*1 States United its determination. making information Cf. (BNA) (11th Feb. Cir. Lindstrom, L. Rep. Crim. 1983). (Court testimony the mental regarding held allowed should have been prosecutor's witness illness of reason, should, within cross examination. on credibility aid affecting all witness' informed of matters truth.) The claim of self-defense in its determination of the this case. inseparable mental illness petitioner's a bifurcated trial Thus, grant the trial court's refusal not error. JJ., concur Dolliver, Brachtenbach,
Rosellini, Dimmick, J. 9, 1983.] En Banc. June 49058-9. [No. Respondent, Washington, v. Harold The State of Smalls, Petitioner. Respondent, Washington, v. Thomas
The State of Lloyd Simcox, Jr., Petitioner. *2 Henry Browne,
John Browne and Ressler & Foster, for petitioner Smalls. Gaffney, petitioner
William J. Simcox. Maleng, Prosecuting Attorney, Norm Michael V. and Linnabary, Deputy, respondent. appeal J. Defendants consolidated cases Pearson, Appeals affirming of
Court decision their convictions of (Simcox) (Smalls). burglary and murder dispositive presumption issue before us whether a. pur- of court, a defendant arises when the trial jury suant to CrR allows the after delibera- begun. tions We hold CrR 6.7 does not authorize jury begin after creates a RCW 4.44.300 during deliberations. jury separated
defendant Smalls, of Simcox. the conviction Accordingly, we reverse on which we have preserve the issue failed to having case, is the benefit the hold- not entitled to decided conviction is affirmed. and his ing by the Court before us were consolidated The two cases present an issue they appeared to because both Appeals deliberations. out of arising Simcox, Jr., Defendant, Lloyd charged Thomas On June burglary degree. the second the crime County Superior Court. began King stipulated both sides Defendant and counsel for stipulated signed and counsel also persons. six Defendant . . . the trial allowing separation "during order such separa- exists believe that inasmuch as reason a fair trial". jeopardize tion will not day June throughout proceeded The trial having after been in the was excused evening *3 on jury case. The returned admonished not discuss the began 11 to further evidence. Deliberations at June hear At the trial called counsel p.m., judge 11:45 a.m. 8:45 court and indicated that he the State and defendant into for the con- home. Counsel State jury intended to send decision; objected. in his counsel defendant curred separate authority he had stated he believed finding and made a jury evening for the under was probability fatigued was a high that there past p.m. 8:45 would require them deliberate and that rea- He to a fair trial. also found be detrimental to return jury, existed to believe son 12, on would not at 9 a.m. June for further deliberations admonishing again a fair trial. After jeopardize others, case themselves or among to discuss the at 9 a.m. jury, to return court excused 12, 1981, approximately on at returned June approximately At 9:45 continued deliberations. a.m. and jury's on the for a mistrial based a.m., defendant moved having been excused the previous evening. The court denied defendant's motion and found 11, 1981, on June at approximately p.m., 8:45 appropriate. At approximately a.m., the jury returned verdict, finding guilty defendant as charged.
At the time of the scheduled sentencing, 20, 1981, August trial, defendant moved for a new basing the motion on the same argument of improper jury separation. On October 1981, the judge granted defendant's trial, motion for a new declaring that he had not had discretion to act on June 1981, in excusing or, for the evening, he did have discretion, it had been an abuse of discretion to separate the jury when the defense objected.
The State moved for reconsideration of the decision. That motion was denied on November 1981. The State appealed, arguing that the trial court had discretion under CrR 6.7 the jury any point before the verdict was rendered. The Court of Appeals agreed. The court also rejected argument defendant's that separation of a deliber- ating jury over a defendant's objections raises a presump- tion of prejudice. Because defendant relied upon this presumption rather any specific than proof of prejudice, Court of Appeals held that the trial court did not abuse its discretion separating jury. The order granting Sim- cox' new trial reversed, was therefore and the jury's verdict reinstated.
Defendant us, the second case Smalls, before Harold was charged with the second degree murder of Bernard Ballard. Defendant admitted that he shot and killed Bal- lard after dispute at a tavern over defendant's desire to dance with a friend of the victim. The issues of fact at the trial were whether defendant intended to kill Ballard and whether he acted in self-defense.
The case went to the jury at about p.m. on November 26, 1980, the day before Thanksgiving. At p.m. 10:03 jury sent the court a note which read: "We cannot reach a decision!" The trial court informed both counsel that proposed to tell the jury "continue deliberation until 1, Monday, December you to return when I will excuse
p.m. counsel Defense continue deliberations". 9 a.m. at jury 4-day delay long would be too that a objected this Friday, 28, at noon. Over return November should Monday until trial court excused the objection, Monday, December The reconvened on morning. a.m. guilty verdict 10:49 and returned on the that ground moved for a new trial Defendant 1. in until December separating erred trial court Simcox, not CrR 6.7 is argue inap- Smalls did that Unlike Rather, has plicable begun once the deliberations. court failed to com- simply argument Smalls' denying there is no order Although with 6.7. ply papers, in the clerk's the motion was motion defendant's impris- was sentenced to life Defendant denied. apparently 31, 1980, appeal filed notice of onment on December day. the same appeal Smalls' Appeals
The Court of
consolidated
its rea-
Relying upon
v. Simcox.
appeal
the State's
State
the Court of
arguments,
Simcox'
soning
rejecting
found no abuse
discretion
Appeals
affirmed.
accordingly
His conviction was
jury.
Smalls'
requires interpretation
appeals
The
raised
both
issue
"jury may
provides
of CrR 6.7. This rule
finds
reason
if the court
separate
allowed
fair trial".
jeopardize
exists
believe that such would
to which this
before the court
is the extent
question
relating to the
rule,
prior
modified
law
adopted
the issue is whether
specifically,
More
juries.
to a defend-
removes the
the rule
is allowed to
after
when a
ant
begun.
considering
analytical starting point
A convenient
Ben
in State v.
decision
CrR 6.7 is this court's
prior to
law
this
In that case
nett,
rate, except by consent of the prose- defendant and the cuting attorney, but shall be kept together, without meat drink, or by court, unless otherwise ordered to be expense county. furnished of the Laws 194 was reenacted as RCW 4.44.300: § After hearing charge, jury may either decide or box retire for If they retire, deliberation. they must be kept provided them, in a together room or some other convenient under place charge one or officers, until they upon verdict, more agree their or are by discharged his shall, the court. The officer to the best ability, keep the jury thus from per- other sons, drink, except water, without food, and without except ordered the court. He must any not suffer [as] them, communication to he nor any made to make him- self, court, unless except order ask them they upon verdict, their agreed not, and he shall rendered, before the verdict communicate to per- son the state of their deliberations or the verdict agreed on.
In enacted; 1909 another statute was it is now RCW 2.36- .140. whatever,
In except felony no action proceeding try cases shall sworn to the issues therein be kept together custody of the officers of the court, save during progress trial, the actual until them for finally been submitted shall have the case kept together Whenever decision.
their when the trial is not officers custody of the meals at regular they supplied shall be progress, hours, accom- and toilet sleeping with comfortable modations. case by any cited apparently has not been statutes, however, have other two its enactment. The
since
generally
bodies of case law which
significant
rise to
given
analysis
in Bennett. Cases decided
suggested
adhere
*6
sepa-
predecessors
held that
RCW 10.49.110
under
of the statute
a trial
violation
during
ration of the
to the defendant.
prejudice
a presumption
created
&
decided under Rem.
Ball. Code
Bennett
itself was
§
A
analysis
2159,
of RCW 10.49.110.
similar
a forerunner
Rose,
553,
v.
43
262
194
in State
Wn.2d
P.2d
applied
was
(1953).
case,
a
where the
In
the court ordered
retrial
briefly
during adjourn-
allowed to
had been
and use rest rooms. The
telephone
to make
calls
ments
of RCW 10.49.110 and
this was a direct violation
court held
prejudice.
prima
presumption
created a
facie
under RCW 10.49.110
arises
No
permitted
separation
agree
where counsel
211, 221,
Hettrick, 67 Wn.2d
Under RCW another of case law devel- oped. When initially provision chapter enacted this was 1854, Laws 15 of the An entitled "Civil Practice. Act to Regulate Practice and Proceedings Civil Actions". 1854, Laws of p. 194. RCW 4.44.300 Title appears § 4 of the Revised Code "Civil Washington, entitled Pro- provision cedure". The First, has principal aspects: two it forbids unauthorized communications with a deliberations; second, requires kept together until a verdict is reached.
A substantial body
applied
aspect
of cases has
the first
Carroll,
RCW 4.44.300 to criminal cases. In State v.
(1922),
Wash.
P.
passed
note
bailiff
to a
juror during
a criminal case. The court held
(RCW 4.44.300)
that this violated the Rem. Rev.
Stat. §
prohibition of
jurors.
communications with
A
new
denied, however,
it affirmatively
because
appeared that
there
could
have been any prejudice to the defendant
arising out
the unauthorized communication. 119 Wash.
Smith,
at 624. In State
RCW 4.44.300 has been cited in several
recent cases
with unauthorized
dealing
communications with deliberat-
e.g., State
ing jurors,
Christensen,
v.
17 Wn. App.
567
(1977).
Crowell,
P.2d
In State v.
143, 147,
654
92 Wn.2d
(1979),
If transposition the of the from civil sphere to criminal were limited to its unauthorized the. little, aspect, any, communications it would rele- present Amundsen, vance to the But in State v. issue. (1950), this 1067, 21 A.L.R.2d Wn.2d 223 P.2d of the statute jurors aspect of separation the applied court case, had allowed jury In the been in a criminal case. that of a meal the course briefly taking while raised presump- This held that this deliberations. court prejudice. tion of show- that a sufficient opinion are of the there was
We
the
was sub-
was
case
separated
that
the
ing
mitted to them and that
jury
after
upon
placed
burden
prejudice arising
of
presumption
to rebut
respondent
from violation
Stat.,
Rem. Rev.
provisions
§
. . .
4.44.300]
[RCW
presumption
is
prima
rule
that a
majority
facie
submis-
from
fact of
after
separation
arises
prejudice
upon
is
of the case to the
the burden
sion
actually
no
result.
that
did
prejudice
state
show
Two
In State v.
independent
any particular
statute.
being
(1961), this court held
Creech,
57 Wn.2d
no such (1961), claiming prejudice must show it. State v. Creech (2d) (2d) 805; v. Amundsen P. State 57 Wn. 358 (2d) (2d) (1950), 1067, A. L. P. R. 37 Wn. (2d) 1082. enacted, therefore, court At was this the time CrR 6.7 recognized presumption preju- was a the defendant by separation had diced begun after deliberations separation
where a statute. This is con- violated jurisdictions which with the rule in other sistent most recognizes separation jury during
that where a deliberations of statute, rule, a criminal case is in of expose or order violation of might court, or occurs under circumstances which jurors presumption improper influences, prejudice upon placed is created and the burden is By prosecution injury to show that resulted. the same no although always token, are not lines of demarcation clearly expressed, appears that when. the defendant jurors alleged separation relief because of an seeks during deliberations, criminal trial the defendant has the proving separation harm, reversible where the burden was with authority of the court and not in violation of a separa- rule, instances, or some where the statute temporary such or trivial was nature as not to tion reasonably suggest prejudice. the likelihood of omitted.) (Footnotes Annot., 72 A.L.R.3d promulgation state, 6.7, before of CrR In this recognized presumption where either 10.49.110or RCW 4.44.300. violated the effect of CrR we must there- determine In order to supersedes If rule both statutes. whether fore decide superseded, then both statutes violate no rule and therefore would prejudice. If, on the would not create presump- 6.7, the survives statute hand, other either separation during delib- from arise tion of would *9 despite erations, CrR 6.7. superseded disputed 6.7 has RCW that CrR
It is not App. 292, P.2d 1382 Turner, State v. 16 Wn. 555 10.49.110. (1976). only question, therefore, is whether CrR 6.7 The supersedes RCW 4.44.300. superseded Appeals held CrR 6.7
The Court of
noted that CrR 6.7 is not limited
4.44.300.
court
RCW
part
prior
Therefore, it
to deliberations.
to that
of
supersedes
applies
implicitly
4.44.300 as
to criminal
RCW
Accordingly,
delibera-
of
after
trials.
begun
therefore
rule,
statute or
and
violates no
tions
probability
prejudice. It
must show a
of
the defendant
undisputed
being
cases before
neither defendant in the
prejudice,
probability
able
the court was
to show
disagree
Appeals
We
Court of
affirmed both convictions.
Appeals
4.44.300 is
RCW
with the Court
and hold that
superseded.
support
First, the
this
Several reasons
conclusion.
supersession
expressly
comments
to CrR 6.7
indicate the
Second,
4.44.300.
but
mention RCW
RCW 10.49.110
do not
compel
recognized
the conclusion
well
rules of construction
be harmonized whenever
"should
that CrR 6.7
possible,
statutes
interpretation
gives
effect to
which
both
an
interpretation". Emwright
provisions
preferred
is the
(1981).
King Cy.,
538, 543,
827, 844,
This conclusion is but supported not by policy. sound Jurors to number might subjected be to prejudicial influences whenever the is allowed A juror separate. overnight allowed to return to his home prejudiced by any be influences on his might myriad say can how a juror by Who influenced con- might life. family friends, his and exposure or to the various tact entertainment media during evening an at home? news jurors are opinion, especially prejudi- In our sensitive to during deliberations. While hearing influence still evi- cial jurors easier for dence, probably keep open to an mind. it is potentially impact prejudicial influences Moreover, the subsequent evidence, arguments, the dissipated will be jurors when the But have heard all the and instructions. onto the been focused issues before evidence, and parties instructions, the them by arguments substantially. increases potential prejudice the case of Simcox. instance Consider p.m. a.m. and at 8:45 11:45 the jury began Deliberations a.m. the following day. at 9 When home, return sent to home, already more than 9 it was hours were sent A testimony and the arguments. since the conclusion or a watched on spouse program chance remark juror's a would have during hours at home juror's television is real immediacy very the evidence. There a more than juror's recollection of the evidence possibility influences by such might of it be distorted perception the evidence. subsequent the conclusion of received whether determine course, impossible it usually Of actually juror against a prejudice influences such himself well juror may particular in a case. defendant his affect deci- the subtle influences which be unaware of reason, admonition and instruction sion. For this prejudicial probably ameliorating ineffective this rea- For the deliberations. effects probability also, prove affidavits to juror the use of son value; swear to juror being cannot is of dubious he is unaware. by influences of which prejudiced we continue Therefore, appropriate recognize when the rule which creates dur- objection allowed defendant's jury is over ing deliberations. us. appeals to the before
We
now to
the rule
apply
turn
sepa-
objected
His counsel
first consider Simcox.
We
eventually
jury,
per-
and was
successful
ration of
separation during
deliberations
the trial
suading
and on
He
both before
trial court
argued,
was error.
prohibited separation during
appeal,
that RCW
pre-
therefore created a
and that
attempted
sumption
prejudice.
The State has not
the issue on
presumption. Having
preserved
thus
rebut the
trial.
is entitled to
new
appeal, Simcox
*11
his counsel
Although
Smalls is not as fortunate.
he
days,
agree
for
did
objected
separation
waived the benefit of
separation
day.
He therefore
fact,
argue
In
Smalls does not
of prejudice.
Rather, he argues
is presumptively prejudicial.
his trial
4 days
creates
separated
fact that
him to a new
thus entitles
and
possibility
merit. The authorities
The
is without
argument
trial.
a defendant
that,
presumption,
in
the absence of
clear
State v. Cun-
must show at least a probability of
prejudice.
ningham,
State
App.
(1980);
Wn.
Williams, C.J., Rosellini, Stafford, Utter, Brach- Dore, JJ., tenbach, concur.
Dimmick, J. would affirm both convic- (dissenting) —I tions. The trial judge properly allowed the separate during pursuant to CrR 6.7 and neither defendant has shown any prejudice caused by separa- such tion. opinion in majority great part devoted his-
tory separation. discussion, of jury educational, Such while is, clouds the in real issue this case —which does CrR 6.7 exclusively deal with jury separation a criminal trial?
CrR
provides:
6.7
jury may
be allowed to
the court finds
reason exists to believe that such would not
a fair trial.
jeopardize
Any motions or proceedings con-
cerning
made
shall be
out of
presence
of the jury.
CrR 6.7 was
promulgated
1973 and amended in 1976
pursuant
authority.
to our rulemaking
ability
pro-
Our
mulgate the rule is not questioned,
jury separation
is a
Turner,
State v.
procedural
292, 298,
matter.
16 Wn. App.
While the concedes that CrR supersedes 6.7 RCW 10.49.110 (prohibiting jury separation criminal trials), it holds CrR 6.7 does not conflict with cases apply- ing (prohibiting jury separation trial) deliberation a civil to criminal proceedings. 6.7
[709] separation during language allows plain its supersedes with and therefore in a trial. It conflicts criminal in criminal trials. application law RCW 4.44.300 the case to in our rules we adhere interpreting have held that We principles One of those statutory construction. principles not require is on its face does is that which clear language McIntyre, State v. permit construction. (1979). terms principle P.2d 1009 Another plain meaning. given used in court rules should be their (1978). Johnson, P.2d 189 App. State v. 21 Wn. Our CrR 6.7 clear on its face and thus no construc- rule trial court discretion to allow permitted. tion is It allows a partic- it not limit this discretion to separation and does Rather, all applies it to phases ular of a trial. phase ordinary clearly of trial includes meaning trial. The A is defined as "all from proceedings deliberations. "trial" to try are called their cases parties the time when time joined from court or the time when issue mine). (Italics determination". Webster's Third its final Dictionary New International RCW jury deliberation and other makes a distinction between prohibiting jury separation. CrR 6.7 phases of separation. allowing no such makes distinction gives several reasons for its "harmoniza- majority The in criminal applied CrR 6.7 and RCW 4.44.300 tion" of First, which it cites the comment to CrR 6.7 proceedings. fails to supersedes the rule RCW 10.49.110 and states course, any comment, is not other statute. mention Additionally, bound it. the rule and thus we are not listing inclusive purport comment does all Second, majority superseded statutes and case law. susceptible the inter- quite concludes that CrR 6.7 "is to sub- only proceedings prior it pretation applies at 765. Majority opinion, the jury." mission of the case to no gives support conclusion majority making this any in the rule which lends language it. It point does not other interpretation point nor does itself to this 4.44.300 was authority. In cases cited wherein fact the inexplicably applied to criminal trials were all decided prior to the adoption of CrR 6.7. The majority merely states that its interpretation allows CrR 6.7 to be harmonized with this prior court's cases applying RCW 4.44.300 pro- to criminal ceedings. Many statutes and rules could be "harmonized" their words are ignored is what *13 majority the does —which here. The majority's strained harmonization will allow our rules, face, no matter how clear their is, on as CrR 6.7 to be questioned and ignored. expressed
Another
reason
by the
for
majority
its "har-
monization" of the rule and statute is that
to do otherwise
creates an anomalous situation.
if
Clearly, we
full
give
effect
cases,
to CrR 6.7 in criminal
RCW 4.44.300 as
in
applied
civil cases remains in force. Thus in a civil action there
could be no
after deliberations
have begun
(RCW 4.44.300), whereas in criminal actions there could be
(CrR
in
jury separation
6.7).
the discretion of the judge
The
Appeals, Judge
Court of
Durham writing for the
court, recognizes this anomalous situation and
the
"await[s]
wisdom of the Supreme Court
to resolve this quandary."
Smalls,
State v.
n.1,
App.
32 Wn.
Furthermore, pur- I agree majority's cannot support policy" which it claims lends "sound ported a jurors contends that majority subject position. separated. when prejudicial influences myriad of by a jurors will be influenced assumes majority spouse program a watched juror's remark "chance 766. Majority opinion, at Pursuant to CrR television". on has judge, parties, the trial who evidence him, may separate all before allow jeop- reason a fair trial will to believe there in the seriousness markedly Criminal cases differ ardized. trial, levels of charge, publicity and the length position them. best surrounding The trial judge whether case appropriate particular determine it is afforded tempered and the discretion light 6.7 allows a to handle situation however, divests all circumstances. The majority, *14 will judge trial of this result majority's discretion. not, jurors they upon agreed shall before ask the if have verdict. The officer their rendered, jurors' any person delib- the the verdict is the state of communicate or their verdict. erations "(3) seque- Any proceedings concerning or the Motions. or motions jury presence jury." stration the shall made out of the of the provides: proposed, "(a) Generally. separate During unless shall be trial allowed shown, record, sequestration jury. case has After the cause on the of the decision, throughout jury's delib- formally been submitted to the erations, only parties. stipulation jurors of the on shall be allowed separate, "(b) allowed to Communication Restricted. Unless the charge until jurors kept together more under the officers shall he one keep discharged by they agree upon shall The officer their verdict or court. persons jurors separate and shall not communication from other allow court, except any himself, jurors, unless of the be made to the nor make order not, they jurors agreed upon shall The officer ask the their verdict. jurors' rendered, any person state of the communicate to before verdict is their verdict. deliberations or "(c) concerning separation or Any proceedings motions or Motions. jury." presence sequestration of the be made out of the shall 1983). (January 7, xli xlii advance sheet No. inconvenience greatly jurors in cases where there is no reason to legitimate do so. One defense counsel conceded at argument that he usually oral agrees separation. This belies majority's argument pre- when sumed a jury separates. Further, the majority assumes will ignore admonishments from the trial as to their duties separated. while The majority's could well attitude be construed to be elitist and paternal- in assuming istic trial judges and jurors perform cannot jobs. their
I, therefore, respectfully disagree with the majority. The complied court with the terms of CrR plain 6.7 and the language and effect of that rule applied must be in these If cases. this court chooses not to allow jury separation during deliberations trial, a criminal it may do so rule, amending but not by plain lan- convoluting guage existing rule.. J., concurs with Dimmick, J.
Dolliver, Reconsideration denied August 1983. 15, 1983.] 49186-1. En
[No. Banc. June Respondent, Washington Bank, Chemical Public Respondent, Supply System, Power Columbia Association, Inc., Rural Electric Petitioners. al, et
