STATE OF CONNECTICUT v. JAMAL SUMLER
(AC 43024)
Appellate Court of Connecticut
Argued October 25—officially released December 20, 2022
Prescott, Suarez and Bishop, Js.
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Syllabus
Convicted, after a jury trial, of the crimes of murder, conspiracy to commit robbery in the first degree and carrying a pistol without a permit, and, after a trial to the court, of the crime of criminal possession of a pistol or revolver, the defendant appealed. The defendant‘s conviction stemmed from an incident in which he shot and killed a convenience store clerk while he and another individual were robbing the store. Prior to trial, the trial court denied the defendant‘s motion in limine to preclude the state from introducing testimony from his former probation officer, D, regarding her identification of him in a surveillance video taken from the store and in a still photograph from that video. This court affirmed the defendant‘s conviction, and the defendant filed a petition for certification to appeal to our Supreme Court, which granted the petition in part and vacated this court‘s judgment in part and remanded the case to this court to consider whether, under our Supreme Court‘s recent decision in State v. Gore (342 Conn. 129), the trial сourt abused its discretion by admitting D‘s testimony. The court in Gore articulated a new standard requiring courts to consider, under the totality of the circumstances, whether a witness was more likely than the jury to correctly identify the defendant from surveillance video or photographs, thereby meeting the requirements of the provision (
Argued October 25—officially released December 20, 2022
Procedural History
Substitute informatiоn charging the defendant with the crimes of felony murder, murder, conspiracy to commit robbery in the first degree, criminal possession of a pistol or revolver and carrying a pistol without a permit, brought to the Superior Court in the judicial district of New Haven, where the court, Vitale, J., granted the defendant‘s motion to sever the charge of criminal possession of a pistol or revolver; thereafter, the charges of felony murder, murder, conspiracy to commit robbery in the first degree and carrying a pistol without a permit were tried to the jury before Vitale, J., and the charge of criminal possession of a pistol or revolver was tried to the court; verdict and judgment of guilty; subsequently, the court vacated the conviction of felony murder, and the defendant appealed to this court, Prescott, Devlin and Bishop, Js., which affirmed thе trial court‘s judgment; thereafter, the defendant, on the granting of certification, appealed to our Supreme Court, which vacated in part this court‘s judgment and remanded the case to this court for further proceedings. Affirmed.
Naomi T. Fetterman, with whom, on the brief, was Peter G. Billings, for the appellant (defendant).
Laurie N. Feldman, assistant state‘s attorney, with whom, on the brief, were Patrick Griffin and John P. Doyle, Jr., state‘s attorneys, and Lisa M. D‘Angelo, senior assistant state‘s attorney, for the appellee (state).
Opinion
The following relevant facts, which were previously set forth in State v. Sumler, 199 Conn. App. 187, 235 A.3d 576 (2020), vacated in part, 345 Conn. 961, A.3d (2022), or reasonably found by the trial court, and procedural history are relevant to this claim. “On April 6, 2015, the defendant and two other individuals, Dwayne ‘Hoodie’ Sayles and Leighton Vanderberg, were travelling together in a green Ford Focus driven by Vanderberg. The defendant sat in the front passenger seat and was wearing sweatpants, a gray hoodie, and dark sneakers. . . .
“The three men drove to Eddy‘s Food Centre (Eddy‘s) located at 276 Howard Avenue in Bridgeport. Once they arrived, the defendant exited the car, while Vanderberg and Sayles remained inside. . . . [The defendant] went into Eddy‘s for a few minutes, returned to the car, and thеn went back into the store a second time. [An individual, later identified as the defendant, was captured on Eddy‘s surveillance video footage.] Upon his return to the car the second time, the defendant handed Sayles a pair of black gloves. He also retrieved his revolver and put it in the waistband of his sweatpants.
“Thereafter, the three men drove to the Fair Haven section of New Haven. Vanderberg
“Pay Rite surveillance videos captured the defendant, wearing a black mask, black gloves, a gray hoodie, gray sweatpants, and dark sneakers, walk to the counter and point a gun at the clerk, Sanjay Patel, the victim in this case. While pointing the gun at the victim, the defendant walked behind the counter. The surveillance footage captured a second individual . . . later determined to be Sayles . . . entering the store and walking up to the counter. The victim struggled with the defendant and picked up a wooden stool. Sayles then pulled out a gun, aimed it at the victim, fired, and put the gun away in his hoodie pocket. The defendant, pointing his gun at the victim, used his other hand to pass itеms over the counter to Sayles, who put the items in his pocket before turning and leaving the store. As the defendant bent down to take . . . items, the victim hit him on his upper body with the stool. The defendant then shot the victim and ran out of the store. The victim subsequently died from his injuries.” (Footnote omitted; footnote in original.) Id., 190-91.
“On April 17, 2015, detectives met with [Jayme] DeNardis, the defendant‘s previous probation officer. DeNardis viewed a still photograph from video surveillance footage captured from Eddy‘s on April 6, 2015. She signed the photograph and identified the defendant as the individual in the footage and as being one of her probationers. The defendant filed a motion in limine to preclude DeNardis from testifying at trial about the identity of the individual captured on surveillance video footage from Eddy‘s.4 He claimеd that her identification of him in the video [and the photograph] would, pursuant to [State v. Finan, 275 Conn. 60, 881 A.2d 187 (2005), overruled by State v. Gore, 342 Conn. 129, 269 A.3d 1 (2022)], constitute improper testimony as to ‘the ultimate issue in question: identity.’
“A hearing was held on October 26, 2017, during which the state presented DeNardis [as a witness] . . . . The defendant reiterated his objection to the admission of DeNardis’ proffered testimony on the basis that it constitutes her opinion about the ultimate issue of fact—whether
“The court denied the defendant‘s motion in limine, concluding that the proffered evidence is not ‘tantamount to a legal opinion about the defendant‘s criminal culpability.’ ”5 (Footnote added; footnotes omitted.) State v. Sumler, supra, 199 Conn. App. 200. In denying the defendant‘s motion in limine, the court made several factual determinations regarding DeNardis’ familiarity with the defendant. The court found that DeNardis met with the defendant face-to-face fifty-nine times over a period of one year and ten months. These meetings took place at the defendant‘s home, DeNardis’ office, and police stations. DeNardis met with the defendant as often as five to six times per month and the meetings averaged between five and twenty minutes. DeNardis last saw the defendant on April 1, 2015, and identified the defendant only sixteen days later on April 17, 2015.6 On the basis of these circumstances, the court concluded that “her identification is reliable under the totality of circumstances based on her essentially unchallenged level of contact with the defendant over an almost two year time period.”
“At trial, DeNardis testified, among other things . . . that on April 17, 2015, she identified the defendant in a still photograph shown to her by New Haven police. She was shown at trial two segments from the surveillance video at Eddy‘s and identified the defendant as the person in the footage. At the conclusion of the trial, the court instructed the jury that ‘identification is a question of fact for you to decide, taking into consideration all of the evidence that you have seen and heard in the course of the trial.’ ” State v. Sumler, supra, 199 Conn. App. 201.
“[The] jury found [the defendant] guilty of felony murder in violation of
This court affirmed the judgment of conviction, concluding that (1) the defendant‘s claim that the court improperly failed to recuse itself was unpreserved; (2) the court did not abuse its discretion by allowing the defendant‘s probation officer to identify the defendant in the still photograph and video surveillance footage at trial because, according to the test set forth in Finan and as applied by this court to a similar factual scenario in State v. Holley, 160 Conn. App. 578, 127 A.3d 221 (2015), rev‘d on other grounds, 327 Conn. 576, 175 A.3d 514 (2018), the probation officer‘s identification of the defendant did not constitute an opinion on the ultimate issue in the case; and (3), the court did not improperly deny the defendant‘s motion to suppress certain evidence. State v. Sumler, supra, 199 Conn. App. 195, 202-204. Following the release of this court‘s decision, the defendant filed a petition for certification to appeal with our Supreme Court on September 3, 2020.
After the defendant filed his petition for certification to appeal our decision in State v. Sumler, supra, 199 Conn. App. 187, our Supreme Court decided Gore and Bruny. Gore effectively “amend[ed]
On May 17, 2022, after the release of our Supreme Court‘s decision in Gore, our Supreme Court granted the defendant‘s petition for certification only “as to the defendant‘s claim that the testimony of the defendant‘s former probation officer identifying the defendant in a still photograph and video surveillance footage constituted impermissible opinion testimony on the ultimate issue . . . .” State v. Sumler, supra, 343 Conn. 916. It denied the petition for certification “as to all other
On June 3, 2022, this court ordered the parties to file supplemental briefs addressing “the defendant‘s claim that the testimony of the defendant‘s former probation officer identifying the defendant in a still photograph and video surveillance footage constituted impermissible opinion testimony on the ultimate issue in light of our Supreme Court‘s decisions in [Bruny] and [Gore].” Both parties submitted supplemental briefs and this court subsequently heard oral argument.10 Additional facts will be set forth as necessary.
The sole question presented to us on remand is whether the trial court abused its discretion by admitting opinion testimony from the defendant‘s probation officer identifying the defendant in the
The following standard of review and legal principles are relevant to our resolution of this appeal. Whether to admit opinion testimony identifying an individual in a surveillance video or photograph is an evidentiary ruling that will not be disturbed unless it amounts to an abuse of discretion. See State v. Gore, supra, 342 Conn. 159-63; see also State v. Rivera, 169 Conn. App. 343, 371, 150 A.3d 244 (2016) (“[t]he trial court has wide discretion in its rulings on evidence and its rulings will be reversed only if the court has abused its discretion or an injustice appears to have been done” (internal quotation marks omitted)), cert. denied, 324 Conn. 905, 152 A.3d 544 (2017).
As discussed previously in this opinion, Gore effectively “amend[ed]
“Testimony identifying a defendant as depicted in surveillance video or photographs meets the requirements of
Accordingly, turning our attention to the present case, we must apply the factors set forth in Gore to determine whether DeNardis was more likely than the jury to identify correctly the defendant from the photograph and video testimony, thereby meeting the requirements of
To determine whether a witness has sufficient general familiarity with the defendant, courts may consider a number of relevant circumstances indicative of the witness’ relationship with the defendant and, in turn, the reliability of the witness’ identification. Id., 159. “[C]ourts should consider the particular, relevant circumstances, including, but not limited to, the frequency, number and duration of any individual prior contacts; the duration of the entire course of contacts and the length of time since the contacts; the relevant viewing conditions; and the nature of the relationship between the witness and the defendant, if аny.” Id.
In the present case, the court, although it was evaluating the admissibility of the testimony using a different standard, considered the circumstances described in the preceding paragraph and concluded that “DeNardis possessed sufficient relevant familiarity with the defendant . . . .” Specifically, the court found that DeNardis had known the defendant for one year and ten months in her role as the defendant‘s probation officer. DeNardis first met the defendant during an intake interview on May 28, 2013, and last met with the defendant on April 1, 2015.12 In that time, DeNardis met with the defendant face-to-face fifty-nine times in a variety of settings. DeNardis met with the defendant as often as five to six times per month, and the meetings averaged between five and twenty minutes. These regular meetings took place at the defendant‘s home, DeNardis’ оffice, and police stations. On the basis of the frequency, number, and duration of their past contacts, the duration of their relationship and time since their last meeting, the relevant viewing conditions and, finally, the nature of their relationship, DeNardis clearly had more than a minimal degree of familiarity with the defendant that enabled her to identify him more reliably than the jury.
The second factor—the witness’ familiarity with the defendant‘s appearance, including items of clothing worn at the time that the surveillance video or
The third factor, which calls on us to consider whether there has been a change in the defendant‘s appearance between the time the surveillance video or photographs were taken and trial, or whether the subject used a disguise, also weighs in favor of admitting DeNardis’ identification testimony. As previously dis-cussed in this opinion, the defendant wore eyeglasses at trial but was not known to wear eyeglasses when the surveillance video was recorded. Although we agree with the defendant that his wearing of eyeglasses in the presence of the jury at the time of the trial does not amount to a disguise, this change in the defendant‘s appearance put DeNardis in a better position to identify the defendant than the jury, which had only seen the defendant wearing eyeglasses. See, e.g., United States v. Walker, 974 F.3d 193, 205 (2d Cir. 2020) (court properly admitted testimony identifying defendant when defendant wore eyeglasses at trial but was not wearing eyeglasses in surveillance video), cert. denied, U.S. , 141 S. Ct. 2823, 210 L. Ed. 2d 943 (2021).
The defendant argues that his wearing of eyeglasses throughout trial did not significantly change his appearance. Specifically, the defendant argues that, because the eyeglasses did not obstruct his faсe from view, we should not conclude that the third Gore factor weighs in favor
Finally, the fourth factor, which addresses the quality of the video or photographs, as well as the extent to which the subject is depicted in the surveillance video or photograph, also weighs in favor of admitting DeNardis’ testimony. The video contained views from directly behind Eddy‘s counter where the cash register is located, a side view adjacent to the counter, a view of the outside of the store, and a view from inside the store showing the entry door.16 Depending on the view of the camera, the defendant‘s face in the video is more or less obscured, and the defendant is not the only person in the surveillance video or photograph. The photograph, which was taken from the surveillance video, shows the body of the individual identified as the defendant largely obscured by the store counter. The defendant is wearing a hoodie and facing the camera. In the photograph, Eddy‘s store clerk is pictured in the foreground and the defendant is in the middle ground of the photograph. Simply put, the defendant was not clearly, fully, or solely depicted in either the surveillance video or the photograph.
Turning to the quality of the surveillance video and the photograph, the court described the video as being “clear enough . . . .” “With respect to the quality of the video or photographs . . . this factor favors admis-sibility when the [video or] photographs are not either so unmistakably clear or so hopelessly obscure that the witness is no [better suited] than the jury to make the identification.” (Internal quotation marks omitted.) State v. Gore, supra, 342 Conn. 164-65. Thus, the surveillance video and the still photograph taken from it were neither unmistakably clear nor hopelessly obscure and fall within the range of quality that favors admissibility.
The quality of the surveillance video and the photograph, as well as the extent to which the defendant was depicted in them, both lead us to conclude that the fourth factor also weighs in favor of admitting DeNardis’ testimony identifying the defendant. See, e.g., State v. Davis, supra, 344 Conn. 143-44 (quality of video favored admission of witness’ testimony identifying defendant when video showed defendant with his face obscured at certain angles and wearing hat and winter jacket); see also, e.g., United States v. Jackman, 48 F.3d 1, 5 (1st Cir. 1995) (court properly admitted witnesses’ identifications of individual pictured in somewhat blurred photographs that showed only part of individual‘s face).
The defendant argues on remand that the state already conceded that the video
Finally, the defendant argues that it was nеither DeNardis’ general familiarity with the defendant, nor her specific familiarity with the defendant‘s appearance at the time the surveillance video was recorded, that enabled her to identify the defendant. Rather, the defendant argues that DeNardis was able to identify the defendant only because of the clarity of the surveillance video and photograph and the ” ‘unobstructed view’ ” of the defendant depicted in them. Simply put, the defendant asserts that DeNardis was equally as well situated as the jury to identify the defendant. First, as we articulated in our preceding analysis of the fourth factor, we are not persuaded by the defendant‘s argument that the surveillance video or photograph shows the defendant clearly and without obstruction. Furthermore, even if we assume, arguendo, that the surveillance video and photograph provide a clear and unobstructed view of the defendant, the clarity of the surveillance video or photograph is only one of the four factors set forth in Gore. We consider the Gore factors in their totality and, thus, a single factor is not dispositive. Accordingly, the defendant‘s argument that DeNardis was able to identify him only because he clearly was depicted in the surveillance video and photograph is unpersuasive and ignores the weight that we must give to the first, second, and third factors.
For the foregoing reasons, the factors articulated in Gore all weigh in favor of admitting DeNardis’ testimony about the identity of the defendant in the photograph and surveillance video. Given the totality of the circumstances, the court did not abuse its discretion by admitting DeNardis’ testimony.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“Moreover, it is axiomatic that [t]he issue of retroactivity of decisional law is a question of policy to be decided by [this court], and may be decided by the policy consideration of whether litigants could be deemed to have relied on past precedent or whether the new resolution of an old issue was foreshadowed, or whether equity, given the particular facts, requires a prospective application only. . . . In the present case, it is unpersuasive to suggest that this court‘s present application of the standard set forth in Gore gives rise to any of the concerns set forth in the preceding paragraph. That is, although Gore does establish a new principle of law by overruling past precedent, the defendant has not argued, let alone demonstrated, that he relied to his detriment on one legal standard over another during the events underlying this case, the underlying trial, or in bringing the present appeal . . . despite being afforded an opportunity to do so in the supplemental briefing ordered by this court to address the applicability of Gore to this case.” (Citations omitted; internal quotation marks omitted.) Id., 145-46. Our Supreme Court went on to note that, even if Gore had not been applied retroactively, application of the rule in Finan would reach the same result. Id., 149. In the present case, neither the defendant nor the state argue against applying Gore retroactively.
