STATE of North Dakota, Plaintiff and Appellee, v. Duane Allen STEFFES, Defendant and Appellant.
Crim. No. 920336
Supreme Court of North Dakota.
May 26, 1993.
500 N.W.2d 608
R.B., 322 N.W.2d 502, was factually similar to this case. The youth had attended a beer party with friends, but he “denied obtaining beer, drinking beer, or intending to drink beer.” Id. at 503. The trial court found that R.B. “was at the party to talk and visit with others, but did not drink any beer. He knew it was a beer party and beer was available but was there to talk and just be there.” Id. Nevertheless, the trial court convicted the juvenile. Reversing, the court of appeals held that
the mere presence of R.B. at the party, even coupled with his knowledge of the presence of beer and its accessibility to him, is insufficient to constitute possession for purposes of [the statute].... [T]he opportunity to possess, standing alone, does not еstablish possession. There must additionally be the exercise of some dominion or control over the substance.... To be functional, the dominion and control necessary to permit conviction based on constructive rather than actual possession requires that the facts permit the inference of an intent to possess.
Id. We agree.
Of course, the evidence presented by the State in a constructive-possession prosecution will, by definition, be сircumstantial. Here, the State focuses on the fact that K.S. went to the house, knowing that alcohol was present, and remained there for some 30 minutes. However, those circumstances of knowledge and proximity alone are not enough to establish actual possession, without some evidence that K.S. was there to drink alcohol.
We conclude that, under
We affirm the juvenile court‘s order setting aside the conclusion that K.S. committed the unruly act of being a minor in possession of alcohol.
VANDE WALLE, C.J., and LEVINE, J., concur.
LEVINE, concurs in the result.
NEUMANN, Justice, concurring.
I concur with the majority‘s conclusion that, under these circumstances [emphasis added], a minor is culpable only for actual, not constructive, possession. I write separately to emphasize that the circumstances in this case are significantly different from those in which alcohol is found in an automobile full of minors.
Irvin B. Nodland (argued) and Thomas A. Dickson (on brief) of Nodland & Dickson, Bismarck, for defendant and appellant.
VANDE WALLE, Chief Justice.
Duane Allen Steffes appealed from a criminal judgment of conviction based upon the verdict of a jury which found him guilty of driving a motor vehicle while un
In the early morning hours of March 7, 1992, Sergeant Jerry Seeklander of the North Dakota Highway Patrol stopped Steffes after observing him driving a motor vehicle in an erratic manner. While requesting Steffes to produce his driver‘s license and proof of insurance, Sergeant Seeklander noticed that Steffes‘s eyes were bloodshot and his speech was slurred, and that an odor of an alcoholic beverage emanated from the vehicle. Inside the vehicle was an open bottle of Schnapps and a spilled bottle of beer.
Sergeant Seeklander asked Steffes to accompany him to his patrol car where a number of verbal tests were аdministered, such as an alphabet recitation exercise and a counting exercise. Sergeant Seeklander taped Steffes‘s performance of the tests on the patrol car‘s audio tape recorder.
Following the verbal tests, Sergeant Seeklander asked Steffes to step out of the patrol car and perform a number of coordination tests, such as the walk-and-turn exercise, the one-leg stand exercise, and the finger-to-the-nose exercise. As a result of Steffes‘s performance of these tests and Sergeant Seeklander‘s other observations, Seeklander placed Steffes under arrest for driving while under the influence of alcohol. A blood test was administered which indicated a blood alcohol concentration reading of 0.16%.
On March 16, 1992, Steffes filed a
On April 10, 1992, an administrative hearing was held at the Department of Transportation. The evidence taken at the arrest scene—the bottle of Schnapps, the bottle of beer, and the audio-taped conversation in the patrol car—were all available to Steffes. The administrative hearing is not the subject of this appeal.
Sometime in June or July 1992, Sergeant Seeklander recorded over the audio tape, thus destroying the March 7, 1992 taped recording of Steffes‘s performance of the verbal tests.
A few weeks before the trial, Steffes learned from Sergeant Seeklander that the audio tape may have been recorded over or erased. On the night of August 24, 1992, the day bеfore the trial, Steffes learned that the audio tape had in fact been obliterated. On the day of the trial, August 25, 1992, Steffes attempted to include an instruction to the jury which dealt with the issue of the destroyed audio tape. The proposed instruction read:
“FAILURE TO PRODUCE EVIDENCE
The state has the duty to preserve all relevant evidence. If the state has failed to offer evidence under their control and the evidence was not equally available to the defendant, you may infer that the evidence would be unfavorable to the state.
NDJI—CIVIL 1625 (modified)”2
The trial court refused to give the instruction.
During the jury selection process for Steffes‘s trial, the State exercised three of its four peremptory challenges. The three challenges were against male members of the jury panel. Steffes exercised all four of his peremptory challenges, first striking three male members of the jury panel, and then striking one female member. At no time did Steffes challenge the State‘s use of the peremptory challenges. The trial was held before a jury panel of five women and one man.
Steffes was charged with driving while under the influence of alcohol, and the per se offense of driving with a blood alcohol concentration greater than .10%.
Steffes raises two issues оn appeal: (1) The trial court failed to properly instruct the jury regarding the destruction of the audio tapes; and (2) The prosecution‘s gender-based peremptory challenges denied him equal protection of the law.
Jury instructions must correctly and adequately inform the jury of the applicable law and must not mislead or confuse the jury. State v. McIntyre, 488 N.W.2d 612 (N.D.1992); State v. Mounts, 484 N.W.2d 843 (N.D.1992). In a criminal case, a defendant is entitled to a jury instruction on a valid applicable theory, but only if therе is some evidence to support it.
Steffes argues that the critical evidence on the issue of his driving while under the influence of alcohol was Sergeant Seeklander‘s testimony on the field sobriety tests. By alleging that the audio tapes would prove that he was not under the influenсe of alcohol, he needed to play the audio tapes to the jury to rebut Seeklander‘s testimony. Absent the playing of the audio tape, Steffes claimed an entitlement to receive a jury instruction regarding the evidentiary weight to be given in the absence of the “crucial evidence.” The theory upon which Steffes based his proposed instruction was that, in the absence of the instruction, he would not receive a fair trial and his due process rights under the United States Constitution would be violated.3
Courts throughout this country have attempted to analyze an accused‘s right to due process when prosecutors fail to provide evidence to the defense which is within, or potentially within, their purview. A summation of these cases reveals that the conduct of the state which has resultеd in the loss of evidence can be grouped into three general categories: (1) the state‘s failure to collect evidence in the first instance, (2) the state‘s failure to preserve evidence once it has been collected, and (3) the state‘s suppression of evidence which has been collected and preserved. See State v. Brosnan, 24 Conn.App. 473, 589 A.2d 1234 (1991); State v. Gerhardt, 161 Ariz. 410, 778 P.2d 1306 (Ct.App.1989); State v. Trumble, 113 Idaho 835, 748 P.2d 826 (Ct.App.1987).
At one end of the evidentiary spectrum is the situation where the state initially fails to collect evidence. Police generally have no duty to collect evidence for the defense. We have held, for example, that the state is required neither to make a sample of defendant‘s breath available for independent intoxication testing, State v. Larson, 313 N.W.2d 750 (N.D.1981), nor to inform defendants that they may have an additional intoxication test performed at their own expense. State v. Rambousek, 358 N.W.2d 223 (N.D.1984). Similarly, absent statutory requirement, police have no duty to tape-record a dеfendant‘s interrogation. State v. Gordon, 261 N.J.Super. 462, 619 A.2d 259 (Ct.App.Div.1993); People v. Wimberly, 5 Cal.App.4th 773, 7 Cal.Rptr.2d 152 (1992); Holder v. State, 571 N.E.2d 1250 (Ind.1991); State v. Havatone, 769 P.2d 1043 (Ariz.Ct.App.1989); cf. Stephan v. State, 711 P.2d 1156 (Alaska 1985).
At the other end of the evidentiary spectrum is the situation where the state collects and preserves evidence, but withholds that evidence when the defendant requests it, or when it otherwise becomes material to the defense. In Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), the state withheld a crucial extrajudicial statement made by the defendant, despite defense counsel‘s request for the statement. The Court held that, “suppression by the prosecution of evidenсe favorable to the accused upon request violates due process where the evidence is material either to guilt or to punishment.” Id., at 87, 83 S.Ct. at 1196-97, 10 L.Ed.2d at 218. Accord State v. Anderson, 336 N.W.2d 123 (N.D.1983); State v. Hilling, 219 N.W.2d 164 (N.D.1974). Steffes‘s case is not factu
The facts in the present case are somewhat analоgous to those in Arizona v. Youngblood, 488 U.S. 51, 109 S.Ct. 333, 102 L.Ed.2d 281 (1988), in which the state failed to properly preserve clothing and semen samples in a molestation case. As a result, the criminal pathologist was unable to properly test the clothing and semen. The state did not attempt to make use of the materials in its own case in chief. On appeal from the conviction, Youngblood contended that the state had breached its duty to preserve evidence which could prove useful to him in his defеnse, thus denying him due process under the law.
In stark contrast to Brady, the unpreserved evidence in Arizona v. Youngblood was neither plainly exculpatory nor inculpatory. Under these circumstances, there is no prejudice in fact because it is speculative whether the evidence might have been exculpatory, or might have been inculpatory. See City of Bismarck v. Bauer, 409 N.W.2d 90 (N.D.1987).
Recognizing this distinction, the Supreme Court rejected the application of the fundamental-fairness requirement of the Due Process Clause which would impose on police “an undifferentiated and absolute duty to retain and to preserve all material that might be of conceivable evidentiary significance in a particular prosecution.” Id., at 58, 109 S.Ct. at 337, 102 L.Ed.2d at 289. Instead, the Court held that “unless a criminal defendant can show bad faith on the part of the police, failure to preserve potentially useful evidence does not constitute a denial of due process of law.” Id. For this type of evidence, good or bad faith of the police is relevant because of an inference that can be drawn from the bad faith of the police. In a Brady setting, however, good faith is immaterial because, by definition, Brady materials are plainly exculpatory and no inference is required. As a result, one of the threshold questions in the Arizona v. Youngblood test requires that if Steffes is to prove a due process violation, he must show that the tape recording was destroyed in bad faith.
Bad faith, as used in cases involving destroyed evidence or statements, means that the state deliberately destroyed the evidence with the intent to deprive the defense of information; that is, that the evidence was destroyed by, or at the direction of, a state agent who intended to thwart the defense. State v. Baldwin, 224 Conn. 347, 618 A.2d 513 (1993). Cf.,
In the present case, Sergeant Seeklander was asked with regard to his erasing the audio tape:
“Q. When was the—you said you recorded over the tape. When was that done?
“A. Would have been done last part of June, first part of July.
“Q. Why was it done?
“A. I guess a couple reasons. I need a fresh tape and this case was back in March. I had assumed it was over and done with.”
Whether Seeklander‘s action could be termed reckless, intentional, negligent, or merely that of following or failing to follow regular police procedure, is open to question.5 But, our research shows that
There is no evidence that Seeklander‘s erasing of Steffes‘s audio-taped conversation was done in bad faith. He erased the tape under the belief that the case had been dealt with and that the tape would not be further needed, not with the intent of thwarting the defense. With no bad faith on the part of the state, this cаse does not implicate the Arizona v. Youngblood due process violation test. Because there is no evidence to support a theory of a due process violation, Steffes was not entitled to the jury instruction. See Cummins supra; Gann, supra.6
The judgment of the trial court is affirmed.
SANDSTROM, NEUMANN, LEVINE and MESCHKE, JJ., concur.
MESCHKE, Justice, concurring.
I join in the opinion for the court by Chief Justice VandeWalle. I write separately only to point out that, in a proper case, either the prosecution or defense in a criminal trial would be entitled to a correct jury instruction, similar to NDJI—Civil 1625, on an adverse inference against the party that fails to produce or destroys evidence under his control, if no satisfactory explanation for that failure is given. See 29 AmJur2d Evidence §§ 178, 179 (1967); Charles E. Torcia, Wharton‘s Criminal Evidence, § 146 (13th ed. 1972); 2 Wigmore, Evidence §§ 290, 291 (Chadbourn rev. 1979). A party is entitled to a jury instruction if there is evidence to support it. State v. Thiel, 411 N.W.2d 66 (N.D.1987).
Notes
Arizona v. Youngblood, 488 U.S. 51, 59-60, 109 S.Ct. 333, 338, 102 L.Ed.2d 281, 290 (1988). Although the majority opinion in Arizona v. Youngblood did not characterize the giving of the aforementioned instruction as dispositivе, Steffes claims that by refusing it, the trial court violated his due process rights.“If you find that the State has... allowed to be destroyed or lost any evidence whose content or quality are in issue, you may infer that the true fact is against the State‘s interest.”
