STATE of Wisconsin, Plaintiff-Respondent, v. Scott L. STEVENSON, Defendant-Appellant.
No. 98-2110-CR
Supreme Court
June 28, 2000
2000 WI 71 | 613 N.W.2d 90
Oral argument February 10, 2000. (On certification from the court of appeals.)
For the plaintiff-respondent the cause was argued by Thomas J. Balistreri, assistant attorney general, with whom on the brief was James E. Doyle, attorney general.
¶ 1. ANN WALSH BRADLEY, J. This case is before the court on certification pursuant to
¶ 2. The relevant facts to this appeal are not disputed by the parties. Scott Stevenson and his former girlfriend, R.L.H., were involved in a long-term relationship that R.L.H. ended in mid-1997. Subsequent to the end of the relationship, Stevenson went to the house where R.L.H. resided with her parents and climbed onto the roof outside her bedroom window. Perched upon the roof, he proceeded to videotape R.L.H. in various stages of undress as she moved about her bathroom. Stevenson made this videotape without R.L.H.‘s knowledge or consent.
¶ 3. Stevenson returned to the house the next evening, this time videotaping R.L.H. from a tree outside her bedroom window. Stevenson videotaped his former girlfriend partially nude while she stood in front of her mirror changing outfits. Again, R.L.H. neither knew of nor consented to the making of the videotape.
¶ 4. Shortly thereafter, the Waukesha Police Department received a report of a “peeping Tom” on the roof of R.L.H.‘s house. Upon arrival at the scene, police officers chased Stevenson from the roof and apprehended him in an alley. The officers then arrested Stevenson for disorderly conduct and resisting an officer. The next day, one of R.L.H.‘s brothers recovered a video camera in the alley behind his parents’ house and contacted the authorities. This video camera contained the tape made by Stevenson depicting his former girlfriend in the nude.
¶ 5. The criminal information filed against Stevenson originally charged him with 31 counts, including numerous counts of making a videotape depicting R.L.H. nude without her consent contrary to
¶ 6. Stevenson also challenged the constitutionality of
¶ 7. Upon the reconsideration of the constitutional challenge and the circuit court‘s reiteration of its reason for rejecting that challenge, Stevenson entered no contest pleas to two counts of violating
¶ 9. The certified question before this court requires us to examine whether
¶ 10. Statutes generally benefit from a presumption of constitutionality that the challenger must refute. County of Kenosha v. C&S Management, Inc., 223 Wis. 2d 373, 383, 588 N.W.2d 236 (1999). When the statute implicates the exercise of First Amendment rights, however, the burden shifts to the government to prove beyond a reasonable doubt that the statute passes constitutional muster. Lounge Management v. Town of Trenton, 219 Wis. 2d 13, 20, 580 N.W.2d 156 (1998); City of Madison v. Baumann, 162 Wis. 2d 660, 668, 470 N.W.2d 296 (1991). Because
¶ 11. We begin our discussion by setting forth the general principles underpinning the First Amendment overbreadth framework to illuminate our subsequent examination of
¶ 12. Litigants claiming that a statute suffers from a constitutional infirmity generally must have a personal and vested interest in the outcome of the litigation, demonstrating the statute‘s unconstitutional application to their individual conduct. Broadrick v. Oklahoma, 413 U.S. 601, 610–11 (1973). Yet, in the First Amendment context the traditional rules of standing have been modified due to the gravity of a “chilling effect” that may cause others not before the court to refrain from constitutionally protected speech or expression. Virginia v. American Booksellers Ass‘n, Inc., 484 U.S. 383, 392-93 (1988); State v. Tronca, 84 Wis. 2d 68, 88–89, 267 N.W.2d 216 (1978). In light of the critical significance of First Amendment rights, challengers may champion the free expression rights of
¶ 13. The prophylactic overbreadth doctrine further serves to prevent the selective enforcement of a statute that would target and discriminate against certain classes of persons. State v. Thiel, 183 Wis. 2d 505, 522, 515 N.W.2d 847 (1994). The danger inherent in overbroad statutes is that such statutes provide practically unbridled administrative and prosecutorial discretion that may result in selected prosecution based on certain views deemed objectionable by law enforcement. Little v. City of Greenfield, 575 F. Supp. 656, 662 (E.D. Wis. 1983). See also Richard H. Fallon Jr., Making Sense of Overbreadth, 100 Yale L.J. 853, 884 (1991). The overbreadth doctrine aims to alleviate that danger.
¶ 14. Nevertheless, courts should only sparingly utilize the overbreadth doctrine as a tool for statutory invalidation, proceeding with caution and restraint. Lounge Management, 219 Wis. 2d at 22-23. Although a party may hypothesize situations in which the challenged statute reaches too sweepingly, when the statute‘s reach encompasses expressive conduct in addition to speech, the overbreadth must be both real and substantial before the statute may be invalidated. Id.; City of Milwaukee v. Wroten, 160 Wis. 2d 207, 226, 466 N.W.2d 861 (1991). Marginal infringement or fanciful hypotheticals of inhibition that are unlikely to occur will not render a statute constitutionally invalid on overbreadth grounds.
¶ 15. Having determined that a particular statute is overbroad, courts may pursue one of several options. First, courts may apply a limiting construction to rehabilitate the statute when such a narrowing and
¶ 16. With these general overbreadth principles providing contextual guidance, we proceed next to examine the constitutionality of
(2) Whoever does any of the following is guilty of a Class E felony:
(a) Takes a photograph or makes a motion picture, videotape or other visual representation or reproduction that depicts nudity without the knowledge or consent of the person who is depicted nude, if the person knows or has reason to know that the person who is depicted nude does not know of and consent to the taking or making of the photograph, motion picture, videotape or other visual representation or reproduction.
¶ 17. Stevenson claims that the State may legitimately proscribe his conduct only under a properly
¶ 18. To illustrate the overbreadth of
¶ 19. Stevenson maintains that on its face
¶ 20. Furthermore, Stevenson contends that his attorney‘s decision to include these images in the appellate brief to this court subjects his attorney to criminal prosecution under
¶ 21. At oral argument, the State conceded that
¶ 22.
¶ 23. Having determined that the statute is overbroad, the question that remains is whether the taint of unconstitutional overbreadth may be dissipated by this court applying a limiting construction to
¶ 24. Adding its suggested language to
Takes a photograph or makes a motion picture, videotape or other visual representation or reproduction that depicts nudity without the knowledge and consent of the person who is depicted nude while that person is nude in circumstances where they have a reasonable expectation of privacy, if the person knows or has reason to know that the person who is depicted nude does not know of and consent to the taking or making of the photograph, motion picture, videotape or other visual representation or reproduction (emphasis denotes additional language advanced by the State).
¶ 25. The State argues that
¶ 27. While it is this court‘s obligation to construe a statute so as to preserve its constitutionality, Wroten, 160 Wis. 2d at 233-34, we will not adopt a limiting construction unless the language of the statute is “readily susceptible” to such construction. Thiel, 183 Wis. 2d at 532 (quoting Virginia v. American Booksellers Ass‘n, Inc., 484 U.S. 383, 397 (1988)). Here, a broad and expansive interpretation is dictated by the unambiguous language of
¶ 28. The State‘s proposed language would have the effect of adding two elements to the crime set forth in the existing statute: (1) that the person depicted nude have a reasonable expectation of privacy in the place or circumstances in which the person is depicted, and (2) that the person depicted be contemporaneously present at the time of the depiction. However, the State is unpersuasive in its argument that the addition of two elements will provide the necessary cure to the statute‘s overbreadth.
a valid sales tax permit or used by a licensed attorney, attorney‘s agent, or any other person obtaining evidence for a criminal investigation or pending civil action, or by a medical professional or a peace officer acting within that person‘s scope of employment.
¶ 30. “[P]recision must be the touchstone of legislation” that implicates the fundamental freedoms underpinning the First Amendment. Aptheker v. Secretary of State, 378 U.S. 500, 514 (1964). When the statutory penalty is a criminal felony charge, as it is under
¶ 31. The State contends that this case differs from prior cases in which we have refused to apply a limiting construction to the statutes or ordinances at issue, because unlike those legislative enactments,
¶ 32. The State‘s recognition of this silence underscores the fatal flaw of its argument that we may apply a limiting construction without running afoul of
¶ 33. In further support of its limiting language, the State cites to numerous cases in which courts have supplied a judicial construction to salvage a statute‘s constitutionality. See, e.g., United States v. X-Citement Video, 513 U.S. 64 (1994); Hamling v. United States, 418 U.S. 87 (1974); State v. Collova, 79 Wis. 2d 473, 255 N.W.2d 581 (1977). These cases are distinguishable.
¶ 34. Several of the cases address the addition of a scienter element, which is the rule rather than the exception in our criminal jurisprudence, benefiting from a presumption in criminal statutes. X-Citement Video, 513 U.S. at 70; State v. Alfonsi, 33 Wis. 2d 469, 476, 147 N.W.2d 550 (1967). Other cases cited by the State permit a limiting construction in the face of either guidance from prior judicial construction of analogous language or the ready availability of language in the plain text of the statute supporting the limiting construction. Here, we have not been asked to supply the element of scienter to
¶ 35. Stevenson maintains that our adoption of the two additional elements advanced by the State would not cure the constitutional infirmity inherent in
¶ 36. According to Stevenson, the statute as judicially construed nevertheless criminalizes the drawing of a person in the nude as in the political cartoon
¶ 37. Arguably the contemporaneous presence element adequately addresses the political cartoon, subjecting a cartoonist to criminal prosecution only when the cartoon is based on a contemporaneous view of the nude and unconsenting person, not on the artist‘s imagination. Yet, the term “reproduction” continues to pose a vexing problem for the State.
¶ 38. The commingling of the State‘s proffered element of required contemporaneous presence and the term “reproduction” set forth in
¶ 39. As a proposed solution, the State would have us inject into
¶ 40. The extent of revision necessary to save
¶ 41. In sum, we conclude that
By the Court.—The judgment of the circuit court is reversed and the cause is remanded.
¶ 42. JON P. WILCOX, J. (dissenting). Even if
¶ 43. Facial challenges to statutes do not succeed when a limiting construction is available. See Broadrick v. Oklahoma, 413 U.S. 601, 613 (1973). The usual duty of courts is to construe statutes “so as to avoid the statutes’ potentially overbroad reach, apply the statute in that case, and leave the statute in place.” Osborne v. Ohio, 495 U.S. 103, 119 (1990). Moreover, when a statute regulates conduct and not just speech, “the scope of the statute does not render it unconstitutional unless its overbreadth is not only ‘real, but substantial as well.‘” Id. at 112 (quoting Broadrick, 413 U.S. at 615).
¶ 44. The general rule of standing is that a defendant cannot attack a statute on the ground that it may be unconstitutional as applied to others. See State v. Thiel, 183 Wis. 2d 505, 520, 515 N.W.2d 847 (1994). The overbreadth doctrine properly establishes an exception to this rule, when First Amendment rights are implicated. See id. at 520-21. “In the First Amendment context, we permit defendants to challenge statutes on overbreadth grounds, regardless of whether the individual defendant‘s conduct is constitutionally protected.” Osborne, 495 U.S. at 112 and n.8. However, statutory invalidation under the overbreadth doctrine is “manifestly, strong medicine” that is meant to be employed only as a last resort. See Broadrick, 413 U.S. at 613. Therefore, the court has a duty not to render the entire statute invalid when the language of the statute can be cured by a limiting construction. See Thiel, 183 Wis. 2d at 521.
¶ 45. In a challenge to facial validity, a limiting construction to rehabilitate the statute is permitted when such a reading is “readily available.” See State v. Janssen, 219 Wis. 2d 362, 378, 580 N.W.2d 260 (1998). Even when First Amendment rights are concerned, if the statute is ” ‘readily susceptible’ to a narrowing construction that would make it constitutional, it will be upheld.” See Virginia v. American Booksellers Ass‘n, Inc., 484 U.S. 383, 397 (1988)(citations omitted). A narrow construction is the proper way to guard against potential overbreadth in
¶ 46. The clear aim of the statute under attack is to protect legitimate privacy interests. Though there are no records of floor or committee debate, a letter in the drafting file indicates that the legislature‘s aim was to prohibit conduct exactly like the defendant‘s conduct in this case. See Letter of Chief of Police of River Falls to State Representative Sheila Harsdorf, dated October 11, 1995, in the Wisconsin Legislative Reference Bureau bill drafting file for 1995 Wis. Act 249. The statute was drafted in direct response to a letter written by the River Falls Chief of Police, which related an incident of the same sort of invasive and secretive visual recording of nude persons that we have in this case.2 This legislative history establishes that the legislature‘s intent in enacting
¶ 48. The majority argues that the language in the statute is not readily susceptible to an interpretation that criminalizes only this narrow category of behavior. I disagree. The most reasonable interpretation of the statute is not the one suggested by the defense, which characterizes the statute as prohibiting a myriad of conduct protected by the First Amendment. Instead, the most reasonable interpretation of the statute is the one urged by the State, which only criminalizes behavior that constitutes an invasion of privacy.
¶ 49. Under this reasonable interpretation, we cannot find real and substantial overbreadth. The
¶ 50. In 1998 this court invalidated a statute that sought to criminalize “defilement” of the American flag on grounds of overbreadth. See Janssen, 219 Wis. 2d at 387. The overbreadth challenge properly succeeded because there was no construction that would make the statute constitutionally permissible: it was “a clear attempt to ban speech and conduct based on its expressive content.” Id. at 385-86. The legislature‘s stated intent confirmed as much. See id. Here, there is no such impermissible regulation on the basis of expressive content. The statute does not criminalize the visual depiction because it depicts nudity. Instead, it criminalizes securing such depictions by an invasive, secretive method violating privacy interests.
¶ 51. To bolster this understanding of the statute, the State has proposed the following limiting language, which would ensure that the statute only applies when the defendant:
Takes a photograph or makes a motion picture, videotape or other visual representation or reproduction that depicts nudity without the knowledge
and consent of the person who is depicted nude, while that person is nude in circumstances where they have a reasonable expectation of privacy, if the person knows or has reason to know that the person who is depicted nude does not know of and consent to the taking or making of the photograph, motion picture, videotape or other visual representation or reproduction.
Plaintiff-Respondent‘s Brief at 13-14. Construing the statute in this manner underscores the statute‘s susceptibility to reasonable interpretation and clarifies the applicable scope of the statute. The language of the statute requiring “knowledge” and “consent,” coupled with the legislative history, reflect that protection of privacy is the fundamental concern. The statute is readily susceptible to a limited application: at its core, this statute seeks to protect against invasion of privacy.
¶ 52. By applying this reasonable interpretation of the statute, the overbreadth concerns fall away. Under this construction, there is no “real” and “substantial” overbreadth when “judged in relation to the statute‘s plainly legitimate sweep.” See Lounge Management, Ltd. v. Town of Trenton, 219 Wis. 2d 13, 34, 580 N.W.2d 156 (1998) (quoting Broadrick, 413 U.S. at 615). The examples put forth by the defense and the majority to illustrate possible overbreadth are inapposite under this construction of the statute. Models who pose nude have granted consent and, therefore, have no reasonable expectation of privacy. News reporters will not be vulnerable under the statute if their subjects were in full public view where there is no expectation of privacy. Artistic license will not be threatened so long as the depictions are not made while
¶ 53. The Supreme Court approved of a similar approach to curing potential overbreadth in Osborne, when it approved of the insertion of limiting language into a statute rather than invalidating the statute based on facial overbreadth. See Osborne, 495 U.S. at 112. The Supreme Court held that a narrow construction saving a statute from facial invalidation is appropriate when there is a ” ’ “whole range of easily identifiable and constitutionally proscribable conduct.” ’ ” See id. (quoting New York v. Ferber, 458 U.S. 747, 770 n.25 (1982)). The Court determined that an otherwise overbroad statute prohibiting the possession of “nude” photographs of minors could be construed narrowly to avoid “penalizing persons for viewing or possessing innocuous photographs of naked children.” See Osborne, 495 U.S. at 114. The Supreme Court approved of the Ohio Supreme Court‘s construction, which interpreted the statute to refer only to ” ‘nudity [that] constitutes a lewd exhibition or involves a graphic focus on the genitals.’ ” Id. at 113. Thus, the U.S. Supreme Court has confirmed that it is permissible, when trying to reach a curative construction, to add language that is in-step with the statutory purpose of the law. That is precisely what we should do here.
¶ 54. Limiting this statute to protect only persons who have a reasonable expectation of privacy at the moment a visual depiction is made does not constitute an improper judicial rewriting of the statute. Instead, this interpretation is the most reasonable reading based on the statutory language and legislature‘s aim. The Osborne court upheld an interpretation that did not merely add clarifying language to the statute but also grafted on an element of mental state. See
¶ 55. The majority distinguishes the Osborne line of cases on the grounds that a scienter element is a presumption in criminal law. However, the concept of “reasonable expectation of privacy” is also widespread in criminal law, particularly in Fourth Amendment litigation. Reading a “reasonable expectation” requirement into a privacy law is as natural as grafting a scienter element onto criminal laws.
¶ 56. The State also offers a construction that cures any potential overbreadth relating to the use of the term “reproduction.” “Reproduction” can be understood to refer only to reproduction of images that were procured without the victim‘s “knowledge” or “consent.” In other words, once a person has consented to the obtaining of an image, consent to reproduction of that image would be implied. Such an interpretation of the statute does not require us to “inject” an element of implied consent into the statute. Majority op. at ¶ 39. A reasonable reading of the statute, with its express reference to “consent,” suggests that absent an initial invasion of privacy,
¶ 58. In this case, notice concerns do not arise. Reading the statute without the clarifying language proposed by the State would have adequately warned the defendant that sneaking onto a roof and videotaping an unknowing victim in her bathroom is criminal. Accepting the State‘s limiting construction of this statute therefore would not deprive this defendant of fair notice of what sort of conduct could result in prosecution.
¶ 59. The statute is readily susceptible to a limiting construction to cure it from potential overbreadth. Indeed, such a limiting construction is the most reasonable reading of the statute. Therefore I respectfully dissent.
from perching himself outside an individual‘s bedroom window in order to secretly observe and create a likeness of that person.
The majority also argues that the State‘s limiting construction renders the statute internally inconsistent, because by definition a person depicted nude in the original need not be contemporaneously present during reproduction of the image. Majority op. at ¶ 38. However, no inconsistency results if “reproduction” is understood to refer only to an image that was initially obtained in a violation of privacy during which the victim was “contemporaneously present.”
Notes
This is strikingly similar to the facts in this case. The defendant admits that he secretly positioned himself outside of his ex-girlfriend‘s house, on the roof of the house and in a tree. From these positions, he videotaped her while she was in the privacy of her bedroom and bathroom.
(2) Whoever does any of the following is guilty of a Class E felony:
(a) Takes a photograph or makes a motion picture, videotape or other visual representation or reproduction that depicts nudity without the knowledge or consent of the person who is depicted nude, if the person knows or has reason to know that the person who is depicted nude does not know of and consent to the taking or making of the photograph, motion picture, videotape or other visual representation or reproduction.
The defense argues that this construction does not cure the constitutional defect because the statute might still infringe on an artist‘s right to draw from imagination a person nude in a place where the person has a reasonable expectation of privacy. I do not think this construction permits such an application, because an individual does not have a right to privacy or a reasonable expectation of privacy in an artist‘s imagination. On the other hand, the state may constitutionally prohibit an artistThe Missouri invasion of privacy statute,
(1) A person commits the crime of invasion of privacy if he knowingly views, photographs or films another person, without that person‘s knowledge and consent, while the person being viewed, photographed or filmed is in a state of full or partial nudity and is in a place where he would have a reasonable expectation of privacy.
Oregon‘s privacy statute,
(1) Except as provided in ORS 163.702 [enumerated exceptions], a person commits the crime of invasion of personal privacy if:
(a) The person knowingly makes or records a photograph, motion picture, videotape or other visual recording of another person in a state of nudity without the consent of the person being recorded; and
(b) At the time the visual recording is made or recorded the person being recorded is in a place and circumstances where the person has a reasonable expectation of personal privacy.
The North Dakota statute addressing the possession or distribution of certain photographs or other visual representations,
A person is guilty of a class A misdemeanor if, knowing of its character and content, a person surreptitiously acquires and knowingly possesses or distributes any photograph or other visual representation that exhibits a nude or partially denuded human figure...without the individual‘s written consent.... This section does not apply to any book,.. photograph, video recording, motion picture film, or other visual representation sold in the normal course of business through wholesale or retail outlets that possess
