STATE OF NEBRASKA, APPELLEE, V. ROBERT D. STEPHENS, APPELLANT.
No. 90-198
State of Nebraska
March 15, 1991
466 N.W.2d 781
Defendant fails to specify what would have been a more effective theory on which to cross-examine his ex-wife and how he was prejudiced by the manner in which her testimony was presented. Defendant‘s failure to specify the manner in which he was prejudiced by his counsel‘s cross-examination of Ferguson is magnified by the fact that her testimony concerning the December 4, 1987, drug transaction was corroborated by the undercover police officer involved in the transaction.
Defendant has failed to show that his trial attorney failed to perform as well as lawyers with ordinary training and skill in criminal law in the area, that he was prejudiced in the defense of his case as a result of any of his attorney‘s actions or inactions, or that his rights under the U.S. or Nebraska Constitution were denied or infringed upon so as to render his convictions void or voidable.
The judgment of the district court in denying postconviction relief is correct and is affirmed.
AFFIRMED.
Robert M. Spire, Attorney General, and Denise E. Frost for appellee.
HASTINGS, C.J., BOSLAUGH, WHITE, CAPORALE, SHANAHAN, GRANT, and FAHRNBRUCH, JJ.
CAPORALE, J.
Defendant-appellant, Robert D. Stephens, was convicted after a bench trial of first degree sexual assault on his own not quite 1-month-old granddaughter, in violation of
The daughter took her son with her to fetch the paper, leaving the sleeping infant alone with Stephens. At the shop the daughter happened upon a friend she had not seen for some time. After they had chatted for a while, the daughter invited the friend home to see her infant.
When they arrived back at the house after having been gone about 45 minutes to an hour, the infant was not in the swing where she had been left. The daughter and her friend then went into the front room of the house and found Stephens lying on the couch, with the infant at his feet. The infant was wearing one of her 15-month-old brother‘s diapers, which was inside out and unfastened. Stephens acted surprised at his daughter‘s return.
When the daughter picked up the infant, who had had her eyes closed, the infant began to scream. The daughter took the infant into another room to change her diaper and noticed that the diaper was bloody. Upon noticing that the infant‘s vaginal area was puffy, red, and looked sore, the daughter decided to take the infant to the hospital, suspecting at this point that her father had “done something” to the infant. When she confronted her father, Stephens stated that he had not done anything to the infant and that the infant‘s formula was somehow to blame. Stephens tried to dissuade his daughter from taking the infant to the hospital; at one point he grabbed her wrist with enough force to leave bruises.
The daughter took the infant to a hospital, where she was examined for evidence of sexual assault. The examining physician testified that the infant had a 1-centimeter laceration in the posterior fourchette, approximately 5 millimeters deep, extending from the inside of the innermost portion of the
At trial, Stephens’ 32-year-old stepdaughter testified that Stephens had had sexual contact with her repeatedly over a substantial period of time, starting when she was a child between the ages of 4 and 5. In these contacts, which began in California about a year after Stephens and her mother were married, Stephens would fondle and digitally penetrate his stepdaughter. This conduct usually occurred on a couch after Stephens had been drinking and while the stepdaughter‘s mother was absent. When the stepdaughter reached about 14 years of age, Stephens began having intercourse with her. The latter practice continued for an unspecified period of time, but at least until the stepdaughter was 15 years old.
Stephens’ first assignment of error involves the admission of his stepdaughter‘s testimony.
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he or she acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
Contrary to Stephens’ assertions, this provision is a rule of inclusion, rather than exclusion; the list of acceptable uses recited in the statute is illustrative and not intended to be exclusive. State v. Yager, 236 Neb. 481, 461 N.W.2d 741 (1990); State v. Boppre, 234 Neb. 922, 453 N.W.2d 406 (1990); State v. Schaaf, 234 Neb. 144, 449 N.W.2d 762 (1989); State v. Craig, 219 Neb. 70, 361 N.W.2d 206 (1985).
Section
The admissibility of evidence of other crimes or wrongful acts is generally within the discretion of the trial court. State v. Ryan, 226 Neb. 59, 409 N.W.2d 579 (1987); State v. Keithley, 218 Neb. 707, 358 N.W.2d 761 (1984); State v. Dandridge, 209 Neb. 885, 312 N.W.2d 286 (1981). Like all evidence, it is subject to the overriding protection of
Because Stephens elected a bench trial, there was no jury to instruct, and the fourth factor listed above is irrelevant to our review. Thus, we turn our attention to the remaining three factors.
Was the evidence that Stephens had recurring sexual contact with his stepdaughter relevant to the offense with which he was charged? The relevant portion of
Sexual penetration is defined as
sexual intercourse in its ordinary meaning, cunnilingus, fellatio, anal intercourse, or any intrusion, however slight,
of any part of the actor‘s or victim‘s body or any object manipulated by the actor into the genital or anal openings of the victim‘s body which can be reasonably construed as being for nonmedical or nonhealth purposes.
In State v. Keithley, supra, we stated that sexual crimes have consistently been classified as offenses in which evidence of other similar sexual conduct has been recognized as having independent relevancy and that such evidence may be admissible whether that conduct involved the complaining witness or third parties. Accord, State v. Craig, supra; State v. Baker, 218 Neb. 207, 352 N.W.2d 894 (1984); State v. Hitt, 207 Neb. 746, 301 N.W.2d 96 (1981). As we said in State v. Craig, 219 Neb. at 76, 361 N.W.2d at 212:
[E]vidence of repeated incidents may be especially relevant in proving sexual crimes committed against persons otherwise defenseless due to age—either the very young or the elderly. Without proof by other acts of a defendant, sexual offenses against the defenseless, except in cases of the fortuitous presence of an eyewitness, would likely go unpunished.
While Craig involved repeated incidents with the same victim, the proposition is applicable to the present situation as well.
At trial, Stephens attempted to raise the possibility that he did not sexually assault the victim, by questioning his daughter and other witnesses about whether the back door to the home was open or unlocked and by insinuating that the assault might be part of some sort of gang initiation aimed at his daughter or her husband. Stephens also questioned the victim‘s physician about the possibility that the victim‘s injury could accidentally have been caused by an inexperienced person such as Stephens changing the victim‘s diaper or cleaning her.
The evidence of Stephens’ prior sexual contacts with a 4- or 5-year-old girl in his care is relevant to negate the inferences Stephens sought to raise. The evidence is relevant to show both the identity of the assailant as being Stephens and the absence of accident or mistake on his part. Both of these are proper purposes for the admission of the evidence. See,
The final area of inquiry regarding the admission of this evidence is whether the evidence meets the criteria of
Stephens points out that the sexual contacts to which his stepdaughter testified began 27 years before the incident with his granddaughter. It is Stephens’ position that these contacts are temporally too remote and untrustworthy to have been admitted. He appears to overlook, however, that they continued for over 10 years.
In State v. Yager, 236 Neb. at 486, 461 N.W.2d at 745, we stated:
The question of whether evidence of other conduct otherwise admissible under the provisions of
§ 27-404(2) is too remote in time is largely within the discretion of the trial court. While remoteness in time may weaken the value of the evidence, such remoteness does not, in and of itself, necessarily justify exclusion of the evidence. State v. Rincker, 228 Neb. 522, 423 N.W.2d 434 (1988).
Yager was charged with the sexual assault of a child 14 years of age or younger by an actor 19 years old or older, in violation of
Although the evidence at issue in the case before us involves acts more remote in time than those held to have been properly admitted in Yager, the acts here have a higher probative value. In Yager, one of the witnesses was only 4 years younger than Yager, and, thus, the sexual contacts between the two never fell within the statute under which he was charged. In the case
The next question is whether the probative value of those contacts is substantially outweighed by the possibility of unfair prejudice. As we have stated on more than one occasion, most, if not all, of the evidence a party offers is calculated to be prejudicial to the opposing party, and so it is only unfair prejudice, that is, the tendency to suggest a decision on an improper basis, which is the concern of
In a case tried without a jury, it is presumed that in reaching its decision the trial court, as the finder of fact, considered only competent and relevant evidence. State v. Fellman, 236 Neb. 850, 464 N.W.2d 181 (1991). A corollary of this rule is the presumption that a trial court, when acting as the fact finder, only considers competent and relevant evidence for a proper purpose.
Not only has Stephens failed to overcome this presumption, but the trial court expressly ruled that it was receiving the challenged evidence “not to prove the character of the defendant or that he acted in conformity therewith, but [on the issues] of motive, opportunity, intent, knowledge, identity or absence of mistake or accident ....” The trial court was well
However, the evidence relating to the acts of intercourse Stephens had with his stepdaughter after she reached the age of 14 years does not establish sufficient similarity between those contacts and the event in question to have been relevant and therefore should not have been admitted. Nonetheless, the remaining evidence of Stephens’ guilt is so overwhelming that the admission of the intercourse evidence was harmless beyond a reasonable doubt, no matter for what reason it may have been relied upon by the trial court. See, State v. Lonnecker, supra; State v. Johnson, 236 Neb. 831, 464 N.W.2d 167 (1991); State v. Hankins, 232 Neb. 608, 441 N.W.2d 854 (1989).
This leaves us with the question of whether Stephens’ sentence was excessive. Violation of
This was an extremely serious assault upon one of the most defenseless members of society, a newborn baby. Stephens tore his infant granddaughter‘s vaginal opening; the tear was approximately one-fifth of an inch deep and almost two-fifths of an inch long on an opening which would normally be about one-fifth of an inch in diameter. The victim was hospitalized for 4 or 5 days. To claim, as Stephens does, that this crime was “not
Stephens has a long and varied criminal record, which demonstrates his complete indifference toward the law. The State of California sentenced him to 3 years’ probation for molesting his stepdaughter, but he did not modify his behavior and continued his actions unabated. But even ignoring that record, the reprehensible crime before us, without more, establishes that his sentence does not constitute an abuse of discretion.
AFFIRMED.
SHANAHAN, J., dissenting.
Once again, there is treatment of symptoms, not the illness, in this court‘s misperception and, therefore, misapplication of
To its credit, the district court indicated that if Stephens’ case had been tried to a jury, evidence of Stephens’ “other acts” would have been presented to the court, and admissibility determined, outside the jury‘s hearing. We have encouraged Nebraska trial courts to use
231 Neb. at 231, 436 N.W.2d at 138-39. What we have expressed in Olsan regarding a
At this point, however, I depart from approbation of the district court‘s procedure, namely, reception of evidence concerning Stephens’ prior sexual conduct outside the act charged in the information.
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he or she acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
To approve admissibility of Stephens’ “other acts,” the majority intones what has become a
Particularly to be deplored is what might be called the
22 C. Wright & K. Graham, Federal Practice and Procedure § 5240 at 479 (1978).
In reference to “identity” under
[t]o prove other crimes by the accused so nearly identical in method as to earmark them as the handiwork of the accused. Much more is demanded than the mere repeated commission of crimes of the same class, such as repeated murders, robberies or rapes. The pattern and characteristics of the crimes must be so unusual and distinctive as to be like a signature.
McCormick on Evidence § 190 at 559-60 (E. Cleary 3d ed. 1984). See, also, People v. Alcala, 36 Cal. 3d 604, 632, 685 P.2d 1126, 1141, 205 Cal. Rptr. 775, 790 (1984) (in “identity” cases, the “other acts” and the crime charged must be related by “common marks which, considered singly or in combination, support the strong inference that the current crime bears [the defendant‘s] signature“); People v. Golochowicz, 413 Mich. 298, 311, 319 N.W.2d 518, 522 (1982) (“other acts” offered to prove a defendant‘s identity must include circumstances which forge a link between the “other acts” and the crime charged, that is, a “unique and uncommonly distinctive style employed by the defendant.... It will not suffice that the ‘like act’ be simply another crime of the same general category or even of the same specific character“); United States v. Foutz, 540 F.2d 733, 737 (4th Cir. 1976) (the relationship between “other acts” and the crime charged must show “a uniquely ingenious stroke of criminal artistry“); United States v. Silva, 580 F.2d 144, 148 (5th Cir. 1978) (“[a] prior or subsequent crime or other incident is not admissible for [showing the accused‘s identity] merely because it is similar, but only if it bears such a high degree of similarity as to mark it as the handiwork of the accused“);
As some commentators have observed:
The prosecution should only be permitted to introduce evidence of other crimes under the identity exception where the question of identity is in issue. Sometimes, for example, in sex crimes the victim and the accused are well-known to each other and there is not the slightest possibility of mistaken identity; the real issue in the case is whether the crime took place. To admit evidence of other crimes under the present exception in such a case is simply an evasion of the general rule that evidence of other crimes cannot be used to prove the conduct of the defendant through an inference as to his character.
22 C. Wright & K. Graham, supra, § 5246 at 514-15.
In Stephens’ case, there was no real issue of identity; hence, the “other acts” evidence was inadmissible for that purpose. Clearly, the evidence was offered to show Stephens’ character or propensity pertaining to sexual conduct and, therefore, is a violation of
The majority refers to a “presumption” that a trial court, in a bench trial or nonjury case, considers only admissible and relevant evidence in resolving a factual dispute or question. That “rule” and its “corollary,” however, do not involve a presumption, that is, a fact inferred from another known or proved fact or facts. The “rule” and “corollary” expressed by the majority is actually a principle of appellate procedure which requires that the defendant show that the trial court actually made a factual determination, or otherwise resolved an issue, through use of inadmissible evidence. This procedural principle differs from the rule for an appellate review of a jury trial involving inadmissible evidence: “In a jury trial of a criminal case, whether an error in admitting or excluding evidence reaches a constitutional dimension or not, an erroneous evidential ruling results in prejudice to a defendant unless the
There is a reasonable foundation for a healthy skepticism that the trial court disregarded Stephens’ previous sexual involvement with his teenage stepdaughter, for that very conduct was the basis of Stephens’ California conviction for a sexual offense which the trial court expressly considered in determining the sentence imposed on Stephens. Ironically, a felony conviction based on Stephens’ other acts and offered for the purpose of impeachment would have been excluded by the 10-year limitation for admissibility under
Stephens’ case is not just a continuation of this court‘s misunderstanding concerning character or propensity evidence prohibited by
Better the majority should worry about its umfarshten-denish* of
As reflected by Yager issued 4 months ago, and until today, 20 years was the extreme in the timespan between a defendant‘s prior act and evidence of that prior act received at trial. Today, however, we have extended temporal acceptability in “other
*Yiddish for “misunderstanding”
