State v. SprostyState v. Sprosty
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- Before:
- Wilcox
Lead Opinion
¶1. The State seeks review of a decision of the court of appeals1 reversing an order of the circuit court for Crawford County, Honorable Michael T. Kirchman. The circuit court initially ordered supervised release of the defendant, Larry Sprosty, under Wis. Stat. ch. 980 (1995-96),2 the sexual predator law. However, when the county submitted its plan to not release Sprosty because of inadequate resources, the circuit court denied his supervised release. The court of appeals reversed.
¶ 2. The State has presented four issues for our review: (1) is the availability of a facility within the community an appropriate factor for the circuit court to consider under
¶ 3. We conclude that a circuit court, in its discretion, may consider the availability of facilities to house or to treat a sexual predator under
¶ 4. The facts are not in dispute. Sprosty was committed as a sexual predator under Wis. Stat. ch.
¶ 5. From late 1996 to early 1997, a social worker for the Wisconsin Resource Center (WRC), Heather Leach, corresponded with the circuit court about an appropriate release and treatment service plan for Sprosty. The WRC clinical staff believed, and the circuit court concurred, that an appropriate plan for Sprosty would include halfway house placement followed by placement in the community on electronic monitoring, intensive and long-term sex offender treatment with a qualified and experienced provider, AODA treatment, and high risk supervisión by a Sex Offender Intensive Supervision Program Agent through the Division of Community Corrections. Leach indicated, however, that she was having difficulty locating the requisite treatment and facilities. Crawford County, Sprosty‘s county of residence, lacked these resources. At the court‘s request that there be no geographical limits, Leach located four counties, Dane, Milwaukee, La Crosse, and Portage, which had the breadth and depth of resources necessary to appropriately and adequately supervise Sprosty; however, at least some of
¶ 6. In April 1997, the circuit court held a status conference and ordered Crawford County to prepare a plan to provide supervised release under
¶ 7. In June 1997, the circuit court held two additional hearings regarding Sprosty‘s community treatment plan. At the hearings, the Crawford County district attorney stated that the county, in conjunction with DHFS, developed a plan that addressed the statutory criteria, and determined that Sprosty could not be released because the county did not have the appropriate resources to address his treatment needs in a community setting.
¶ 8. The circuit court agreed that the programs and facilities necessary for Sprosty‘s treatment and supervision, as well as for the protection of the community, were not available in Crawford County or in other counties. The court concluded that it could not compel private agencies to accept Sprosty, nor would it require the state to build facilities in order to provide supervised release. Because the court would not release Sprosty under conditions that were less than necessary to ensure his treatment and the protection of the public, it denied his supervised release and returned Sprosty to secure confinement. Sprosty appealed.
¶ 9. The court of appeals reversed. The court determined that the unambiguous statutory language of
HH II.
¶ 10. The first issue we address is whether the circuit court may consider the availability of facilities, the feasibility of creating facilities if they do not exist, and the cost of such creation when deciding whether to place a sexually violent person on supervised release under
¶ 11. When construing
¶ 12. Wisconsin Stat.
The court shall grant the petition unless the state proves by clear and convincing evidence that the person is still a sexually violent person and that it is still substantially probable that the person will engage in acts of sexual violence if the person is not confined in a secure mental health unit or facility. In making a decision under this subsection, the court may consider, without limitation because of enumeration, the nature and circumstances of the behavior that was the basis of the allegation in the petition..., the person‘s mental history and present mental condition, where the person will live, how the person will support himself or herself and what arrangements are available to ensure that the person has access to and will participate in necessary treatment. [Emphasis added.]
¶ 13. The general rule in interpreting statutory language is that “the word ‘shall’ is presumed mandatory when it appears in a statute.” Karow v. Milwaukee Co. Civil Serv. Comm‘n, 82 Wis. 2d 565, 570, 263 N.W.2d 214 (1978). “Further support is given to a mandatory interpretation of ‘shall’ when the legislature uses the words ‘shall’ and ‘may’ in a particular statutory section, indicating the legislature was aware of the distinct meanings of the words.” GMAC Mortgage Corp. v. Gisvold, 215 Wis. 2d 459, 478, 572 N.W.2d 466 (1998).
¶ 14. The legislature used the words “shall” and “may” in
¶ 15. We conclude that the plain language of
¶ 16. The State does not contest the mandatory nature of
¶ 17. Nevertheless, the State argues that
¶ 18. It is undisputed that the committing court has broad discretion when determining if the person is appropriate for supervised release under
¶ 19. This does not mean, however, that the circuit court can or should consider whether the available facilities are willing to undertake the person‘s supervision before ordering supervised release. This places the proverbial cart before the horse. As stated above, the petition must be granted “unless the state proves by
¶ 20. Any consideration of costs or availability of facilities must be in keeping with providing the “least restrictive” means to accomplish treatment of the person and the protection of the public. See State v. Post, 197 Wis. 2d 279, 313, 541 N.W.2d 115 (1995); State v. Carpenter, 197 Wis. 2d 252, 271, 541 N.W.2d 105 (1995). In addition, such considerations should not ultimately trump the granting of a petition for supervised release when the state has failed to prove its case.
HH HH H-1
¶ 21. The next issue we consider is whether the circuit court has the authority under
¶ 22. Our goal, in statutory interpretation, is to discern and to give effect to the intent of the legislature. State v. Cardenas-Hernandez, 219 Wis. 2d 516, 538, 579 N.W.2d 678 (1998). To achieve this, we first look to the plain language of the statute. Id. If a statute is unambiguous, this court will apply the ordinary and accepted meaning of the language of the statute to the facts before it. Id.
¶ 23. Wisconsin Stat.
If the court finds that the person is appropriate for supervised release, the court shall notify the department. The department and the county department under s. 51.42 in the county of residence of the person. . .shall prepare a plan. . . .The plan shall address the person‘s need[s],.. .The plan shall specify who will be responsible for providing the treatment and services identified in the plan .... The plan shall be presented to the court for its approval. . . .If the county department of the person‘s county of residence declines to prepare a plan, the department may arrange for another county to prepare the plan if that county agrees to prepare the plan and if the person will be living in that county. If the department is unable to arrange for another county to prepare a plan, the court shall designate a county department to prepare the plan, order the county department to prepare the plan andplace the person on supervised release in that county. . ..
¶ 24. We conclude that
¶ 25. According to the State, the court of appeals incorrectly read the language in
¶ 26. Wisconsin Stat.
¶ 27. Wisconsin Stat.
¶ 28. Wisconsin‘s sexual predator law survived constitutional challenge, in part, because the nature and duration of ch. 980 commitments are to be reasonably related to the purposes for those commitments. Post, 197 Wis. 2d at 314-16. The principle purposes of ch. 980 are the protection of the community and the treatment of sexually violent persons. Post, 197 Wis. 2d at 313; Carpenter, 197 Wis. 2d at 271. The control, care and treatment of the committed person is to be in “the least restrictive manner consistent with the requirements of the person and in accordance with the court‘s commitment order.”
¶ 30. Accordingly, we hold that a circuit court has the authority under
IV.
¶ 31. We must next address whether the circuit court has the authority to reconsider an earlier decision to order supervised release upon obtaining more complete information on available facilities. The State argues that because the circuit court had the discretion to consider the availability of facilities and their costs in the first instance, it had the inherent power to reconsider its initial decision when confronted with more complete information. We disagree.
¶ 32. Wisconsin Stat.
(5) If the court finds that the person is appropriate for supervised release, the court shall notify the department. . . .If the county department of the person‘s county of residence declines to prepare a plan, the department may arrange for another county to prepare the plan if that county agrees to prepare the plan and if the person will be living in that county. If the department is unable to arrange for another county to prepare a plan, the court shall designate a county department to prepare the plan, order the county department to prepare the plan and place the person on supervised release in that county.. . .[Emphasis added.]
¶ 33. The language of
¶ 34. The State reles on State v. Brady, 130 Wis. 2d 443, 388 N.W.2d 151 (1986) and State v. Castillo, 205 Wis. 2d 599, 606, 556 N.W.2d 425 (Ct. App. 1996),
¶ 35. Brady is inapplicable. In Brady, the state sought reconsideration of a suppression order based on a recently released United States Supreme Court decision. Brady, 130 Wis. 2d at 446. This court determined that a circuit court has the discretion, in some circumstances, but is not compelled to reconsider an order under these circumstances. Id. at 448.
¶ 36. In this case, the State never sought reconsideration of the order for supervised release. In fact, the circuit court was reviewing the proposed treatment plan for Sprosty under
¶ 37. Castillo is distinguishable as well. In Castillo, the defendant agreed to admit to the allegations in the petition for commitment as a sexually violent person in exchange for community placement. Castillo, 205 Wis. 2d at 605. The state later filed a motion to reopen and to modify the dispositional order because it was unable to fulfill the agreed-upon community placement. Id. at 605-06. The court of appeals held that because the state was unable to keep its part of the plea agreement that the defendant be placed under community-based supervision, the defendant must be allowed to withdraw his no contest plea to the allegations in the petition. Id. at 610-11.
¶ 38. Here, the State never filed a motion to reopen and modify the order for supervised release. Instead, it presented a treatment plan that proposed not releasing Sprosty into the community contrary to
¶ 39. The State seems to suggest that DHFS and the county‘s plan to return Sprosty to secure institutional care constituted a satisfactory treatment plan. We disagree.
¶ 40. Wisconsin Stat.
¶ 41. A proposal to return the person to a secure institutional facility does not comport with
¶ 42. In this case, the circuit court determined that Sprosty was appropriate for supervised release and treatment in the community. Wisconsin Stat.
¶ 43. The final issue for our review is to decide who bears the burden of the cost of the necessary programs and facilities under Wis. Stat. ch. 980, the county department or DHFS. The State argues that the court of appeals decision calls into question whether the county department or DHFS has the financial burden for creating the programs or facilities necessary to place a sexually violent person on supervised release. The State maintains that Wis. Stat. ch. 980 places the financial burden of providing the appropriate treatment and facilities on DHFS. Sprosty counters that costs are not an issue on this appeal because no government entity has been ordered to finance Sprosty‘s supervised release. Because the issue is likely to arise on remand, we address the question in the interest of judicial efficiency.
¶ 44. Wisconsin Stat.
¶ 45. This position is further supported by our decision in Rolo v. Goers, 174 Wis. 2d 709, 497 N.W.2d 724 (1993). In Rolo, we held that DHSS (now DHFS) was financially responsible to fund conditions of release for an indigent person committed under
¶47. Thus, we agree with the State that the responsibility to find, arrange and plan for necessary programs and facilities is shared between DHFS and the county where the person will live, or such other designated county.
By the Court. — The decision of the court of appeals is affirmed and the cause remanded to the circuit court for further proceedings consistent with this opinion.
¶ 48. DAVID T. PROSSER, J., did not participate.Notes
State v. Sprosty, 221 Wis. 2d 401, 585 N.W.2d 637 (Ct. App. 1998).
All statutory references are to the 1995-96 version of the statutes unless otherwise noted.
The language of
Sprosty insists
While the word “shall” can be construed as directory in order to carry out the legislature‘s clear intent, GMAC Mortgage Corp. v. Gisvold, 215 Wis. 2d 459, 479, 572 N.W.2d 466 (1998), the parties do not appear to argue that the legislature intended its command to be directory.
The court may include in its order those conditions which it considers necessary for placement. State v. Keding, 214 Wis. 2d 363, 371, 571 N.W.2d 450 (Ct. App. 1997).
Sprosty argues that the letter from the Crawford County social worker, Heather Leach, to Judge Kirchman, dated March 13, 1997, does not constitute a “plan” under
Placement options are not limited to the county of residence. Keding, 214 Wis. 2d at 370. If the county of residence lacks the facilities to provide appropriate treatment, the circuit court may consider treatment facility options in any community in the state. Id.
Concurrence Opinion
¶ 49. (concurring). I do not join Part V of the opinion. I agree that the county must develop the plan. Majority op. at 332, 334 — 35. That‘s settled.
¶ 50. There is no dispute in this case about who will pay for the programs and facilities. No adverse parties are debating this issue. This court should not be rendering an advisory opinion.
¶ 51. The following exchange between Justice Crooks and defense counsel at oral argument clearly
JUSTICE CROOKS: Mr. Kelly [defense counsel], why shouldn‘t we reach the issue of who has the financial responsibility?
MR. KELLY [defense counsel]: Whether it‘s the state or the county? Basically because Mr. Sprosty doesn‘t care; he wants to be released to a community setting. I‘m an advocate for Mr. Sprosty. I don‘t represent the county. We don‘t have a situation in which a county has been ordered to pay anything. In fact, nobody has been ordered to do anything.
JUSTICE CROOKS: But don‘t you think it would help your client‘s position if indeed this court said the responsibility is with the state rather than with the county? Don‘t you think that would speed things along a bit?
MR. KELLY: Maybe in the sense that the state has more money than counties do. I could take that position. But I don‘t think Mr. Sprosty‘s freedom should hinge on who pays, and I don‘t think that‘s the issue which is ripe for consideration by this court. Nobody raised the issue in the trial court as to whether the state was going to pay or whether the county was going to pay. That wasn‘t something that Judge Kirchman was asked to decide. Nobody raised that issue in the court of appeals and I don‘t read the court of appeals decision as making a decision on that issue. I think what the court of appeals told Judge Kirchman was that he has to require a county to prepare a release plan and if there isn‘t a facility that is currently available then it‘s up to the county to create some kind of a release plan that accomplishes the goal of the statute. The court of appeals didn‘t say who has to pay for it. So at this point there hasn‘t been any kind of adversarial relationship in this case that would squarely put that issue before the court.
JUSTICE CROOKS: But I was just going to say that in telling the county that the county is to prepare that plan, it seems to me that impliedly the court of appeals is saying “County, you better have a facility available.” In other words, I think you can read the approach taken by the court of appeals as putting the burden on the county, and that‘s why it seems to me that you would want to take a position on behalf of your client. Otherwise the next battle is going to be which agency, the state or the county or governmental organization has the responsibility to meet the requirement.
MR. KELLY: I‘m not sure that‘s going to be a battle because I hear the state saying in this case that we agree we ought to pay for it.
JUSTICE CROOKS: I think that‘s what Dr. Weinstein is saying. I don‘t know if he‘s really able to speak clearly for the state in that regard.
MR. KELLY: I would hope he does but unless we get to a position where a county says “We have been ordered to pay for this and we think the state should pay for it” and the state then says, “No, we don‘t have to pay for it; it‘s the county‘s responsibility” — until that happens there isn‘t any kind of an adversarial battle that will ripen into a dispute that this court should decide. At this point, that issue just hasn‘t come up in the case because nobody has asked — or nobody has ordered, rather — a county to spend any money on anything.
¶ 52. For the reasons set forth, I do not join Part V of the opinion.