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State v. SMILE
212 P.3d 413
N.M. Ct. App.
2009
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*1 case, In this never made reports crimi- Plaintiffs prior of based on the expert {19} is they above, allegations regarding what fundamentally any specific activity. As nal stated discovery. cir- find in Under such hoped to prior incidents do not render dissimilar cumstances, liberty court the district case occurred in this crime which type of summary judg- with award of proceed reasonably foreseeable. ment, cursory as- notwithstanding Plaintiffs’ discovery. about the need for further sertions 2. Cause Proximate ¶¶ (arriving at a id. 38-39 similar conclu- See dispute De- parties also whether circumstances). {16} under similar sion failing to alleged negligence in fendant’s CONCLUSION security regarded be provide could stated, For the reasons we conclude injuries. As proximate cause Plaintiffs’ of duty prevent no that Defendant had stated, previously the district court did deliberate, targeted shooting in this at issue any analysis proximate cause rely on case. summary judgment. support the award of IT IS ORDERED. duty issue SO our Because assessment independent supplies a sufficient basis

affirmance, FRY, necessary to un- it is not for us CYNTHIA A. Chief WE CONCUR: GARCIA, analysis Judge. L. separate Judge the element and TIMOTHY dertake proximate at this time. causation Discovery 3. Finally, Plaintiffs contend judgment im summary

the award 2009-NMCA-064 they have afford proper because should been opportunity engage in discov greater ed a P.3d 413 grant ery. generally It inadvisable to Mexico, of New STATE discovery summary judgment has before Plaintiff-Appellee, Country Bank v. completed. Sav. been Sun McDowell, 775 P.2d N.M. (1989). However, universally this is not SMILE, Christopher Defendant- case. Appellant. 27,338. No. of Civil Our Rules Procedure provide party faced a motion Appeals of New Mexico. Court judgment may summary ask the district 7, 2009. May stay so that the court to its determination discovery can needed non-movant conduct 31,732, Granted, July 2009. No. Certiorari 1-056(F) the motion. See Rule rebut stay sought, party If such a NMRA. why addi explaining an affidavit

must submit discovery are time needed.

tional insufficient; vague regard, assertions are

rather, party specifically “must demon ruling of a on the postponement

strate how him, by discovery or other will enable

motion

means, showing of the to rebut the movant’s Butler v. genuine of a issue fact.”

absence Inc., Grenfell, Morgan 2006-

Deutsche

NMCA-084, 38, N.M.

(internal omit quotation marks citation

ted). *4 Defendant that Tami-

misha. Samantha told and, according girls’ not sha was there testimony, pretended to leave. Defendant talk, however, As soon as Tamisha started yelling began from outside pounding in there and started knew she was General, Fe, Attorney Santa Gary King, K. because, according to his testi- on the door NM, Attorney Grayson, Assistant James W. enraged had mony, he was that Samantha NM, General, Appellee. for Albuquerque, hiding him that Tamisha was from lied to shouting Tami- cursing him. After Defender, Public Hugh Dangler, Chief W. avail, apartment to no sha to come out Barket, Appellate Defend- Mary A. Assistant damage Tamisha’s Defendant threatened er, Fe, NM, Appellant. Santa parked that were and Samantha’s cars apartment. girls immedi- front of the OPINION police ran outside to ately called the FRY, Judge. Chief damaged. that their vehicles were ensure appeals from his conviction incident, Following Tamisha and *5 stalking in violation of NMSA aggravated time. How- reconciled for short Defendant (1997). Defendant 30-3A-3.1 Section ever, quickly relationship deteriorated conduct was insufficient argues that his trip went on a weekend with after Tamisha stalking, that charge support testified her friends. Defendant some of he made to testimony regarding statements gone, he had a vision that while Tamisha was arrest should police prior to and after his in screen staring at a blank television while suppressed he was been because have being intimate with he saw Tamisha which trial his Miranda rights, and that the read Tamisha returned to another man. When erroneously admitted evidence that De- court went to Tamisha’s Alamogordo, Defendant his attempted plead fendant had cheating her of on apartment and accused reasons, following For appearance. first Tamisha told him she was out of town. while affirm Defendant’s conviction. we just and they friends Defendant in fact been with someone else that she had I. BACKGROUND became en- the weekend. Defendant over Tamisha, the victim of Defendant and {2} and to move raged by this comment started stalking, online. After hav- met Defendant’s Hope in a and her friend toward Tamisha over a ing regular telephone conversations addition, threatening Defendant manner. time, from Lit- Defendant traveled period of your boy- stated, [you and new I see “[if] Arkansas, Rock, Alamogordo, New tle you.” killing both of together, I’m friend] Mexico, person. in After meet Tamisha Hope safety, Tamisha and Fearing for their room that Tami- initially staying in a motel and apartment pushed Defendant out rented, stayed for a few had Defendant sha police By the time the police. called the by Ta- being rented apartment at an weeks arrived, had left the scene. Defendant Although the rela- misha’s friend Samantha. that the advised Tamisha responding officer tionship Tamisha and Defendant between threatening from way stop Defendant best friendly, weeks after initially about three was restraining temporary was to obtain a her Alamogordo, in Tami- had arrived Defendant (TRO). of the threats Defen- Because order concerned Defendant sha became boy- kill her and her new had made to dant relationship than she about the more serious friend, damage had made to the threat he need- Tamisha decided that Defendant was. belongings to his his her car after she took apartment, so to move out of Samantha’s ed had left workplace, and because Defendant belongings and up Defendant’s packed she in Tamisha’s threatening letters number co-workers. them with one of Defendant’s left phone threatening had made a mailbox and father, Tamisha obtained Tamisha’s call to evening, Defendant showed Later that following day. looking for Ta- TRO the apartment up at Samantha’s engaged threatening had day Tamisha obtained the and his conduct On served, TRO, but Ta- violation of the TRO. before Defendant pulled parking misha lot of her into apartment and saw Defendant complex sit- II. DISCUSSION holding “Ninja-style”

ting in a chair knives Aggravated Stalking A. The Statute recently purchased. Fearing that he had safety, quickly backed out of her Tamisha trial, case, At after the State rested its lot, parking and called circled the block argued pre- the State had police police until the arrived. When the support sented insufficient evidence to a con- Defendant, talking to began arrived and De- aggravated stalking viction for because he “put fendant stated that he was there to engaged only had instance one of threaten- fear for what of God” into Tamisha she had ing conduct was served with after he accomplish done to him he could and that TRO, requires and Section 30-3A-3.1 by letting it ways: go, calling this in three pattern there be a of conduct the TRO after out, help him his “homies” from Arkansas to court disagreed is served. The trial by taking using of it care himself concluded that requires Section 30-3A-3.1 Ninja Japan skills he studied in had only threatening following one act the issu- intimidation methods had learned as an appeal, ance of a TRO. On makes talking ex-felon. While Defendant was argument same that he made the trial Guinn, responded Officer who the officer had court. call, to Tamisha’s 911 another officer arrived served Defendant the TRO Tamisha 1. Standard of Review day. had obtained earlier Officer Interpretation of a explained statute is a Guinn the seriousness of the TRO *6 question we Defendant, of law that review de novo. acknowledged and Defendant ¶ Davis, 2007-NMCA-022, 6, State v. consequences that he the understood 205, N.M. goal 152 P.3d 848. ‘.‘Our would violation ultimate arise from a of the order. in statutory construction is to ascertain and Before Officer took Defendant Guinn back to however, give residence, Legislature.” effect to the of the his intent Defendant stated Smith, 2004-NMSC-032, ¶8, piece that a paper going stop was not (internal 372, N.M. quotation 98 P.3d 1022 inflicting pain him from and fear on Tamisha. omitted). marks and citation To reach this incident, Tamisha, Following this who goal, begin “by looking we first to the words shift, night worked a went to work. When Legislature chosen plain the and the morning, she returned the next home she Legislature’s meaning language.” the copy found a of the TRO her door with a ¶ Davis, 2003-NMSC-022, 6, v. State over, message stating, “It handwritten ain’t (internal 172, quotation N.M. 74 P.3d 1064 [wjhere [bjitch, man[;] your I want to see omitted). marks and citation “When a stat at?” recognized handwriting Tamisha as ute which language contains is clear and Defendant’s, immediately became concerned unambiguous, give we must effect to that safety, police. for her and called Officer language statutory and from further refrain responded to began Jackson the call and Johnson, interpretation.” 2001- investigating the TRO violation. Officer NMSC-001, N.M. Guinn, Jackson later met Officer and (internal quotation and marks citation omit the two officers went Defendant’s resi- ted). if dence to determine he had written the threatening on the message TRO. After a Aggravated Stalking 2. The Re- Statute investigation, brief Defendant was arrested quires Only One Act Furtherance of arrest, for violating the After his TRO. how- Stalking a Pattern of ever, the officers determined that Defendant 30-3A-3.1, charged had violated Section the State Defendant was with and charged aggravated stalking aggravated stalking, Defendant with convicted of a fourth pattern threatening degree felony, due to the pursuant behavior he to the Harassment Act). Laws, (the ch. degree felony. 1993 N.M. NMSA Stalking Act 3(C). (1997). Legislature repealed § -4 §§ 30-3A-1 to Act. the 1993 Act and enacted current stalking consists of Aggravated A. Laws, Act ch. 10. The new made by person: a stalking perpetrated subsequent a conviction a fourth second (1) perma- a knowingly violates who degree felony and crime of created new temporary protection order of nent or stalking, degree aggravated also a fourth court, except that mutual by a issued 30-3A-3(C). Thus, felony. § the modifica- may orders constitute violations of such punishment upon imposed tions a harsher stalking; a defense to posed significant a dan- those offenders who (2) setting a order in violation of court repeat of- ger to their victims because of bond; conditions of release and fenses, victim, age presence (3) person possession is in when the deadly weapon, disregard a or the offender’s deadly weapon; or of a of a court order or a court sanction. See (4) than six- when the victim is less By penalty for changing § 30-3A-3.1. years age. teen an offender’s second conviction from a misde- 30-3A-3.1(A)(l)-(4). Stalking § is defined felony, example, Legisla- meanor to a has al- ture ensured that an individual who pattern of conduct knowingly pursuing ready stalking receives a been convicted of person to that would cause a reasonable punishment ignores he or she harsher when intimidated or threatened. frightened, feel imposed the first offense the sanctions place alleged stalker must intend to Similarly, and continues to stalk a victim. apprehension person in reasonable another penalty Legislature imposed harsher death, harm, assault, bodily con- sexual or a court when a stalker violates TRO alleged or the stalker finement or restraint ignores who such order because stalker person a reasonable must intend to cause ostensibly poses a more serious threat order safety safety or the of a to fear for his Having already victim. been to his her In furtherance of the household member. prohibited, or her conduct is warned that his commit stalking, alleged stalker must to stalk disre- an individual who continues following acts on more one or more of the poses significant gards the rule of law and than one occasion: victim. safety of his or her threat *7 (1) in a following person, another Legislature’s intent Despite the {11} than the residence of the place other stalking protection to victims provide greater stalker; alleged TRO, argues a have obtained who (2) person under sur- placing another re- language of the statute plain by being present outside that veillance a prove that there was quires the State to school, residence, workplace or person’s threatening the TRO pattern of conduct after any place fre- motor or other vehicle interpreta- Defendant’s was served. Under than the quented by person, other statute, an individual would be tion of the stalker; alleged or residence of the stalking for charged with misdemeanor (3) person. harassing another prior to threatening conduct that occurred 30-3A-3(A)(l)-(3). aggravated § Defendant’s only and could be issuance of a TRO on his violation stalking conviction was based new if a aggravated stalking charged with 30-3A-3.1(A)(1), stalking perpe- of Section the TRO pattern of conduct occurred after a by person knowingly a who violates trated support of conten- In this has been issued. protection. temporary order tion, there is argues that because a single violation of separate a offense for a enacted the Act Legislature Our first order, § see NMSA 40-13- Laws, protective § ch. 2. The in 1993. 1993 N.M. 6(F) (2008) single a viola- (establishing that stalking but made 1993 Act criminalized misdemeanor protective order is a only It when tion of a a crime misdemeanor. offense), Legislature must have intended stalking a third an offender was convicted of protec- multiple of a be violations a fourth that there that the crime escalated to offense aggravated stalking possession deadly tive order before an the stalker be in of a brought. charge weapon, can be but also that the stalker intended to deadly weapon. use the v. See State persuaded. We are not As the State Anderson, 2001-NMCA-027, ¶32, 130 N.M. out, points possible it is to violate a restrain- 295, 24 P.3d 327. Under Defendant’s inter- ing satisfy a order in manner that not would statute, pretation of the an individual could If, requirements stalking of the statute. charged aggravated stalking not be with un- example, for Defendant had violated the TRO engaged stalking less he or she behavior by telephoning non-threatening in a Tamisha deadly carrying weapon while a with manner, charged he could have been intent to use it the victim on a suffi- violating restraining order but not with cient pat- number of occasions to establish a stalking stalking because the definition Legislature tern of conduct. The could requires behavior that causes a reasonable repeated- have a intended to allow stalker to intimidated, person frightened, to feel or ly subject a victim to such unreasonable risk. threatened, and the stalker must intend Thus, pattern required while of conduct is safety make the victim fear for his or her or stalking occurred, establish has safety family § member. 30-3A-3. charged may aggravat- crime be escalated to Where, here, as the violation of the restrain- stalking aggravating ed soon as one of the manner, ing threatening order is done in a factors occurs. fear, place intended to the victim in and is a part an pattern stalking established authority The out-of-state cited behavior, aggravated stalking charges then persuade Defendant does not us to reach a may proper. be State, Vazquez different conclusion. (Fla.Dist.Ct.App.2007), inappli- So.2d 569 addition, under Defendant’s inter- analysis plain cable to our because the lan- pretation statute, aggravated stalking guage aggravated stalking of Florida’s stat- engages an pattern individual who in a requires repeatedly ute that an offender threatening behavior and then is restrained engage in conduct violation of a court only charged could TRO be with misde- 784.048(4) (West § order. Fla. Stat. Ann. stalking meanor pattern for the of conduct 2008) (providing punishment harsher TRO, prior occurred a misde- who, any person injunction “after an first, meanor violation of the TRO for the follows, harasses, protection repeatedly ... second, possibly third violations of the cyberstalks person” (emphasis another TRO, then, only if the TRO violations added)). In the California case Defendant enough frequency occurred with to be consid- cites, McClelland, People v. 42 Cal.App.4th pattern, charge ered stalk- Cal.Rptr.2d (1996), 590-91 ing brought. could points be As the State had out, defendant made numerous threats to interpretation would create an arbi- TRO, being his victim after served with a trary break pat- otherwise continuous and the court therefore did not address the of threatening tern behavior and would frus- *8 today. Thus, issue before us McClelland legislative purpose trate the providing provides guidance no in our resolution of greater protection to victims who obtain this case. See Fernandez v. Farmers Ins. TROs their Nothing stalkers. Co., 622, 627, 857 P.2d 27 supports Section 30-3A-3.1 in- Defendant’s (1993) (noting authority that cases are not terpretation. considered). propositions not When the statute is considered as a {14} interpretation ap- whole and Defendant’s undisputed is It is that Defendant en- {16} plied factors, to aggravating gaged the other in pattern harassing a conduct suffi- incongruity of argument charge Defendant’s be- him stalking cient to and that apparent. comes aggravating The third fac- Defendant made an additional threat to Ta- “stalking tor in the statute perpetrated by is being misha after served with a TRO person ... person posses- when the specifically prohibited the conduct in which deadly weapon.” We, therefore, § sion of a engaging. 30-3A-3.1. We he had been affirm interpreted require only have to not the trial court’s determination that the Act reading 30- person Section Because of 3A-3. Such conduct. to Defendant’s applied Defendant’s further understand that con- holding, we do not address 3A-3.1 would our of the interpretation his argument being that under ordered tinuing such conduct after conduct follow- was insufficient there stay away may statute to from the victim a court restraining order ing the issuance of stalking charge aggravated in a result support his conviction. penalties. increased criminal Stalking Aggravated The Statute 3. argues Defendant next that the {20} Unconstitutionally Vague Not stalking is unconstitution aggravated statute argues that next Defendant applied it in an ad ally vague because can be aggravated stalking interpretation of the our hoe, had arbitrary manner. That the State unconstitutionally renders statute statute charge Defendant with the some discretion vagueness challenge de vague. review a We felony committed or a lesser offense crime he the facts of the case and light novo “in stalking or a mere such as misdemeanor by the statute.” prohibited which is conduct restraining not violation of the order does Duran, 1998-NMCA-153, 31, 126 unconstitutionally vague. render the statute “[canjnot Defendant 966 P.2d 768. N.M. arbitrary and In order to fall within the clearly applied to his succeed if statute test, vagueness discriminatory prong of the and, pre strong there is a conduct” because must have “no standards or the statute constitutionality underlying each sumption of allow[], if not en guidelines and therefore enactment, “has the legislative Defendant subjective applica courage[], and ad hoc statute is unconstitu proving [the] burden 1999-NMCA-152, ¶26, Laguna, tion.” tional all reasonable doubt.” State City P.2d 896. In Coates v. N.M. 1999-NMCA-152, ¶24, N.M. Laguna, Cincinnati, 91 S.Ct. U.S. (citation omitted). 345, 992 P.2d 896 (1971), example, 29 L.Ed.2d 214 the Unit ways in which There are two that a statute Supreme ed States Court held can can meet this burden. He unconstitutionally vague because it crim the statute fails to either demonstrate that “annoyed” police offi inalized conduct that ordinary intelligence a ] individuals of “allow[ passers-by or in Cincinnati. The Court cers whether their opportunity fair determine put only did this statute fail to held not can demonstrate prohibited,” conduct is or he would individuals on notice of what conduct officers, pros permits police that the “statute officer, annoy police gave but it also ecutors, judges, juries engage in arbi or arbitrary charge indi police discretion trary discriminatory enforcement using the statute vidual with a violation of statute, the statute has which occurs because subjective See id. vague and standard. al guidelines no and therefore standards lows, subjective encourages, if and ad hoc arbitrary given discretion Unlike ¶¶ 25-26. Defendant ar application.” Id. prosecutors condemned police officers interpretation of gues that our the statute is Coates, stalking aggravated statute prongs of the unconstitutional under both regarding circum- guidelines what has clear vagueness test. misdemeanor crime stances will escalate the felony prosecutor’s deci- to a offense. argues first that be charge Defendant with sion to majority constituting of his actions cause arbitrary require any discre- stalking did not prior pattern stalking conduct occurred *9 Instead, applied the law prosecutor the tion. TRO, he was not on to the issuance of the to the conduct of Defen- stated in the Act an might actions constitute notice his had en- that Defendant dant and determined felony. serious as a Defendant’s offense as threatening gaged pattern in a of behavior person A of argument is without merit. Tamisha, had continued that at directed reading Act can eas ordinary intelligence being threatening after ordered conduct pattern in a ily engaging understand that therefore, had, stop, commit- court to and charge threatening may result in a conduct stalking. stalking 30- ted misdemeanor under Section 534 Alleged rogation requires application

B. Miranda Violations of law to therefore, facts,” we, apply and de novo argues that certain Defendant next {22} State v. ruling. review of the trial court’s police should have statements he made to Nieto, 2000-NMSC-031, 19, ¶ 688, 129 N.M. suppressed given because he was not been 442. P.3d Miranda warnings before he made the state- night that Defendant was ments. On suppression an incrimi arrested, Officer Guinn and Officer Jackson nating statement made a defendant to a apartment went to look for Defendant at his police only required officer “is when the they but were unable to locate him. Because product statements are the of a custodial also needed to issue a citation to one of Fekete, interrogation.” State v. 120 N.M. marijuana pos- Defendant’s roommates for (1995). 708, Thus, 901 P.2d two session, however, the two officers remained separate circumstances must exist before discussing the area for about an hour Miranda warnings required' are defen —the citations, situation, issuing filling out custody dant must be and there must be receipts. police The two vehicles interrogation. parked fifty yards were on the about street sought suppress state- apartment. from Defendant’s While offi- occasions, separate ments he made on two parked, cers were Defendant arrived in a requiring analyze each us to different ele- stopped. got vehicle and out of interrogation require- ments of the custodial vehicle, fifty yards walked the to the ment. The first set of statements Defendant officers, police yelled out that he under- sought suppress was made before he was they looking stood that were for him. The clearly interrogation, arrested and involved began officers to talk with Defendant about but the trial court determined that Defen- they him, looking the reason were custody. dant not in The second state- incriminating Defendant made a number of ment was made after Defendant’s arrest regarding statements the TRO violation and clearly custody, while he was but the trial the threats he had made to Tamisha. Defen- court held Defendant’s statement was dant incriminating made an additional state- response interrogation. made to an ment being after his arrest while he was Because of the distinct factual differences undisputed booked. It is that Defendant was between the two sets statements Defen- not read his Miranda rights any at time made, dant separately. we address them during his encounters with the officers. 1. Pre-Arrest Statements Miranda warnings in are prevent tended situations where “the cir dispute There is no surrounding asking cumstances questioned of a Officers Guinn and Jackson De question by law enforcement are so inherent apartment prior fendant outside of his to his ly any given by Thus, coercive that inquiry answer” arrest. our solely focuses on compelled defendant is deemed to be and not custody whether Defendant was in such that State Miranda warnings result the defendant’s free will. required prior to his ¶ M., 2001-NMSC-030, v. Javier 14, questioning. Whether or not an individual is 1, N.M. 1. custody depends P.3d “The standard of review in on “how a reasonable suppression rulings suspect’s position is whether the law man in the would have situation,” Fekete, correctly facts, applied viewing to the understood his 120 N.M. (internal 300, in a them manner most quotation favorable 901 P.2d at 718 Harbison, prevailing party.” omitted), 2007- marks and citation and not on the ¶ NMSC-016, 8, “subjective N.M. perception of the members (internal quotation Nieto, 2000-NMSC-031, marks and citation omit to the interview.” ¶ ted). apply While we a deferential standard 129 N.M. 12 P.3d 442. An inter fact, see State findings and, to the trial therefore, subject court’s view is custodial Lopez, 2005-NMSC-018, Miranda mandatory warnings if there is a 80, “[d]etermining 116 P.3d whether or not a “formal arrest or restraint on freedom of *10 police interview a degree constitutes custodial inter- movement of the associated with a (internal contrast, In held that a quotation this Court Id. arrest.” {28} formal omitted). However, suspect custody despite being in not was the marks and citations formally police under arrest where a officer during an inves an individual questioning of vehicle, suspect out of forci ordered the his instigated by an officer’s tigatory detention bly placed handcuffs on him in a manner that that the individual has en belief reasonable knees, drop caused him to to his and then activity generally not gaged in criminal suspect in the questioned the the back of interrogation subject custodial considered a Wilson, 2007-NMCA-111, vehicle. officer’s M., requirements. Javier 2001- to Miranda ¶ 35, 142 737,169 N.M. P.3d 1184. We noted ¶ 19, 131 1, NMSC-030, 1. But N.M. 33 P.3d person suspect’s a in reasonable ¶¶ 2007-NMCA-111, 18, Wilson, see State position would have believed “that he was (noting P.3d 1184 142 N.M. degree to the associated with a restrained situations, as when an officer in some such formal Id. arrest.” handcuffs, police in puts suspect uses case, present In the cannot con- we force, vehicle, investigatory uses deten person that a in Defen- clude reasonable equivalent custody tion can become the position would have believed that he dant’s warnings are re such that the Miranda subject degree to the of restraint associ- was addition, In the fact that an officer quired). ated with a formal arrest. While Officers the defen investigation has focused his on parked were on the street Guinn Jackson questioning does not dant at the time of apartment, in front of Defendant’s Defendant warnings. necessitate Miranda and, any provo- pulled up in a vehicle without Swise, 258, 669 P.2d cation, voluntarily got out of the vehicle and (1983). fifty yards location of walked at least called out that he the officers. He then Determining an indi whether ap- they looking for him and heard custody purposes in for of Miranda vidual is proached officers. Because of Officer analysis cir requires fact-specific knowledge that Defendant carried Guinn’s questioning in which the took cumstances knives, Ninja safety for he frisked Defendant Munoz, example, our place. In State v. was not restrained purposes, but Defendant suspect Supreme Court held that was stayed a any in manner. Defendant “safe custody questioned ap where he was times, all away from the officers at distance” forty proximately one hour and minutes approxi- questioned him for and the officers FBI vehicle agents FBI in the back of an mately twenty minutes. suspect’s house. parked mile or so from circumstances of Defendant’s ¶¶ 39, 1998-NMSC-048, 42-43, 126 N.M. far questioning are similar to but less “custo- prime was a 972 P.2d 847. The individual Supreme facts our Court found dial” than the suspect investigation in a murder and the custody in Munoz. did not constitute up him home and agents picked had at his Wilson, addition, the defendant in who unlike transported him to the location where he was forcibly interrogated in handcuffed and ultimately questioned and confessed to stab cruiser, police the officers did not the back of bing multiple victim times the neck. his they nor did use force on Defendant ¶¶ 3-6, Despite length 11. and loca Id. Thus, during questioning. handcuff him explained questioning, the Court tion of the person in De- conclude that a reasonable we suspect’s that there was no evidence that the position would not have believed fendant’s any way freedom had been restrained custody. that he was Id. with a formal arrest. could be associated ¶43. voluntarily accompanied He had he contends that because being night that he did not have that he agents after told before had been warned TRO, them, he go he not handcuffed or if would be arrested he violated searched, imminent and was car doors were not locked dur that his arrest was knew began parked custody when the officers ing questioning, and the car was therefore TRO violation. during daylight. question him about the along busy street ¶¶ Thus, argues that because 43-44.

536 ques- volunteers statements” either mak- dant] broke the law and because officers violation, ing police he a statement “which the did not tioned him that was about purposes of a Miranda analysis. attempt making to elicit” or a statement custody “unresponsive questions that is to the asked.” argument We do not This is without merit. Id. subjective parties of the consider the beliefs Nieto, 2000-NMSC-031, to the interview. argues that Officer Jack- {34} ¶ Thus, any 12 442. 129 N.M. P.3d that son knew Defendant would make an may regard-

belief that Defendant have had incriminating statement he when told Defen- ing he would be arrested does not whether forget dant to about Tamisha because Officer that Defendant affect our conclusion was not thing had told Jackson Defendant the same and that Miranda custody warnings prior to the arrest Defendant had made required. not Thus, incriminating similar statements. De- argues fendant “Officer Jackson was 2. Post-Arrest Statement aware that almost statement to [Defen- relationship about his dant] [Tamisha] arrest, Following his incriminating would elicit a veritable wave of transported police station for information.” booking. During booking, Defendant be extremely upset agitated came and start assume, deciding, We without cursing ed about Tamisha and what she had previously that because Defendant had made done to him. Officer Jackson told Defen incriminating statements when was told to dant, down, you “You need to calm need to Tamisha, forget about Officer Jackson should her, you forget go.” about need to let her In telling have known that Defendant to calm statement, response to this Defendant told incriminating response. down would elicit an Jackson, just right, Officer “You’re I should assumption, Under trial court erred around, go let her ... because if I stick allowing testimony regarding Defen me, you’ll fingerprinting next time be it’ll be finger dant’s statement he would be for murder.” being Because Defendant was printed forget for murder if he did not about jail booked into at the time he made this However, Tamisha. based on the evidence statement, dispute there is no he was trial, presented at this error was harmless. However, custody. because Officer Jackson “An error is if can [s]tate harmless estab not question, parties did ask Defendant a beyond lish ... a reasonable doubt” that disagree being as to whether Defendant was possibility there is no reasonable interrogated at the time that he made the objectionable might have contribut statement. ed to the defendant’s conviction. Walters, 2007-NMSC-050, ¶25, 142 N.M. primary pur Because the (internal quotation marks Miranda pose warnings prevent is to omitted). determining and citations compelled, involuntary introduction of in burden, whether the state has met this we statements, criminating interrogation “must including impor examine several factors “the compulsion reflect a measure of above and testimony tance of the prose witness’ itself,” custody that inherent in and a case, testimony cution’s whether the cu given freely voluntarily statement with mulative, presence or absence of evidence any compelling out influences does not vio corroborating contradicting testimony Innis, late Miranda. Rhode Island v. 446 points, of the witness on material the extent 291, 299-300, 100 U.S. S.Ct. 64 L.Ed.2d permitted, of cross-examination otherwise (1980). An “[interrogation occurs when strength prosecu and ... the overall subjects question officer an individual to (internal quotation tion’s case.” ing or circumstances which the officer knows omitted). marks and citation reasonably likely or should know are to elicit Fekete, incriminating responses.” testimony regarding Prior to the De- (internal quotation at P.2d fendant’s finger- statement he would be omitted). murder, Miranda does marks and citation printed a substantial amount of apply “in those incriminating already pre- [a situations where defen- evidence had been *12 against magistrate him the court and told and her friends testified Tamisha sented. and threatened Tamisha everything that Defendant had Tamisha him that said about was engaged that he had boyfriend new and her true. After Defendant made these state- threatening conduct directed pattern in a ments, magistrate the court informed him Guinn testified that De- at Tamisha. Officer being charged felony that he was with a Tamisha feel said he would make fendant had jurisdiction that the court did not have Ninja- pain that he was armed with his trial, felony accept guilty plea in a case. At extensively trained style knives and had called a witness who had been Ninja. Officer Jackson testified Japan as present arraignment at Defendant’s and who had threatened that he could that Defendant regarding testified the statements Defendant by calling his homies “take care” of Tamisha attempted plead guilty. made when he using his by taking care of her himself or objected Defendant to the admission of this addition, him- Ninja training. Defendant grounds evidence on the that it violated his to all of the essential elements self admitted rights, plea process due that the was involun- stalking. dispute He did not aggravated tary, just gener- that such evidence was engaged pattern in a of threaten- that he had ally inadmissible. TRO, of the ing prior conduct to the issuance a threaten- dispute nor did he that he wrote argues that the Defendant now and then ing message copy on his of the TRO Instead, attempt plead guilty it in door. Defen- admission of his vio placed Tamisha’s merely argued 11-410, that all of his threats dant provides lated Rule which that empty and that he never intended plea of a or an admis- [e]videnee Thus, through any of them. De- follow proceeding, sion in a children’s court later that he would fendant’s statement be booked withdrawn, contest, plea an or of no or of merely for murder was a cumulative state- plead guilty no to the offer to or contest undisputed repeated ment that his earlier crime, any charged crime or other or of Fekete, to harm Tamisha. See threats any made in connection with statements (noting N.M. at 901 P.2d at 719 offers, foregoing pleas or is not admis- interroga- question even if an officer’s was an proceeding civil or criminal sible tion, the statements made the defendant person plea who made the or merely repeated what he had stated earlier and their admission was therefore harmless offer. error). raises Rule 11-410 for Because Defendant We, therefore, cannot conclude that argues appeal, time on the State the first jury’s influenced the Defendant’s statement adequately preserve that Defendant failed to aggravated to convict Defendant for decision Although disagree. none issue. We stalking. supporting De- All of the evidence objections specifically ref defense counsel’s and had fendant’s conviction was uncontested 11-410, Rule defense counsel alerted erenced already been established before the state- multiple general the court on occasions erroneously ment was admitted. guilty pleas are inadmissible. notion that charged was and convicted of Varela, 1999-NMSC-045, ¶25, See State murder, stalking, attempted not and he never (explaining disputed that he made the threats preserved for in order for an issue to be Thus, formed the of his conviction. we basis timely must make a appeal, the defendant that even if the admission of Defen- hold trial objection specifically apprises error, post-arrest dant’s statement the claimed error and court of the nature of error was harmless. thereon). We, intelligent ruling invokes NMRA the Admis- C. Rule 11-410 Bars therefore, merits of Defendant’s address the Evidence That a Defendant sion of Anderson, 116 N.M. argument. See Guilty Attempted Plead Pleaded (1993) (noting that P.2d Guilty Require but Not Reversal Does appel preserved 11-410 issue was Rule not where defense counsel did late review at- arraignment, At his objection specify rule in his because charges tempted to (holding that a to Rule 11—410 it rule similar indicate[d] trial “court’s comments application adequately apprised absolutely bars the admission evidence rule”). pleaded guilty that a defendant and then plea). withdrew the While Defendant did Despite language of Rule 11—410 formally enter and then withdraw his barring guilty plea, of a the State guilty plea, attempt his to enter a *13 attempt argues that evidence of Defendant’s magistrate’s rejection plea of that and guilty the related statements plead to and jurisdictional func- reasons constituted the Supreme under our Court’s are admissible equivalent plea entry of a formal tional There, decision in Anderson. the Court held purposes withdrawal for of Rule 11—410. De- only suspect if applies that Rule 11—410 formally plead- fendant believed that he was deciding on the rule in to si- “relied break lence, ing guilty charges against to the him. Had encourages coopera- the rule because jurisdiction accept plea, the court had to only if the defendant relied on it.” tion Anderson, 602-03, opportunity an 116 N.M. at 866 P.2d at Defendant would have had to sug- plea, making Rule 11—410 330-31. Anderson would seem to withdraw thus While Thus, gest applicable. that the evidence of Defendant’s at- Rule 11—410 barred the plead tempt guilty to was admissible since he that admission evidence Defendant had rely did not on the rule when he made his attempted plead guilty, to and the trial court plea, the State’s reliance on this case is mis- by admitting testimony. erred placed. However, we conclude that the applies sep Rule 11—410 to two points error was harmless. As the dissent (1) types arate and distinct of evidence: evi out, attempt evidence of a defendant’s to plea guilty that with dence of is later guilty ordinarily plead is inadmissible be drawn and statements made in connection cause, reasons, among may compel other it (2) plea, with the evidence of offer to explain defendant to take the stand to plead guilty and statements made in connec jury why initially pleaded guilty he or she tion with the offer. Anderson dealt exclu plea and then later withdrew the and decided sively type with the second of evidence made challenge charges People at trial. v. 11-410, plead inadmissible Rule offers to 168, 53, Spitaleri, 212 9 N.Y.2d N.Y.S.2d 173 guilty. Anderson did not consider the ad (1961) 35, (noting N.E.2d 37 that evidence of missibility guilty plea an actual and state guilty plea a withdrawn “in [the effect forced plea. ments made in connection with that stand”). defendant] to take the Further only Here we are concerned with the first more, admission of such can evidence be type guilty plea evidence covered Rule highly prejudicial because is diffi “[i]t also 410, entry guilty plea. the actual of a 11— cult to conceive a apt disclosure more Thus, apply analy Anderson does not to our jury influence a than the information that the appeal. sis of Defendant’s [pleaded] guilty accused had at one time 11-410, Rule “[i]f Under commission the crime with which he plea is never entered or entered and then Boone, 38, charged.” stands v. 66 N.J.

withdrawn, appear though at trial it is to (1974) (internal 661, quotation 327 A.2d 666 plea place. the earlier ... never took omitted). marks and citation While we rec wiped plea negotiations slate is clean once ognize prejudicial effect that the admis plea.” fail or the defendant withdraws his attempt plead guilty sion of a defendant’s 724, 727, Trujillo, 93 N.M. 605 P.2d trial, disagree can have on a criminal we (1980). 232, plea 235 is When entered and the dissent’s contention that “reversible er withdrawn, then Rule 11—410 makes evi regardless ror is committed of what the re plea dence of that inadmissible at trial. See maining may evidence in the case be” and State, 725, 718, Standen v. 101 Nev. 710 P.2d subject that a violation of Rule 11—410 is not (1985) (noting guilty 720 that a withdrawn to a error harmless test. plea is “deemed never to have existed and evidence”); should not be correctly used as Toth v. While the dissent *14 P.2d 27 that cases are 857 guilty plea and conviction will d]efendant’s authority not consid propositions not beyond not warrant a new trial if it is ered). fact, contrary In to the dissent’s ar complained that the error reasonable doubt gument that a harmless error test cannot be not contribute to the did verdict obtained” circumstances, a number applied under these (internal quotation omit- marks and citation jurisdictions other that have considered ted)). applied a error test this issue have harmless addition, the United States guilty pleas. admission of to the erroneous Supreme explained Court has that error can Acostar-Ballardo, See, 8 e.g., United States v. analyzed be under harmless error test (10th Cir.1993) 1532, (applying 1536 F.3d when the case involves “error which occurred 410 harmless error test to Rule violation during presentation of the case to the re concluding that error was harmless with jury, may quantita and which therefore be spect to the defendant’s conviction for a tively in the context of other evi assessed testimony in his but charge he admitted to presented in order to determine dence charge re respect with to reversible was harmless whether its admission quired jury weigh credibility to of the a reasonable Arizona v. Fulmi Tesack, doubt.” witnesses); United States v. 538 1246, nante, 279, 307-08, 111 (4th Cir.1976) 499 U.S. S.Ct. 1068, (holding that F.2d 1070 (1991). Thus, the harmless 113 L.Ed.2d 302 strength of the evidence due to the applied to the admission defendant, error test has been “[i]f [the there was error in violation of his of a defendant’s confession guilty plea], of the we admission withdrawn State, harmless”); rights, Wainwright, v. constitutional Milton entirely find it Thessen v. (Alaska 1969) 2174, 341, L.Ed.2d (concluding 407 U.S. 92 S.Ct. 33 454 P.2d 350 (1972), 1 of a coerced confes beyond a doubt that admission of the admission reasonable Fulminante, 295, sion, plea jury), 499 at 111 S.Ct. guilty withdrawn did not influence U.S. 1246, accomplice’s an superseded by stated in v. and the admission of statute as State (Alaska 1970); in violation of the confrontation Chaney, 477 P.2d 441 statements (1954) Thomson, 1, 142, Alvarez-Lopez, v. 2004- 203 Or. 278 P.2d 148 clause. State ¶ (en banc) NMSC-030, 32, 309, N.M. (applying harmless error test to 136 to the errone guilty plea (applying evidence and con harmless error test admission confession). evidence, accomplice’s cluding conflicting re ous admission of an due Scheller, of a de required); People v. 136 The erroneous admission of evidence versal was 447, 1143, attempted guilty plea, like the erro Cal.Rptr.3d 455 fendant’s Cal.App.4th (2006) or a (holding that admission of neous admission of coerced confession erroneous the con statement admitted violation of made reliance on statements clause, presenta in the subject Chapman California, frontation is defect to the v. “may there jury 87 S.Ct. 17 L.Ed.2d 705 tion evidence 386 U.S. (1967) test); in the context quantitatively fore be assessed harmless error Simon son, to de (App. presented of other evidence order 112 Idaho 732 P.2d 1987) harmless erro termine whether its admission was (applying harmless error test to Fulminante, beyond a reasonable doubt.” that the defen- neous admission 307-08, Here, strength prosecution’s 111 S.Ct. 1246. the overall 499 U.S. admission of evidence De- case. the erroneous attempted is not the fendant ¶ (internal quotation and cita- marks type of error that affects the structure of the omitted). tion We believe these factors requires trial automatic reversal such as present in the context of the issue are useful counsel, right deprivation of the trial be- involving at- the erroneous admission judge, fore a or the race-based exclu- biased tempted guilty plea. Fulminante, potential jurors. sion of See application Supreme Our Court’s (discussing 499 U.S. at S.Ct. 1246 provides factors in further these Johnson subject types of eases that are not that an guidance. The Court determined analysis they affect harmless error because erroneously admitted statement constituted trial). very structure of the reversible, harmless, Regarding error. Because the erroneous ad factor, “provided first statement attempt plead mission of Defendant’s only guilt respect direct evidence of upon could touch constitutional various robbery,” theory of armed and there th[e] rights, disagree we with the dissent’s conclu was, therefore, possibility “a reasonable sion that a violation of Rule 11-410 is not its erroneous admission contributed to the subject analysis to the harmless error stated respect sepa- verdict.” Id. 32. With to a Chapman. requires That test us to deter *15 charge accomplice liability, rate of the Court possibil mine “whether there is a reasonable held that there is much other cir- “[w]hile ity complained might that the evidence from cumstantial evidence which reasonable conviction,” have to the contributed and we guilt might inferences of [the d]efendant’s beyond be to conclude “must able reason derived, erroneously have been [the admit- jury able doubt that the verdict have would provides statement direct ted] the evidence been the same absent the error.” intent to commit [the armed defendant's Johnson, 2004-NMSC-029, ¶ 9, 136 N.M. robbery that rendered such inferences un- (internal marks, quotation necessary” “only and the direct evidence omitted). citations and alteration This re ¶ was armed.” Id. 36. The [the defendant quires carefully tous consider “the error’s concluded that Court therefore the state- “[i]f, possible impact on evidence” and th[e] importance pros- ment was “of central examination, at the end of that we conclude Applying ecution’s case.” Id. the second possibility there is a reasonable the evidence factor, rejected argu- the Court the State’s complained might have contributed to the merely ment that the evidence was cumula- ¶ conviction, Ap we must reverse.” Id. 10. tive because the extent the evidence “[t]o plying analysis, we cannot conclude that corroborates, strengthens, and therefore the possibility there is a reasonable that the ad evidence, prosecution’s it cannot be deemed the mission of evidence that Defendant at ‘cumulative’ as we understand that term.” tempted plead guilty jury’s the affected ¶ explained Id. 37. The Court that cumula- in

verdict this case. sup- tive evidence is additional evidence that Supreme pro- Our in Court Johnson ports already by existing a fact established analysis. vided a framework for our That evidence, while corroborative evidence tends case addressed whether a confrontation point suggested by to confirm a other evi- clause violation amounted to ¶ harmless error already proved. dence but not Id. 39. Fi- adopted a number of factors to consider. nally, the Court noted that the defendant’s These factors include: testimony contradicted the evidence that had importance testimony in erroneously jury

the of the witness’ been admitted and that the case, prosecution’s credibility the whether the testi- would have had to make deter- cumulative, mony presence erroneously was the or ab- mination in favor of the admit- corroborating disregard sence of evidence in contra- ted evidence order to the defen- dicting testimony testimony the of the witness on dant’s and convict him. Id. 43. factors, points, analysis material the extent of cross-exami- Based on its of these and, course, permitted, nation otherwise Court determined that it could not conclude mony proving engaged that the evidence that Defendant had doubt a reasonable pattern threatening defendant’s convic- not contribute to the behavior directed at did importantly, jury tion. Id. Tamisha. More had already testimony heard from Officers Jack- Elizondo, Similarly, in a ease cited son and Guinn that Defendant had admitted dissent, that its ad- the court concluded everything that he had done that Tamisha had evidence that a defendant mission of testimony him had accused of. The harmless error be- pleaded guilty was not attempted Defendant had against remaining evidence “[t]he [the cause everything had stated that Tamisha had said defendant, though probably legally sufficient true, therefore, merely him about re- verdict, strong that was not so sustain peated guilt Defendant’s admissions of say any can confidence [c]ourt already properly jury. before the Con- guilty plea evidence of the and conviction did sequently, truly evidence was impact jury’s on the not have a substantial simply cumulative evidence that reiterated F.Supp.2d at 704. The court verdict.” already jury. before the The erro- also noted that the other evidence neously not, admitted evidence was knowledge, an essential element defendant’s argues, dissent corroborative evidence that charged, of the crime “was limited and cir- merely strengthened prosecution’s case. cumstantial.” addition, In when Defendant took stand case, to Johnson contrast defense, his own he did not offer Elizondo, we are able to conclude be- testimony that was inconsistent with his yond a that the erroneous reasonable doubt guilty plea. deny Defendant did not that he attempted guilty admission of Defendant’s engaged pattern threatening had plea jury’s verdict. did not contribute to gave conduct that rise to his the case the defendant Unlike conviction; instead, stalking Defendant ad- Johnson, against Defendant here the ease everything that he had done mitted Tamisha solely comprised of circumstantial *16 had accused him of and maintained that he erroneously admitted evi- evidence that the really actually did not intend to threaten or Instead, dence served to corroborate. result, harm her. As a cross- State’s in State this case offered direct evidence far from examination of Defendant was “dev- aggravated stalk- Defendant had committed ¶ 54, astating,” Dissent because State ing, including eyewitness Tamisha’s testimo- simply re-emphasized that had al- ny her that Defendant had threatened on ready through been admitted other witnesses eyewitness multiple occasions and the similar nothing attempt- to do and that had with regarding testimony Hope of Samantha and erroneously guilty plea. ed Because the ad- multiple Defendant’s threats toward Tami- testimony cumulative and was not mitted sha. prosecution’s case or contra- central to the addition, In testified Officer Guinn {51} record, by any in the dicted other evidence going that Defendant stated that he was to to a reasonable we are able conclude pain,” “feel his that he was make Tamisha of Defendant’s at- doubt that the admission her, going put the fear of God in and that tempted guilty plea did not contribute to his in he had sat down front of Tamisha’s resi- We, therefore, conviction. hold that the er- receiving in dence after the TRO order testimony of the ror caused the admission Finally, pain” on her. Officer Jack- ] “inflictf attempted that Defendant to him son testified that Defendant admitted harmless. TRO, night that the he received the Defen- stopped by Tamisha’s house and dant had disagree the dis- We further {53} had “left a note on her door” and sat outside of De- contention that the admission sent’s fear in her.” “[t]o Tamisha’s house instill plea may attempted guilty have fendant’s Thus, him to take the stand in violation of at the time that the State’s forced {52} rights. Defendant never attempt- that Defendant had his constitutional witness testified threatening guilty, jury already disputed had heard the occurrence of the plead ed to eyewitnesses had overwhelming eyewitness testi- actions about which the amount of Instead, cross-examining argue where the state did not while error review testified. witnesses, harmless). sought defense counsel State’s that error was really did not only to show that Defendant CONCLUSION harm Tamisha. Because his de- intend to reasons, foregoing For the affirm we {55} fense on his intentions when was based aggravated Defendant’s conviction for stalk- Tamisha, he had ac- threatened not whether her, ing. tually we cannot conclude threatened forced

that the admission of IT IS SO ORDERED. in Defendant to take the stand his own de- only way that Defendant could fense. The WECHSLER, I CONCUR: JAMES J. not mean that he would establish that he did Judge. actually harm Tamisha when he threatened by testifying harm that his her was VIGIL, Judge (concurring E. MICHAEL empty. threats were Without Defendant’s part). part, dissenting in testimony, the case would have rested on the case, overwhelmingly proved State’s which VIGIL, Judge (concurring part, engaged pattern in a that Defendant had dissenting part). threatening to find him behavior sufficient stalking. light majority opinion I concur with the this, unlikely it is that Defendant have would except Part C which it concludes that contemplated theory a different defense even improperly admitting evidence before the attempted guilty plea if the evidence of the jury attempted plead that Defendant had not been admitted. guilty did not constitute reversible error. follow, respectfully For the reasons which I Finally, argues the dissent that the that Defendant is submit entitled to new has failed to meet its burden of show- improper trial which the evidence is ex- ing error caused admission jury’s cluded from the consideration. Since attempted guilty plea was harmless be- majority disagrees, I dissent. yond agree a reasonable doubt. While we burden, Chapman, that this is the State’s 386 FACTS 824; Johnson, U.S. at 87 S.Ct. 2004- January On Officer Guinn NMSC-029, 9, 98 P.3d arrested Defendant him and booked into the

we decline reverse on the technical basis County felony Otero Detention on a Center argue failure to error. State’s harmless *17 charge aggravated stalking. Officer analyzed We have the State’s violation of appear Guinn noted that Defendant was to in using Chapman Rule 11-410 the constitution- days upon.” court “when called Three later though al even error test Defendant did not February brought on Defendant was argue appeal on that this violation rose to the magistrate ap- before the court for his first level of constitutional error. It would be pearance. felony Because a is not within the patently require unfair to the State to ad- court, jurisdiction magistrate of the at a first argument an dress its answer brief in appearance magistrate judge only the advis- response argument an to that was not raised charge, es the penalty defendant of the the addition, by Chapman Defendant. ulti- provided, rights, his and sets the matter for mately requires only that “the court must be 6-501(A), (D) preliminary hearing. Rule able to declare a belief that [the error] was magistrate “In NMRA. actions not within harmless a reasonable doubt.” 386 jurisdiction, plea trial no shall be entered.” at U.S. 87 S.Ct. 824. Because we are 6-302(A) Rule NMRA. At Defendant’s first able to reach this conclusion on our own appearance record, magistrate judge the noted that review we do not believe that attorney, an the Defendant wanted wanted to State’s failure to meet a burden that it counsel, consult with a trial imposed was unaware had been on it wanted re- jury. quires indigent to rule in favor of Defendant. Since Defendant was and in- us See Romero, carcerated, 2006-NMCA-045, 69, public it that a was ordered de- (applying represent N.M. harmless fender Defendant. counsel, magistrate judge prisoner Defendant calls each one After he obtained at jury they plea guilty, and a trial time and sit a chair and he talks to

entered a felony through them a video court on the monitor. While seated was held the district chair, testimony the the defendant is able to see charge. presented The the monitor, Samantha, judge on a Tamisha, judge video and the Tamisha’s Mend Offi- likewise able to see the Guinn, defendant on video Jackson and estab- cer Officer monitor from his location. There is a third paragraphs the facts forth in 2-6 of lished set jail pointed video monitor in the which is majority opinion. Except to the extent public the audience so the can see and hear by the Miranda issue addressed in raised process. magistrate judge the entire The majority opinion, Part B of the Defendant then asks each defendant whether he ob- testimony challenge appeal does not on videotape. served and understood the On these witnesses or the facts established testimony the basis of this and over Defen- testimony. their objection, the court ruled that dant’s district witness at trial was The State’s last the State established a foundation to admit Gilmore, a victim advocate with the dis- Ms. testimony. Ms. Gilmore’s attorney’s trict office. that she She testified jury Ms. then told the Gilmore appearance attended Defendant’s in the first acknowledged magistrate Defendant to the magistrate court. Defendant and whoever judge rights he understood ex- jail videotape else was in were shown a which plained by videotape he wanted said explained prisoners rights. to the their plead guilty. magistrate judge to ad- videotape played, attorney was no When accept guilty vised Defendant he could not present to advise Defendant. After the charged felony, plea because he was with a played group prisoners, video was replied, and Ms. Gilmore that Defendant said magistrate judge Ms. Gilmore said that the denying anything I’m not “[b]ut she has Defendant, complaint read the criminal to just go I said. want to back to Arkansas.” magistrate judge and the asked Defendant testified in his own de- plead charge. Ms. Gilmore testified began testimony by explaining fense. He his plead that Defendant stated “he wanted to why plead guilty in he had tried to immediately object- guilty.” Defense counsel magistrate court: conference, and, argued at a ed bench Well, occasion, particular testimony highly improper and relat- in that attempt everything everybody without the I heard from in New ed to jail, pleaded guilty, my if I then presence of counsel. Defendant moved for a Mexico go basically trial And Arguing mistrial. evidence was ad- would faster. that’s missible, said, my prosecutor proffer really go “The all I wanted was for trial to began just knowing anybody that ... to talk I in New about faster. Not Arkansas, go everything having any family and want to that the Mexico and not friends, true, just plead just get I want I back home. victim said is wanted guilty. We believe that’s an admission of committing Defendant then denied the acts *18 guilt. It’s —it’s admissible.” After further Explaining why him Tamisha accused of. argument, court ruled that the district magistrate court that he had said prosecutor lay could a foundation for admis- agreed saying, De- with what Tamisha was sion of the evidence. earlier, testified, I said fendant as “[b]eeause just fight I want to this didn’t about Ms. then testified that Gilmore my winning more. I felt like chances of magistrate arraignment court utilizes a video county knows case female this procedure. prac- Gilmore said that the Ms. good], my so best bet would be [were videotape played explaining tice is for to be with, guilty, get get and plead this over back they prisoners rights their and that if possible.” home as soon felony charge, have a this constitutes their surprisingly, prosecutor’s appearance they and if have a misde- Not first arraignment. of Defendant was detailed charge, meanor this is their cross examination devastating. played, is and After the ten-minute video Q. Well, Q. you being arraigned you being arraigned at the were for Do recall Magistrate aggravated stalking; you agree arraignment video over do jail, You’re in video machine is set that? Court?

up; is that correct? agree- A. That I doesn’t mean that was ing Yes, agreeing to the fact that —I was

A. sir. charged aggravated fact that she me with Q. you you And remember had to stalking. videotape; that correct? watch a Well, Q. just try agree let’s to dis- Yes, A. sir. agree on some stuff. This was on date of Q. Judge And the came on the screen arraignment, you already you agreed said you up and called to the chair and asked you plead you guilty. tried to Do to— you you Christopher are Smile? You said, agree you “Everything that Ta- know that? misha said was true”? Yes, A. sir. A. Yeah. Q. You remember that? Now, Q. questions when those are— Yes, A. sir. you you being understand that were ar- Q. Okay. you Judge Do remember the raigned aggravated stalking, is that asking you you videotape if watched the correct? and it? understood Yes, A. sir. Yes, A. sir. Q. you recognize Do and understand Q. you saying yes, And remember Judge you that the read elements it, you you watched it? understood aggravated stalking? the crime of (Inaudible) Yes,

A. sir. A. Yeah. evidence of what it came to stalking, be and I’m Q. you Judge And do remember the pretty upset sure I would be kind about you asking you you how do plead, said being up locked for six months over it. plead guilty. I Is that correct? Q. you you And do understand —or do Yes, A. sir. agree well, you that he told I won’t the — Q. you telling Judge And do recall go into that. you Judge telling or the he couldn’t take you But knew there would be felony? because it was a that; repercussions you saying A. Yes. enough? that fair Q. you saying And do remember Yes, A. sir. everything time that Tamisha said Now, Q. Okay. your cross —or di- was true? [your counsel], rect you examination with Yes, A. sir. said—tried to make excuse for this. Q. just I go want to basically, you You everything said said— you back Arkansas. Is what said? only you she said was true because wanted Yes, A. sir. magically get jail, go out of take care of your baby girl in Arkansas. Is that Now, what Q. arraign- at the time of that you said? ment, you being arraigned aggra- on courtroom; stalking vated in that isn’t that all, excuse, A. First of it wasn’t an it true? awas true statement. Yes,

A. sir. Q. Okay. you So when talked [the] *19 Judge you ... everything said Tami- Q. you everything And said she said true, you saying you sha said was are that true, stalking about was cor- lying Judge? to a rect? No, lying anybody. A. I wasn’t to specified A. I never what she said was true, Well, everything Q. statement, never said she said was was this a true ev- true, specify I erything— didn’t what.

545 admissible); Yes, it true. was not overruled on A. other Keet, 695, grounds, Parte Ex 315 Mo. 287 (1926); State, Dykes S.W. 463 v. 213 Tenn. 40, (1963) 184, 372 (equating S.W.2d 186 an Smile, Q. you’re saying what Mr. so plead guilty plea offer to with an actual that you everything now is when said Tamisha withdrawn); State, Dean 72 is v. Tex.Crim. true, a said was that is true statement? (1913) 274, 974, (concluding S.W. that Yes, A. it is. an offer of the plead defendant’s counsel to Q. your today So statement earlier admissible). guilty was not [your with counsel on direct] part majori- I company first with the {67} true, a wasn’t was that lie? ty in its conclusion that the error in this case A. I it wasn’t true. never said The subject analysis. is to a harmless error Ma- only thing I ever I said said was—what jority Opinion 43. Because of the nature of I and what the truth —because wanted to judicial judge statements made to a in a go my to child. back home be with That’s proceeding pleading guilty offering while or wanting all I’ve been the last six plead guilty, to the erroneous admission of my daughter. months was to see subject such statements into evidence is not analysis. to harmless error ANALYSIS It is debate that the best {68} agree majority I with the that Rule competent evidence of whether a accused clearly 11-410 of the Rules of Evidence was committed violation of the criminal law is ¶¶ Majority Opinion violated. See 39^41. his own statement that he act committed the 5-304(F) Rule NMRA of the Rules of Crimi- requisite exactly with the intent. This is nal Procedure was also violated. This rule is is, guilty plea probative what a and the force equally unambiguous clear and almost of such evidence cannot be overlooked. language the same directs: trial, proceeds When a defendant to it on plea guilty, Evidence of a later with- guilty” plea. Allowing the basis of a “not ... an plead guilty drawn or of offer to attempt to introduce evidence of ... charged no contest to the crime or [or] plead guilty nullifies the entire basis for the crime, any other or of made in statements resulting prejudice trial. The is so obvious any foregoing pleas connection with overwhelming and so that when a defendant’s offers, or is not admissible in civil or prior attempt plead guilty judge proceeding against person criminal evidence, improperly admitted into reversible plea who made offer. regardless error is committed of what the remaining may evidence in the case be. The fact that evidence of Defendant’s majority The asserts the admis- admitted, op- offer attempted guilty plea sion of Defendant’s posed plea, to evidence of an actual makes no into evidence did not constitute structural difference, majority substantive and the ¶45. Majority Opinion disagree. error. I ¶42. agrees. Majority Opinion 11- Rules right pre- Defendant’s constitutional 5-304(F) equate plead 410 and offers to sumption instantly evaporated of innocence Moreover, guilty pleas. actual jury the moment Ms. Gilmore told the the cases which have considered whether appeared magis- when Defendant before such distinction makes difference have judge, trate Defendant said “wanted McGunn, concluded it not. does See State denying any- plead guilty,” and that “I’m not (1940) 208 Minn. 294 N.W. thing that she has said.” [Tamisha] plead (concluding that a conditional offer to States, v. United 156 U.S. court, Coffin guilty to the which the court did not (1895), 432, 453, 15 39 L.Ed. 481 S.Ct. accept, is to be treated the same as a with- Supreme the United Court declared: States guilty plea); Meyers, drawn 99 Mo. (1889) presumption (holding principle that there is a S.W. rejected evidence of an earlier of innocence favor of the accused is *20 546 elementary, why plea was withdrawn. The law, less of axiomatic and

undoubted reasoning particularly applicable here: lies at the foundation and its enforcement permitting criminal law. of our The effect of the court’s order of the administration adjudge the withdrawal was innocence, Furthermore, of ‘'presumption naught. plea guilty be held for Its Constitution, in although not articulated subsequent [the use as evidence component of a fair trial.” Estelle is a basic with that direct conflict defendant] 503, 1691, Williams, 501, v. 425 U.S. 96 S.Ct. plea an- determination. When the (1976). 126 What occurred 48 L.Ed.2d By per- it nulled ceased to be evidence. deprived Defendant of a “basic com- this case [by jury] mitting given weight it to be very of a fair trial.” Id. The founda- ponent pro it tanto. the court reinstated jus- criminal how we administer our tion of 224, Supreme The Id. at 47 S.Ct. 582. Court when we sanction system tice is weakened upon that a trial based further observed error subjecting an error to harmless such plea guilty of not which is substituted for the analysis. I therefore conclude that structur- Therefore, allowing prior guilty plea. al error occurred this case. plea the withdrawn to be admitted into evi- public policy It is the in New Mexico jury’s places a dence for the consideration discourage, plea agree- encourage, not to utterly “in defendant a dilemma inconsistent “Guilty part pleas ments. are essential awarding of the court with the determination justice system[.]” Trujillo, our criminal Supreme him a trial.” Id. The Court did 727, N.M. at 605 P.2d at 235. order analyze not discuss or whether the evidence discussions, Supreme plea facilitate our sufficient to sustain the con- was otherwise Court has declared Jackson, viction. See also State v. up Rule does not set standards of [11-J410 (Minn.1982) 819, (holding N.W.2d trustworthiness, relevancy will and we made in connection with a with- statements impose any plea on it. If a is never plea they are be treated if were drawn as withdrawn, and then at entered or entered made, reversing never the defendant’s though appear trial it is to the earlier he made in con- conviction where statements plea plea never took discussions and/or plea agreement with a admitted nection wiped plea place. The slate is clean once impeach testimony); trial into evidence to his negotiations fail or the defendant with- 263, People Heffron, v. 59 A.D.2d plea. his draws (N.Y.App.Div.1977) N.Y.S.2d (noting argument that the for reversal was compelling because cross examination concerning guilty defendant a withdrawn conflicting weighing policies demon- [A] plea, prosecutor asked defendant tipped in favor strates the balance is plea. whether he lied when he entered the interpreting Rule as the cloak [11-]410 objection Although ques- there was no privilege plea negotiation around discus- tioning, the court reversed because error sions. prejudicial was “so fundamental and as to 727, Trujillo, 605 P.2d at 235. justice”); require a new trial in the interest of majority acknowledges this is the rule 199, Hayes, 285 Minn. 172 N.W.2d Majority Opinion Mexico. 42. How- New (1969) (reversing 325-26 the conviction ever, majority acknowledge that fails to in a trial where evidence of a with- bench public policy places square- New Mexico guilty plea prior arraignment drawn in a Supreme ly in line with the United States admitted); Welch, D. the same offense was Court and other state courts that conclude Annotation, Propriety Prejudicial Effect into evidence of an the admission abort- Case, Showing, in Criminal Withdrawn guilty plea ed constitutes reversible error. Plea, 8,4, §§ Guilty 86 A.L.R.2d at 331- Kercheval, (1962) noting 274 U.S. at 47 S.Ct. (collecting 338-39 cases and evidentiary jurisdictions many establishes the federal rule it rule in that ad- is the admitting a withdrawn into of a mission into evidence withdrawn error, regard- plea constitutes reversible is reversible error because it is not *21 547 upon guilty any purpose pleas at a trial after the defendant’s withdrawn admissible guilty evidence, not and that such error is not plea improperly was admitted into he jurors even cured instruction to “in forced was effect to take the stand” to fact). knowledge their disregard of that explain although innocent, that he was he pleaded lawyer guilty promised because his My with disagreement second the sentence). Finally, him a suspended concept of majority applies is how it 509, Reardon, 192, Minn. 245 73 N.W.2d 195 violation. error to the admitted harmless (1955), squarely holds that the into majority admission states that it “cannot conclude The that evidence of a withdrawn possibility there is a reasonable violates that protected by process of the evidence that Defendant the due both the admission United plead guilty jury’s attempted affected States Constitution and the Minnesota Con- ¶ Majority in this case.” 46. Opinion verdict stitution. Furthermore, majority that disagrees are There additional constitutional guilty attempted of Defendant’s admission rights upon implicated which are touched “may have him the stand plea forced to take in this case. record establishes rights.” in violation his constitutional Ma- videotape group prisoners was shown to a Opinion ap-

jority 53. These conclusions Defendant, jail, in which included that ex grounded pear upon to be a conclusion that plained prisoners “rights.” their How attempted plea nothing was more than ever, us, videotape is not do before so we Opinion Majority cumulative evidence. know, not know contents. We do its howev ¶¶ 50-52. er, attorney that Defendant had no when the The admission of Defen- into evidence played and videotape plead was he offered to attempt dant’s and statements guilty. his Whether was afforded attempt he connection with that made right to constitutional counsel and whether violated, upon, touched vari- implicated there was a valid waiver of this constitutional rights ous constitutional of Defendant. Two right implicated. are both See State v. Me rights constitutional of Defendant were lendez, 182, 1117, N.J.Super. 165 397 A.2d squarely Trujillo violated. mandates (1979) curiam) 1118, (concluding (per 1120 fails, plea appear “at where trial it is to right constitutional the defendant’s though plea plea earlier discus- and/or pleaded when guilty counsel was violated place.” never took at sions 605 appearance at his because it made first way, P.2d at 235. Stated another at trial counsel, or a valid without counsel waiver of every entitled to constitution- directing “[n]o admissions made safeguard presumption al with associated during original arraignment defendant plea guilty.” of “not the nature Because of shall be admissible him plea, already guilty of a which I dis- have retried”). Secondly, the event he is we have cussed, improperly admitting into evidence concluding no whether Defendant basis guilty attempt plead de- Defendant’s validly right against his constitutional waived stroyed presump- Defendant’s constitutional plead self-incrimination when he offered to addition, tion of innocence. the State’s guilty. right impli This constitutional is also improper use of Defendant’s statements Spears v. cated. See United States ex rel. plead made in connection with his offer Rundle, (E.D.Pa.1967), F.Supp. 699 guilty testifying against resulted him him- (3d Cir.1969) (concluding aff'd, 405 F.2d “in substance if not in See self form.” Wood operate plea that a cannot as waiver (D.C.Cir. States, v. United 128 F.2d right against of the constitutional self-incrim 1942) (using language). Defen- Once ination if there was no valid waiver of that statements in connection the at- dant’s itself). making plea privilege in admitted, plea tempted improperly his Chapman, hold Under order to right constitutional to remain was de- silent require error re- plea if that constitutional does stroyed. testify He had to about the versal, be able to conclude that any hope overcoming to have we must he was its “harmless a reasonable jury. Spitaleri, on the error was effect See 824; (stating 173 N.E.2d at 37 doubt.” 386 U.S. 87 S.Ct. John- N.Y.S.2d *22 2000) (“Confessions 348, son, 2004-NMSC-029, ¶8, by highly pro- are nature 136 98 N.M. center the 998; likely 2004- bative and to be at the of Alvarez-Lopez, v. P.3d State ¶ attention.”). 25, 309, reasoning NMSC-030, jury’s even 136 N.M. 98 P.3d 699. This has plea the greater guilty The lies with State to demon a is con- burden force where beyond noted, already is harmless judicial strate that the error I cerned. As have Johnson, doubt. 2004-NMSC- plea unique probative reasonable guilty its own has ¶ 029, 348, 998; 9, 136 P.3d Alvarez- N.M. 98 weight virtually impossible which is to over- 2004-NMSC-030, ¶ 25, 309, Lopez, 136 N.M. look. In the words of the United States However, the makes no 98 P.3d 699. Court, Supreme plea “A differs argument Specifically, error. of harmless purpose from a mere admission or and effect the fails to make assertion State’s brief confession; extrajudicial it is a con- itself attempting to that argument demonstrate Kercheval, 223, at 47 viction.” 274 U.S. possibility that admit there is no reasonable added). (emphasis S.Ct. 582 ting attempt to Defendant’s statements and Elizondo, In the defendant was con- to his into evidence contributed conspiracy possess victed of with intent to Johnson, 2004-NMSC-029, conviction. See distribute, distribute, conspiracy to co- and ¶ (stating N.M. 98 P.3d 998 the F.Supp.2d caine court. 277 at 692. federal determining consti central focus whether judge The admitted into evidence the federal was harmless is “whether tutional error court, togeth- in state guilty plea defendant’s possibility the errone there is reasonable conviction, judgment er with the state jury’s might ous have affected the drugs. possessed he Id. at 697. the same verdict”). granted The a new defendant was trial after my independent the In examination of judge he improperly concluded that ad- record, beyond I conclude reason cannot 703-04. Apply- mitted Id. at this evidence. in admitting able that the error this doubt ing Chapman, judge found “there is a Alvarez-Lopez, harmless. evidence was significant possibility that admission of [the Supreme our Court noted Fulminante guilty plea state court and con- defendant's Supreme which the United States Court “was impact on viction had a substantial [the de- determining with whether a criminal faced conspiracy fendant's conviction on the federal confession, involuntary defendant’s which charge.” judge recognized The first unconstitutionally admitted into evidence guilty plea likely “admission of the had an trial, against him at his contributed to his greater impact even on the verdict than ad- Alvarez-Lopez, conviction.” 2004-NMSC- mission of conviction itself.” Id. at 703. ¶ 309, 98 P.3d 699. Our judge candidly then went further Supreme agreed Court it had acknowledged upon the effect profound impact have on the [Confessions court itself he denied the when defendant’s may justifiably that we jury, so much so motion for verdict. Id. at a directed 703-04. ability put doubt its them out of mind motion, When denied the defendant’s if do so.... full confes- even told to [A] said, “Well, judge I don’t had know of a sion in which the defendant discloses the knowledge better form of demonstration may motive for means the crime drugs] somebody pleading guilty [of than rely tempt jury upon that evidence to it.” Id. at 704. decision____ reaching its [T]he alone unreliable, risk that the confession cou- case, Under the circumstances pled profound impact possible it is to conclude the error upon jury, requires confession has was harmless a reasonable doubt. to exercise reviewing court extreme cau- Johnson, 2004-NMSC-029, ¶10, See determining that the tion before admission (directing N.M. if that we at trial harmless. the confession conclude, possibility a reasonable “there is ¶34 Fulminante, complained might the evidence have con- (quoting 499 U.S. 1246). examining also tributed the conviction” after 111 S.Ct. See United States (1st possible Leon-Delfis, F.3d evidence and the im- Cir. admissible evidence, pact of the error on that must “we was admitted into evidence was reverse”). determined whether or not the error af- fected the result. Alvarez-Lopez Johnson both teach that constitutional error cannot be The state contends that whether or not simply deemed harmless there prejudice because requiring there was a new trial is overwhelming guilt. evidence of a defendant’s determined whether or not the error *23 Johnson, 2004-NMSC-029, 136 N.M. affected authority the result. There is 998; Alvarez-Lopez, 98 P.3d 2004- proposition where the constitu- —but ¶ NMSC-030, 32, 98 P.3d right denied, 699. tional to a fair trial is we are Among given recognition the reasons are the unwilling adopt theory a which effect appellate “poorly equipped” that, courts are proof assumes where strong, due ¶29. guilt to determine or process may innocence. Id. suspended---- be It is true Furthermore, a defendants have constitution- cogent there is support evidence to right jury guilt verdict; al to have a decide or inno- may and it expected be that on a cence, appellate judges not reviewing the second trial the result would be the same. ¶ 27, appeal, evidence on id. and we cannot factually strong But to allow cases to erode appellate take the risk that the court —the right deny such a basic is to the existence wrong entity adjudging the defendant’s right. of the —is ¶28. guilt. jury Id. Consistent with the (citations omitted). Id. and footnotes whether, guarantee, inquiry trial not “is Notwithstanding weight of the error, in a trial that occurred without the a remaining Defendant, evidence guilty surely verdict would have been ren- State has failed to demonstrate that the ver- dered, guilty actually but whether the verdict dict was not tainted the error. The ma- surely rendered this trial was unattributa- jority’s attempt to demonstrate ¶ harmless er- (internal quotation ble to the error.” Id. 27 Again, ror fails. evidence of Defendant’s omitted). Perhaps marks and citation most attempt unique has a eviden- compelling, inadvertently concluding “we risk tiary weight, simply reciting what other that constitutional simply error was harmless presented evidence the State does not dem- because there was substantial evidence to onstrate harmless error. ¶30. support the conviction.” Id. Accord- ingly, when constitutional error has infected Finally, disagree majority I with the trial, jury automatically a verdict not conclusion that attempt plead Defendant’s “Rather, afforded deference. Id. in prop- guilty “truly” Majority cumulative. analysis, er harmless error appellate Opinion states, 52. Johnson “To the extent jury only court defers to the verdict when corroborates, the evidence and therefore beyond the State has established reason- evidence, strengthens, prosecution’s it jury able doubt verdict was not cannot be deemed ‘cumulative’ as we under- tainted the constitutional error.” Id. 2004-NMSC-029, ¶37, stand that term.” matter, policy As a cogni- we must be N.M. Again, given 98 P.3d 998. justice system, zant that our criminal guilty plea, improp- and our nature and effect of a constitutions, “protect only federal and state other er evidence this case not corroborated case, reliability guilt strengthened values besides the the State’s it did so ¶31 (internal beyond any innocence determination.” Id. reasonable doubt. Even if the omitted). cumulative, quotation marks citation A merely evidence viewed as “im- analysis solely error properly harmless which focuses admitted is cumula- evidence overwhelming supports ipso on whether tive is not harmless facto adequately verdict protect reviewing does reasonable doubt: the court must regard, agree inquire those values. In this I further into the that evidence effect Reardon, following with the from might jury’s statement have had on the verdict.” Id. case, 73 N.W.2d at which answered the state’s In this it cannot be assumed that the argument prejudice improper that whether there was evidence had no effect on the ver- requiring a new trial when a withdrawn dict in this case.

CONCLUSION reasons, foregoing I would all the For remand conviction and Defendant’s

reverse trial. case for a new

2009-NMCA-067 Mexico, of New

STATE

Plaintiff-Appellee, DAVIS, Defendant-Appellant.

Richard 26,573.

No. Appeals of New Mexico.

Court 25, 2009.

June notes State, 53, (Fla.Dist.Ct.App.1974) Supreme 297 So.2d 53 the United States Court did not guilty concluding pleaded v. dant had test Kercheval apply a harmless error 225, States, 47 S.Ct. due to circumstantial 274 U.S. error was not harmless United (1927), case); prosecution’s when it ruled nature of the 71 L.Ed. United Doamarel, attempt F.Supp. of an 262-63 States (D.Del.1983) inadmissible, do not believe (applying Chapman we harmless sufficiency failure to discuss wrongful Court’s test admission of error remaining evidence to sustain the convic plea concluding evidence and that error was intended to tion indicates that Court limiting harmless due to instruction and error test prohibit the use of a harmless overwhelming evidence the defen- im every of a Elizondo, time evidence dant); United States v. v. Farm properly admitted. See Fernandez (S.D.Tex.2002) F.Supp.2d (noting Arizona, ers Ins. Co. in admitting error “[t]he [c]ourt’s [the (1993) (noting

Case Details

Case Name: State v. SMILE
Court Name: New Mexico Court of Appeals
Date Published: May 7, 2009
Citation: 212 P.3d 413
Docket Number: 27,338
Court Abbreviation: N.M. Ct. App.
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