State v. SmithState v. Smith
Bernard Smith (defendant) was convicted of first degree murder and armed robbery on January 19, 1984.
FACTS
Shortly before midnight on August 21, 1983, defendant stopped at the Low Cost Market in Yuma to purchase a pack of cigarettes. After he had paid for the cigarettes, he demanded that the clerk, Charles Pray, give him all the money in the cash register. Pray did not comply immediately and called for the store manager, John Wall. Defendant then shot Pray, removed the money from the register and left the store. Pray later died from the gunshot wound.
Ellen Foster had just made her purchases at the Low Cost Market and had re
Ellen Foster did not return to the Low Cost Market for the show-up of defendant but was taken to the police station for an identification procedure. On the way to the station, Officer Skaggs of the City of Yuma Police Department informed Foster that they had “caught the man.” Skaggs also told Foster that it had not taken long for the police to apprehend the defendant, that they had been waiting for him at his house, and that they had found the gun in his car. At the station, Foster was presented with three successive show-ups of defendant. After the third show-up, she positively identified him.
At trial, the defense was mistaken identification. On appeal, defendant raises the following issues:
1. Whether the prosecutor’s questioning of defendant regarding a prior conviction which the prosecutor did not prove constituted prosecutorial misconduct.
2. Whether the trial judge’s denial of defendant’s motion to suppress Ellen Foster’s in-court identification violated defendant’s federal due process right.
3. Whether defendant was improperly given an enhanced sentence under
4. Whether the use by the prosecutor of evidence of defendant’s prior bad acts both in the case-in-chief and in impeaching defendant violated defendant’s federal constitutional right to a fair trial.
5. Whether the trial judge’s failure to find the “pecuniary gain” aggravating factor beyond a reasonable doubt was improper.
6. Whether certain elements of Arizona’s death sentencing procedure violate the eighth and fourteenth amendments to the federal Constitution.
PROSECUTORIAL MISCONDUCT
During cross-examination of defendant, the prosecutor asked him about a prior conviction for possession of PCP (a controlled substance). The defendant denied the conviction, explaining that the matter that the prosecutor referred to was actually a revocation of probation. The prosecutor introduced no evidence to rebut defendant’s testimony or to establish the conviction. Defendant asserts that this failure of proof is prosecutorial misconduct requiring reversal.
The general rule is that a prosecutor cannot impeach a defendant with evidence of prior conduct without offering evidence to prove the bad conduct at trial.
State v. Bailey,
We believe that the facts in the case at bench distinguish it from such cases as Singleton and Holsinger. Here, the prosecutor arguably had a factual basis for questioning defendant about his “conviction” for possession of PCP. 1 As defendant explained on cross-examination, he had been convicted of one possession of PCP, had been placed on probation, and then had his probation revoked. It was this revocation of probation to which the prosecutor referred as a “conviction.” Once defendant had offered this explanation, the prosecutor did not pursue that line of questioning. Thus, unlike the defendants in Singleton and Holsinger, defendant here was given an opportunity to explain his denial of the prior conviction. The jury had the benefit of this explanation and could infer that the prosecutor had mistaken the probation revocation for a conviction.
Also, the matter alluded to was hardly prejudicial under the facts of this case. In addition to his admission to one conviction for PCP possession, defendant had admitted three prior convictions for armed robbery. Under these circumstances we believe that any error caused by the prosecutor’s questioning was harmless and does not require reversal.
Cf State v. Marvin,
PRETRIAL IDENTIFICATION
Defendant claims that the trial court should have suppressed Ellen Foster’s in-court identification because Officer Skaggs’ comments to Foster on the way to the police station and the identification procedure at the station were unduly suggestive and thus fundamentally unfair. Defendant contends that the trial court’s denial of his pretrial motion to suppress violated his constitutional right to due process of law.
Under the . fourteenth amendment to the United States Constitution, a criminal defendant is entitled to have any pretrial identification procedure conducted in a manner that is fundamentally fair so as to secure his right to a fair trial.
Stovall v. Denno,
The state in this case quite properly conceded in its brief and at oral argument that the pretrial identification by Foster was unduly suggestive. The concession is based on the combination of Officer Skaggs’ pre-identification assurances to Foster of the defendant’s guilt and the triple show-up conducted at the police station. Defendant argues that the taint of these pretrial circumstances is so great that it precludes a finding that the identification was reliable despite its suggestiveness. We thus turn to an examination of the reliability of the identification.
In Neil v. Biggers, the Supreme Court enumerated five factors to be considered in evaluating the likelihood of an in-court misidentification based on a suggestive pretrial identification. Those factors are:
the opportunity of the witness to view the criminal at the time of the crime, the witness’ degree of attention, the accuracy of the witness’ prior description of the criminal, the level of certainty demonstrated by the witness at the confrontation, and the length of time between the crime and the confrontation.
Id.
At the pretrial suppression hearing, Foster testified as to her observations of defendant at the Low Cost Market. She stated that there was “light enough to see” in the parking lot as defendant left the store and that there was no other activity to divert her attention from him. Foster said she was able to fix her full attention on defendant and observed his profile continuously from the time when he stepped out of the store until he arrived at his car. She testified further that she saw defendant full face when he then turned toward her and her sister, raised his gun, and threatened them. We believe that this testimony reveals a sufficient opportunity to view defendant and a sufficient degree of attention by Foster to defendant’s actions at the time of the crime to support a finding in the state’s favor of the first two Neil v. Biggers factors.
On the way to the police station, Foster described the man she had seen to Officer Skaggs. She described him as young, possibly mid-twenties, bushy-haired, and slim, wearing a blue shirt and jeans. At the suppression hearing, Foster testified that she made this description without the assistance of any information from Officer Skaggs. Officer Rodgers of the City of Yuma Police Department, who assisted in the arrest of defendant and the investigation that followed, testified that Foster’s description, excluding the clothing defendant was wearing, was accurate. At the time defendant was arrested, he was wearing a red shirt; however, there was further testimony at the hearing that a blue windbreaker type of jacket was found on the floor on the passenger side of the vehicle in which defendant was apprehended. Thus, one could infer that between the time Foster observed defendant and the time of his arrest, he had removed his jacket and dropped it on the floor of his car. We conclude that Foster’s description was sufficiently accurate to allow the court to find the third Neil v. Biggers requirement for the state.
At the show-up at the police station, Foster could not immediately identify defendant as the man she had seen at the Low
The final Neil v. Biggers factor to be considered is the elapsed time between the crime and the confrontation. Here defendant was presented to Foster for identification purposes within thirty minutes of the shooting. Defendant concedes that this period of time is so short as to weigh in the state’s favor.
Considering the totality of the circumstances surrounding the show-up at the police station, we hold the evidence supports the trial court’s determination that Foster’s trial identification was sufficiently reliable so that it did not violate defendant’s right to due process. The trial judge thus did not err in denying defendant’s motion to suppress.
ENHANCED SENTENCE
On August 25, 1983, defendant was indicted for armed robbery in violation of
a person convicted of any felony offense involving the use or exhibition of a deadly weapon or dangerous instrument or involving the intentional or knowing infliction of serious physical injury upon another if committed while the person is on ... parole, ... shall be sentenced to life imprisonment____
Under this statute, two elements must be present for enhancement of punishment: commission of the subsequent offense while defendant is on parole for a prior offense, and the dangerous nature of the subsequent offense. Defendant admitted at trial that he was on parole at the time he committed the instant offense. It is the existence of the element of dangerousness that he challenges. Defendant contends that since the jury did not make a specific finding of dangerousness or of “intentional or knowing infliction of serious physical injury,” the enhanced sentence was improperly imposed.
We have previously resolved this issue against defendant’s contention, holding in
State v. Tresize,
In the case at bench, defendant was charged with armed robbery, a requisite element of which is proof of dangerousness.
PRIOR CONVICTIONS
By the time he took the stand in this case, defendant had been convicted of three prior armed robberies in Yuma, all occurring in the summer of 1983. 2 Prior to trial, the prosecution moved for permission to use these prior bad acts as substantive evidence in its case in chief. The trial court granted this motion over defendant’s objection. During its case in chief, the state called Richard Allen Jones, who testified as to a robbery at a Circle K on August 14,1983 and then identified defendant as the man who had robbed the store. Later, in cross examining defendant, the prosecutor impeached him with this and two other armed robbery convictions. After defendant had testified, the prosecution called as a rebuttal witness Robert Irwin, who identified defendant as the person who had robbed the Circle K where he was working on the night of July 23, 1983. Defendant contends that the use of this evidence both in the state’s case in chief and in impeachment denied defendant his right to a fair trial and thus violated his constitutional right to due process.
Evidence of a defendant’s prior conduct or other crimes is generally not admissible to prove his bad character or his actions in conformance with that character.
See generally
M. UDALL & J. LIVER-MORE,
supra,
§ 84. Under Rule 404(b) of the Arizona Rules of Evidence, however, such evidence is admissible to prove such (things as common scheme, a plan, or defendant’s identity. Defendant in this case asserted the defense of mistaken identity. Evidence of the three Circle K robberies was therefore admissible to verify the witnesses’ pretrial and in-court identifications and thus prove that defendant was the one who had committed the charged robbery and murder at the Low Cost Market, a convenience store similar to the Circle K markets.
State v. Brown,
In addition to admissibility under Rule 404(b), evidence of prior felony convictions is generally properly admitted for impeachment purposes. Rule 609, Ariz.R. Evid., 17A A.R.S. Once defendant took the stand, therefore, he was vulnerable to impeachment with evidence of his prior armed robbery convictions. Defendant does not contest the trial court’s ruling as to the admissibility of the evidence for this purpose or for purposes of proving his identity. While conceding that either use is per
It is for the trial court to determine whether evidence properly admissible should, nevertheless, be excluded as unduly prejudicial.
State v. Jeffers,
DEATH PENALTY ISSUES
Defendant raises several constitutional arguments regarding various aspects of Arizona’s death penalty procedure. First, defendant claims that the procedure violates the eighth and fourteenth amendments to the United States Constitution because it fails to provide an adequate standard for weighing aggravating and mitigating circumstances and thus is impermissibly vague. We considered this argument at length in
State v. Gretzler,
Defendant also claims a violation of the eighth and fourteenth amendments by the requirement of
Defendant contends that the “pecuniary gain” aggravating factor,
Defendant also raises a non-constitutional argument regarding the “pecuniary gain” factor, claiming error in the trial
INDEPENDENT REVIEW
We have a duty in all death penalty cases to conduct an independent review to determine whether the death penalty was properly imposed.
State v. Richmond,
1. Mitigating Factors
At the sentencing hearing, defendant’s counsel argued as a mitigating factor defendant’s relatively young age. Defendant was at that time thirty years of age. We have refused to find age as a mitigating factor in numerous cases where the defendants were much younger than defendant here.
See, e.g., State v. Clabourne,
2. Prior Felony Convictions
The trial court found that defendant had been convicted of three separate offenses of armed robbery committed while he was on parole for an earlier offense. Under Arizona law, defendant had therefore received mandatory life sentences for each of these armed robbery convictions.
3. Violent Felony Conviction
The trial judge also found as an aggravating circumstance that the “defendant was previously convicted of a felony in the United States involving the use or threat of violence on another person.”
4. Grave Risk to Others
The third aggravating circumstance found by the trial judge was that “[i]n the commission of the offense the defendant knowingly created a grave risk of death to another person or persons in addition to the victim of the offense.”
We also find that defendant’s pointing his gun at Margaret Westcott and Ellen Foster in the parking lot and telling them to go did not pose a grave risk of death to either of them. This case is more analogous to
State v. Jeffers, supra,
where we found no aggravating circumstance in the defendant’s pointing a gun at a third party merely to quiet her, than to our more recent decision in
State v. Nash, supra,
where we found aggravation in the defendant’s shooting the victim once, then pointing the gun at a third party within five feet of him, and finally firing two more shots at the victim while the third party avoided
5. Pecuniary Gain
The trial court also found as an aggravating circumstance that defendant committed the murder “in expectation of the receipt ... of anything of pecuniary value.”
6. Heinous, Cruel or Depraved Manner
The final aggravating factor found by the trial court was that the “defendant committed the offense in an especially heinous, cruel or depraved manner.”
"Heinous” and “depraved” are characteristics reflecting the mental state and attitude of the perpetrator of the crime.
State v. Gretzler,
(2) the infliction of gratuitous violence on the victim beyond the murderous act itself;
(3) the needless mutilation of the victim; (4) the senselessness of the crime; and (5) the helplessness of the victim.
Id.
at 52,
In the instant case, defendant shot the victim in the head immediately after demanding that the victim hand over the money in the cash register. Defendant then proceeded to empty the cash drawer and leave the store. He inflicted no further violence on the victim and did not mutilate him; neither is there anything in defendant’s conduct following the murder that would indicate that defendant “relished” the act of murder. That defendant’s actions may have been cold and deliberate demonstrates not heinousness or depravity but the element of intent, which establishes the mens rea necessary for the crime of first degree murder but is of no consequence in the death sentencing determination. Thus, we find that defendant here did not commit murder in an especially heinous or depraved manner.
We move, then, to a consideration whether the murder was committed in an especially cruel manner. “Cruel” refers to the pain and mental and physical distress suffered by the victim.
State v. Gretzler,
The instant case does not present such extreme circumstances as do the cases just cited. Indeed, the evidence of cruelty present in this case is the pain and mental anguish suffered by the victim during the two-week interval between the shooting and his death. We do not minimize this evidence, but it does not meet the prerequisite that we recognized in
State v. Adamson,
We thus find that the trial court erred in finding two of the aggravating circumstances under
In Arizona the death penalty is reserved for those who stand out from the norm of first degree murderers either because of the act committed or because of the defendant’s background.
State v. Watson,
PROPORTIONALITY REVIEW
We must also examine the concept of proportionality to determine whether imposition of death violates the eighth amendment. The question is whether the death penalty imposed upon this defendant is excessive or disproportionate to the penalty imposed in similar cases.
See State v. Richmond,
We have reviewed our other cases and find that the imposition of death here is not disproportionate.
State v. Blazak, supra; State v. Britson,
We have searched the record for fundamental error according to the mandate of
Notes
. We have examined the abstracts of judgment from the state of California, where defendant was convicted, and find them not altogether clear as to the conviction and probation revocation. These abstracts, though part of the record, were not admitted into evidence.
. We recently reviewed defendant’s conviction of those three counts of armed robbery and affirmed the convictions and the court’s imposition of three concurrent life sentences in a memorandum decision filed June 13, 1985. State v. Smith, No. 6177-PR, June, 1985.