Opinion
This сase returns to the Appellate Court on remand from our Supreme Court. State v. Stewart,
After the defendant filed his brief in the original appeal to this court, the state filed a motion for permission to file a late motion for articulation or rectification. The state sought an articulation from the trial court as to whether, during a charging conference held in chambers, the defendant’s trial attorney had requested that the court omit from its charge the “no unfavorable inferences” instruction at issue in the appeal. On February 9, 2000, we denied the state’s motion.
On October 10, 2000, we officially released our decision on the defendant’s appeal. We held, with respect to the issue concerning the omission of the “no unfavor
On December 5, 2000, our Supreme Court granted the state’s petition for certification limited to the following issuеs: “1. Did the Appellate Court properly conclude that, under the facts of this case, the trial court’s failure to give a ‘no unfavorable inferences’ instruction was plain error requiring reversal of the conviction? 2. Is the failure to include such an instruction subject to harmless error analysis?” State v. Stewart,
On December 14,2000, the trial court filed its articulation.
The defendant argues that the court committed plain, reversible error by omitting the “no unfavorable inferences” instruction from its jury charge.
The relevant facts underlying the defendant’s conviction, as the jury reasonably could have found them,
Near exit two, Bоnante, traveling in the right lane, noticed a large tractor trailer approach her from behind. The truck, operated by the defendant, maintained a distance of only a few inches from the rear of Bonante’s vehicle for a distance of about one mile. After Schmidt, traveling in the center lane, passed the defendant’s truck, the defendant moved from behind Bonante’s vehicle into the center lane. Bonante decelerated her vehicle, affording Schmidt an opportunity to get out of the defendant’s lane. As Schmidt moved from the center lane to the right lane, the defendant accelerated his tractor trailer, striking the left rear portion of her vehicle.
The impact caused Schmidt’s vehicle to careen across the right lane, enter a grassy area and collide with a tree. Arianna was ejected from the vehicle as it collided with the tree. Arianna died from her injuries approximately six weeks after the accident.
Alter the accident, the defendant pulled his tractor trailer to the left lane, stopped and walked back to the scene of the accident. Shortly thereafter, he returned to his truck and drove away without speaking to anyone at the scene. Some ten months later, the state police determined that the defendant was operating the truck at the time of the accident. On February 23, 1997, the
At triаl, the defendant did not raise the issue that the court improperly omitted the “no unfavorable inferences” instruction from its charge to the jury. On appeal, however, he concedes that his trial counsel specifically requested that the court take the action he now challenges. He nevertheless argues that the court committed plain error, which warrants the reversal of the judgment of conviction. Our Supreme Court has observed in several opinions that “ ‘plain error is not even implicated unless the error is so оbvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. State v. Boles,
The United States Supreme Court, in Carter v. Kentucky,
The Supreme Court underscored the significance of such an instruction in light of the tendency of jurors to view a criminal defendant’s fifth amendment privilege “as a shelter for wrongdoers . . . [and jurors who] too readily assume that those who invoke it are . . . guilty of crime . . . .” (Internal quotation marks omitted.) Id., 302. The court stated that “[a] trial judge has a powerful tool at his disposal to protect the constitutional privilege — the jury instruction — and he has an affirmative constitutional obligation to use that tool when a defendant seeks its employment. No judge can prevent jurors from speculating about why a defendant stands mute in the face of a criminal accusation, but a judge can, and must, if requested to do so, use the unique power of the jury instruction to reduce that speculation to a minimum.” Id., 303.
“The provisions of § 54-84 (b) are more stringent than the federal or state constitutions require. . . . While the constitutional right to a no adverse inference charge depends upon the defendant’s request of such a charge, the statutory right is conferred upon the defendant unconditionally, in the absence of his request that the charge not be given. . . . Our legislature has prescribed the languagе provided in § 54-84 (b) to be the jury instruction that must be given to reduce speculation to a minimum.” (Citations omitted; internal quota
Our Supreme Court has noted that the legislature, in enacting § 54-84, established anew statutory procedure to protect the rights of those accused persons who choose not to testify. “Where the legislature has chosen specific means to effectuate a fundamental right, failure to follow the mandatory provisions of the statute is plain error . . . .” State v. Burke,
Although our state’s appellate courts have, on several occasions, reviewed unpreserved claims of instructional error concerning § 54-84 (b), we have not had occasion to consider the issue presented by the circumstances of the present case.
General Statutes § 54-84 (b) provides in relevant part that “[u]nless the accused requests otherwise,” the court shall provide the jury with a “no unfavorable inferences” instruction in its charge. (Emphasis added.) Generаl Statutes § 54-84 (b). The issue before us is whether the statute requires, as the defendant argues, that the court inquire expressly of the defendant whether he or she wants the court to omit that instruction from its charge or whether, as the state argues, the defendant’s attorney could waive that protection on the defendant’s behalf. We agree with the state.
We begin our analysis by examining the language of § 54-84 (b). As in any exercise of statutory interpretation, “[o]ur fundamental objective is to ascertain and give effect to the apparent intent of thе legislature.” (Internal quotation marks omitted.) Marrocco v. Giar
Our review of the legislative history of § 54-84 (b) reveals that the legislature merely sought to make the instruction mandatory, absent a request to the contrary. We do not find in the legislative history support for the defendant’s position that a court need inquire of the accused directly after it receives a request from his or her attorney to omit the instruction.
We find persuasive our Supreme Court’s reasoning in State v. Santiago,
The Suрreme Court reasoned that a personal, express waiver of the defendant’s statutory protection was not required; such waiver may be implied by the actions of the attorney acting on his behalf. The legislature’s use of the word “accused” in § 54-46a (b) did not require that the trial court inquire of the accused directly concerning his waiver of the statutory right. Further, the Supreme Court noted that waiver of the statutory right “certainly can be found from a specific request by counsel for a postponement.” Id., 315. While the court recog
Although we rely on our Supreme Court’s prior interpretation of “accused,” we also find considerable sup
“It is . . . recognized that the accused has the ultimate authority to make certain fundamental decisions regarding the case, as to whether to plead guilty, waive a jury, testify in his or her own behalf, or take an appeal . . . .” (Citations omitted; internal quotation marks omitted.) State v. Davis,
We conclude that decisions concerning the composition of a jury charge fall into the category of decisions concerning matters of trial strategy. Although the right not to testify is personal to the accused, the decision as to whether a court should include an instruction, pursuant to § 54-84 (b), regarding an accused’s decision not to testify is a matter of trial strategy. There is little uncertainty about the fact that the defendant’s counsel made a strategic and tactical decision concerning the instruction at issue in the present case. Counsel “persisted” in asking the court to omit the instruction from its charge. The court reminded counsel of the statute and of the fact that the instruction was already a part of its base charge. Counsel, nonetheless, did not want to “highlight” the defendant’s failure to take the witness stand. See footnote 4. Although it would not change
The defendant relies on our Supreme Court’s decision in State v. Burke, supra,
Likewise, the defendant’s reliance on State v. Sinclair, supra,
We hold, therefore, that the court did not improperly fail to inquire expressly of the accused, after Ms counsel
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
General Statutes § 53a-56 (a) provides in relevant part: “A person is guilty of manslaughter in the second degree when: (1) He recklessly causes the death of another person . . . .”
General Statutes § 14-224 (a) provides: “Each person оperating a motor vehicle who is knowingly involved in an accident which causes serious physical injury, as defined in section 53a-3, to or results in the death of any other person shall at once stop and render such assistance as may be needed and shall give his name, address and operator’s license number and registration number to the person injured or to any officer or witness to the death or serious physical injury of any person, and if such operator of the motor vehicle causing the death or serious physical injury оf any person is unable to give his name, address and operator’s license number and registration number to the person injured or to any witness or officer, for any reason or cause, such operator shall immediately report such death or serious physical injury of any person to a police officer, a constable, a state police officer or any inspector of motor vehicles or at the nearest police precinct or station, and shall state in such report the location and circumstances of the accident causing the death or serious physical injury of any person and his name, address, operator’s license number and registration number.”
The defendant’s claim in his original appeal, and the subject of this appeal, is based on General Statutes § 54-84, which provides: “(a) Any person on trial for crime shall be a competent witness, and at his or her option may testify or refuse to testify upon such trial. The neglect or refusal of an accused party to testify shall not be commented upon by the cоurt or prosecuting official, except as provided in subsection (b) of this section.
“(b) Unless the accused requests otherwise, the court shall instruct the jury that they may draw no unfavorable inferences from the accused’s failure to testify. In cases tried to the court, no unfavorable inferences shall be drawn by the court from the accused’s silence.”
The court explained in its articulation that at the end of the first day of evidence, the court requested that both parties provide it with preliminary requests to charge no later thаn April 16, 1998. Both parties complied with the court’s request. After the conclusion of evidence, on April 17, 1998, the court conducted an in-chambers preliminary charging conference with counsel for both the state and the defendant.
The court reviewed the preliminary requests to charge during the conference. The ‘'defendant’s counsel made a specific request that the court omit any reference to the defendant’s failure to testify. The court reminded counsel of its obligation under [General Statutes §] 54-84 (b). The court further advisеd that [the] ‘no unfavorable inferences’ instruction was part of the court’s base charge. . . .
“Nonetheless, defendant’s counsel persisted in asking the court not to comment on his client’s failure to testify. In doing so, counsel stressed the word ‘highlight’ in using the phrase, T don’t want to highlight his failure to testify.’”
On April 20,1998, the cоurt continued its charging conference with counsel in chambers. After disclosing to counsel the substance of its charge, the court once again inquired of the defendant’s counsel whether he still wanted the court to omit the mandatory “no unfavorable inferences” charge. “Defendant’s counsel reiterated that he did not wish the court to ‘highlight’ his client’s failure to take the stand and requested the charge not be given.” The court added a second notation to that effect on its copy of the charge.
After the court delivered its charge to the jury, the defendant’s counsel did not take exception to the court’s failure to instruct the jury in accordance with General Statutes § 54-84 (b).
On February 21, 2001, we granted the defendant’s motion to permit the parties to simultaneously file supplemental briefs to this court concerning this issue.
Practice Book § 60-5 provides in relevant part: “The court shall not be bound to consider a claim unless it was distinctly raised at the trial or arose subsequent to the trial. The court may in the interests of justice notice plain error not brought to the attention of the trial court. . . .”
During discussion in our Senate of the legislation that later was codified as General Statutes § 54-84 (b), the legislation’s sponsor remarked that the section “merely makes the Court mandatorily give a charge to the jury . . . unless the defendant makes a motion to the Court asking the Court not to make such a charge to the jury in which case, if such motion is made, it is mandatory upon the Court not to make that charge.” 20 S. Proc., Pt. 5, 1977 Sess., p. 2068, remarks of Senator Salvatore C. DePiano.
Additionally, our Supreme Court has noted the “[t]he generаl rule is that relevant and material admissions of fact by an attorney are admissible against the client, if made incidental to the attorney’s general authority to represent the client in connection with and for the puipose of controlling the matter committed to the attorney.” (Internal quotation marks omitted.) State v. Simms,
“Waiver is the ‘intentional relinquishment or abandonment of a known right or privilege.’ Johnson v. Zerbst,
Although a criminal defendant’s right to testify on his own behalf is constitutionally protected, our Supreme Court has held that a trial court is not under a duty to canvass a defendant concerning his waiver of that right. State v. Paradise,
Rule 1.2 (a) of the Rules of Professional Conduct provides in relevant part: “A lawyer shall abide by a client’s decisions concerning the objectives of representation . . . and shall consult with the client as to the means by which they are to be pursued. ... In a criminal case, the lawyer shall abide by the client’s decision, after consultation with the lawyer, as to a plea to be entered, whether to waive jury trial and whether the client will testily.”
