Lead Opinion
The State of Kansas appeals from the district court’s decision to dismiss a criminal complaint against Spencer Gifts, LLC, due to a violation of statutory speedy trial rights under K.S.A. 2014 Supp. 22-3402(b). The State contends the speedy trial provision of K.S.A. 2014 Supp. 22-3402(b) does not apply to an LLC that was never held to answer on an appearance bond.
On October 6, 2010, the State filed a criminal complaint against Spencer Gifts, LLC, charging it with promoting obscenity that was harmful to minors pursuant to K.S.A. 21-4301c. A summons was issued which directed Spencer Gifts to apрear in court on October 27,2010. Spencer Gifts appeared through counsel at the appointed time and entered a plea of not guilty. During the pendency of the action, Spencer Gifts continued to appear as the case was pending in district court. Spencer Gifts requested continuances from November 2010 until June 2011.
Spencer Gifts contended that it had a statutory right to a speedy trial. It did not assert a constitutional speedy trial claim. In response, die State requested that the district court determine whethеr K.S.A. 2014 Supp. 22-3402(b) applied. The State argued the speedy trial statute did not apply because Spencer Gifts had been ordered to appear by summons and, therefore, was not held on an appearance bond. Following a hearing in June 2013, the district court judge agreed with the State and determined that Spencer Gifts had not been held to answer on an appearance bond: “A corporation has never been in custody, never been on a bond in this case. So I’m going to find there is no speedy trial violation.” The district court judge also ruled that the LLC was not a “person” as contemplated under the speedy trial statutes “based on the status of the defendant as a corporation.”
Shortly before trial in February 2014, Spencer Gifts moved to dismiss for violation of its speedy trial rights, more than 180 days having passed since commencement of the action without the matter being brought to trial. It argued that Kansas courts had applied the speedy trial statute to individuals who were charged with a crime but were not held on an appearancе bond. See City of Elkhart v. Bollacker,
The motion was reassigned to a senior district court judge who, relying on the holdings in Bollacker and Palmquist, ruled that the speedy trial statute applied to Spencer Gifts regardless of the fact that it had been ordered to appear by summons. The court determined that based on the passage of time, Sрencer Gifts’ statutory speedy trial rights under K.S.A. 2014 Supp. 22-3402(b) had been violated. The court dismissed the complaint, and the State appeals.
On appeal, the State argues that the district court erred in applying K.S.A.
K.S.A. 2014 Supp. 22-3402 guarantees a criminal defendant’s right to a speedy trial. K.S.A. 2014 Supp. 22-3402(b)—formerly K.S.A. 22-3402(2)—-provides:
“If any person charged with a crime and held to answer on an appearance bond shall not be brought to trial within 180 days after arraignment on the charge, such person shall be entitled to be discharged from further liability to be tried for the crime charged, unless the delay shall happen as a result of the application or fault of the defendant, or a continuance shall be ordered by the court under subsection (e).”
Spencer Gifts was not held to answer on an appearance bond. See K.S.A. 22-2202(2) (defining appearance bond). Instead, the prosecution against Spencer Gifts was initiated by a summons, which is “a written order issued by a magistrate directing that a person appear before a designated court at a stated time and place and answer to a charge pending against the person.” K.S.A. 22-2202(19).
Spencer Gifts relies on Bollacker. There, the defendant was charged by means of a complaint, and he received a notice to appear in municipal court for unlawful discharge of a firearm. Bol-lacker appeared for trial and was found guilty. He appealed his conviction to the district court. Bollacker’s attorney wrote to the municipal court about die necessity of an appearance bond, but there was no appearance bоnd filed. Bollacker was merely notified to appear, and Bollacker never failed to appear during the pen-dency of the action. After several delays, his counsel filed a motion to dismiss based on K.S.A. 22-3402(2) (Ensley 1981), and the district court granted the motion based on a violation of Bollacker’s speedy trial rights.
Spencer Gifts argues that the situation in this case is similar to that in Bollacker. In both cases, the defendants were not required to post a bond; rather, they were merely notified to appear. The Bollacker court relied on the holding in City of Overland Bark v. Fricke,
The Bollacker court recognized the legislature’s intent that “persons charged with crime should be granted a prompt and speedy trial.. . [t]o prevent the oppression of a citizen by holding criminal prosecutions suspended over [the person] for an indefinite time and to prevent delays in the administration of justice.”
Spencer Gifts asserts that the holding in Bollacker does not depend on the form in which the defendant is commanded to appear. Instead of the threat of arrest, Spencer Gifts was under the threat of sanction throughout the criminal process for failure to appear. On two occasions, the district court commanded Spencer Gifts to personally appear
A panel of this court reaffirmed the Bollacker holding in Pa-lmquist,
Palmquist moved to dismiss based upon a violation of his speedy trial rights. The district сourt applied tire speedy trial statute and dismissed the charges despite the fact that Palmquist was held to answer by way of a summons rather than an appearance bond. The panel majority reasoned:
"We find the legal analysis in Bollacker is sound and the outcome practical. Both a summons and a notice to appear compel appearance at a future hearing without the need to post security, which is comparable to many appearance bonds used to secure appearance at a future hearing. . . . Moreover, a person who receives a summons or a notice to appear is subject to a degree of restraint that is, for all practical purposes, identical to the degree of restraint imposed upon a person who is not required to post bail but held to answer to pending charges based on an appearance bond. And, whether secured by notice to appear, summons, or appearance bond, nonappearance could result in a conviction fоr failure to appear, a class B nonperson misdemeanor. See K.S.A. 21-3813(a), (b), and (d).” Palmquist,2011 WL 767861 , at *4.
The State points to caselaw in which the Kansas courts have interpreted the plain language of K.S.A. 22-3402 and found that it did not apply. However, the Palmquist court addressed those cases and distinguished their holdings:
“Although citing to several cases that have held K.S.A. 22-3402(2) only applies to defendants who are charged with a crime and subject to an appearance bond, we find each of them factually distinguishable. In State v. Mathenia,262 Kan. 890 ,942 P.2d 624 (1997), and State v. Strong,8 Kan. App. 2d 589 ,663 P.2d 668 , rev. denied233 Kan. 1093 (1983), the defendants were awaiting trial on pending charges in one case but in custody and serving sentences pursuant to convictions in another case. The Mathenia and Strong courts held that that the time periods of K.S.A. 22-3402(1) and (2) were inapplicable to the defendants because in both cases, the defendants (1) were not held in custody solely by reason of the pending charges, and (2) were not held to answer for tire pending charges based on an appearance bond. Mathenia,262 Kan. 897 -900; Strong,8 Kan. App. 2d at 592-93 . In State v. Blizzard,43 Kan. App. 2d 418 , 421-23,225 P.3d 773 (2010), the court held that the time period during which the State’s appeal was pending from a district court’s dismissal of а complaint did not count for statutory speedy trial purposes because, under K.S.A. 22-3604(1), the defendant was not held in jail or subject to an appearance bond while the appeal was pending.” Palmquist,2011 WL 767861 , at *3.
The Palmquist court rejected the holdings in these cases in favor of our Supreme Court’s holding in Bollacker. In State v. Blizzard,
The State now reasserts the arguments that were rejected by a panel of this court in Palmquist. The State argues that Bollacker and Palmquist werе wrongly decided, having ignored the plain and unambiguous language of tire statute. On the other hand, Spencer Gifts argues that this court should not conduct statutory interpretation when the holding in Bollacker is still binding precedent. “[Wjhen the legislature fails to
The State argues the facts of this case are different becаuse the defendant is a limited liability company rather than an individual, who is subject to arrest for nonappearance. Spencer Gifts, as a limited liability company, cannot be arrested by a surety. See K.S.A. 22-2809. A corporation also cannot be held in jail under K.S.A. 2014 Supp. 22-3402(a). See Continental Insurance Cos. v. Bayless & Roberts, Inc.,
Despite the fact that cоrporations cannot be incarcerated, constitutional speedy trial rights have been applied to corporate defendants. See United States v. Rivera Const. Co.,
“These problems [caused by delayed prosecution], which vex a corporation just as much as they vex an individual, include being forced to exist under ‘a cloud of anxiety, suspicion, and hostility’; a ‘draining of resources’; subjectiоn to ‘public and commercial obliquoy’; restraint on liberty; and loss of contracts, customers and public good will.”677 F. Supp. at 1046 .
In State v. Empak, Inc.,
“Corporations have a speedy trial right under federal and Texas constitutions. In Texas, a speedy trial right is also assured by TEX.CODE CRIM.PROC.ANN. art. 1.05 (Vernon 1977), and the Code of Criminal Procedure expressly applies to corporations. [Citation omitted.] Empak argues that without a speedy trial right, the State could file charges against a corporation and delay service indefinitely in dereliction of legislatively promulgated stаtute of limitations. ... In addition to relieving the defendant of unnecessary consequences associated with being criminally accused, the right to a speedy trial exists to promote society’s interest in promptly disposing of criminal charges to enhance the administration of justice. [Citation omitted.]”
K.S.A. 2014 Supp. 21-5211(a) provides that corporations can be criminally liable under our criminal code: “A corporation is criminally responsible for acts committed by its agents when acting within the scope of their authority.” Here, Spencer Gifts was subject to criminal penalties for failure to appear by summons. See K.S.A. 2014 Supp. 21-5915. Had Spencer Gifts failed to appear, K.S.A. 2014 Supp. 21-5915(c)(l) authorized its prosecution for a class B misdemeanor. K.S.A. 2014 Supp. 21-6611(b)(2) also authorizes die imposition of a fine for nonappearance. See State v. Davis,
We conclude that the district court was correct in relying on Bollacker, which сonstrued the language of K.S.A. 22-3402(2) to include criminal defendants whose appearances were secured by receiving a notice to appear or a summons. Based on our Supreme Court’s opinion in Bollacker, the district court correctly dismissed this case under
Affirmed.
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Concurrence Opinion
concurring: I concur with the majority opinion which faithfully follows the relevant precedent set forth in City of Elkhart v. Bollacker,
Spencer Gifts, LLC, was charged with 10 counts of promoting obscenity that was harmful to minors in violation of K.S.A. 21-4301c. The prosecution was initiated by the issuance of a summons, which directed Spencer Gifts to appear in court. Spencer Gifts appeared through counsel at the directed time and entered a plea of not guilty. During the pendency of the action, Spencer Gifts continued to appear and was not held to answer on an appearance bond. The State does not dispute that Spencer Gifts was not brought to trial within 180 days after arraignment. The district court ultimately dismissed the complaint based upon a violation of Spencer Gift’s statutory right to a speedy trial. Spencer Gifts did not assert its constitutional right to a speedy trial.
K.S.A. 2014 Supp. 22-3402 addresses a criminal defendant’s right to a speedy trial. K.S.A. 2014 Supp. 22-3402(b)—formerly K.S.A. 22-3402(2)—provides:
“If any person charged with a crime and held to answer on an appearance bond shall not be brought to trial within 180 days after arraignment on the charge, such person shall be entitled to be discharged from further liability to be tried for the crime charged, unless the delay shall happen as a rеsult of the application or fault of the defendant, or a continuance shall be ordered by the court under subsection (e).” (Emphasis added.)
The legislature knows the difference between an appearance bond as opposed to a notice to appear or a summons as it has defined the terms differently in the Kansas Code of Criminal Procedure. An appearance bond is defined as “an agreement, with or without security, entered into by a person in custody by which the person is bound to comply with the сonditions specified in the agreement.” K.S.A. 22-2202(2). A notice to appear is defined as “a written request, issued by a law enforcement officer, that a person appear before a designated court at a stated time and place.” K.S.A. 22-2202(15). A summons is defined as “a written order issued by a magistrate directing that a person appear before a designated court at a stated time and place and answer to a charge pending against the person.” K.S.A. 22-2202(19). The primary distinction between the terms is that an appeаrance bond applies only to a person placed in custody, whereas a notice to appear and a summons apply to persons never placed in custody.
The district court dismissed the complaint against Spencer Gifts based on this court’s decision in State v. Palmquist, No. 103,914,
A divided panel of this court followed the Bollacker holding in Palmquist,
The Kansas Supreme Court denied a petition for review in Pa-lmquist. However, “[t]he denial of a petition for review imports no opinion on the merits of the case.” Kansas Supreme Court Rule 8.03(g) (2014 Kan. Ct. R. Annot. 80).
I agree with the dissent in Palmquist that our Supreme Court’s decision in Bollacker failed to apply the plain language of the Kansas speedy trial statute. K.S.A. 2014 Supp. 22-3402(b) clearly and unambiguously provides that any person charged with a crime and held to answer on an appearance bond shall be brought to trial within 180 days after arraignment. The most fundamental rule of statutory construction is that the intent of the legislature governs if that intent can be ascertained. State v. Williams,
When a statute is plain and unambiguous, an appellate court should not speculate about the legislative intent behind that clear language, and it should refrain from reading something into the statute that is not readily found in its words. State v. Brooks,
Our Supreme Court’s decision in Bollacker broadened the language of K.S.A. 22-3402 to apply to all criminal defendants and not just to those defendants held to answer on an appearance bond. But as Judge Buser’s dissent in Palmquist,
More recently, in O’Brien v. Leegin Creative Leather Products, Inc.,
“There is another, more basic reason not to apply the reasonableness rubric of Heckard and Okerberg to this price-fixing case: Under the pattern for interpretation of statutes that this court has now firmlyestablished, we are loathe to read unwritten elements into otherwise clear legislative language. [Citation omitted.] We take the legislature at its word, unless there is ambiguity, because the legislature, unlike the judiciary, is one of the branches of government charged with development of public policy on behalf of the electorate and because our deference to clear- statutory language leads to long-term predictability and stability in Kansas law. [Citation omitted.] This means that, if the Heckard and Okerberg contracts were to come before us now, it is all but certain we would not append a requirement that an antitrust plaintiff demonstrate the unreasonableness of a defendant’s trade restraint to show a statutory violation, because the clear language of the governing statutes does not require it.” 294 Kan. at 348 .
The Bollacker court recognized that K.S.A. 21-3813 (Ensley 1981), now recodified at K.S.A. 2014 Supp. 21-5915, established the misdemeanor offense of failure to appear, and K.S.A. 21-3813(b) provided in part that “ c[a]ny person who is released on his or her recognizance, without surety, or who fails to appear in response to a summons or traffic citation, shall be deemed a person released on bond.’ ”
Interestingly, the Bollacker court only partially quoted the language in the failure to appear statute. The complete language of K.S.A. 21-3813(b) provided that a person who fails to appear in response to a summons or traffic citation “shall be deemed a person released on bond for appearance within the meaning of subsection (a),” i.e., only for the purpose of establishing the criminal offense of failure to appear—without any relation to the speedy trial statute. In other words, K.S.A. 21-3813(b) did not express a legislative intent that persons made to appear in court in response to a notice to appear or a summons are to be treated the same as persons held to answer on an appearance bond for the purpose of determining speedy trial rights.
If the legislature intended for the speedy trial statute to apply to persons made to appear in court in response to a notice to appear or a summons, the legislature could have easily drafted the statute to say so. Instead, K.S.A. 2014 Supp. 22-3402(b) clearly and unambiguously applies only to persons “held to answer on an appearance bond.” This language is rendered meaningless if the speedy trial statute is broadly interpreted, as in the Bollacker and Palmquist decisions, to include criminal defendants whose appearance is secured by recеiving a notice to appear or a summons.
Spencer Gifts points out that the legislature has not modified the speedy trial statute since Bollacker was decided to clarify that the right to a speedy trial does not apply to persons made to appear in court on a notice to appear or a summons. When the legislature fails to modify a statute to avoid a long-standing judicial construction of that statute, the legislature is presumed to agree with that judicial construction. Hall v. Dillon Companies, Inc.,
This might be a persuasive argument except for the fact that 9 years after its decision in Bollacker, our Supreme Court expressly stated in State v. Mathenia,
If I were charged with writing the law, I would make it so that the speedy trial statute applies to any person charged with a crime, whether or not the person is held to answer
In just the last year, our Supreme Court has repeatedly declared that when interpreting a statute to discern legislative intent, statutory language is an appellate court’s paramount consideration “because the best and only safe rule for determining the intent of the creators of a written law is to abide by the language they have chosen to use.” Merryfield v. Sullivan,
