Lead Opinion
¶1 Kenneth Slert has been convicted three times of killing John Benson. His first two convictions were reversed on appeal. Potential jurors in his third trial were given an initial written questionnaire in an attempt to determine whether any knew of Slert’s prior convictions. Based on the written answers and after a discussion in chambers and out of Slert’s presence, four jurors were dismissed. For the first time on appeal, Slert challеnged his conviction on the grounds that the discussion in chambers violated his right to be present at a critical stage of his own trial. We conclude Slert waived his right to raise his exclusion from the in-chambers discussion by not raising it at trial. We also conclude that any error was harmless beyond a reasonable doubt as it is plain the dismissed jurors had disqualifying knowledge of Slert’s prior convictions or disqualifying opinions about his guilt. Accоrdingly, we reverse the Court of Appeals and affirm his conviction.
Facts
¶2 A more complete recitation of the facts that led to this case can be found in State v. Slert,
¶3 By the time of the third trial, therе was a real risk that a potential juror would have heard about Slert’s prior convictions and be biased against him. The prosecutor and
¶4 The jury found Slert guilty of second degree murder. In 2012, the Court of Appeals found that the in-chambers discussion about the jurors’ answers to the questionnaires violated both Slert’s right to be present and the open public trial right guaranties of our state constitution. State v. Slert,
¶5 We accepted review again. After we accepted review, but before oral argument, we released our opinion in State v. Jones, which found a defendant had failed to preserve a right to be present claim by not timely objecting to his exclusion from the selection of alternate jurors.
Analysis
¶6 The criminal defendant’s right to be present is rooted in the Sixth Amendment to the United States Constitution; the due process clauses of the state and federal constitutions (U.S. Const. amend. V; Wash. Const. art. I, § 3); and article I, section 22 of our own constitution. United States v. Gagnon,
¶7 But while Slert had a right to be present during the in-chambers discussion, he is not entitled to relief if he waived appellate review by not properly preserving the error he claims on appeal.
¶8 We recognize that Slert’s attorney was complicit in any error made here, but we are not presented with an ineffective assistance of counsel claim (and indeed, it is difficult to imagine how agreeing to dismiss jurors who knew one’s client had previously been convicted of thе same killing could be ineffective assistance). Instead, we are considering whether Slert is entitled to relief for an alleged violation of his right to be present that he has raised for the first time on appeal.
¶9 We find he is not. This case is similar to State v. Elmore, where the defendant challenged the state’s voir dire for the first time on appeal.
¶11 The questionnaire at issue here began by informing the jurors of a few salient facts:
Kenneth L. Slert is charged with one count of Murder in the Second Degree stemming from an incident that occurrеd up near Mt. Rainier National Park on 10/24/00 in Gifford Pinchot National Forest. There have been a number of prior proceedings in this case which were reported by both the newspapers and the radio, since October 2000 and most recently in late 2009. It is alleged that Mr. Slert shot and killed John Benson while both were hunting.
CP at 360. In relevant part, the jurors were then asked:
2. Have you heard or read about this case from any source whatsoever?
7. What do you believe you know about this case? . . .
8. Have you formed an opinion or feeling about this case whatsoever?
9.If you have formed any such opinions or feelings, please indicate those opinions and/or beliefs ....
CP at 360-61. Space was provided to answer the questions. Id. After the in-chambers conference, the judge went back into open court and stated on the record that “based on the answers” to the questionnaire and “after consultation with counsel,” jurors 15,19,36, and 49 were excused. 1VRP (Jan. 25, 2010) at 5.
¶12 While questionnaires completed by those four jurors are not part of the record before us, we know the
¶13 Finally, we turn to whether the law of the case dоctrine prevents our consideration of whether any error was preserved. We find that it does not. Relevantly, “[t]he doctrine provides where there has been a determination of applicable law in a prior appeal, the law of the case doctrine ordinarily precludes an appeal of the same legal issue.” Roberson v. Perez,
Conclusion
¶14 We hold that Slert has not preserved his right to be present challenge and that the law of the case doctrine does not bar our review. We also hold that any error was harmless beyond a reasonable doubt. Accordingly, we reverse the Court of Appeals and reinstate Slert’s conviction.
Notes
While the record does not make clear whether Slert was present during the in-chambers discussion, Slert asserts, and the State does not dispute, that he was not.
Slert suggests this issue is not properly before us because it was not raised by either party and was out of the scope of our earlier remand to Division Two. We respectfully disagree. “[T]his court has inherent authority to consider issues not raised by the parties if necessary to reach a proper decision.” Alverado v. Wash. Pub. Power Supply Sys.,
The dissent asserts that “[o]ur cases establish that constitutional rights require a knowing, voluntary, and intelligent waiver.” Dissent at 881. None of the
The dissent seems to suggest that Irby created an exclusive, numerical impossibility test to determine if a violation of the defendant’s right to be present was harmless beyond a reasonable doubt. Dissent at 882-83. We find no such exclusive test in Irby. Certainly, in Irby, the court considered whether it was possible the jurors excluded out of Irby’s presence could have been seated on the jury based on their juror numbers.
Dissenting Opinion
¶15 (dissenting) — The majority confuses and conflates two independent and separate principles: constitutional waiver and failure to preserve error. Compounding this, the majority applies the wrong standard of review and concludes this “waived” and “unpreserved” error is harmless. Majority at 872, 876. The Court of Appeals correctly concluded Kenneth Slert’s constitutional right to presence was violated and not harmless, and should be affirmed.
¶16 As the majority correctly recognizes, the Sixth and Fourteenth Amendments to the United States Constitution guarantee a criminal defendant the right to be present at all “critical stages” of a criminal proceeding. Rushen v. Spain,
¶17 In State v. Irby,
Jury selection is unquestionably a “stage of the trial” at which a defendant’s “substantial rights may be affected,” and for that reason we do not hesitate in holding that Irby’s absence from a portion of jury selection violated his right to “appear and defend in person” under article I, section 22 as well as the due process сlause of the Fourteenth Amendment.
Irby,
¶18 In this case, a portion of jury selection was conducted in chambers, without the defendant’s presence, violating his constitutional rights, and as the Court of Appeals concluded, a new trial is required. The majority confuses the applicable standard of review.
¶19 Our cases establish that constitutional rights require a knowing, voluntary, and intelligent waiver.
¶20 The majority cites Elmore in support of its analysis. Majority at 876 (citing State v. Elmore,
¶21 Next, State v. Jones,
¶22 Then, the majority apparently embraces a new constitutional harmless error rule, without acknowledgment. In Irby, we held it was the State’s burden to prove the violation to the defendant’s constitutional rights was harmless beyond a reasоnable doubt. The Irby court found that the State could not meet this burden “because the State has not and cannot show that three of the jurors who were excused in Irby’s absence, namely, jurors 7, 17, and 23, had no chance to sit on Irby’s jury.” Irby,
¶23 Based on Irby, the Court of Appeals here held that the State could not prove beyond a reasonable doubt that the violation to Slert’s right to be present was harmless. The court keyed in on the fact that not only was there no record to review, but also some of the excused jurors could have been impaneled on Slert’s jury. Stated inversely, the State could not prove there was no chance that some of the excused jurors would have sat on the jury. Based on this, the Court of Appeals correctly held that the error could not be harmless beyond a reasonable doubt.
¶24 The majоrity here claims that “circumstantial” evidence tells us the completed juror questionnaires plainly meant the jurors must have “had disqualifying opinions or feelings about the case.” Majority at 879. This is impossible to know, obviously, because no record exists to support the majority’s conjecture.
¶25 The majority’s conclusion is based on speculation, not the record’s evidence. The Court of Appeals shоuld be affirmed.
In note 3, the majority asserts that we do not demand a full colloquy with the bench to assure that waivers are knowing, voluntary, and intelligent. The majority misses the point: the requirement is that constitutional rights require a knowing, voluntary, and intelligent waiver, not that it be conducted on the record with a full colloquy.
State v. Jones,
The majority seems to embrace a preservation of error standard our cases have rejected. See State v. Paumier,
