239 Conn. 93, 102, 680 A.2d 1321 (1996).
We next turn to legislative history and policy. “While the general rule at common law was that the scienter was a necessary element in the indictment and proof of every crime,16 and this was followed in regard to statutory crimes, even where the statutory definition did not in terms include it . . . [t]he legislature may, if it so chooses, ignore the common-law concept that criminal acts require the coupling of the evil-meaning mind with the evil-doing hand and may define crimes which depend on no mental element, but consist only of forbidden acts or omissions. State v. Husser, 161 Conn. 513, 515, 290 A.2d 336 (1971). Whether or not a statutory crime requires mens rea or scienter as an element of the offense is largely a question of legislative intent to be determined from the general scope of the act and from the nature of the evils to be avoided. [Id.]; State v. Gaetano, 96 Conn. 306, 316, 114 A. 82 (1921).” (Citation omitted; internal quotation marks omitted.) State v. Kreminski, 178 Conn. 145, 148-49, 422 A.2d 294 (1979).
“[T]here are many instances where the requirement of criminal intent has been omitted from police regulatory or public welfare statutes.” Id., 149. “There are many statutes in the nature of police regulations for *455the protection of the morals of the community . . . under which, either because it is impracticable to . . . prove knowledge, or because it is regarded as reasonable under the circumstances that the doer of the act should take the risk of knowing the facts, it is generally held that the prohibited act is criminal, notwithstanding the ignorance of the accused.” (Internal quotation marks omitted.) State v. Gaetano, supra, 96 Conn. 316; see State v. Kreminski, supra, 178 Conn. 149 (“there is a growing recognition that regulatory legislation may exclude the conventional requirement of awareness of wrongdoing for criminal conduct by placing the burden of acting at hazard upon a person otherwise innocent but standing in responsible relation to a public danger” [internal quotation marks omitted]). “Intent to do the prohibited act, not intent to violate the criminal law, is the only intent requisite for conviction in the case of many crimes constituting violations of statutes in the nature of police regulations. State v. Gaetano, [supra, 316], and cases cited; State v. Sul, [supra, 146 Conn. 86].” (Internal quotation marks omitted.) State v. Hus-ser, supra, 161 Conn. 516.
“The touchstone is not the reprehensibility of the offender but the nature of the evils to be avoided, and the extent of the probable frustration of the regulatory scheme which a requirement of scienter would create. . . . Personal blame on the part of the actor, except in the general sense that he should have known better or exercised a greater degree of care, is not a necessary element of many offenses where protection of the public against the harm which would result in the absence of regulation is the principal legislative concern. . . . [P]ublic policy may require that in the prohibition or punishment of particular acts it may be provided that he who shall do them shall do them at his peril, and will not be heard to plead in defense good faith or ignorance.” (Citations omitted; internal quotation *456marks omitted.) State v. Kreminski, supra, 178 Conn. 150-51.
“There is a suggestion in some of the early cases dealing with police regulatory legislation not requiring any criminal intent that the penalties must be ‘petty’ and not involve imprisonment. . . . The question left undecided in those cases, whether a provision for imprisonment necessarily implied a requirement of mens rea, has long been resolved in favor of the view that the abandonment of the element of intent depends upon the ‘peculiar nature and quality of the offense’ and whether the penalty serves as an effective means of regulation.” (Citations omitted.) Id., 152.
In Connecticut, the legislature has promulgated “an unambiguous policy aimed at ensuring that our highways are safe from the carnage associated with drunken drivers.” State v. Stevens, 224 Conn. 730, 739, 620 A.2d 789 (1993); see State v. Hickam, 235 Conn. 614, 624-25, 668 A.2d 1321 (1995), cert. denied, 517 U.S. 1221, 116 S. Ct. 1851, 134 L. Ed. 2d 951 (1996); State v. Boisvert, 40 Conn. App. 420, 428, 671 A.2d 834, cert. denied, 237 Conn. 903, 674 A.2d 1332 (1996). “The legislature enacted the statutes governing the operation of motor vehicles, including
It is clear that, when enacting
In discussing an amendment to
A principal purpose for the enactment of
*459In 1979,
The defendant argues that a violation of
There are other instances in which a criminal conviction does not require proof of actual knowledge.20 In State v. Gaetano, supra, 96 Conn. 306, we reasoned that actual knowledge is not an essential element of the offense of keeping a house of ill fame in violation of General Statutes (1918 Rev.) § 6384. Id., 316. We concluded that because this act was “a police regulation *461for the protection of the morals of the community . . . it [was] reasonable to require that whoever . . . keeps a house which is a house of ill fame should take the risk of knowing the facts.” Id., 316-17. Similarly, we determine that
In State v. Kreminski, supra, 178 Conn. 148, we concluded that scienter or knowledge of a licensing requirement is not required in a conviction for violating
In State v. Denby, 235 Conn. 477, 482, 668 A.2d 682 (1995), we concluded that specific intent to sell narcotics at a location within 1000 feet of a school is an essential element of the crime of possession of narcotics with intent to sell within 1000 feet of a school in violation of
We conclude that the language of the statute, the legislative history and the legislative purpose evince a *463legislative intent not to require actual knowledge of a license suspension for a violation of
The judgment is affirmed.
In this opinion BORDEN, KATZ and MCDONALD, Js., concurred.
Notes
“(b) Except as provided in subsection (c) of this section, any person who violates any provision of subsection (a) of this section shall be fined not less than one hundred fifty dollars nor more than two hundred dollars or imprisoned not more than ninety days or be both fined and imprisoned for the first offense, and for any subsequent offense shall be fined not less than two hundred dollars nor more than six hundred dollars or imprisoned not more than one year or be both fined and imprisoned.
“(c) Any person who operates any motor vehicle during the period his operator’s license or right to operate a motor vehicle in this state is under suspension or revocation on account of a violation of subsection (a) of section 14-227a or section 53a-56b or 53a-60d or pursuant to
Bellarocco testified at trial that the defendant did not produce her operator’s license when she had been stopped. In contrast, the defendant testified that she did in fact possess her license at that time and that she produced it for Bellarocco. In light of the fact that the defendant’s license had been suspended, the jury reasonably could have found that she was unable to produce her license.
See footnote 1 of this opinion.
The defendant was charged in a two part information. The first part of the information, namely, the charge of driving with a suspended license in *445violation of
It is not clear from the record or trial testimony when the defendant had failed the chemical alcohol test.
“(b) If any such person, having been placed under arrest for operating a motor vehicle while under the influence of intoxicating liquor or any drug or both or while his ability to operate such motor vehicle is impaired by the consumption of intoxicating liquor, and thereafter, after being apprised of his constitutional rights, having been requested to submit to a blood, breath or urine test at the option of the police officer, having been afforded a reasonable opportunity to telephone an attorney prior to the performance of such test and having been informed that his license or nonresident operating privilege may be suspended in accordance with the provisions of this section if he refuses to submit to such test or if he submits to such test and the results of such test indicate that the ratio of alcohol in his blood was ten-hundredths of one per cent or more of alcohol, by weight, and that evidence of any such refusal shall be admissible in accordance with subsection (f) of section 14-227a and may be used against him in any criminal prosecution, refuses to submit to the designated test, the test shall not be given; provided, if the person refuses or is unable to submit to a blood test, the police officer shall designate the breath or urine test as the test to be taken. The police officer shall make a notation upon the records of the police department that he informed the person that his license or nonresident operating privilege may be suspended if he refused to submit to such test or if he submitted to such test and the results of such test indicated that the ratio of alcohol in his blood was ten-hundredths of one per cent or more of alcohol, by weight
“(c) If the person arrested refuses to submit to such test or analysis or submits to such test or analysis, commenced within two hours of the time of operation, and the results of such test or analysis indicate that the ratio of alcohol in the blood of such person is ten-hundredths of one per cent or more of alcohol, by weight, the police officer, acting on behalf of the *446Commissioner of Motor Vehicles, shall immediately revoke and take possession of the motor vehicle operator’s license or, if such person is a nonresident, suspend the nonresident operating privilege of such person, for a twenty-four-hour period and shall issue a temporary operator’s license or nonresident operating privilege to such person valid for the period commencing twenty-four hours after issuance and ending thirty days after the date such person received notice of his arrest by the police officer. The police officer shall prepare a written report of the incident and shall mail the report together with a copy of the completed temporary license form, any operator’s license taken into possession and a copy of the results of any chemical test or analysis to the Department of Motor Vehicles within three business days. . . .
“(d) Upon receipt of such report, the Commissioner of Motor Vehicles may suspend any license or nonresident operating privilege of such person effective as of a date certain, which date shall be not later than thirty days after the date such person received notice of his arrest by the police officer. Any person whose license or operating privilege has been suspended in accordance with this subsection shall automatically be entitled to a hearing before the commissioner to be held prior to the effective date of the suspension. The commissioner shall send a suspension notice to such person informing such person that his operator’s license or nonresident operating privilege is suspended as of a date certain and that he is entitled to a hearing prior to the effective date of the suspension and may schedule such hearing by contacting the Department of Motor Vehicles not later than seven days after the date of mailing of such suspension notice.
“(e) If such person does not contact the department to schedule a hearing, the commissioner shall affirm the suspension contained in the suspension notice for the appropriate period specified in subsection (h) of this section.
“(f) If such person contacts the department to schedule a hearing, the department shall assign a date, time and place for the hearing, which date shall be prior to the effective date of the suspension. . . .
“(h) The commissioner shall suspend the operator’s license or nonresident operating privilege, and revoke the temporary operator’s license or nonresident operating privilege issued pursuant to subsection (c) of this section, of a person who did not contact the department to schedule a hearing . . . .”
There is no evidence in the record that the defendant ever had requested a hearing.
The defendant submitted to the trial court the following written request to charge the jury:
“For the defendant to be convicted of operating a motor vehicle while her motor vehicle license is under suspension, it would be necessary for the jury to find beyond a reasonable doubt that the defendant knew that her motor vehicle license was under suspension.
“Legal Authority: Bell v. Burson, 402 U.S. 535, [91 S. Ct. 1586, 29 L. Ed. 2d 90] (1971); Commonwealth v. Horney, [365 Pa. Super. 152] 529 A.2d 18 (1987); State v. Counts, 783 S.W.2d 181, 182 (Mo. 1990); State v. Aldrich, 83 Or. App. 643, 732 P.2d 943 (1987) [rev’d on other grounds, 305 Or. 466, 752 P.2d 311 (1988)].
“To the contrary: State v. [Torma], 21 Conn. App. 496 [574 A.2d 828] (1990).”
During the court trial, much of the same evidence regarding the notice of suspension was presented as during the jury trial. A representative from the department testified that the defendant’s license had been suspended because she had failed a chemical alcohol test, that a suspension notice had been mailed to the defendant by bulk certified mail, and that the notice informed the defendant of her right to a hearing and the effective date and length of the suspension. Additionally, the state introduced the defendant’s driving history record, which showed that her license had been suspended for failing a chemical alcohol test pursuant to
The defendant appealed from the judgment of the trial court to the Appellate Court and we transferred the appeal to this court pursuant to
The state argues, in the alternative, that the defendant had actual knowledge of her license suspension as a result of having received a temporary operator‘s license pursuant to
On September 13, 1996, the defendant filed a written request to charge requesting that the trial court include the element of knowledge of suspension in its instructions. See footnote 9 of this opinion. The request was denied on the same day. The defendant also excepted to the jury charge immediately after it was given. Thereafter, during the court trial on the issue of the enhanced penalty, the defendant moved for judgment of acquittal and for a new trial based on the court’s refusal to instruct on knowledge as an element of the crime. These motions wore denied. Moreover, during the sentencing hearing, the defendant further elaborated on her claim that knowledge is a required element for a violation of
“There is a wide split of authority on the question whether driving with a suspended license requires proof of intent.” State v. McCallum, 321 Md. 451, 455, 583 A.2d 250 (1991), quoting Zamarripa v. First Judicial District Court, 103 Nev. 638, 641, 747 P.2d 1386 (1987). We join those jurisdictions that do not require criminal intent or knowledge for a conviction for driving with a suspended license. See People v. Morrison, 149 Ill. App. 3d 282, 284, 500 N.E.2d 442 (1986), cert. denied, 482 U.S. 915, 107 S. Ct. 3187, 96 L. Ed. 2d 675 (1987) (elements of driving while driver’s license is revoked are act of driving motor vehicle and fact that driver’s license was revoked); State v. Carmer, 465 N.W.2d 303, 304 (Iowa App. 1990) (knowledge is not element of driving while license is suspended); State v. Jones, 231 Kan. 366, 368, 644 P.2d 464 (1982) (for conviction of misdemeanor of driving with suspended license, state must send copy of order of suspension but need not prove actual receipt of notice or actual knowledge of suspension; nonreceipt may be mitigating factor at sentencing); State v. Pickering, 432 So. 2d 1067, 1071 (La. App. 1983) (scienter not required for conviction for driving without license; state need only demonstrate that defendant drove vehicle on highway without proper license); State v. Coady, 412 N.W.2d 39, 41 (Minn. App. 1987) (offense of driving after license revocation does not require actual receipt of notice); State v. Grotzky, 222 Neb. 39, 42, 382 N.W.2d 20 (1986) (felony of operating motor vehicle after license revoked does not require intent); States v. Buttrey, 293 Or. 575, 582-84, 651 P.2d 1075 (1982) (defendant sentenced to one year imprisonment for driving with suspended license; state not required to prove knowledge by defendant of license suspension; defendant has statutory affirmative defense of nonreceipt); State v. Chicoine, 154 Vt. 653, 580 A.2d 970 (1990) (actual notice of suspension not required; state must only send notice of suspension by registered or certified mail); but see Jeffcoat v. State, 639 P.2d 308, 313 & n.4 (Alaska App. 1982) (state must show actual knowledge or deliberate conduct calculated to avoid receipt of notice on part of defendant); People v. Lesh, 668 P.2d 1362, 1365 (Colo. 1983) (under statute proof of mailing is only prima facie proof and does not create conclusive presumption; state must prove knowledge of license revocation); State v. Keihn, 542 N.E.2d 963, 968 (Ind. 1989) (state *453must prove defendant’s knowledge of license suspension in prosecution for driving with suspended license even though statute is silent on whether knowledge is required; proof of mailing of notice gives inference of knowledge); State v. Lewis, Kansas Supreme Court, Docket No. 75375 (January 30, 1998) (knowledge of status is essential element of felony of driving while habitual offender); State v. McCallum, supra, 457 (driving with suspended license is not public welfare offense; mens rea required); State v. Collova, 79 Wis. 2d 473, 485-86, 255 N.W.2d 581 (1977) (severity of penalty led court to conclude state must prove defendant knew or had reason to know driver’s license was revoked).
There is a presumption of mens rea in those crimes having their origin in the common law. United, States v. United States Gypsum Co., 438 U.S. 422, 437, 98 S. Ct. 2864, 57 L. Ed. 2d 854 (1978). “[M]ere omission ... of intent [in the statute] will not be construed as eliminating that element from the crimes denounced; instead Congress will be presumed to have legislated against the background of our traditional legal concepts which render intent a critical factor, and absence of contrary direction [will] be taken as satisfaction with widely accepted definitions, not as a departure from them.” (Internal quotation marks omitted.) Id. Because the crime of driving with a suspended license does not have its origins in the common law, the defendant is not entitled to this presumption.
See 32 S. Proc., Pt. 12, 1989 Sess., p. 3979, remarks of Senator Anthony V. Avallone (“[W]e will not tolerate drunken drivers on our roads. . . . [W]e will not tolerate the carnage, the loss of life and property on our roads as a result of drunken drivers.”).
Other reasons that are more threatening to the safety of the public include driving while under the influence of intoxicating liquor or any drug, manslaughter in the second degree with a motor vehicle, and assault in the second degree with a motor vehicle. See
The primary reason for the amendment was the fiscal savings to the state that would result by changing the method of notice delivery. See 22 S. Proc., Pt. 1, 1979 Sess., p. 268; 22 H.R. Proc., Pt. 17, 1979 Sess., p. 5873; Conn. Joint Standing Committee Hearings, Transportation, Pt. 1, 1979 Sess., pp. 88, 97-98.
The United States Supreme Court has determined that actual knowledge is not required in certain instances. In United States v. Balint, 258 U.S. 250, 253, 42 S. Ct. 301, 66 L. Ed. 604 (1922), the court concluded that knowledge of the character of a drug is not a required element in a violation of the Narcotic Act. The court found that the purpose of this act was to protect innocent purchasers from the danger of certain drugs and thus “require[d] every person dealing in drugs to ascertain at his peril whether that which he sells comes within the inhibition of the statute, and if he sells the inhibited drug in ignorance of its character, to penalize him.” Id., 254; see State v. Kreminski, supra, 178 Conn. 150-51.
In State v. Denby, supra, 235 Conn. 482, we determined that “the plain language of
In contrast, in State v. Sul, supra, 146 Conn. 78, this court concluded that knowledge that the material is obscene or indecent is an essential element of the crime of “[possessing] with intent to sell . . . offer or show, any book [or] pamphlet . . . containing obscene, indecent or impure language, or any picture . . . of like character . . . .” Id., 80 n.1. This court reasoned that although the statutory definition of the crime does not contain the word “knowingly,” because the “purpose of the statute is to prevent the selling, showing or offering of obscene or indecent material falling within the description stated . . . [i]t must be assumed that the legislature was aware that such material was likely to be sold, offered or shown by one who knew from its nature that it would have an appeal to prurient interests.” Id., 87. The court further reasoned that because this statute requires proof of intent, “it is the obvious intendment of the legislature that the word ‘intent’ should imply knowledge that the material is, in fact, obscene or indecent.”
The state produced at trial evidence of conformity with
Concurrence Opinion
concurring. Although I agree with the result of the majority opinion, I do not agree that the legislative history of Public Acts 1983, No. 83-534, which involved the overhaul of Connecticut’s drunk driving laws, is relevant to the issue of whether
I concur in the result.
General Statutes (1930 Rev.) § 1591 provided: “Operation while registration or license is suspended. No person to whom an operator’s license shall have been refused, or whose operator’s license or whose right to operate a motor vehicle in this state shall have been suspended or revoked, shall operate any motor vehicle during the period of such refusal, suspension or revocation. No person shall operate or cause to be operated any motor vehicle, the registration of which shall have been refused, suspended or revoked, or any motor vehicle, the right to operate which shall have been suspended or revoked. Any person who shall violate any provision of this section shall be fined not less than one hundred dollars nor more than two hundred dollars or imprisoned not more than ninety days or be both fined and imprisoned.”
Public Acts 1983, No. 83-534, amended