State v. StarrishState v. Starrish
Lead Opinion
This is an appeal from an order of the Superior Court for King County dismissing a habitual criminal charge based upon CrR 8.3 (b).
On August 8, 1974, the defendant, Starrish, entered a plea of guilty to second-degree assault while armed with a deadly weapon — a knife. The plaintiff, the State of Washington, filed a supplemental information charging Starrish with having attained the status of a habitual criminal. Starrish filed a motion to dismiss the supplemental information based upon CrR 8.3 (b), alleging that this would be in the “interests of justice.” The court granted the motion and entered an order dismissing the supplemental information, concluding that the interests of justice and the protection of the public would be served best if the court’s discretion in sentencing and the parole board’s discretion in fixing the term of imprisonment were not restricted by a habitual criminal conviction, which would require imposition of a mandatory minimum sentence.
Prior to having entered a plea of guilty to second-degree assault in the instant case (which is equivalent to a conviction) , Starrish had been convicted in the state of Washington of (1) second-degree burglary in 1956, (2) robbery in 1959, and (3) robbery in 1969.
CrR 8.3 (b) provides:
The court on its own motion in the furtherance ofjustice, after notice and hearing, may dismiss any criminal prosecution and shall set forth its reasons in a written order.
Two basic issues are raised by this appeal: (1) Is a habitual criminal charge a “criminal prosecution” within the meaning of CrR 8.3 (b) ? (2) May the court dismiss a habitual criminal charge on equitable grounds absent a showing of arbitrary action or governmental misconduct? The answer to the first issue is yes, and no to the second issue.
With respect to the first issue, the State contends that a habitual criminal proceeding is not a criminal prosecution because all that remains before sentencing is the factual determination that Starrish has committed the requisite number of crimes. To support this proposition the State quotes from State v. Pringle,
This statute, however, relates to the dismissal of a “criminal prosecution” and in no way authorizes a sentencing judge to modify a criminal information after the conclusion of the prosecution and after a valid plea of guilty has been entered.
From this the State reasons that a habitual criminal charge involves or creates a status and does not constitute a new crime or a criminal prosecution. As indicated above, we disagree and hold that a habitual criminal charge does constitute a “criminal prosecution” as that term is used in CrR 8.3 (b).
This court previously has held that
State v. Pringle, supra, is distinguishable. Therein the defendant entered a plea of guilty to robbery while armed with a deadly weapon which would result in a mandatory minimum sentence. At the sentencing hearing the judge, after being informed that the defendant had no prior felonies and had committed only two rather innocuous misdemeanors, decided to delete the deadly weapon language in the finding portion of the judgment and sentence, thus obviating the need to impose the mandatory minimum sen-
The State further relies on State v. Persinger,
The State finally contends that dismissal of the habitual criminal allegation separately and apart from the
We now treat the second issue which is whether a habitual criminal charge may be dismissed on equitable grounds absent a showing of arbitrary action or governmental misconduct. The State’s basic position is that CrR 8.3(b) is designed to protect against arbitrary action or governmental misconduct and not to grant courts the authority to substitute their judgment for that of the prosecutor. We agree.
Starrish contends that since this issue was not raised at the trial level, it may not be considered on appeal. This argument lacks merit as the record is replete with argument presented to the trial judge indicating that he did not have the authority under the rule to dismiss the charge absent a showing of arbitrary action or governmental misconduct.
Starrish claims that since the court’s written reasons for dismissal were supported by substantial evidence, the court is precluded from overturning the factual findings on appeal. The issue is not one of fact, but involves a conclusion of law. The trial court erred as a matter of law in its conclusion that the habitual criminal charge should be dismissed. There is no evidence in the record of governmental misconduct or arbitrary action of the type historically regarded by this court as sufficient to support a dismissal of a
Starrish finally argues that even if a showing of misconduct is required this prerequisite was met because of the failure of the Department of Social and Health Services to treat his alcoholic problem while he was subject to its control as required by
We find that the court’s dismissal of the charge constituted an abuse of discretion because there was no evidence of arbitrary action or governmental misconduct.
The order of the court dismissing the supplemental information should be reversed, and the habitual criminal proceeding should be reinstated.
It is so ordered.
Stafford, C.J., and Hunter, Hamilton, Wright, and Brachtenbach, JJ., concur.
Notes
“The following limitations are placed on the board of prison terms and paroles with regard to fixing the duration of confinement in certain cases, notwithstanding any provisions of law specifying a lesser sentence, to wit:
“(3) For a person convicted of being an habitual criminal within the meaning of the statute which provides for mandatory life imprisonment for such habitual criminals, the duration of confinement shall not be fixed at less than fifteen years. The board shall retain jurisdiction over such convicted person throughout his natural life unless the governor by appropriate executive action orders otherwise.”
Among other crimes, the record indicates that Starrish has been convicted in Alaska of petit larceny, grand larceny, and burglary.
“Every person convicted in this state of any crime of which fraud or intent to defraud is an element, or of petit larceny, or of any felony, who shall previously have been twice convicted, whether in this state or elsewhere, of any crime which under the laws of this state would amount to a felony, or who shall previously have been four times convicted, whether in this state or elsewhere, of petit larceny, or of any misdemeanor or gross misdemeanor of which fraud or intent to defraud is an element, shall be punished by imprisonment in the state penitentiary for life.”
State v. Lei,
State v. Domanski,
“The following limitations are placed on the board of prison terms and paroles with regard to fixing the duration of confinement in certain cases, notwithstanding any provisions of law specifying a lesser sentence, to wit:
“(1) For a person not previously convicted of a felony but armed with a deadly weapon at the time of the commission of his offense, the duration of confinement shall not be fixed at less than five years.’’
State v. Pringle,
E.g., State v. Sonneland,
“The director of institutions shall provide for the establishment of programs and procedures for convicted persons at the state penitentiary, which are designed to be corrective, rehabilitative and reformative of the undesirable behavior problems of such persons, as distinguished from programs and procedures essentially penal in nature,”
This case illustrates a possible or potential deficiency in the habitual criminal statute, i.e., it does not take into account the individual characteristics or potential of convicted persons relative to possible rehabilitation.
Judge Horowitz reasoned that the public’s need for protection, even
Successful treatment of alcoholic addiction is perhaps somewhat dubious at best, but there are people who respond and who are capable of rehabilitation. It seems obvious that both the warden and the trial judge were of the opinion that Starrish would respond affirmatively to treatment. Based upon this assumption the trial judge ordered the dismissal of the charge, rather than have it preclude possible treatment and rehabilitation.
The problem presented to the trial judge and this court cannot be resolved under CrR 8.3(b) and the rule making power of this court. Any solution of the problem is a matter of substantive law, and can only be addressed, considered, and possibly resolved by legislative action.
Dissenting Opinion
(dissenting) — I agree with the majority that a habitual criminal charge is a “criminal prosecution” within the meaning of CrR 8.3(b). I cannot accept its conclusion that a showing of governmental misconduct or arbitrariness is prerequisite to the dismissal of such a prosecution under that rule. Our prior cases, and those from other states with similar provisions, clearly establish that CrR 8.3(b) does precisely what it purports to do: it gives trial courts the
Relatively few cases have interpreted the language of CrR 8.3 (b) in the near century it and its predecessor statute (
We made this clear in State v. Satterlee, supra, by affirming the dismissal of a robbery charge which, we found, the prosecution was fully within its rights in pressing despite the defendant’s claim of double jeopardy. No governmental misconduct was involved, but we held that the court was justified in dismissing the charge in the interests of justice and in light of its duty “ ‘to see that a person charged with crime is fairly treated.’ ” State v. Satterlee, supra at 94, quoting State v. Silver,
Our cases also establish that a trial court has wide discretion in deciding whether a dismissal is or is not warranted under the principles of fairness and justice embodied in this rule (CrR 8.3(b)). Only twice before have we overturned a trial court’s decision either to dismiss or not to dismiss a prosecution under this rule or its predecessors. In Seattle v. Mathewson,
Several other states have or have had rules or statutes similar or identical to CrR 8.3 (b) .
to dismiss a case whenever in its judgment the furtherance of justice may be subserved thereby. It may be that the evidence would warrant a conviction, but, if the court is of the opinion that such conviction would be unjust and that the best interest of society would be subserved by the dismissal of a case, the statute . . . authorizes such action. It must never be forgotten that the enforcement of justice is the sole object of the law.
State v. McDonald,
The power created by CrR 8.3 (b) and like provisions is essentially a power to do equity. The trial court in exercising it must balance the interests of society in prosecuting criminals against the interests of individuals in unusual
The factors which determine whether a particular case presents the kind of “rare circumstances” in which termination of a prosecution is appropriate are too numerous and nebulous to permit the kind of narrow definition the majority attempts to give them. A trial court must be given considerable leeway in deciding, on the basis of all the information before it, whether a dismissal would be “in the furtherance of justice.” This does not mean the power vested by CrR 8.3(b) is unlimited, however. Trial courts’ discretion, “while broad, is by no means absolute.” People v. Orin, supra at 945. Decisions to dismiss or not to dismiss are subject to review on appeal, and if a prosecution is ordered dismissed the reason of the dismissal must be set forth in the order, which must be entered on the record. CrR 8.3(b). This provides a substantial safeguard against any possible judicial arbitrariness or caprice. People v. Ritchie,
The reason given by the trial court in this case for dismissing the habitual criminal charge against respondent Starrish was essentially that the purpose of the habitual criminal statute would not be served by trying him under it. Specifically, it found, on the basis of substantial evidence (1) that the state’s interest in restraining respondent was satisfied by the prior adjudication that subjected him to parole board control until he is 75 years old; and (2) that society’s interest in having him stop his antisocial behavior would be best served by alcoholism treatment, which he was amenable to but could not receive if adjudicated a habitual criminal. As the majority acknowledges in footnote 11, these considerations clearly could lead a “reasonable judge” to the conclusion that this dismissal was appropriate and in the interests of justice.
In a number of cases courts have upheld dismissals based on determinations that prosecution under a statute would not best serve the purposes for which the statute was enacted, and would adversely affect the defendant “beyond the point of the state’s proper and legitimate interest.” State v. Camp, supra at 375 (Finley, J., dissenting). In People v. Quill,
On the basis of similar reasoning, the courts in California
Habitual criminal adjudications are essentially sentencing proceedings, not distinct prosecutions. State v. Bryant,
Statutes like CrR 8.3 (b) transfer to the court part of the prosecutors’ traditionally unbridled discretion to control criminal prosecutions. State v. McDonald, 10 Okla. Crim; 413, 415,
Courts always have the authority to do justice, and CrR 8.3 (b) explicitly recognizes that authority in the context of unjustified or unfair criminal prosecutions. It places the responsibility to decide what are the interests of justice on the court, where it should be.
[T]he district attorney cannot be regarded as impartial. He is essentially an advocate who, believing in the justice of his cause, is seeking conviction and punishment of the accused. To make him also the court of last resort as to what punishment should be imposed, without any impartial tribunal to review his decision in the matter of sentencing, seems to me to do violence to our concept of constitutional government, and offends our oft repeated and proud boast that we are a government of law and not of men.
People v. Sidener,
CrR 8.3 (b) insures that the broad discretion of prosecutors and the rigidity of aggravated sentencing laws will not combine to reduce judges to the status of mere clerks assigned to stamp and file the decisions of other agencies of government. It is too important to be so tightly confined as the majority’s decision renders it. It should be read as being as broad and flexible as the principles of justice to which it refers, and against which exercise of judicial power should always be measured. There is no intimation in this record that the judge acted other than in a careful, considered manner. He received statements from eight independent witnesses, unrelated to the respondent, urging dismissal of the charge. These included a former president of the Seattle School Board and the victim of respondent’s latest criminal act.
For these reasons I would follow the overwhelming weight of authority and hold that the power to dismiss a
I dissent.
Rosellini and Horowitz, JJ., concur with Utter, J.
Petition for rehearing denied January 29,1976.
In State v. Cory,
See, e.g., former Ariz. Rev. Stat. Ann. rule 239 (1956);
Cf. People v. Quill,