State v. SprostyState v. Sprosty
- Reporters:
- , , ,
- Before:
- Dykman
¶ 1. Larry Sprosty was committed to the Wisconsin Resource Center as a sexually violent person in 1995. His petition for supervised release was later granted, but the circuit court relieved the State from its order when it concluded that new evidence demonstrated that it was substantially probable Sprosty would reoffend. Sprosty appeals from the order granting the State‘s motion for relief and from an order denying Sprosty‘s motion to vacate the order for relief. Sprosty argues that no extraordinary circumstances have occurred under
¶ 2. We conclude that the circuit court did not exercise its discretion erroneously either when it determined that there were extraordinary circumstances justifying relief under
I. Background.
¶ 3. This case has taken a long and circuitous path through the Wisconsin courts. Larry Sprosty was convicted of first-degree sexual assault of a child, sexual exploitation of a child, and child enticement in 1991. The circuit court sentenced him to five years in prison. Before Sprosty was scheduled to be released, the State filed a petition under
¶ 4. On February 1, 1996, Sprosty petitioned the circuit court for an order granting him supervised release under
¶ 5. Sprosty was never released. First, the circuit court ordered Dane County to prepare a plan for Sprosty because it concluded that Crawford County did
¶ 6. A hearing was held on February 23, 2000, to show cause why Sprosty had not yet been placed and to determine what efforts La Crosse County was making to meet the March 1 deadline. Although the court found the efforts of La Crosse County lacking, it extended the time for release to April 1, 2000.
¶ 7. On March 13, 2000, the State filed a motion with the circuit court to reconsider its order for supervised release, alleging that Sprosty had made sexual advances on a seventeen-year-old cellmate in the Crawford County Jail
3
during February 2000, making supervised release no longer appropriate. After the circuit court concluded that the time for filing a motion to reconsider had long since passed, the State moved the court for an order granting relief from the trial court‘s 1996 order granting supervised release to Sprosty under
¶ 8. The circuit court held hearings on May 25, 2000, and July 13, 2000. M.L.B., who was seventeen years old at the time the incident occurred, testified that he shared a cell with Sprosty at the Crawford County Jail for approximately two weeks. M.L.B. stated that one evening Sprosty left a letter on his (Sprosty‘s)
¶ 9. Two experts testified for the State. Raymond Wood is a clinical psychologist, licensed in Wisconsin, and the clinical director for the Sexually Violent Person Program in Illinois. Previously, Wood had contact with Sprosty as a therapist at the Wisconsin Resource Center. During the hearing, Wood testified that he believed Sprosty was still a sexually violent person and that it was substantially probable that he would reoffend if placed on supervised release. He further stated that the significance of the incident in the Crawford County Jail was “enormous” and that there were no conditions that could be placed on Sprosty that would make supervised release appropriate.
¶ 10. Anthony Thomalla, a clinical psychologist who was the Treatment Director at the Sand Ridge
¶ 11. Two experts also testified for Sprosty. Janet Weber provides treatment for sexual offenders and prepared the treatment plan for Sprosty to be implemented upon his release. She has a master‘s degree in social work, but is not a psychologist. Weber testified that her treatment plan would not have been affected by the incident in the Crawford County Jail and she believed Sprosty handled the incident appropriately. She based her conclusion in part on a “decision matrix” that Sprosty had prepared after he wrote the letter to M.L.B. According to Weber, part of Sprosty‘s treatment was to create a matrix when he was at risk to reoffend in order to assess alternatives to inappropriate sexual behavior. The decision matrix listed a number of reasons Sprosty believed he should not have sexual contact with M.L.B., including “He is still a child,” and “It is wrong and against everything I believe.” In addition, Weber noted that Sprosty spoke to a patient care technician at the jail after he wrote the letter, never verbalized his offer to M.L.B., and had not created the situation in which he was placed. However, the trial court would not allow Weber to give her opinion regarding whether there was a substantial probability that Sprosty would reoffend.
¶ 12. Diane Lytton is a licensed psychologist with a Ph.D. in clinical psychology. She is also trained in the evaluation and treatment of sex offenders. She testified that the incident at the jail did not substantially raise Sprosty‘s risk to reoffend. Similar to Weber, Lytton
¶ 13. At the close of the hearing, the circuit court concluded that M.L.B. was telling the truth, that Sprosty had intentionally left the letter on his bed for M.L.B. to read, and that sexual contact would have occurred had M.L.B. consented. The court also found that Sprosty had requested twice to be moved out of the cell and that Sprosty was not aware that M.L.B. was seventeen years old.
¶ 14. Regarding the expert opinions, the court stated that the opinions of Wood and Thomalla “were the more appropriate, acceptable, and reasonable,” and that “Dr. Lytton and Ms. Weber fail to realize the significance of the incident at the jail.” Although acknowledging the advancements that Sprosty had made, the court concluded that the recent incident made supervised release inappropriate. In the court‘s written findings of fact and conclusions of law, the court concluded that there was a substantial risk that Sprosty would reoffend if released into the community, that the State had shown this by clear and convincing evidence, and that the “ends of justice” would be accomplished by granting the State‘s motion.
¶ 15. On August 11, 2000, Sprosty filed a motion requesting the court to vacate its order based on evidence that Thomalla had provided false and misleading testimony regarding his professional background and had engaged in other misconduct. Although the court agreed that inaccuracies in Thomalla‘s testimony impaired his credibility somewhat, the court concluded that it was not required to strike Thomalla‘s testimony
II. Analysis
A. Extraordinary Circumstances
¶ 16. Wisconsin Stat.
¶ 17. To prevent parties from subverting the time requirements of
¶ 18. We review the circuit court‘s determination that extraordinary circumstances are present and its ultimate decision to grant relief from judgment for an erroneous exercise of discretion. T.E.D. v. P.S.G., 170 Wis. 2d 231, 238-39, 487 N.W.2d 644 (Ct. App. 1992). Accordingly, we will reverse the circuit court only if the record demonstrates that it failed to exercise its discretion, applied an incorrect legal standard, or if the facts fail to support the trial court‘s decision. In re Commitment of Williams, 2001 WI App. 155, ¶ 9, 246 Wis. 2d 722, 631 N.W.2d 623.
¶ 19. Sprosty contends that the State has not demonstrated that extraordinary circumstances exist in this case. He refers us to the factors first annunciated in
M.L.B.,
which the supreme court stated could be used by circuit courts in determining whether relief under
whether the judgment was the result of the conscientious, deliberate and well-informed choice of the claimant; whether the claimant received the effective assistance of counsel; whether relief is sought from a judgment in which there has been no judicial consideration of the merits and the interest of deciding the particular case on the merits outweighs the finality of judgments; whether there is a meritorious defense to the claim; and whether there are intervening circumstances making it inequitable to grant relief.
M.L.B., 122 Wis. 2d at 552-53.
¶ 21. In this case the circuit court concluded that the interest in finality was outweighed by the perceived risk that the new incident was an indicator that Sprosty would reoffend. The court stated:
But this incident at the jail also shows that in — a sexual assault of a juvenile may occur at any time, any place. If it can occur in a jail, it can occur in a men‘s room, in a public place in La Crosse, or many other places. So is there a risk of re-offending? I believe that there is, and I believe that risk is substantial.
My ultimate conclusion here is that it is in the interests of justice, especially for the safety of the public, safety of young — especially the safety of young persons, which requires that the State be entitled to relief from the order of supervised release.
¶ 22. We cannot conclude that the trial court improperly exercised its discretion because it considered the safety of children above all other factors. Under
¶ 23. Sprosty also contends that the evidence presented did not demonstrate a substantial probability that he would reoffend if released. Sprosty argues that because no threats or touching occurred, he was still a proper candidate for supervised release. He also emphasizes that nothing he did was against the law, since the Wisconsin Statutes do not prohibit attempts to have sex with seventeen year olds. 5
¶ 25. We want to encourage counties to implement programs for supervised release. Once a circuit court has determined that supervised release is appropriate, the designated county must act promptly in preparing a placement, and circuit courts should not hesitate to hold dilatory counties in contempt. But, regardless whether La Crosse County should have acted more swiftly, we cannot close our eyes to the incident that occurred in the Crawford County Jail. The circuit court concluded, and at least one expert agreed, that the incident demonstrated that there was a substantial probability that Sprosty would reoffend. Based on the evidence before the circuit court, we cannot conclude
B. Requirements for Experts
¶ 26. Sprosty asserts next that under
¶ 27. We reject Sprosty‘s contention that Thoma-lla was required to be licensed in Wisconsin. Wisconsin Admin. Code §§ HFS 99.04 provides: “A person conducting an evaluation under s. 980.04(3), Stats., shall be either a psychiatrist or a licensed psychologist,” and Wis. Admin. Code § HFS 99.03 defines “licensed psychologist” as one that was licensed pursuant to the Wisconsin Statutes. However,
¶ 28. It is undisputed that Thomalla has a Ph.D. in counseling psychology, is a licensed psychologist in Indiana, and has previously conducted Wis. Stat. ch. 980 examinations. Based on this information, the circuit court did not misuse its discretion when it concluded that Thomalla was qualified to testify as an expert regarding sexually violent persons.
¶ 29. We agree with Sprosty‘s assertion that the circuit court erred in refusing to allow Weber to give her opinion on whether Sprosty was likely to reoffend if placed on supervised release. Similar to Thomalla, Weber does not meet the requirements of Wis. Admin. Code § HFS 99.04, but she does have expertise with respect to treating sex offenders. Therefore, she was qualified to give her opinion on the ultimate issue. However, an erroneous evidentiary ruling does not require reversal unless it affects the substantial rights of the party.
¶ 30. In this case, although the circuit court stated it was prohibiting Weber from testifying on the ultimate issue, she was nevertheless allowed to give her
C. Testimony of Thomalla
¶ 31. Sprosty asserts that we should reverse the circuit court because it relied on the testimony of Thomalla in coming to its decision, and refused to change its mind even after learning that he had given misleading testimony regarding his professional background and engaged in other misconduct. Specifically, Sprosty argues that Thomalla: (1) lied about his credentials, which was contrary to the ethical standards of the American Psychological Association, and had been terminated from his current position because of it; (2) lied about the circumstances surrounding his termination from a former job; (3) altered two Wis. Stat. ch. 980
¶ 32. In rejecting Sprosty‘s argument that it should strike Thomalla‘s testimony, the circuit court concluded that the allegation regarding the deposit was irrelevant to Thomalla‘s testimony and that his altering of reports was “misconduct,” but did not “ris[e] to the level of striking his testimony.” With regard to the false and/or misleading aspects of his testimony, the court concluded that they did not undermine Thomalla‘s basic qualifications to give an expert opinion. Moreover, Thomalla‘s opinion was corroborated by Wood.
¶ 33. We cannot conclude that the circuit court‘s refusal to strike Thomalla‘s testimony was improper. While Thomalla‘s past misconduct and misleading testimony may have impaired his credibility, it does not make his testimony incredible as a matter of law. See In re Spengler, 228 Wis. 2d 250, 258, 596 N.W.2d 818 (Ct. App. 1999) (holding that court of appeals may not reverse circuit court‘s determinations regarding credibility unless the witness is credible or incredible as a matter of law). First, we agree with the circuit court that although Thomalla may have given inaccurate testimony regarding his job titles and the length of time he held a particular job, there is no dispute that he is a licensed psychologist or that he has experience evaluating sexually violent persons. Second, we are not convinced that Thomalla‘s dishonesty regarding his curriculum vitae suggests his opinion regarding the likelihood that Sprosty will reoffend is similarly unreliable.
¶ 35. Finally, Sprosty makes a number of allegations throughout his brief 8 that he was denied a fair hearing, although he never asserts that his right to due process was violated. Specifically, Sprosty claims he was denied a fair hearing because: (1) the State relied on Thomalla‘s incredible testimony; and (2) he was unable to cross-examine Thomalla regarding potential bias he held in favor of the State or with regard to his inaccurate curriculum vitae and prior misconduct.
¶ 36. With respect to the first claim, we have already noted that there is no evidence that the State was aware that Thomalla‘s testimony was misleading or false. Sprosty, however, argues that under Giglio v. U.S., 405 U.S. 150 (1972), and State v. Nerison, 136 Wis. 2d 37, 401 N.W.2d 1 (1987), the State was required to withdraw its use of Thomalla‘s testimony after it learned that it was false. Although it is true that Giglio and Nerison held that prosecutors may not rely on testimony that they later learn to be false, this is only if ” ‘the false testimony could . . . in any reasonable likelihood have affected the judgment of the jury.‘” Giglio, 405 U.S. at 154 (quoting Napue v. Illinois, 360 U.S. 264, 271 (1959)). Here, the judge stated expressly at the August 23 hearing that he believed Thomalla‘s expert opinion testimony was still credible. Since we cannot conclude that Thomalla‘s testimony is incredible as a matter of law, we agree with the State that it was not required to withdraw all reliance on Thomalla‘s opinion.
By the Court. — Orders affirmed.
Notes
All references to the Wisconsin Statutes are to the 1999-2000 version unless otherwise noted.
Sprosty appealed this decision and we affirmed. State v. Sprosty, No. 95-1297 (Wis. Ct. App. Nov. 21, 1996).
The record is not clear regarding why Sprosty was being held in the Crawford County Jail rather than the Wisconsin Resource Center.
In addition to the letter, M.L.B. also testified that he believed Sprosty was watching him while he (M.L.B.) was taking a shower. Although the circuit court stated that it believed M.L.B., it never indicated whether it thought the incident was significant and instead focused on the letter. Because the circuit did not rely on that incident in making its decision, we will not consider it either.
Sexual intercourse with a seventeen year old who is not your spouse is a Class A misdemeanor.
See
Sprosty also contends that the doctrine of “unclean hands” should bar the State from obtaining relief from the judgment. See Timm v. Portage County Draining Dist, 145 Wis. 2d 743, 753, 429 N.W.2d 512 (Ct. App. 1988) (holding that party may be denied equitable relief if it has been guilty of substantial misconduct “in regard to, or at all events connected with, the matter in litigation“). We also reject this argument because Sprosty fails to point to any evidence in the record that would indicate the State knew that Thomalla was providing inaccurate testimony.
We note also that even where a fraud on the court has occurred, the circuit court is not required to vacate the judgment. Johnson v. Johnson, 157 Wis. 2d 490, 497-98, 460 N.W.2d 166 (Ct. App. 1990).
Sprosty did not file a reply brief.