State v. SullivanState v. Sullivan
Lead Opinion
On May 13, 1997, the Montgomery County Grand Jury indicted defendant-appellee, Roger H. Sullivan, on one count of forcible rape in violation of
On June 5, 1997, appellee entered pleas of not guilty and not guilty by reason of insanity. On that same day, appellee’s court-appointed counsel moved the Court of Common Pleas of Montgomery County for an order to have appellee evaluated by a medical professional to determine whether appellee was competent to stand trial.
On June 11, 1997, the trial court ordered, in accordance with
After performing the examinations, both Dr. Stookey and Dr. Dyer testified at a June 19, 1998 hearing as to their conclusions regarding appellee’s mental state. Both psychologists testified that appellee was mildly mentally retarded, that he was not competent to stand trial, and that no form of treatment would be effective in restoring appellee’s competency to stand trial in the foreseeable future.
The trial court found that the mandatory treatment period required by
Upon appeal, the Second District Court of Appeals reversed the trial court’s decision. The court held that committing appellee for a mandatory period, as required by
This cause is now before this court pursuant to the allowance of a discretionary appeal.
We are asked to review, in this case, the court of appeals’ ruling that
Prior to July 1, 1997, the effective date of S.B. 285,
If, on the other hand, the court determined that there was a substantial probability that, with treatment, the incompetent defendant would become competent to stand trial within one year, the court was required to order the defendant to undergo treatment. Former
Effects of S.B. 285 on
In 1996, the General Assembly enacted S.B. 285, which contained amendments to
Constitutionality of
The court of appeals held that
In Jackson v. Indiana (1972),
“At the least, due process requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed.
“We hold, consequently, that a person charged by a State with a criminal offense who is committed solely on account of his incapacity to proceed to trial cannot be held more than the reasonable period of time necessary to determine whether there is a substantial probability that he will attain that capacity in the foreseeable future.” Id. at 738,
This court applied the Jackson holding in Burton v. Reshetylo (1974),
“Due process requires that the duration of [commitment due to incompetence to stand trial] must bear a reasonable relation to the purpose behind it. It is clear that the state’s interest is in aiding petitioner through care and treatment to attain competency. When it is determined that there is little likelihood that he will ever attain that goal the state must either institute other proceedings or release him.” Id. at 43,
Appellant, the state of Ohio, argues that
Appellant argues that the duration of the mandatory treatment set forth in the amended statute is rationally related to the purpose for treatment because the treatment time increases with the seriousness of the crime with which the defendant is charged. This argument is not well taken. The purpose of the treatment is to assist the defendant in attaining competency to stand trial. The seriousness of the crime charged has nothing to do with the amount of time it will take for the defendant to regain competency.
Appellant further contends that
Appellant and amicus curiae, the Attorney General of Ohio, argue that due process does not require that, prior to treatment, a court determine that there is a substantial probability that the defendant can be restored to competency. We
The Attorney General additionally contends that a federal statute similar to
“If, after the hearing, the court finds by a preponderance of the evidence that the defendant is presently suffering from a mental disease or defect rendering him mentally incompetent to the extent that he is unable to understand the nature and consequences of the proceedings against him or to assist properly in his defense, the court shall commit the defendant to the custody of the Attorney General. The Attorney General shall hospitalize the defendant for treatment in a suitable facility—
“(1) for such a reasonable period of time, not to exceed four months, as is necessary to determine whether there is a substantial probability that in the foreseeable future he will attain the capacity to permit the trial to proceed.”
The weakness of the Attorney General’s argument lies in its failure to recognize a significant difference between
In light of the foregoing, we find that
Conclusion
Having found the current version of
As previously noted, the version of
Accordingly, we affirm the judgment of the court of appeals and remand this cause to the Montgomery County Court of Common Pleas for further consideration consistent with this opinion.
Judgment affirmed and cause remanded.
Notes
.
. Appellee made additional arguments regarding the constitutionality of
. We agree with appellant’s contention that the court of appeals erred in making a determination regarding appellee’s ability to attain competency to stand trial.
. We acknowledge that if the trial court finds that there is not a substantial probability that appellee will attain competency to stand trial within one year of treatment, then the court must dismiss the indictment against appellee. However, as indicated in former
However, whether appellee is a “mentally ill person subject to hospitalization by court order” is not so clear.
Dissenting Opinion
dissenting. The majority strikes amended
I disagree with the majority’s conclusion that amended
For one, both Jackson and Burton addressed indefinite commitments of incompetent defendants — factual scenarios far different from the one we face here. In Jackson, the trial court ordered the incompetent defendant committed until the Indiana Department of Mental Health certified to the court that the defendant became sane, and the defendant had been so confined for three and a half years by the time the United States Supreme Court decided his case. In Burton, the trial court ordered the incompetent defendant committed to Lima State Hospital “until restored to reason,” and the defendant had spent eleven years in “indeterminate commitment” by the time his case reached this court. Burton,
In fact, there is language in both Jackson and Burton that supports the Attorney General’s position, as amicus curiae for the state, that “due process does not require that restorability be determined prior to an initial commitment for treatment for the purpose of restoring the defendant to competency.” In Jackson, Justice Blackmun expressly noted that had the defendant’s commitment been only temporary, “this might well be a different case.” Jackson,
At least two federal circuits interpreting Jackson have agreed that due process does not require “front-end” restorability determinations. “Once the district court decides that a defendant is incompetent to stand trial, it is appropriate that he be hospitalized for a careful determination of the likelihood of regaining mental capacity to stand trial. The due process requirements of Jackson are met
Because the current version of
B. Discontinuing Treatment upon a Determination of Nonrestorability
As another basis for declaring amended
The majority’s reading of amended
Though I may share several of the majority’s misgivings about some of S.B. 285’s modifications, a decision on the constitutionality of all of amended