State v. SmithState v. Smith
Lead Opinion
- The principal issue in this consolidated case is whether the 1997 amendment to juvenile “wash-out” provisions of the Sentencing Reform Act of 1981 (SRA)
I. RETROACTIVITY
Facts
On February 18, 1999, Rodney Smith (Smith) pleaded guilty to one count of unlawful possession of cocaine. When calculating his offender score for this crime, the sentencing court included five prior juvenile felony adjudications that had washed out in 1991 when he reached age 23.
On August 19, 1999, Devaughn Dorsey (Dorsey) was convicted of attempting to elude a police officer and driving with a suspended license. When calculating his offender score, the sentencing court included four prior juvenile felony adjudications that had washed out in 1996 when he reached age 23.
On November 18, 1998, Michael Lowe (Lowe) pleaded guilty to one count of taking a motor vehicle without the owner’s permission, one count of attempting to elude police, and two counts of third degree assault. When calculating his offender score, the sentencing court included four prior juvenile felony adjudications that had previously washed out because they occurred before he reached age 15.
On July 12, 1999, George Hendricks (Hendricks) pleaded guilty to attempted assault in the second degree. When calculating his offender score, the sentencing court added points for four prior juvenile adjudications that had previously washed out because they occurred before he reached age 15.
Each appellant independently appealed his sentence on the grounds the washed out convictions should not have been counted when calculating the offender score for the current offense(s). The Court of Appeals, Division One, consolidated Smith’s and Dorsey’s cases and transferred the appeals to this court for review of the following issue:
The principle [sic] issue in these cases concerns the proper computation of offender scores based upon subsequent legislative amendments to juvenile felony “washout” provisions. After the decision in State v. Cruz,139 Wn.2d 186 ,985 P.2d 384 (1999), the Washington State Legislature amended chapter 9.94A RCW, effective June 8, 2000, in response to the Cruz decision. Should that amendment be given retroactive effect in these cases?
Order Consolidating Cases and Order of Certification at 1 (Wash. Ct. App. Jan. 31, 2001). This court accepted review.
Meanwhile, the Court of Appeals, Division Two, consolidated Lowe’s and Hendricks’ cases and heard argument. The Court of Appeals affirmed appellants’ sentences. State v. Hendricks,
Analysis
In general, when sentencing a defendant under the SRA, the court must calculate a defendant’s “offender score” in part based on his or her “criminal history.”
a defendant’s other prior convictions in juvenile court if: (i) The conviction was for an offense which is a felony or a serious traffic offense and is criminal history as defined in RCW 13.40.020(9) ; (ii) the defendant was fifteen years of age or older at the time the offense was committed; and (iii) with respect to prior juvenile class B or C felonies or serious traffic offenses, the defendant was less than twenty-three years of age at the time the offense for which he or she is being sentenced was committed.
Former
In 1997, the Legislature amended former
While we have not specifically reviewed the 1997 amendment as it pertains to the juvenile wash-out provisions, we reviewed a similar issue in State v. Cruz,
Using standard rules of statutory construction, we explained the 1990 amendments could apply retroactively only if: (1) the Legislature so intended; (2) the amendments were “curative”; or (3) the amendments were remedial. Cruz,
In 2000, the Legislature responded to our decision in Cruz by enacting
“RCW 9.94A.345 is intended to cure any ambiguity that might have led to the Washington supreme court’s decision in State v. Cruz, Cause No. 67147-8 (October 7, 1999). A decision as to whether a prior conviction shall be included in an individual’s offender score should be determined by the law in effect on the day the current offense was committed.RCW 9.94A.345 is also intended to clarify the applicability of statutes creating new sentencing alternatives or modifying the availability of existing alternatives.”
We begin our statutory analysis with a presumption an amendment is prospective. The presumption against retroactive application of a statute or amendment “ ‘is an essential thread in the mantle of protection that the law affords the individual citizen.’ ” Cruz,
The SRA contains no language showing the Legislature intended the 1997 amendment to apply retroactively. Legislative intent for retroactivity must be clearly found within the statute’s language. Landgraf,
“Criminal history” means the list of a defendant’s prior convictions and juvenile adjudications, whether in this state, in federal court, or elsewhere. The history shall include, where known, for each conviction (a) whether the defendant has been placed on probation and the length of terms thereof; and (b) whether the defendant has been incarcerated and the length of incarceration.
The 1997 amendment also is not curative. A curative amendment clarifies or technically corrects an ambiguous statute. F.D. Processing,
Further, the 1997 amendment is not remedial. A remedial change is one that relates to practice, procedures, or remedies and does not affect a substantial or vested right. Cruz,
Because the SRA contains no explicit legislative intent for retroactivity, and the 1997 amendment is neither curative nor remedial, we hold the 1997 amendment cannot be applied retroactively. Accordingly, we find the sentencing courts erred by reviving appellants’ previously washed out juvenile adjudications and calculating them into their offender scores. The Court of Appeals decision in State v. Hendricks,
II. DUE PROCESS AND PROSECUTORIAL MISCONDUCT CLAIMS
Facts
Dorsey raises several unrelated challenges to his sentence; these issues are addressed in this section of the opinion.
Officer Aaron Sausman (Sausman) of the Seattle Police Department (SPD) was in a patrol car unit in south Seattle just after midnight on May 10,1999, when he saw a red car driven by Dorsey speed by. Sausman followed the car, paced it, and determined it was speeding. After the car turned right without signaling, Sausman turned on his emergency lights to pull the car over.
When Sausman came into the driver’s view at the back of the car, Dorsey suddenly drove away. SPD detective Daniel Betse (Betse) joined Sausman and an eight-minute chase ensued. Dorsey’s car finally stopped after two of its tires drove over a planting strip. Dorsey exited the car and started running. Sausman chased Dorsey on foot; Betse pursued by car. Sausman overpowered Dorsey and physically forced him to the ground; Dorsey was taken into custody.
Dorsey was charged with one count of attempting to elude a pursuing police vehicle and one count of driving with a revoked license. A trial was held in superior court on August 18-19, 1999.
In making its case against Dorsey for driving with a revoked license, the prosecutor introduced several documents: (1) an order of license revocation dated July 5, 1995 (which included a certification under penalty of peijury the document was sent to Dorsey’s last known address); (2) an habitual traffic offender hearing request form; (3) an envelope addressed to Dorsey but stamped "return to sender;” and (4) a letter from Department of Licensing’s (DOL) records custodian attesting to the authenticity of the documents. Dorsey’s counsel objected to the introduction of these documents and the court reserved ruling. Later, when the jury was removed and the matter was discussed, Dorsey’s counsel noted the envelope addressed to Dorsey, containing the revocation notice, had been returned to DOL. Counsel argued no foundation had been laid to show the revocation was sent to the proper address or to show proper notice of a hearing was given. Dorsey’s counsel never asserted the notice was sent to the wrong address. The trial judge overruled the objections, instructing Dorsey’s counsel that it had to make a threshold allegation that due process was violated.
After the State presented its case, Dorsey again raised the due process issue and moved for a dismissal but, again, made no colorable claim. The motion was denied. On August 19,1999, a jury found Dorsey guilty on both counts.
On September 7, 1999, the date originally scheduled for sentencing, the parties briefly addressed the due process issue. Dorsey’s counsel argued the State had not met its burden of showing due process had been complied with in the revocation of Dorsey’s license. The trial judge expressed doubt the defense had made the necessary threshold allegation. Nonetheless, the court instructed the prosecutor to obtain from DOL the necessary documents showing the notice was in fact sent to an address provided by Dorsey. The matter was set over for further briefing and argument before sentencing.
At the next hearing on September 24, 1999, the prosecutor produced an address
Analysis
Due process requires that the State give an habitual traffic offender notice and the opportunity to be heard prior to revoking that person’s driver’s license. State v. Rogers,
(1) Whenever a person’s driving record, as maintained by the department, brings him or her within the definition of an habitual traffic offender, as defined inRCW 46.65.020 , the department shall forthwith notify the person of the revocation in writing by certified mail at his or her address of record as maintained by the department.
When prosecuting a person for driving with a revoked license, the State has the burden of proving the revocation of the defendant’s license complies with due process. State v. Storhoff,
In this case, Dorsey argues the State had the burden of producing evidence at trial that DOL sent a revocation notice to an address provided by Dorsey. Dorsey asserts, “[w]ithout evidence that the ‘address of record’ to which the notice was sent was provided by Dorsey as required under the law in 1995, there is no way to prove that due process was met.” Appellant’s Br. (Dorsey) at 19.
Dorsey did not allege that DOL sent the revocation notice to an address other than that of record. Dorsey’s only argument was that the State had not met its burden. Dorsey needed to allege at least that DOL failed to comply with the statute by sending the notice to an address other than Dorsey’s address of record. Because Dorsey’s counsel did not properly articulate a due process challenge, it was not necessary to require the State to provide more evidence than it did at trial.
Nonetheless, during sentencing, the trial judge asked the prosecutor to provide additional evidence showing the address of record was indeed provided by Dorsey. While this additional evidence was unnecessary, its admittance in no way prejudiced Dorsey or had any bearing on the outcome of the case. We find Dorsey’s due process rights were not violated.
Mere appeals to a jury’s passion and prejudice are inappropriate. State v. Belgarde,
The comments made by the prosecutor about Dorsey’s demeanor were likely improper. However, if defense counsel had objected at the time, the trial judge could have cured the impropriety with an instruction for the jury to disregard the improper comments and decide the case based on the evidence and not on the defendant’s character. Instead of objecting and asking for a cure, defense counsel appears to have made the tactical decision to use the improper comments to support Dorsey’s theory of systematic retaliation and harassment by law enforcement officials.
We find the improper comments made by the prosecutor were not so flagrant they could not have been cured by an instruction. Dorsey’s convictions are affirmed.
Alexander, C.J., and Smith, Sanders, Chambers, and Owens, JJ., concur.
Notes
Ch. 9.94A RCW.
The State asserts the 1997 amendment is “retrospective” rather than “retroactive” and, therefore, requires a different kind of statutory analysis than we applied in Cruz. We do not find this argument compelling. It is well established that in judicial usage these terms are synonymous and can be used interchangeably. Landgraf v. USI Film Prods.,
Because we transferred Dorsey’s entire case, we address all of Dorsey’s claims even though they are unrelated to the principal issue in this case.
Dorsey makes additional claims stemming from his due process claim. None have merit. First, he claims the taking in of additional evidence at the sentencing hearing constituted double jeopardy. Aside from the obvious problem this was a sentencing hearing and not a second prosecution after an acquittal, the evidence submitted at posttrial hearings had no bearing on the guilty verdicts rendered by the jury. Second, Dorsey claims the additional evidence bolstered the State’s case. However, the State’s case was already made without the additional evidence. Third, Dorsey claims he received ineffective assistance of counsel because his trial counsel failed to object to the admission of the additional evidence. Trial counsel’s performance was reasonable. Counsel objected to the evidence as vigorously as possible given the fact the notice was sent to the address of record — an address provided by Dorsey.
Dissenting Opinion
(dissenting) — Following this court’s decision in State v. Cruz,
It is, of course, the court’s province and duty to declare what the law is. Overton v. State Econ. Assistance Auth.,
In Cruz, the court construed the 1990 version of
[RCW 9.94A.345 ] is intended to cure any ambiguity that might have led to the Washington supreme court’s decision in State v. Cruz, Cause No. 67147-8 (October 7, 1999). A decision as to whether a prior conviction shall be included in an individual’s offender score should be determined by the law in effect on the day the current offense was committed. [RCW 9.94A.345 ] is also intended to clarify the applicability of statutes creating new sentencing alternatives or modifying the availability of existing alternatives.
Laws of 2000, ch. 26, § 1.
The Legislature’s clarification of its intent eliminates any need to question whether the 1997 versions of
The only retroactivity question in this case is whether the 2000 legislative clarification itself,
The argument is advanced that ex post facto prohibitions preclude use of the 1997 statutes in effect when the current offenses were committed because using the 1997 version of
This court has already determined that no ex post facto violation occurs under such circumstances. In Williams,
The court’s reliance on Randle is telling. In Randle, the defendant argued that use of pre-SRA juvenile convictions to calculate an offender score for a post-SRA adult offense violated ex post facto prohibitions. Randle,
Next, the argument is made that applying the 1997 statutes violates due process because such application would retroactively affect a vested right, i.e., the “right” to “wash out” of juvenile offenses according to the terms of prior versions of the sentencing statutes. Once the “conditions” for meeting “wash-out” provisions of prior statutes are “satisfied,” the argument goes, a statutory right to “wash out” of juvenile convictions arises, and subsequent amendments cannot deprive the defendant of that right.
The difficulty with the argument is that no vested right arose under the prior sentencing statutes. Generally, an individual has no vested right in continuation of existing laws. See State v. Shultz,
State v. T.K,
Nor is there any merit to the argument that due process is violated by including prior juvenile offenses in calculating offender scores for current offenses because “plea agreements” entered into at the time that the juvenile offenses were committed were entered into in part in reliance on then existing “wash-out” provisions. Initially, the Court of Appeals in Hendricks questioned whether statements of juveniles on plea of guilty are truly plea agreements. Hendricks,
Conclusion
When this court decided Cruz, it did not have the benefit of the Legislature’s expression of how it intended the 1990 version of
I would affirm the Court of Appeals decision in Hendricks’s and Lowe’s cases, and would affirm the trial court decisions in Smith’s and Dorsey’s cases.
Ireland, J., and Brown, J. Pro Tern., concur with Madsen, J.
Certain adult and juvenile convictions could “wash out” under the 1997 statutes upon the passage of time if no further offenses were committed. See Laws of 1997, ch. 338, § 5(2). However, juvenile convictions were not treated differently than adult convictions with regard to inclusion as part of criminal history.