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State v. Stewart
276 N.W.2d 51
Minn.
1979
Check Treatment

*1 51 done, Although Local 1215 insists that Richfield this court has stated that properly exhaust its administrative did not 179.66, 5, Minn.St. subd. is “unclear and remedies. understand,” difficult International Teamsters, Brotherhood of Local No. 320 v. judi It is fundamental that before City Minneapolis, 417, 225 proceedings cial review of administrative N.W.2d under the circumstances in the permitted, appropriate channels will be present case, Richfield did not have to appeal be of administrative must followed. present these issues to judicial panel again Indeed, power may not be- “[i]nherent * * * judicial fore leg seeking be asserted unless reasonable relief. procedures are first islative-administrative Thus, the trial court is affirmed in all Lyon County In re Clerk of exhausted.” respeсts, with exception that the award 172, 181, Compensation, 308 Courts’ Minn. provide modified to the extended (1976). However, 786 N.W.2d beyond contract cannot be effective Decem- absolute; by prac it is tempered rule is not ber 1978. ticality. doctrine exhaustion ad Affirmed. applicable ministrative remedies is not would futile to seek such re where it

dress; consequently, a so party situated JJ., TODD, PETERSON and took no part may go the courts for redress. State in the consideration or decision this case. Olson, v. Medical Examiners Board of N.W.2d Minn.

Also, constitutional issues are properly

raised Richfield decided

a and do not come within the ambit of court provision 5. re subd. This

Minn.St.

quires party to return to the arbitrators provision

when a contract would violate or rule, with Minnesota conflict statute Minnesota, STATE of Respondent, charter, municipal home rule ordinancе or resolution, or a of any rule state board or governing registration licensure or agency STEWART, Appellant. James Dean Absent from that list employees. is the state constitution. It be inferred that No. 47072. authority panel does not have to make Supreme Court of Minnesota. concerning determinations the constitution. it unreasonable to Nor is believe Feb. 1979.

legislature did not want the arbitrators to power have the to declare PELRA or its

provisions unconstitutional. The whole ten- law

or of the is constructive: arbitrators parties;

are between the disputes to resolve

public employee labor strife and work cessa prevented; to be

tions are arbitrators provisions of the agree

are to ensure that comport law. It existing

ments with does prescriptions consistent with these

not seem legislature goals also intend to

permit the arbitrators to be able declare void, provisions

PELRA its null and undermining legislature all

thereby that the accomplish.

seeks to

53

conclusion that Stewart’s actions were emi- nently dangerous to more than person one as required for an instruction of third-de- gree ‍​‌‌​​​‌‌​​​​‌​​‌​​‌​​​‌‌​‌‌‌‌‌​​‌‌​​‌​​​‌​‌‌​​​‌‍murder under Minn.St. 609.195(1). Hanson, State v. (1970). See, N.W.2d also, State Jones, Defender, Phebe C. Paul Public S. Nesgoda, 261 N.W.2d 356 (Minn.1977). Morrow, Haugen Spec. Jim Asst. Public 3. Stewart claims that the trial court Defenders, Minneapolis, appellant. respects erred in two concerning evidence Gen., Spannaus, Atty. Warren Thomas L. of a threatening letter written defend- Fabel, Gen., Prohaska, Deputy Atty. Jane prosecutor. First, ant to the he argues Gen., Paul, Asst. Sp. Atty. St. John M. evidence was inadmissible and therefore the *4 Lundblad, Jackson, Atty., County for re- by trial court erred allowing prosecutor the spondent. testimony elicit from him on cross-exami- nation concerning Second, the letter. even ROGOSHESKE, KELLY, Heard before admissible, if the evidence is Stewart claims JJ., TODD, and considered and decided a limiting instruction giv- should have been by the court en banc. en by the court sponte. sua regard With to the issue of admis TODD, Justice. sibility, reasonably it is clear from the dis James Stewart was convicted of first-de- cussion between judge the and the attor gree challenges murder. He the sufficiency neys that the evidence of the letter was the evidence to premeditation of establish purpose introduced for the of showing de intent, the failure of the trial court to character, fendant’s although the state ar murder, third-degree improper submit ad- gues goes it also to the defendant’s credibil evidence, of character improper mission re- ity. It is a well-established rule that evi panel marks trial court to the dence of the defendant’s character is not jurors, prospective shackling of de- admissible unless defendant placed has his fendant the trial. We affirm. g., character in issue. Martin, E. State v. 1-2. A detailed statement of the 256 N.W.2d (Minn.1977) 85 (per curiam); disposition Sharich, crime is not essential to our State v. 297 Minn. 209 N.W.2d We have case. reviewed the record (1973); Gress, State v. 250 Minn. no merit in find Stewart’s contention that N.W.2d 616 The record indicates insufficient there was evidence to sustain that Stewart place did his character in issue finding by jury premeditation eliciting detailed testimony from girl his and intent as essential elements first- friend concerning his nonviolent nature. degree murder conviction. The evidence is Even if such evidence did not indicate overwhelmingly in support guilt. of his placеd issue, his character any error allowing the evidence of the Further, we find the trial court letter relatively was harmless and therefore properly refused to submit to the grounds reversal.1 prosecutor’s The third-degree lesser included offense of mur cross-examination of defendant concerning der. The evidence indicates that Stewart the letter very was innocuous: quickly gun shot the twice at the victim and “Q. [By prosecutor] Back in Decem- stopped shooting. then There were no bul ber of you 1975 did have an occasion to anything anyone lets fired at else. The write to me county as attorney, write a person other in the vicinity, Stewart’s letter to me? companion, testified she was not concerned “A. Deсember of ’75? safety for her own at the time of the shoot Thus, ing. “Q. there is no rational basis for a Yes. See, Nordby, generally, Appeal,

1. The Craft the Criminal 4 Wm. Mitchell L.Rev. 26. Yes, reject argument “A. sir. defendant. We be cause we have consistently stated that char “Q. you And in that letter did indicate acter evidence be used to you going guilt to me that were to have to assess as against credibility. take measures me to assure me well as State v. Dem you prosecuted wouldn’t be for that mings, 310 (1976); Minn. 246 N.W.2d 31 crime? Hutchison, 405, 141 State v. N.W. (1913). Hence, you limiting

“A. What do mean? instruction improper. would have been “Q. you In that letter did indicate to 4. At the commencement of jury would have whatever me that to take selection, prosecution and defense necessary prevent measures were me joined in a public that the be ex prosecuting you from in this case? cused from the courtroom during the voir Yes, sir. I “A. did. examination, dire and the court so ordered. “Q. you, And that count on could jurors After four selected, had been necessary to whatever was to re- do media asked the trial court to lift the ban position prosecut- me from that move on the public. This request was refused. ing you? media, under Rule Rules of Crim know if it in them “A. I don’t Procedure, appealed inal to this court and words, so, I think yes. exact we ordered the voir dire proceedings open “Q. you just And that wanted to re- When the public. pro trial court *5 your turn to southern soil? ceedings recommenced, were the trial judge Yes, “A. sir.” made inappropriate certain remarks to the county attorney brought then to the jury panel, criticizing the decision of this appellant attention the fact that had jury’s objection court. No was made at the time apology: written a letter of also by defense counsel. The remaining jurors “Q. prosecutor] a week [By you, Did impaneled. motion, were post-trial At a an also me or so later write a letter allegation made, of error was claiming apology? form of an prejudiced these remarks the defendant be Yes, “A. sir. chilling cause of the effect of these remarks “Q. in that you And letter had upon jury panel as to their answers to it thought you about and indicated that questions put to them at voir dire. We you felt terrible about what had written have transcript examined the of the voir me? to dire proceedings and conclude that the re Yes, “A. sir. I did. of marks the trial court not did “Q. you And were angry posi- at the prospective jurors adverse effects on the you put yourself you tion had in and took infringe upon the defendant’s to have your hostilities out on me? However, a by impartial jury. fair trial we Yes, “A. sir. Not hostilities but an- do by note that comments judge, trial ger. decision, criticizing this court’s pro made to “Q. that you You indicated knew that spective jurors during litiga the course of childish, say it was the least? tion, place have no system juris our of Yes,

“A. sir.” prudence. testimony Admission of such was not suffi- 5. The most difficult issue in this case ciently prejudicial to constitute reversible shackling concerns the Stewart error. voir 23, 1975, dire and trial. On October Turning issue, charges to the Stewart was indicted on next first-de- gree murder aggravated robbery. claims that even if the evidence was admis He sible, pled guilty. not giving request, the trial court erred not a At Stewart’s limiting instruction that the evidence could trial psychiatric court ordered a examina- only credibility pursuant be used to assess the tion to Rules 20.01 and “Dear Sir: On Novem- Procedure.

Rules of Criminal confined at the Stewart ber “Quite nasty, letter I wrote and at Peter Security Hospital St. Minnesota you wasn’t it? It was a shame mailed to De- the examination. On purposes of it, factly it was about to do but matter court ordered his cember the nature the letter was mе pending at Peter confinement St. continued composed. feeling I’m now like HE dou- report indi- psychiatric trial because L, ‍​‌‌​​​‌‌​​​​‌​​‌​​‌​​​‌‌​‌‌‌‌‌​​‌‌​​‌​​​‌​‌‌​​​‌‍I ble and have ever since wrote that However, on suicidal tendencies. cated thing. I want an appology to make the trial court ordered February wrong, not because it was jail county to the be- transfer Stewart’s totally I’m scared of what a letter of that hospi- at the state space limitations cause my nature case. I pending could do tal. wish my I could withdraw word’s to that letter: 10, 1975, while he was at

On December just angry position “I was at the I have hospital, wrote a Peter St. hostility placed myself my in and took out county attorney. threatening letter you. really on I know it was childish of stated: The letter say sleep me to the least. I can’t Sir my “Re: Get off back. anymore night, losing my I’m aware- Lundblad, “My Dear Mr. me, my society ness of around I wish I it hoping “I was would not be down, just lay my eye’s could close steps me drastic necessary for to take die, prison I can not make it in Sir there arresting possibility would dope place. in that Homosex- much your pho- on ahead with prefer go dozen’s, ual’s change my want to charge’s your on me. But I see now ney horrible life style living, I’ve been Sir I’m yellow. to life color is You are a true sorry, myself go but I will kill before I no pompus cocksucker —sir. You have prison, me, prison help can’t but this human life and are an animal concern for can, place my please I’ll do time here Sir entirely Breed. I see I of an disordered god’s please please. Sir for sake let me against assure me must take measure’s to *6 my got prison Sir Mother would die if I you I prossicution and there fore I assure me, please help please help time So Sir me you you proceed will kill if to take man, this Poor excuse of a I’m a murderer in through Court. you “thank word, any I like man will the true “truthfully yours a necessary step’s distroy take the to dan- you such as are. gerous beast “James dean Stewart” give’s you Earth to “What on In late December Dr. Eg- Delmer try place the line and to put my life on gert Sweet, Roger and Dr. the examining prison you me in for life? Have a misiah psychiatrists, reports submitted their complex you know like God? Sir —in Eggert’s report рart: court. Dr. states in “ the Devil himself would feel ashamed. * * * my opinion, In James Dean Cesspool stagnated Your mind is so and mentally Regardless Stewart is not ill. decrepit reprobate your- a like foul that, I wish capaci- to comment on his you. try stomach You me and self could ty proceedings against to understand the putting you on me out of you can count defense, him participate in his and on with me Mr. commission. Don’t fuck other He matters. is able to understand me, just County Attorney, put release me proceedings against him. There is my let me return to Southern Soil. regarding some distortion the prosecuting yours, “Respectfully attorney present. might at He become “James D. Stewart” get vocal or out of in order court. He has prosecutor threatened the Subsequently, on December and has even writing. to Mr. done so in I have no apology sent a letter doubt that physical security It stated: provided Lundblad. can be

5? jury, if surprise following it would not me place courtroom but took upon the rec- * * disorderly. the defendant became ord: “MR. BUNDLIE: you, Thank Your my opinion, “In there are homicidal Honor, Honor. Your I do have pre- some There be several rea- tendencies. one, trial motions. Number as the Court that he a low places sons for this. One is observe, will the defendant custody. is in his own life and he tends to value on presently, He is moment, at this in similarly. value the lives of others hand- cuffs, and I would move at Secondly, the value of life is this time that another’s at all times that the defendant compared exposed rather minimal with his own is to or Thirdly, observing jury panel as we are wishes. handcuffs be present, may explain he tend to his diffi- removed. I have no knowl- edge, as a of someone else not culties result indication or belief whatsoever that written, liking him and as he has this is the defendant going is any cause dis- him to threaten the life of sufficient for turbance in the courtroom and think it In person. my opinion, the other there is would be extremely prejudicial to his de- strong engage a likelihood that he will fense appear to a jury jury panel seriously harmful conduct.” that, handcuffs. Besides I would like him to be able help me out at the counsel Dr. report part: Sweet’s stated in table giving papеr him pencil “ * * * interview, During this help make notes. various against accused made threats “THE COURT: Is there any reason prosecuting attorney and alluded to cer- of, Lundblad, know Mr. why things tain that he would do got once he granted? should not be into the reported being courtroom. He Well, “MR. LUNDBLAD: yes, two rea- very unable to remember much about the sons. The first one is that Eggert Dr. robbery-homicide, though even he has put Sweet, I which, don’t remember the ex- handwriting in his fairly own detailed amining psychiatrist or psychologist, indi- of the offense. Inspite version of his cates that the defendant has being highly agitated in a indicated depressed cane, he will raise state, or words to that there was nonetheless little or no effect, in the brought evidence of remorse courtroom if he’s about the death victim, trial; (i. that, and the thing e. T other don’t remember I don’t him, fuck, shooting I don’t know if it’s in the you’re even remem- court file or if it, killing ber him. aware of going Minnesota is but the defendant made a personal example make an of me and fuck me threat to me for which he later letter, over. I won’t let them they apologized by are Ibut think the exhi- *7 going to day.’ find out on court ‘All my bition of those threats sufficient that the help got life I asked for and never it.’ T courtroom require decorum would that he way people am the that I am because be secured handcuffs which would out- way.’) made me that weigh potential damage prejudice or

to his charged case. He’s been with first ture of these reactions and because sidered ness will having with this individual.” any further determinations of mental ill- Stewart “ * [*] * Because of the transient na- more dangerous should, have to be made frequent to himself and this time, daily by personnel be con- contact others, Mr. know what is. are degree udicial to a defendant than presence of the jury. fendant remain handcuffed even in the from the going reason would prejudicial murder. jury. to add to that I If I don’t think handcuffs There are and attention-getting anything It’s not prejudice. is more that, going that the de- going I don’t to be to be prej- For appeared in April plenty things On of other jury is going court for trial. Prior to selection of the to be upon. attendant Well, “THE shackled DEFENDANT: about two he be Could “THE COURT: ago weeks I was took to the doctor and would be way so his hands in some other I County, county Nobles think that’s the write? free to there, he and the sheriff didn’t handcuff I don’t know about “MR LUNDBLAD: well, me or he he didn’t handcuff didn’t — some- mean, by legs or feet or You that. nothing me or or shackle me down. He thing? that, well, took me to a doctor and I think Yes, to the chair. COURT: “THE when he took me to the doctor he I don’t know. LUNDBLAD: “MR. went in the doctor and left inme law something that That would visiting by myself room to see the doctor be, you would have to people enforcement any raising and if I’d had intention of I don’t know, capacity to do. have the leaving trying escape, cane or I or how cuffs for ankles they know if that, could have walked out of I handle it. they would realize how serious this crime is and I Honоr, Your the de- “MR. BUNDLIE: anything don’t want to add to it. be allowed has asked if he would fendant Well, wish, “THE COURT: if Mr. something point. to that say Bundlie, you can have the sheriff tell me Yes, you may. “THE COURT: what he feels about it. time of DEFENDANT: At the

“THE “MR. Certainly. BUNDLIE: I that I wrote to Mr. Lundblad the letter “THE I COURT: think that at feeling depressed personal mat- point grant your I would not motion as of Dani between me and happened ters that now but if wish to have the sheriff the blame on him putting Price. I was tell me on the record as to what his I, myself raising cane and not all, feelings it’s their ultimate re- —after court, to. I’d I wouldn’t have no reason sponsibility security to maintain the just get this over with and I have like to everyone in the courtroom and I we think Mr. Lund- feelings no towards personal should hear from them. anybody and as far blad or thе Court “MR. I if BUNDLIE: wonder the sher- hostile, If I as I haven’t been hostile. county iff of this don’t think the sher- —I cane, to raise I would raise it would want County present. iff of Nobles jailers jail they with the at the I’m in and “MR. LUNDBLAD: No. I’m sure he’s they testify could that I you, would tell I deputy not. think from that don’t cause no disturbance whatsoever. county is here. think, Honor, Your “MR. BUNDLIE: I “THE COURT: But we can do that he that he deserves a chance to show tomorrow, too. selecting We can start will behave him- can behave himself and is for jury today. as peo- There will be self in the courtroom. Well, Honor, “MR. BUNDLIE: Your sheriffs, also, I deputy ple present, the defendant will be in the courtroom in going think that there is to be don’t handcuffs when the comes in. danger. wonder— Well, I think that we “THE COURT: “THE COURT: I don’t feel there’s suf- check with the sheriff and see should light ficient —in of what county attor- he and I security arrangements has what me, ney has told and the defendant has *8 just way soon have it in such a would as act, admitted the I and don’t believe that he can write and take notes and so that anything change without more I should do, forth, he should have a to which what we have I now. think that the I know whether he can do it don’t responsible security sheriffs are for I way, very that not well. something should have from them as to I say “THE DEFENDANT: Can some- they necessary what believe is to main- thing to the Court? courtroom, security tain as well as their experience “THE Yes. with the defendant. COURT: Honor, plead Your if I to degree “MR. LUNDBLAD: to second that the infor- might, get I could the sheriff at noon and mation contained there leads the Cоurt to just prior going him here to in to believe that your have motion should be de- nied, you talk to jury. the He could about Mr. pick only Bundlie. That’s the infor- mation I go it. that have to on. It’s medical information, know, as and I feel that want somebody “THE COURT: If I rely have to on that this time. Your County, you Nobles would have to from motion is denied.” arrangements that. make discussion.)” reports The “(Off-the-record by referred to the trial court the are medical reports Eggert Dr. personally apol- this time Also at defendant Dr. Sweet. attorney county to the and shook ogized Pursuant order, hands with him. to trial court chair handcuffed to the during the 30,1975, following April selection of a On result, trial. As a he was the person in prior any but to the submission jury, the courtroom rise not to eaсh time the evidence, the on the rec- following occurred judge entered or through exited the many ord: weeks trial. testified, When defendant Honor, I “MR. BUNDLIE: Your wrists ‍​‌‌​​​‌‌​​​​‌​​‌​​‌​​​‌‌​‌‌‌‌‌​​‌‌​​‌​​​‌​‌‌​​​‌‍were together his handcuffed so that is, further that I’d like one motion and he when took the to testify, oath he had to my motion to have the defendant renew raise both being sworn, hands. After he of restraints he’s in the court- freed while was then handcuffed to the witness chair. gone through We’ve three room. weeks now; this is the During trial, the end of third week of the the course of defense in There’s proceedings any this case. been no counsel did instructions indication shown that are nec- that the restraints was not to consider the hand- essary. they cuffing I don’t are assessing believe defendant in the рroof that having determining guilt I think the defendant hand- or or innocence. Nor did to his he’s in the cuffed chair while court- the trial court an offer such instruction sua cannot have an help sponte. room adverse return Following the of a guilty verdict, upon jurors effect the relative to the Stewart’s counsel made various guilt post-trial innocence of this defendant. motions. its In memorandum ac- unduly prejudices companying the the believe order that denied the mo- tions, basis for part: defendant and forms the a deni- the trial court in stated completely of a al fair trial. “In this memo Court will only the refer “THE by defendant, COURT: Mr. Lundblad. one issue the raised issue, handcuff objections as the other Honor, “MR. Your LUNDBLAND: clearly defendant are without merit. nоthing happened during fact has regard last three weeks with “The Court require based its decision to that the security problems may be because of the defendant be handcuffed all stages that the has been of the trial and proceedings reason hand- connection because: one knows therewith cuffed chair. No that.

I think on behalf of the sheriff of Jackson “1. overwhelming There was evidence County and the of the courtroom security guilt of his degree. of a homicide some be denied motion should and I “2. Medical reports. opinion of arguments previ- we’ve made believe our doctors was that defendant was ously I’m sure the Court recalls the potentially as he dangerous felt no re- for the the state’s reаsons basis for mo- morse for his act. That he has homicidal objection to defendant’s motion. tion tendencies, places he a low value on his own “THE COURT: The Court would have life and tends to value the lives of say again basis of others similarly. that on the materi- That value of an- submitted to it other’s life is compared als counsel consider rather minimal *9 ruling of the his own doctor expressed on the motion offer wishes. The before an engage he will opinion seriously Turning claim, to defendant’s first the fact conduct, that he become harmful the evidence overwhelmingly demon get vocal or out of order in court. guilt strates his deprive does not him of a verbally writing “3. That he and in right to a fair trial. g., e. State the life prosecuting threatened of the at- Mastrian, 51, 75, 171 N.W.2d torney. (1969), denied, certiorari 397 U.S. during That

“4. sheriff (1970). S.Ct. 25 L.Ed.2d 662 The deputy charged and sheriffs with the leading concerning decision permissible re duty holding security defendant re- straint of a criminal defendant in the court ported at various times of his bizarre Allen, room is Illinois v. 397 U.S. custody, (a) while in behavior to-wit: S.Ct. 25 L.Ed.2d 353 In that part that he shaved the front of the hair case, charged the defendant was with arm wig; off his head and then demanded a robbery ed and desired to defend himself. (b) at one time he refused to leave provided Counsel was in the courtroom to court; (c) jail go that he made assist him. The defendant refused to re prisoners sexual advances to other male spond to the trial court’s regard direction county jail. ing his conduct. He judge. threatened the plan “5. That the size and The trial court ordered him removed from courtroom was such that the defendant the courtroom. The trial court advised the. proximity was in close to members of the defendant he could return to the courtroom jury, public. defense counsel and the promised if he properly conduct himself. “6. The defendant was a well-built At case, the close of the state’s the defend young appeared man and physically ant agreed to abide by the court’s directions powerful. (After the defendant was sen- and was present during presentation tenced was being removed from the his defense. He was convicted and the courtroom, attempted he away break convictiоn was by sustained the Illinois Su deputy from the custody who had him in preme Court. years later, Thirteen he requiring and a scuffle ensued three dep- sought a writ of habeas corpus from the uties and the sheriff to control him on the Federal court based on his removal from floor he until could be further shackled. the courtroom. The district court declined ample This is strength evidence of his writ, to issue the but the propensity.[)] appeals, court of in a divided opinion, reversed the district “It should be noted also that during the court and issued the writ. dire, jury United voir which time the de- Supreme States Court fendant was reversed shackled to his chair at coun- and denied table, sel defense counsel made a writ. special by inquiring

effort juror as to each as tо In commenting upon applicable anything whether or not there was about law, the court situation, the defendant held that and his his of con looks or condition that would influence them in frontation of witnesses under the Sixth any way guilt in their decision of or inno- Amendment could be lost a criminal juror cence. Each eventually selected in- consent or misconduct. Fur negative dicated to ques- to such ther, the court said there are at least three tions.” constitutional ways for a trial judge to han dle an obstreperous (1) defendant: Bind record, On he Stewart claims him, gag thereby keeping present; him guarantee was denied his constitutional of a (2) cite him contempt; (3) fair trial. He also claims the take him court should out of sponte instructed the sua courtroom until promises that the he restraints should not be conduct properly. considered in as himself The Allen deci sessing the evidence determining guilt. sion has subject been the of numerous legal

fit commentaries,2 may them many preferable instances, critical.3 The be in some the grant election of the trial to use Allen judge decision seems to unrestricted restraints instead banishment is not in judge the trial itself discretionary powers to grounds for reversal.4 the acknowledging while that constitutional being rights infringed of the defendant are Finally, we must consider Rule upon. Allen does not set forth in detail the 2, subd. Rules of Criminal Procedure: applied or the standards be circumstanc- “a. During the the trial defendant permit application. es which their The in- shall be seated can where he effectively is illustrative of the particularly stant case consult with his counsel and can see and been no since there has overt act problem, hear the proceedings. trial, but medical opin- the defendant “b. An incarcerated wit- of overt probability ion indicates the action. appear ness shall not court in the dis- tinctive prisoner. attire of a also This court has considered the State v. shackling. In “c. permissible Defendants and witnesses issue shall Coursolle, subjected not be physical 97 255 Minn. N.W.2d restraint while in court unless trial 472, judge the has (1959), said: 476 our court * * * reasonably found such restraint necessary recognized “It is that it is security. maintain order or If the trial within thе discretion of trial court to restraint, judge orders such he shall state have a when it is prisoner shackled mani- his reasons on the pres- record outside the fest that precaution necessary such a ence jury. physical of the Whenever re- prevent escape. violence or In exercising straint of a defendant or witness occurs its discretion the must have court some presence jurors trying case, pris- reason on the conduct of the based the judge shall on defend- the time of trial to oner at authorize jurors ant instruct that those such re- right a to be important so forfeited. In straint is not be in assessing considered words, other there must some immedi- the proof determining guilt.” necessity ate for the use the shackles.” general procedures This rule states the used Jones, v. in State recently, More 311 However, ordering restraints. we note (1976), 247 427 this Minn. N.W.2d court that it fails our fully express position held that the defendant’s conduct had re (1) that restraints not be ordered should sulted in a waiver of his to be free of unless eminently necessary, (2) once restraints, discouraged we strongly shown, necessity has been those use of restraints and stated restraints which are reasonable and least judge court the least should order coercive coercive under the circumstances should be restraints reasonable under circum Moreover, imposed. preferable it is if the Kluck, See, also, State stances. 299 warning gives trial court and uses sanc- (1974); State v. Minn. 217 N.W.2d 202 severity of increasing prior tions Klinkert, 136 N.W.2d 399 imposition warning of restraints. Such therefore, (1965). Shackling, should be vir court in sanctions will assist the trial assess- tually a matter of last resort. We also eminent restraints. Con- ing necessity for however, recognize, threat of con versely, warning the absence of such tempt procedures in a trial criminal seems trial court did sanctions indicate the consequence. Moreover, to be of little al have a for its decision sufficient basis though banishment eminently necessary. from courtroom restraints were Comment, 90; Note, note, however, Jones, 84 2. Harv.L.Rev. 56 4. We in State v. 311 Minn. 699; Note, 671; Note, 185,247 (1976), L.Rev. N.W.L.Rev. 432 Minn. N.W.2d 120; Comment, N.Y.U.L.Rev. dissenting judge strongly Okla.L.Rev. the use of advocated See, also, 440; 72. 38 Tenn.L.Rev. 39 U.Cin.L. banishment rather than restraints. 350; Rev. 23 Vand.L.Rev. 431. See, Comment, 90; Note, 3. 84 Harv.L.Rev. 699; Note, 46 Minn.L.Rev. N.Y.U.L.Rev. 136. *11 mind, its denial the support

With these considerations in we of defendant’s Stewart these question turn the to unshackled. claims now to the of whether shackling for factors afford no basis be- his dis- judge properly trial court exercised none actual cause concern misconduct dur- shackling inquiry cretion by Stewart. Our the trial. ing We subscribe to the view that scrutiny, is made with close for Stewart’s judge trial the need wait for some to a rights fundamental constitutional fair to event occur in the courtroom before im- delicately against trial are being balanced See, e. Loux v. United g., posing restraints. necessity security the courtroom and or- States, 911, (9 1968); 389 919 F.2d Cir. ABA der. Standards, Jury, p. By (Approved Trial 96 We first to the for the turn basis Draft, 1968). The “immediate necessity” trial court’s deсision to shackle Stewart. restraints, our Courselle required by given in Six reasons were the trial court’s ‍​‌‌​​​‌‌​​​​‌​​‌​​‌​​​‌‌​‌‌‌‌‌​​‌‌​​‌​​​‌​‌‌​​​‌‍decision, may exist because of inferences post-trial memorandum defendant’s mo from attributes of the defendant or his consider, however, tions. We are limited Jones, v. supra, conduct.5 In State prior we the grounds appearing those on record be imposed held restraint could on a shackling at the time of or time of subse defendant who threatened courtroom mis- quent response the court rulings by made in conduct, though even the actual misconduct to motions at to have restraints trial the did not occur. Although removed. the reasons for shack The in judge trial the case instant ling need based on not be evidence intro was confronted an extremely with difficult trial, duced given the defendant must be reports decision. The strongly sug medical an opportunity challenge the reasons for gested possibility the of violence at trial. Samuel, United v. States shackling. examining doctors stated that Stewart (4th 1970), 431 F.2d 610 Cir. affirmed on tendencies, had placed homicidal a low val remand, appeal (4 Cir.), after 433 F.2d 663 ue on the lives of others as well as his own denied, 946, 964, certiorari 401 U.S. 91 S.Ct. life, made threats the examination Moen, (1971); State v. 28 L.Ed.2d 229 94 courtroom, of what he in would do the and 477, State v. (1971); Idaho 491 P.2d 858 dangerous was to himself as well as others. Tolley, 349, (1976). 290 N.C. 226 353 S.E.2d Most persuasively, Eggert Dr. stated: implicit 2(c), This is in Rule subd. * “* * In my opinion, strong there is a requires judge which the his to state rea engage likelihoоd that he will seriously shackling sons for on the record the outside harmful conduct.” The defendant had also presence jury. of the a threat life prosecutor, made on the of the “ * * * scope Within the rule of the we stating; assure you I will kill defined, we must limit our considera you proceed if to take through me shackling tion of the reports order to the of Court.” The trial court had properly also psychiatrists, the the letters of the defend considered the the fact that nature of the ant, the statements of the defendant made charge very was first-degree mur- serious — original court at the time of the der —and that had the admitted motion, and the reasons articulated shooting. the all Weighing of these considera- trial court аt the time of motion against important the tions constitutional good disturbance; 5. A statement of some of the factors harm others or cause self-de might determining tendencies; which a court consider in struction the risk of mob violence necessity appears attempted revenge by others; possi of restraint in State v. or of 349, 368, Tolley, bility 290 226 large; N.C. S.E.2d 368 of rescue other offenders still at (1976): “The ‘material which audience; circumstances’ the size and mood of the nature may judge exercising consider physical courtroom; his security include, alia, sound inter discretion serious adequacy availability of alternate reme present charge against ness of the Accord, defend Sullivan, People Ill.App.3d v. dies.” 48 ant; temperament character; defendant’s 462, 466, 6 Ill.Dec. 362 N.E.2d attributes; record; age physical past his his Boose, 261, 266, (1977); People 66 Ill.2d past escapes attempted escapes, and evi 5 Ill.Dec. N.E. present plan escape; dence of a threats to trial, al, the defendant to a fair we the same majority be said for the the trial court did not abuse conclude that charged habitual offenders with acts of vio- concluding discretion in that Stewart its shackling lence. Yet is virtually unheard dangerous and that restraints were where the defendant has committed no necessary protect security and order disruptive overt act in open court. I cannot the courtroom. We arrive at this conclu- a rule permits subscribe to which shackling though the sion even trial court did not speculative on premises such as were here warning increasingly utilize a severe assigned. It is inconceivable to me that one *12 conclusion, arriving In at this sanctions. defendant, guarded unarmed continuously specifically also have declined to con- we sheriffs, one or more deputy poses a given by judge sider the reasons the trial in serious threat to a courtroom crowded with support posttrial of his order at the mo- jurors, witnesses, personnel, court lawyers, tions, appeared other than those which on spectators. jurors The effect on the shackling at the time was or- the record having the defendant’s legs arms and dered. presence shackled in their throughout conclude that the trial court or- We also judicial trial is tantamount to a declaration dered those restraints reasonable un- dangerous person who, that he is a for the der the circumstances. Stewart was seated safety public, should be It confined. in the courtroom and restrained to his chair is difficult imagine greater prejudice addition, jury entered. In before the one presumed to be innocent. consisted of one generally restraint hand- shackle, placed in a manner such cuff or ROGOSHESKE, (dissenting). Justice that defendant allowed to take notes join in the dissent of Mr. Justice Otis. attorney. converse with his These re- reasonable straints were under the circum- WAHL, J., part took no in the considеra- stances. tion or decision of this case. regard to the issue of shackling, With claim is second Stewart’s judge erred in not instructing

court

jury, sponte, sua that his restraint should in assessing proof

not be considered

determining guilt. We note that under 2(c), Rule subd. Rules of Criminal John Turner, L. TURNER and Yvonne Procedure, the decision to instruct wife, Plaintiffs, husband and

on the use of restraints is left with defense counsel. We believe this to be the better v. any imposition rule since requirement HOUSE, ALPHA PHI SORORITY ‍​‌‌​​​‌‌​​​​‌​​‌​​‌​​​‌‌​‌‌‌‌‌​​‌‌​​‌​​​‌​‌‌​​​‌‍sponte of sua instructions the trial court Defendant, transfers the trial strategy from defense judge. CO., counsel to the trial Patterson v. C. F. & HAGLIN SONS defendant Estelle, (5 Cir.), 494 F.2d 37 certiorari de- party plaintiff, Respondent, and third 871, nied, 419 U.S. S.Ct. L.Ed.2d v. (1974); Cassel, State 48 Wis.2d COMPANY, SPANCRETE MIDWEST 180 N.W.2d Since no defendant, party Appellant. third was requested by instruction defense coun- sel, there no error in not instructing No. 48212.

jury as to the consideration of restraints. Supreme Court of Minnesota. Affirmed. Feb. 1979.

OTIS, (dissenting). Justice there was

Granted medical evidence that was dangerous and homicid-

Case Details

Case Name: State v. Stewart
Court Name: Supreme Court of Minnesota
Date Published: Feb 9, 1979
Citation: 276 N.W.2d 51
Docket Number: 47072
Court Abbreviation: Minn.
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