THE STATE OF WASHINGTON, Appellant, v. HERBERT CLINTON STARRISH, Respondent.
No. 43505
En Banc.
December 11, 1975.
200
John Henry Browne, Chief Attorney, and Carl T. Hultman of Seattle-King County Public Defender, for respondent.
On August 8, 1974, the defendant, Starrish, entered a plea of guilty to second-degree assault while armed with a deadly weapon—a knife. The plaintiff, the State of Washington, filed a supplemental information charging Starrish with having attained the status of a habitual criminal. Starrish filed a motion to dismiss the supplemental information based upon
Prior to having entered a plea of guilty to second-degree assault in the instant case (which is equivalent to a conviction), Starrish had been convicted in the state of Washington of (1) second-degree burglary in 1956, (2) robbery in 1959, and (3) robbery in 1969.2 The sentencing proceedings were stayed pending the resolution of this appeal.
The court on its own motion in the furtherance of
Two basic issues are raised by this appeal: (1) Is a habitual criminal charge a “criminal prosecution” within the meaning of
With respect to the first issue, the State contends that a habitual criminal proceeding is not a criminal prosecution because all that remains before sentencing is the factual determination that Starrish has committed the requisite number of crimes. To support this proposition the State quotes from State v. Pringle, 83 Wn.2d 188, 190, 517 P.2d 192 (1973), where the court stated with reference to
This statute, however, relates to the dismissal of a “criminal prosecution” and in no way authorizes a sentencing judge to modify a criminal information after the conclusion of the prosecution and after a valid plea of guilty has been entered.
From this the State reasons that a habitual criminal charge involves or creates a status and does not constitute a new crime or a criminal prosecution. As indicated above, we disagree and hold that a habitual criminal charge does constitute a “criminal prosecution” as that term is used in
This court previously has held that
State v. Pringle, supra, is distinguishable. Therein the defendant entered a plea of guilty to robbery while armed with a deadly weapon which would result in a mandatory minimum sentence. At the sentencing hearing the judge, after being informed that the defendant had no prior felonies and had committed only two rather innocuous misdemeanors, decided to delete the deadly weapon language in the finding portion of the judgment and sentence, thus obviating the need to impose the mandatory minimum sen-
The State further relies on State v. Persinger, 62 Wn.2d 362, 382 P.2d 497 (1963). In Persinger we reasoned that
The State finally contends that dismissal of the habitual criminal allegation separately and apart from the
We now treat the second issue which is whether a habitual criminal charge may be dismissed on equitable grounds absent a showing of arbitrary action or governmental misconduct. The State‘s basic position is that
Starrish contends that since this issue was not raised at the trial level, it may not be considered on appeal. This argument lacks merit as the record is replete with argument presented to the trial judge indicating that he did not have the authority under the rule to dismiss the charge absent a showing of arbitrary action or governmental misconduct.
Starrish claims that since the court‘s written reasons for dismissal were supported by substantial evidence, the court is precluded from overturning the factual findings on appeal. The issue is not one of fact, but involves a conclusion of law. The trial court erred as a matter of law in its conclusion that the habitual criminal charge should be dismissed. There is no evidence in the record of governmental misconduct or arbitrary action of the type historically regarded by this court as sufficient to support a dismissal of a
Starrish finally argues that even if a showing of misconduct is required this prerequisite was met because of the failure of the Department of Social and Health Services to treat his alcoholic problem while he was subject to its control as required by
We find that the court‘s dismissal of the charge constituted an abuse of discretion because there was no evidence of arbitrary action or governmental misconduct.
The order of the court dismissing the supplemental information should be reversed, and the habitual criminal proceeding should be reinstated.
It is so ordered.
STAFFORD, C.J., and HUNTER, HAMILTON, WRIGHT, and BRACHTENBACH, JJ., concur.
UTTER, J. (dissenting)—I agree with the majority that a habitual criminal charge is a “criminal prosecution” within the meaning of
Relatively few cases have interpreted the language of
We made this clear in State v. Satterlee, supra, by affirming the dismissal of a robbery charge which, we found, the prosecution was fully within its rights in pressing despite the defendant‘s claim of double jeopardy. No governmental misconduct was involved, but we held that the court was justified in dismissing the charge in the interests of justice and in light of its duty “to see that a person charged with crime is fairly treated.” State v. Satterlee, supra at 94, quoting State v. Silver, 152 Wash. 686, 694, 279 P. 82 (1929). In no case have we reversed a dismissal under
Our cases also establish that a trial court has wide discretion in deciding whether a dismissal is or is not warranted under the principles of fairness and justice embodied in this rule (
Several other states have or have had rules or statutes similar or identical to
to dismiss a case whenever in its judgment the furtherance of justice may be subserved thereby. It may be that the evidence would warrant a conviction, but, if the court is of the opinion that such conviction would be unjust and that the best interest of society would be subserved by the dismissal of a case, the statute . . . authorizes such action. It must never be forgotten that the enforcement of justice is the sole object of the law.
State v. McDonald, 10 Okla. Crim. 413, 416, 137 P. 362 (1914).14 No court in any jurisdiction has held, as the majority does in this case, that dismissals under these rules are proper only in cases of governmental misconduct.
The power created by
The factors which determine whether a particular case presents the kind of “rare circumstances” in which termination of a prosecution is appropriate are too numerous and nebulous to permit the kind of narrow definition the majority attempts to give them. A trial court must be given considerable leeway in deciding, on the basis of all the information before it, whether a dismissal would be “in the furtherance of justice.” This does not mean the power vested by
The reason given by the trial court in this case for dismissing the habitual criminal charge against respondent Starrish was essentially that the purpose of the habitual criminal statute would not be served by trying him under it. Specifically, it found, on the basis of substantial evidence (1) that the state‘s interest in restraining respondent was satisfied by the prior adjudication that subjected him to parole board control until he is 75 years old; and (2) that society‘s interest in having him stop his antisocial behavior would be best served by alcoholism treatment, which he was amenable to but could not receive if adjudicated a habitual criminal. As the majority acknowledges in footnote 11, these considerations clearly could lead a “reasonable judge” to the conclusion that this dismissal was appropriate and in the interests of justice.
In a number of cases courts have upheld dismissals based on determinations that prosecution under a statute would not best serve the purposes for which the statute was enacted, and would adversely affect the defendant “beyond the point of the state‘s proper and legitimate interest.” State v. Camp, supra at 375 (Finley, J., dissenting). In People v. Quill, 11 Misc. 2d 512, 177 N.Y.S.2d 380 (1958), for example, the court held that the purpose of the criminal libel law, to avert violent retaliation by the victims of slander, would not be fulfilled by prosecution against the wishes of the defendant‘s victim. It therefore dismissed the charge. People v. Superior Court, 20 Cal. App. 3d 684, 687, 97 Cal. Rptr. 886 (2d Dist. 1971), affirmed a dismissal ordered because a conviction could only have increased the minimum term of the sentence the defendant was serving for another offense and would have “contributed nothing to the over-all enforcement of the criminal law.” See also People v. Cina, 41 Cal. App. 3d 136, 138, 115 Cal. Rptr. 758 (2d Dist. 1974); People v. Davis, supra.
On the basis of similar reasoning, the courts in California
Habitual criminal adjudications are essentially sentencing proceedings, not distinct prosecutions. State v. Bryant, 73 Wn.2d 168, 437 P.2d 398 (1968); Blake v. Mahoney, 9 Wn.2d 110, 113 P.2d 1028 (1941). A trial court‘s discretion in sentencing is and must be particularly broad. People v. Dorsey, supra; State v. Birdwell, 6 Wn. App. 284, 492 P.2d 249 (1972). The determination that a habitual criminal prosecution should be dismissed does not deprive the state of the power to incarcerate or control a criminal defendant and therefore does not adversely affect the state‘s interests as strongly as does the dismissal of an original criminal prosecution. Cf. State v. Satterlee, 58 Wn.2d 92, 95, 361 P.2d 168 (1961). For these reasons the context of habitual criminal prosecutions would seem to be one in which the free exercise of the power to act “in the furtherance of justice” afforded by
Statutes like
Courts always have the authority to do justice, and
[T]he district attorney cannot be regarded as impartial. He is essentially an advocate who, believing in the justice of his cause, is seeking conviction and punishment of the accused. To make him also the court of last resort as to what punishment should be imposed, without any impartial tribunal to review his decision in the matter of sentencing, seems to me to do violence to our concept of constitutional government, and offends our oft repeated and proud boast that we are a government of law and not of men.
People v. Sidener, 58 Cal. 2d 645, 674-75, 375 P.2d 641, 25 Cal. Rptr. 697 (1962) (White, J., dissenting).
For these reasons I would follow the overwhelming weight of authority and hold that the power to dismiss a
I dissent.
ROSELLINI and HOROWITZ, JJ., concur with UTTER, J.
Petition for rehearing denied January 29, 1976.
