At trial, SC and the other six women testified to having been abused by defendant, and the prosecutor and some of the state's witnesses referred to SC and the other six women as defendant's "victims." Defendant was convicted and the Court of Appeals affirmed without opinion. We granted review to address two questions: whether the trial court erred in admitting the testimony of the six other women who described being abused by defendant, and whether the trial court erred in allowing SC and those other women to be described as "victims" by the prosecutor and state's witnesses.
As explained below, we conclude that the trial court did not err in denying defendant's pretrial motion to the extent that defendant sought to categorically prohibit the prosecutor from referring to SC as a "victim." We reach a different conclusion, however, regarding the use of that word by the state's witnesses. Under these circumstances, where the only evidence of abuse was the testimony of SC and the other women, and where defendant's theory of the case was that no abuse had occurred and that SC and the other women were either lying or mistaken, the use of the word "victim" by the state's witnesses amounted to impermissible vouching, and the trial court should have granted defendant's motion to preclude such references. Because we further conclude that the trial court's error in that regard was not harmless and requires remand, it is unnecessary to
BACKGROUND
The facts relevant to our review are undisputed. In the 1980s and 1990s, defendant was the pastor of a communal church that focused on "intense orthodox scholarship in the original languages of the Bible." The core members of the church lived in cooperative homes located near or next to each other. Over the years, tension grew within the community due to interpersonal conflicts involving defendant and other members. Beginning in approximately 1994, some of the members' children told their parents that defendant had sexually abused them. The members confronted defendant but did not report the allegations to law enforcement.
In 2013, some of the children who had reported sexual abuse in 1997-now women in their 20s and 30s-again reported to authorities that defendant had sexually abused them as children. Detective Helwig reopened the investigation. In total, Helwig learned of seven women, including SC, who alleged that defendant sexually abused them when they were girls living in the communal homes. Helwig interviewed SC, who reported for the first time that defendant had digitally penetrated her on multiple occasions between 1993 and 1996.
The Multnomah County district attorney filed charges against defendant but was limited in doing so by the statute of limitations. Specifically, charges arising from
Defendant denied all wrongdoing. He asserted that the allegations against him were either lies or false memories motivated and fostered by ill-will flowing from the church's fracturing in 1996.
Before trial, the state disclosed that it would call as witnesses SC and the six other women who had alleged sexual abuse by defendant. Defendant filed pretrial motions seeking, as relevant here, two forms of relief. First, defendant sought to preclude the six women other than SC from testifying about prior acts of sexual abuse by defendant. Defendant argued that the women's testimony was inadmissible propensity evidence under OEC 404(3), which provides that "[e]vidence of other crimes, wrongs or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith." Second, defendant moved "for an order that all present, including all parties, witnesses, and staff shall be precluded from referring to the complainant, including but not limited to [SC] and any other alleged 'victim' of abuse, as a 'victim,' " arguing that such references would, under the circumstances of the case, undermine the presumption of defendant's innocence
The state opposed both motions. With respect to defendant's argument under OEC 404(3), the state argued that the testimony of the six other women was admissible under the second sentence of that rule. See OEC 404(3) ("[Evidence of other crimes, wrongs or acts] may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident."). The state also argued that the evidence was admissible
The trial court ultimately denied defendant's motion as to the "other acts" evidence and allowed the women to testify; however, in doing so, the court did not specify whether it deemed the evidence admissible under OEC 404(3), OEC 404(4), or both.
The state also opposed defendant's "vouching" argument and moved to require all parties and witnesses to refer to SC as the "victim" because she met the definition of that term under Article I, section 42, of the Oregon Constitution and ORS chapter 147 (each defining "victim" as "any person determined by the prosecuting attorney or the court to have suffered direct financial, psychological or physical harm as a result of" a crime). The trial court denied both defendant's and the state's motions.
At trial, SC and the six other accusers testified that defendant had sexually abused them on multiple occasions when they were girls living in the communal homes. The state also called as witnesses the two investigating detectives, Helwig and Sturdevant, as well as several former members of the church who had lived in the communal
Defendant's theory at trial was that former church members had fabricated the allegations against him. He highlighted inconsistencies in the women's allegations and emphasized that most of the children, parents, and law enforcement knew of the allegations in 1997 yet decided not to press charges at that time.
After a 13-day trial, the jury convicted defendant of all three counts of first-degree unlawful sexual penetration.
Defendant appealed, challenging the trial court's denial of his motions to exclude the "other acts" evidence and to prohibit the use of the term "victim." The Court of Appeals affirmed without opinion, and defendant petitioned for review, which we granted.
DISCUSSION
Because it is dispositive, we begin with defendant's argument that the trial court erred in denying his motion regarding the use of the term "victim" at trial to describe SC and the other witnesses who testified that defendant abused them. Defendant contends that the repeated use of that term by the prosecutor and state's witnesses constituted impermissible "vouching" for the credibility of the accusers and undermined the presumption of defendant's innocence, depriving him of a fair trial in violation of the Fourteenth Amendment to the United States Constitution. As we will explain, defendant's arguments have partial merit, but the legal principles applicable to the use of the term "victim" by the state's witnesses are different than those that apply to the prosecutor. We begin by explaining the difference.
Not all vouching takes the form of overt statements that a witness is trustworthy. Some vouching is subtler, and certain statements might be vouching in some contexts but not others. Accordingly, it is important to consider each statement in the context in which it was made. See, e.g. , State v. Lupoli ,
Lupoli illustrates the principle. In that case, a nurse testified at trial that a child had been sexually abused. We concluded that her testimony improperly vouched for the child's credibility when she explained, in support of her diagnosis, that the child's responses during a forensic interview were "developmentally appropriate for her age," had included "spontaneous and descriptive details," and were "pretty compelling."
At trial, lawyers are similarly prohibited from giving their personal opinions on the credibility of witnesses. See State v. Parker ,
That principle is similar to the witness vouching rule discussed above except that, unlike the witness vouching rule, it is not a rule of evidence . The rationale for the principle is that counsel's credibility opinions are not evidence and are sometimes based on facts not in evidence-thus, they tend to distract the jury from its duty to base its verdict on the evidence at trial. See R.J. Frank Realty, Inc. v. Heuvel ,
We now turn to the parties' arguments. Defendant contends, in essence, that this case is like Lupoli . He argues that, where a defendant disputes the complaining witness's victimhood itself, and where there is no physical evidence corroborating an accuser's allegations, the use of the term "victim" to describe that witness reflects the speaker's belief that the accuser's claims are credible and the defendant's denial is not. In defendant's view, although calling accusing witnesses "victims" might not be vouching in every case-for instance, a case in which there is physical evidence of a crime (such that other witnesses may conclude that an accuser is a victim for reasons independent of the accuser's statements)-the term "victim" nevertheless amounts to vouching here. Defendant further argues that referring to the complaining witness as the "victim" throughout a trial where victimhood is disputed assumes defendant's guilt and thus compromises the presumption of defendant's innocence. See State v. Elliott ,
The state makes several arguments in response. First, the state argues that, insofar as the word "victim" was used by the prosecutor , it was not "vouching" at all, but
We address the state's second argument first, because, if the state is correct that the use of the word "victim" is necessarily benign, that would end the analysis. But we disagree with the state's contention that, because SC indisputably was a "victim" for purposes of Article I, section 42, and ORS 147.500, the use of that term by the state's witnesses could not have presented a vouching problem. The legal status of "victim" carries specific procedural rights and protections as set forth in ORS chapter 147 and the Oregon Constitution, including, for instance, the right to be present at criminal trials of the accused, Or. Const., Art. I, § 42 (1)(a), and to bring claims alleging violations of constitutional rights, ORS 147.515. But that legal status in no way speaks to the relevant question for purposes of the vouching rule, which concerns the factual issue of whether SC was being truthful in claiming to be a victim of criminal conduct. The state's argument could have salience in a case where there is physical evidence corroborating the complaining witness's claims of victimhood, allowing another witness to conclude that the
The state's contrary argument appears to presume that, even under those circumstances, the jury will understand that the word "victim" really means "alleged victim." It is possible that some jurors will have that understanding some of the time, but we decline to simply assume that that will always be so for all jurors, particularly when jurors are given no instruction regarding the term's legal meaning.
In short, we agree with defendant that, under our reasoning in Lupoli , the use of the term "victim" to refer to the complaining witness or other witnesses, in circumstances where the accusers' own testimony is the only evidence that the alleged criminal conduct occurred, conveys the speaker's belief that the accusers are credible. In reaching that conclusion, we join other courts that have considered the use of the word "victim" in analogous circumstances. See, e.g., State v. Albino ,
However, our conclusions that the use of the term "victim" may constitute vouching and undercut the presumption of innocence do not necessarily answer the question whether the trial court here was required to grant defendant's pretrial motion to prohibit all uses of that term. We turn, then, to the state's other two arguments: first, that the prosecutor was entitled to use the term "victim" as part of legitimate advocacy, and, second, that in all events, defendant's requested relief was too broad.
As we will explain, we agree with the state in part. Earlier, when describing the vouching rule applicable to witnesses, we noted that counsel, too, are supposed to refrain from offering personal opinions on witness credibility. That rule has its origins in the basic principle that jurors should make their decisions based on the evidence. See, e.g. , Parker ,
Notwithstanding those restrictions, a prosecutor is expected to be a "zealous advocate" for the public, see ABA Standards for Criminal Justice , Standards 3-1.2(a) and 3-1.3, and, accordingly, prosecutors have " 'a large degree of freedom' to comment on the evidence submitted and urge the jury to draw any and all legitimate inferences from that evidence." Cler ,
In light of a prosecutor's dual responsibilities to refrain from inflammatory remarks and personal commentary, on the one hand, but to be an advocate for the state's cause, on the other, it is difficult to state a categorical rule regarding a prosecutor's use of the term "victim" to describe a complaining witness where victimhood is disputed. One
Thus, to the extent that the state argues that use of the term "victim" by a prosecutor requires a qualitatively different analysis than the use of that term by trial witnesses, we agree. That conclusion informs the dispositive question in this case (and the subject of the state's final argument): whether the trial court erred in denying defendant's pretrial request for an order that "all present, including all parties, witnesses, and
The state's point is well taken-as to the prosecutor. We note, here, that our review of a trial court's ruling is limited to the record as it had developed at the time of the ruling; we do not evaluate a court's pretrial decision with the benefit of hindsight by, for example, taking into account what happened at trial. State v. Pitt ,
We reach a different conclusion, however, regarding defendant's motion to the extent that it applied to the state's witnesses. We note that the state's arguments on review are directed at the legitimate role of the prosecuting attorney as advocate, which may justify the use of the word "victim" depending on the circumstances. The state has not, however, offered an explanation as to why the use of that term by witnesses , where the factual question of an accuser's victimhood
That argument fails in light of the categorical nature of the witness vouching rule. Black ,
Because that conclusion was equally apparent at the time of defendant's pretrial motion as it was during and after the evidence was presented, defendant's motion was sufficient to afford the trial court an opportunity to rule correctly, and defendant was not required to renew his witness vouching objection during trial. See Pitt ,
We next consider whether the trial court's error was harmless-that is, whether there was more than a little likelihood that the error affected the verdict. State v. Davis ,
In general, witness vouching in Oregon is considered prejudicial, so much so in fact that it sometimes requires intervention by the trial court even when parties fail to object to it. See Milbradt ,
In addition, the use of the term by Sturdevant, the detective who investigated the allegations against defendant in 1997, was particularly likely to be prejudicial because his vouching statements were directly inconsistent with defendant's theory of the case. See State v. Bement ,
That conclusion obviates the need to resolve the other issue raised on review, whether the trial court erred in permitting the "other acts" witnesses-that is, the six women other than SC who alleged that defendant had abused them as girls-to testify about being abused by defendant. However, because that issue is likely to arise again on remand, we address it briefly.
As noted, defendant argued before trial that the other women's testimony was inadmissible under OEC 404(3) ("other acts" evidence not admissible for propensity purposes but admissible if relevant for another nonpropensity purpose). The state argued that the evidence was admissible both for nonpropensity purposes under
The decision of the Court of Appeals is reversed. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.
Notes
When SC reported the conduct underlying the charged crimes, ORS 131.125(2) provided that a "prosecution for [first-degree unlawful penetration] may be commenced ***, if the victim at the time of the crime was under 18 years of age, anytime before the victim attains 30 years of age or within 12 years after the offense is reported to a law enforcement agency ***, whichever occurs first[.]" Under that statute, charges against defendant for sexual crimes allegedly committed against the six women other than SC were time-barred in 2013 for four women because those women were, by then, older than 30 years old. Although two of the women other than SC were younger than 30 years old in 2013, those women did not report any allegations other than what they had reported over 12 years earlier in 1997; thus, the statute of limitations had expired as to their allegations as well.
The trial court ruled shortly after this court decided State v. Williams ,
The state asserts that it would be of little consequence if a jury were to learn that the prosecutor believes an accusers' allegations, because the very existence of the criminal charges already conveys that the prosecutor believes the allegations. We agree that jurors can infer from the existence of the prosecution that the prosecutor believes the allegations. Cf. Charboneau ,
Thus, a prosecutor's use of the word "victim" while questioning a witness may present different contextual considerations than the use of the term during closing argument. Generally, counsel has latitude in commenting on the evidence at summation, after the evidence has already been presented. See, e.g. , Cler ,
The state does not argue that defendant's objection was overly broad in the sense that this court has discussed in cases such as State v. Brown ,
Moreover, as discussed earlier, the term "victim," in this context, also assumed defendant's guilt, undermining the presumption that he was innocent. See, e.g. , State v. Mundon ,
That methodology involves a two-step analysis:
"[A] trial court first should determine whether the proffered evidence is relevant for one or more nonpropensity purposes, under OEC 404(3). If it is, then the court should determine, at step two, whether the probative value of that evidence is substantially outweighed by the danger of unfair prejudice under OEC 403. If the trial court determines that the evidence is relevant for a nonpropensity purpose under OEC 404(3) and admissible under OEC 403, then it need not determine whether the evidence also is admissible under OEC 404(4) and OEC 403. However, if a trial court determines that proffered evidence is not relevant for a nonpropensity purpose, then it must determine whether that evidence nevertheless is otherwise relevant under OEC 404(4) and, at step two, whether the probative value of the evidence is substantially outweighed by the danger of unfair prejudice, under OEC 403."
Baughman ,
