STATE, Respondent, v. SPRAGGIN, Appellant.
No. 75-561-CR
Supreme Court of Wisconsin
Argued January 4, 1977.—Decided March 29, 1977.
77 Wis. 2d 89 | 252 N.W.2d 94
For the respondent the cause was argued by Maryann S. Calef, assistant attorney general, with whom on the brief was Bronson C. La Follette, attorney general.
ABRAHAMSON, J. The defendant was convicted of intentionally aiding and abetting in the delivery of a controlled substance, heroin, contrary to
In Wisconsin the admission of evidence relating to other crimes, wrongs or acts of the accused is now governed by
“Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. This subsection does not exclude the evidence when offered for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.”
The general rule is therefore to exclude use of other misdeeds to prove character in order to prove guilt. The reason fоr the exclusion of such evidence was explained by our court in Whitty v. State, 34 Wis.2d 278, 292, 149 N.W.2d 557 (1967):
“The character rule excluding prior-crimes evidence as it relates to the guilt issue rests on four bases: (1) The overstrong tendency to believe the defendant guilty of the charge merely because he is a person likely to do such acts; (2) the tendency to condemn not because he is believed guilty of the present charge but because he has escaped punishment from other offenses; (3) the injustice of attacking one who is not prepared to demonstrate the attacking evidence is fabricated; and (4) the confusion of issues which might result from bringing in evidence of other crimes.”4
However, the statute provides exceptions to the general rule prohibiting evidence of other conduct, namely, such evidence is allowed to prove motive, opportunity, intent, preparation, plan, knowledge, identity or absence of mistake or accident. Even if the evidence of other conduct is admissible under one of the exceptions, the trial judge must exercise his or her discretion to determine whether any prejudice resulting from such evidence outweighs its probative value.
The defendant objected to the evidence of this alleged marijuana as merely indicating bad character, having little probative value, causing unfair prejudice and not having anything to do with the merits of the charge. The State made no effort to connect this evidence in any manner to any element of the crime charged at trial. Nor did the State at trial contend that the presence of marijuana in defendant‘s home was proof in the heroin charge of motive, opportunity, intent, preparation, plan, knowledge, identity or absence of mistake or accident. There was no proof or argument that heroin dealers or their associates are known, or even likely, to possess marijuana. The marijuana evidence was merely offered and admitted over defendant‘s objections. There was no admonition or instruction to the jury as to any limited purpose for which the evidence was admitted or to be considered by the jury.
In its brief the State argues that the evidence of possession of the “alleged marijuana” is “particularly
At the trial, the State laid the foundation for introducing into evidence weapons and stolen goods found in the defendant‘s house. The State had Officer Wells, a narcotics officer with the Wisconsin Department of Justice, Division of Criminal Investigation, testify that
The defendant objected to this testimony and these exhibits. Again the defendant contended that such evidence indicated bad character, had little probative value, caused unfair prejudice, and did not have “anything to do with the merits of this charge.” Before the close of the case the defense counsel again requested—with no success—that the jury be instructed to disregard the material taken from the defendant‘s home.
The judge allowed the evidence. At one point he said that the weapons and stolen goods showed that “the incident that she‘s involved in isn‘t аn accident or a happenstance sort of thing, that she‘s involved in other criminal activity, all of which tends to show a criminal intent and a criminal scheme and design in this matter.” The assistant district attorney said such evidence showed a “pattern of conduct.” At another time the defense counsel said “Our position, Judge, is it simply puts her in a bad light and really hasn‘t got anything to do with the merits of this charge.” The court responded, “That kind of evidence never does.” The State in its brief frankly admits that the “customary activities of drug dealers [relating to weapons and stolen goods] provide
Again, we note intent is significant to prove the defendant was a participant by intentionally aiding and abetting. The word “plan” in
Evidence of the weapons and stolen goods here is not an individual manifestation of the crime charged; this evidence does not show a series of links in the specific chain which prove the guilt of the offense charged. This evidence indicates that the defendant‘s home was a den of iniquity and that she had a propensity and disposition toward criminal activity. The evidence was designed
The State attempts to save this evidence by saying that the trial court appraised the possible prejudice to the defendant and balanced it against the probative value of the evidence. This balancing under
Our court has said that errors committed at trial should not serve to overturn a judgment unless it appears the result might probably have been more favorable to the party complaining had the error not occurred. Woodhull v. State, 43 Wis.2d 202, 215, 168 N.W.2d 281 (1969). In Wold v. State, 57 Wis.2d 344, 356, 357, 204 N.W.2d 482 (1973), a case involving improperly admitted evidence, the court said:
“... The test of harmless error is not whether some harm has resulted, but, rather, whether the appellate court in its independent determination can conclude there is sufficient evidence other than and uninfluenced by the inadmissible evidence, which would convict the defendant beyond a reasonable doubt. This test is based on reasonable probabilities. ... A possibility test is the next thing to automatic reversal. In determining guilt ‘beyond a reasonable doubt,’ the human mind should not work on possibilities, but on reasonаble probabilities.” (Citations omitted.)
See also State v. Dean, 67 Wis.2d 513, 533, 227 N.W.2d 712 (1975), and
After careful reading of the record, we believe that the presentation to the jury of the testimony and physical evidence linking the defendant with marijuana, stolen
The nature of the offense charged, of the evidence improperly admitted, of the State‘s evidence and of the defense are significant in making this determination. The State presented circumstantial evidence which linked the defendant to the crime. Circumstantial evidence can support a criminal conviction and may be as strong or stronger than direct evidence.11 However, the defendant testified and attempted to explain the evidence against her. Some of that explanation was corroborated by other witnesses, and some was not. The jury had to determine the defendant‘s credibility.12 The State presented a
Our court has said the other-conduct rule is “‘predicated on the fundamental principle of justice that the bad man no more than the good ought to be convicted of a crime not committed by him.’ ” Fischer v. State, 226 Wis. 390, 402, 276 N.W. 640, 645 (1937). See also Paulson v. State, 118 Wis. 89, 98, 94 N.W. 771 (1903). In Fischer v. State, supra, at 399, we said that as a general rule (subject of course to exceptions), receipt
By the Court.—Judgment and order reversed and cause remanded for a new trial.
ROBERT W. HANSEN, J. (dissenting). As to the issues raised on this appeal, the writer would find four state statutes as controlling:
(1) OTHER-CRIMES STATUTE.
In this state, by statute, evidence of other crimes, wrongs or acts is not admissible “to prove the character of a person in order to show that he acted in conformity therewith,” but is not excluded “when offered for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.”1 [Emphasis supplied.] The state here had the burden of proving intent to deliver and knowledge as to the presence of the contraband heroin on defendant‘s premises. This is particularly true in this case since the defendant claimed to have no knowledge of heroin sales originating in her own home and flatly denied knowledge or possession of any drugs whatsoever.
The trial court held that evidence as to the рresence of stolen property, marijuana and illegal weapons on the
We dеal here not with evidence of a prior crime, but with evidence of contemporaneous acts and crimes. Our court has held that the probative value of a prior incident “‘depends in part upon its nearness in time, place, and circumstances to the alleged crime or element sought to be proved.’ ”5 As to time, place and circumstances, the evidence here found to have probative value was as near as near can be. It was properly found to have probative value.
(2) BALANCING OF FACTORS STATUTE.
In Wisconsin, by statute, probative evidence may be excluded “on grounds of prejudice, confusion, or waste
The record in the instant case amply demonstrates that the trial court did in fact engage in the required balancing of factors. Taking the issue of admissibility under advisement when first raised, the trial cоurt inspected the record, balanced probative value versus prejudice to defendant, and held the challenged evidence as to marijuana, stolen property and illegal weapons to be admissible.
The test on appeal is whether the trial court abused its discretion in admitting this evidence.8 The key issue at trial was knowledge of the presence of contraband on the premises and the existence of intent to aid and abet its delivery. Accordingly, the writer would find no abuse of discretion. As was said in a recent case, as
(3) LIMITED ADMISSIBILITY RULE.
By Supreme Court rule, now included in the statutes, it is clearly provided that: “When evidence which is admissible . . . for one purpose but not admissible . . . for another purpose is admitted, the judge, upon request, shall restrict the evidence to its proper scope and instruct the jury accordingly.”10 [Emphasis supplied.] The limited purpose of evidence is determined upon timely objection and motion to restrict its use,11 or when its limited purpose later becomes apparent upon timely motion.12
A request for a jury instruction limiting the purpose of evidence is required. The rule, above set forth, so requires, and the Judicial Council Committee‘s Note to the rule so states.13 The requirement of a request by the defendant preserves the option of defendant, as a matter of trial tactics, not to seek and secure a limiting instruction where, as in the case before us, the other-crimes evidence is probative as to the burden of proof upon the state to establish intent and knowledge, but is peripheral
In the case before us, while objection was made to the introduction of the evidence of stolen property, contraband substances and illegal weapons, no request was made by defendant‘s trial counsel for the submission of a limiting instruction. Sinсe no request for such instruction was made, as required, there is here no error in the absence of a limiting instruction in the trial court‘s instructions to the jury.
Thus, by any test or standard, the writer would affirm, finding: No trial court error in the ruling on probativeness, no error in the probativity versus prejudice balancing, and no error in failing to give a limiting instruction since this was not requested by defendant. However, even with the majority determination of error in the balancing process and in the failure to give the limiting instruction, it is difficult to see how these alleged errors affected the substantial rights of the parties, the required test for reversal.
(4) REVERSIBLE ERROR STATUTE.
The following is the test for reversal on appeal as to misdirection оf the jury: “No judgment shall be reversed or set aside or new trial granted in an action or proceeding, civil or criminal, on the ground of misdirection of the jury, or the improper admission of evidence, or for error as to any matter of pleading or procedure, unless in the opinion of the court to which the application is made, after an examination of the entire action or proceeding, it shall appear that the error complained of has affected the substantial rights of the party seeking to reverse or set aside the judgment, or to secure the new trial.”14 [Emphasis supplied.]
An independent examination of this record compels the conclusion that there is ample evidence, other than and uninfluenced by the testimony as to other-crimes, to convict this defendant beyond a reasonable doubt, of aiding and abetting the delivery of a controlled substance. Narcotics Agent Wells testified he had a telephone conversation with a woman identifying herself as Martha who аrranged for the sale to him of a specified quantity of heroin for $8,000. Defendant did not deny participating in such conversation, but testified that the conversation was a “hoax” on the agent.
However the sale to the agent was made in the quantity specified and at the $8,000 price agreed to. Agent Wells drove one Johnny Hayes Anderson to a spot near defendant‘s home. Anderson got out of the car and walked in the direction of defendant‘s home, returning therefrom with the $8,000 worth of heroin. Shortly thereafter the defendant was found in the garage of her home with a loaded pistol on the floor by her side. (As to the alibi claim, the alibi witness testified he had seen her in a grоcery store in the early morning hours of September 5, 1974, the date of the sale. This testimony was eroded, if not erased, by his subsequent insistence that he observed the defendant in November, not September.) Since defendant admitted participating in the telephone conversation with the agent, however such conversation was labeled, and considering the consequent sale of heroin from defendant‘s home in the amount specified and price agreed in the telephone conversation, ample
The writer would affirm finding (1) no error in the trial court ruling that the challenged testimony had probative value as to intent and knowledge; (2) no abuse of discretion in the trial court‘s balancing of probativeness and prejudice; and (3) no error in failing to give limiting instructions where no request was made by defendant for such limiting instruction. Additionally, the writer submits that the trial court errors found by the majority are not sufficient cause for reversal under the Wold test or the
I am authorized to state that Mr. Justice LEO B. HANLEY and Mr. Justice CONNOR T. HANSEN join in this dissent.
Notes
“(1) Except as authorized by this chapter, it is unlawful for any person to manufacture or deliver a controlled substance. Any person who violates this subsection with respect to:
“(a) A controlled substance classified in schedule I or II whiсh is a narcotic drug, may be fined not more than $25,000 or imprisoned not more than 15 years or both:”
“(1) Whoever is concerned in the commission of a crime is a principal and may be charged with and convicted of the commission of the crime although he did not directly commit it and although the person who directly committed it has not been convicted or has been convicted of some other degree of the crime or of some other crime based on the same act.
“(2) A person is concerned in the commission of the crime if he:
“(a) Directly commits the crime; or
“(b) Intentionally aids and abets the commission of it; ....” Consent search of defendant‘s home yielded a stolen TV set, two illegally sawed-off shotguns and two bags allegedly containing marijuana, a controlled substance.
“From the time when advancing civilization began to recognize that the purpose and end of a criminal trial is as much to
See also Irby v. State, 60 Wis.2d 311, 317, 210 N.W.2d 755 (1973); State v. Tarrell, 74 Wis.2d 647, 247 N.W.2d 696 (1976). Id. at 618, holding: “A trier of fact may infer from the presence of many similar articles that the recipient of property is engaged in the practice of selling stolen goods.”
“Exclusion of relevant evidence on grounds of prejudice, confusion, or waste of time. Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.” Sanford v. State, 76 Wis.2d 72, 81, 250 N.W.2d 348 (1976), quoting Whitty v. State, 34 Wis.2d 278, 294, 149 N.W.2d 557 (1967).
In State v. Midell, 39 Wis.2d 733, 737, 159 N.W.2d 614 (1968), a prosecution for selling marijuana to a minor, the court indicated that the trial court did not abuse its discretion in allowing the testimony of another minor of a different sale of marijuana by the defendant because “the two sales took place so close together, showing a pattern and a state of mind of the defendant.” The court went on to say that any error that might have been committed in admitting the testimony was harmless in that case.
“Should such an exception be claimed, the trial judge under the rule of Whitty must exercise his discretion to determine whether any prejudice resulting from such evidence outweighs its probative value. This is consistent with sec. 904.03 of the Wisconsin Rules of Evidence.” See: Price v. State, 37 Wis.2d 117, 154 N.W.2d 222 (1967), this court holding at 133: “He [defendant] contends that under that rule [Rule 303] the prejudicial effect of the evidence outweighs its probativeness; hence, it should be excluded. .. “However the rule (303) leaves that decision to the trial judge, and . . . we cannot say that the evidence of the occurrence herein was of so little probative value as contrasted to its possible prejudicial effect that the trial judge abused his discretion in letting it in.”
“The natural and inevitable tendency of the tribunal—whether judge or jury—is to give excessive weight to the vicious record of crime thus exhibited, and either to allow it to bear too strongly on the present charge, or to take the proof of it as justifying a condemnation irrespective of guilt of the present charge.” 1 Wigmore, Evidence, sec. 194, p. 646 (3d ed. 1940).
“(1) Opinion and reputation evidence of character. The credibility of a witness may be attacked or supported by evidence in the form of reputation or opinion, but subject to these limitations: (a) the evidence may refer only to character for truthfulness or untruthfulness, and (b), except with respect to an accused who testifies in his own behalf, evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise.
“(2) Specific instances of conduct. Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crimes as provided in s. 906.09, may not be proved by extrinsic evidence. They may, however, if probative of truthfulness or untruthfulness and not remote in time, be inquired into on cross-examination of the witness himself or on cross-examination of a witness who testifies to his character for truthfulness or untruthfulness.”
The State, offering opinion testimony of the untruthfulness of the defendant, may lay a foundation for the testimony by showing the basis upon which the witness formed his opinion. However, the specific instances of conduct of the defendant upon which the witness based his opinion of untruthfulness cannot be inquired into on direct examination in the guise of qualifying the witness. Such a tactic would undermine the prohibition against use of specific instances of conduct. See 2 Weinstein & Berger, Evidence, p. 405-12, Advisory Committee‘s Note Rule 405 (1976); 3 Weinstein & Berger, Evidencе, pp. 608-5, 608-6, Advisory Committee‘s Note Rule 608; secs. 608[03], 608[04] (1976). Id. at R21, citing Huse v. Milwaukee County Expressway Comm., 16 Wis.2d 225, 114 N.W.2d 429 (1962).
