97 Conn. App. 679 | Conn. App. Ct. | 2006
Opinion
The defendant, Ronald M. Singleton, appeals from the judgment of conviction, rendered after a jury trial, of manslaughter in the first degree in violation of General Statutes § 53a-55 (a) (l).
From the evidence presented at trial, the jury reasonably could have found the following facts. The defendant and the victim, Leonard Cobbs, had used illegal drugs together. The victim purchased these drugs with the defendant’s money. The defendant was angry that the victim had failed to reimburse him for his share of the drugs. On December 18, 2002, the defendant attempted to find the victim to collect this debt and traveled to both West Haven and New Haven in order to locate him. He eventually found the victim in the Newhall area of West Haven.
The defendant did not call the police or paramedics immediately but, instead, disposed of the knife blade, which had broken off from the handle, and attempted to clean up the apartment. More than thirty minutes after the altercation had ended, at approximately 7:22 p.m., the defendant called his girlfriend, Victoria Salas. After arriving at the apartment, Salas attempted to revive the victim and called 911. At approximately 8:51 p.m., the defendant, using Salas’ cellular telephone,
The defendant raised the issue of self-defense at trial. The defense was premised on the defendant’s version of the fight. The defendant testified that after he had asked the victim to repay him in the apartment, the victim became verbally aggressive and pulled out the screwdriver and threatened him. The victim then stabbed the defendant in the chest, and a struggle ensued. The defendant managed to disarm the victim, and they continued to struggle. Eventually, the victim grabbed the knife. The defendant managed to grab the victim’s wrists, and, at some point, the knife went into the victim’s body, ending the struggle. The jury rejected this defense and convicted the defendant of the lesser included offense of manslaughter in the first degree.
As a preliminary matter, we identify certain legal principles applicable to our entire discussion. “Under our Penal Code ... a defendant has no burden of persuasion for a claim of self-defense; he has only a burden of production. . . . Once the defendant has done so, it becomes the state’s burden to disprove the defense beyond a reasonable doubt. ... As these principles indicate, therefore, only the state has a burden of persuasion regarding a self-defense claim: it must disprove the claim beyond a reasonable doubt.” (Internal quotation marks omitted.) State v. Hurdle, 85 Conn. App. 128, 144, 856 A.2d 493, cert. denied, 271 Conn. 942, 861 A.2d 516 (2004); State v. Knighton, 7 Conn. App. 223, 231-32, 508 A.2d 772 (1986); see also General Statutes § 53a-12 (a).
General Statutes § 53a-19 (a) provides in relevant part that “a person is justified in using reasonable physical force upon another person to defend himself . . . from what he reasonably believes to be the use or imminent use of physical force, and he may use such degree of force which he reasonably believes to be necessary for such purpose; except that deadly physical force may not be used unless the actor reasonably believes that such other person is (1) using or about to use deadly physical force, or (2) inflicting or about to inflict great bodily harm.” “ ‘Deadly physical force’ means physical force which can be reasonably expected to cause death or serious physical injury . . . .” General Statutes § 53a-3 (5). We now turn to the specific claims raised by the defendant.
I
The defendant first claims that the state failed to adduce evidence sufficient to disprove that he was acting in self-defense. Specifically, he argues that the evidence was insufficient to prove beyond a reasonable
As a preliminary matter, we note that in light of our resolution of the defendant’s claim pertaining to the improper jury instruction, we will not address every claim that he has raised. Nevertheless, we must address the sufficiency of the evidence claim since the defendant would be entitled to an acquittal of the charge on which he claims insufficient evidence if he prevails on his claim. See State v. Smith, 73 Conn. App. 173, 178, 807 A.2d 500, cert. denied, 262 Conn. 923, 812 A.2d 865 (2002); see also State v. Theriault, 38 Conn. App. 815, 823 n.7, 663 A.2d 423 (“[although we find the defendant’s [jury charge claim] dispositive, we must address the sufficiency of the evidence claim since the defendant would be entitled to an acquittal of the charge if she prevails on this claim”), cert. denied, 235 Conn. 922, 666 A.2d 1188 (1995).
The standard of review applicable to evidentiary insufficiency claims employs a two part test. “[W]e first construe the evidence most favorably to upholding the defendant’s conviction, then ask whether a jury, upon the facts so construed and the reasonable inferences that follow, could have found the elements of [the crime] proven beyond a reasonable doubt. ... In conducting our review, we are mindful that the finding of
We reiterate that “[s]elf-defense is raised by way of justification, and when such defense is asserted the state shall have the burden of disproving such defense beyond a reasonable doubt. . . . Whether the defense of the justified use of . . . force, properly raised at trial, has been disproved by the state is a question of fact for the jury, to be determined from all the evidence in the case and the reasonable inferences drawn from that evidence. ... As long as the evidence presented at trial was sufficient to allow the jury reasonably to conclude that the state had met its burden of persuasion, the verdict will be sustained.” (Citations omitted; emphasis added; internal quotation marks omitted.) State v. Smith, supra, 73 Conn. App. 183-84; State v. Wilson, 17 Conn. App. 97, 99, 550 A.2d 21 (1988).
A review of the record discloses that the evidence presented during the defendant’s trial was sufficient to support the jury’s finding beyond a reasonable doubt that the defendant was not acting in self-defense when he stabbed the victim. At the outset, we note that the jury in the present case was free to disbelieve the defendant’s version of the events that resulted in the death
The victim died from a stab wound that was made with a downward motion and was 7.5 inches deep, cutting through the chest wall and several organs. The eight inch blade of the knife, therefore, was plunged into the victim’s body nearly to the handle. There were several other nondefensive wounds on the victim’s body. With respect to the defendant’s chest wound, the jury heard evidence that the defendant did not start bleeding until after the victim had been injured. The jury reasonably could have found that the defendant, enraged by the victim’s refusal to repay the drug debt and his offer of oral sex, attacked the victim, rather than crediting the defendant’s testimony that they had struggled over the knife and that the victim had been injured in the process.
On the basis of the evidence and the reasonable inferences drawn from it, we conclude that sufficient evidence was presented to disprove the defendant’s claim of self-defense beyond a reasonable doubt.
II
The defendant next claims that the court improperly instructed the jury on self-defense by removing from consideration by the juiy the disputed factual issue of whether he used deadly or nondeadly physical force when defending himself.
The defendant properly preserved his claim for review. “A party may preserve for appeal a claim that a jury instruction was improper either by submitting a written request to charge or by taking an exception to the charge as given.” (Internal quotation marks omitted.) State v. Rodriguez, 93 Conn. App. 739, 752, 890 A.2d 591, cert. granted on other grounds, 277 Conn. 930, 896 A.2d 102 (2006); see also Practice Book § 42-16; State v. Pereira, 72 Conn. App. 107, 112, 806 A.2d 51 (2002), cert. denied, 262 Conn. 931, 815 A.2d 135 (2003). The defense request to charge on self-defense sufficiently requested that the jurors be instructed on self-defense requirements applicable to both the use of nondeadly and deadly force as set forth in § 53a-19 (a).
The following additional facts are relevant to our resolution of this issue. The defendant’s testimony about his encounter with the victim provided evidence of self-defense. He testified that the victim initiated the fight by stabbing him with a screwdriver. The defendant then grabbed the victim and forced him to drop the screwdriver. When the victim obtained the knife, the defendant again grabbed the victim’s wrists. At some point, during this struggle, the knife was plunged into the victim’s body, causing the mortal wound.
On the basis of the defendant’s testimony, the court instructed the jury on the use of deadly physical force in self-defense, but not on the use of nondeadly physical force in self-defense.
Our Supreme Court has stated: “[A] defendant has no burden of persuasion for a claim of self-defense; he has only a burden of production. That is, he merely is required to introduce sufficient evidence to warrant presenting his claim of self-defense to the jury. State v. Lewis, 245 Conn. 779, 810, 717 A.2d 1140 (1998) ([A]
Our statutes distinguish between deadly and non-deadly force used in self-defense. See General Statutes § 53a-19. Additionally, our Supreme Court has recognized that when instructing a jury on self-defense under § 53a-19, there is a distinction between deadly and non-deadly force. See, e.g., State v. Whitford, 260 Conn. 610, 631-32, 799 A.2d 1034 (2002); see also J. Pellegrino, Connecticut Selected Jury Instructions: Criminal (3d Ed. 2001) §§ 2.39-2.40, pp. 110-23. The state may defeat a defendant’s claim of self-defense involving deadly physical force by proving, beyond a reasonable doubt, any of the following: (1) the defendant did not reasonably believe that the victim was using or about to use deadly physical force or inflicting or about to inflict great bodily harm; or (2) the defendant knew that he could avoid the necessity of using deadly physical force
The appellate courts of this state have recognized the importance of instructing the jury to consider whether the defendant used deadly or nondeadly force in the context of self-defense. A review of these decisions supports our conclusion in the present case. For example, in State v. Miller, supra, 55 Conn. App. 299, we reversed the conviction after the court refused to charge the jury with respect to the claim of self-defense. We concluded that the defendant was entitled to such a charge, no matter how weak or incredible the underlying evidence of self-defense. The court was obligated
In State v. Wayne, 60 Conn. App. 761, 762-63, 760 A.2d 1265 (2000), we concluded that the defendant was entitled to a new trial as a result of an improper instruction. In that case, the court instructed the jury that the act of pointing a loaded gun at another person constituted deadly physical force as a matter of law. Id., 763-64. We stated that the court “improperly confined the jury’s self-defense inquiry to determining whether the defendant was justified in using deadly physical force . . . .” Id., 765. We determined that the jurors were left with “an improper knowledge of the law so as to make it almost impossible for them properly to apply the facts relevant to the charges.” Id., 766. As in the present case, the trial court in Wayne removed the issue of the level of force used by the defendant from determination by the jury and, as a result, that likely led to confusion of the jury and prejudice to the defendant.
In State v. Anderson, 16 Conn. App. 346, 354, 547 A.2d 1368, cert. denied, 209 Conn. 828, 552 A.2d 433 (1988), the defendant argued on appeal that the court instructed the jury that he had used deadly force and effectively directed a verdict on that issue. In that case, however, the trial court instructed the jury that “you may find that the knife was capable of causing serious physical injury or not.” (Internal quotation marks omitted.) Id., 355. We concluded that, on the basis of the entire jury instruction, the court’s instructions were proper. Id., 355-56. In the present case, however, the jury was not afforded the option of deciding whether the defendant’s use of force was deadly or not; it simply
A similar situation occurred in State v. Martinez, 49 Conn. App. 738, 718 A.2d 22, cert. denied, 247 Conn. 934, 719 A.2d 1175 (1998). In that case, the defendant argued that the court failed to instruct the jury on the subjective-objective test of his claim on nondeadly force. Id., 746-47. We noted that the fatal flaw in the defendant’s claim was the fact that the court issued a curative instruction at his request. Id. ,749. The charge in its entirety, therefore, was proper. Again, in the present case, no such supplemental instruction was given to the jury.
Finally, in State v. Whitford, supra, 260 Conn. 610, the defendant claimed that the court instructed only on deadly physical force and “took from the jury the factual issue of what degree of force actually had been used, thereby implicitly endorsing the victim’s version of the events and diluting the state’s burden of proof.” (Internal quotation marks omitted.) Id., 631. The defendant objected after the court instructed the jury, claiming that the degree of force used was a factual question reserved for the jury. Id. The state conceded that the instruction had been improper, and the court provided a curative, supplemental instruction. Id. The defendant specifically agreed to the court’s offer to instruct the jury that “in determining whether or not deadly physical force was used is an issue for you the jury to decide.” (Internal quotation marks omitted.) Id., 632-33. On appeal, the defendant’s claim of instructional error failed due to his having agreed to the supplemental instruction. Id., 633.
Our review of these cases highlights the importance of instructing a jury to consider the factual question of whether a defendant’s degree of force used in the context of self-defense constituted deadly or nondeadly
Furthermore, unlike in Whitford and Martinez, the jury was not given corrective measures such as curative instructions. Instead, the court, in effect, decided this factual issue by failing to instruct the jury on the theory of self-defense with nondeadly physical force and by making repeated explicit and implicit statements about the defendant’s use of deadly physical force.
Our inquiry is not ended. We now turn to the question of harmlessness. “If an improper jury instruction is of constitutional magnitude, the burden is on the state to prove harmlessness beyond a reasonable doubt. . . . When a jury is misinstructed on an essential element of a crime and a reviewing court can find that the record developed at trial establishes guilt beyond a reasonable doubt, the interest in fairness has been satisfied and the judgment should be affirmed. Rose v. Clark, 478 U.S. 570, 579, 106 S. Ct. 3101, 92 L. Ed. 2d 460 (1986). Further, a jury instruction that improperly omits an essential element from the charge constitutes harmless
The judgment is reversed and the case is remanded for a new trial on the charge of manslaughter in the first degree.
In this opinion the other judges concurred.
General Statutes § 53a-55 (a) provides in relevant part: “A person is guilty of manslaughter in the first degree when: (1) With intent to cause serious physical injury to another person, he causes the death of such person or of a third person . . . .”
In light of our resolution of this issue, we do not reach the third claim.
The victim had three puncture wounds on the back of his head that appeared to have been caused by the screwdriver. The victim also had a nonfatal stab wound on his back.
Arkady Katsnelson, a state medical examiner, testified that the victim could not have survived more than ten minutes after receiving this wound.
The state argued that this wound was self-inflicted to support a claim of self-defense. In the alternative, the state contended that even if the victim had stabbed the defendant with the screwdriver, the forensic evidence indicated that this occurred after the defendant had stabbed the victim.
The state had charged the defendant with murder in violation of General Statutes § 53a-54a.
The defendant concedes that he failed to preserve this claim at trial but correctly argues that it remains reviewable by this court. The defendant failed to preserve his insufficiency of the evidence claim at trial and seeks review under State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989). “[A]ny defendant found guilty on the basis of insufficient evidence has been deprived of a constitutional right, and would therefore necessarily meet the four prongs of Golding." (Internal quotation marks omitted.) State v. Pranckus, 75 Conn. App. 80, 85, 815 A.2d 678, cert. denied, 263 Conn. 905, 819 A.2d 840 (2003). Accordingly, we conclude that no practical reason exists to engage in a Golding analysis of a sufficiency of the evidence claim and, thus, review the challenge as we do any other properly preserved claim. See id.
In his brief, the defendant argues, citing State v. Coleman, 14 Conn. App. 657, 671-72, 544 A.2d 194, cert. denied, 208 Conn. 815, 546 A.2d 283 (1988), that “[i]t is axiomatic under Connecticut law that, while a [trier of fact] may reject a defendant’s testimony, a [trier of fact] in rejecting such testimony cannot conclude that the opposite is true. . . . Thus, under Connecticut law, the [trier of fact] is not permitted to infer, from its disbelief of the defendant’s testimony, that any of the facts which he denied were true.” (Citations omitted; internal quotation marks omitted.)
We agree with this general statement of the law, but disagree with its applicability to the present case. Simply put, the jury was free to credit the testimony of the other witnesses, as well as the medical and scientific evidence, to find that the state carried its burden of disproving the defendant’s claim of self-defense. We further note that the defendant’s credibility was impeached by the introduction into evidence of his four prior felony convictions. See State v. Shabazz, 246 Conn. 746, 761 n.11, 719 A.2d 440 (1998), cert. denied, 525 U.S. 1179, 119 S. Ct. 1116, 143 L. Ed. 2d 111 (1999).
The defendant testified that he did not know how the victim sustained wounds on his back and that he was unclear about how or at what point during their fight the victim sustained the deadly wound.
The defendant also claims that the jury was charged improperly regarding the concept of initial aggressor in self-defense. We need not address this claim because our decision regarding jury instructions on the degree of force used in self-defense is dispositive. We cannot say that this initial aggressor question is likely to recur on retrial.
The state contends that the issue was not preserved properly because the defendant did not take exception immediately after the charge was delivered. Although taking exception may have allowed the court to cure the defect; see State v. Whitford, 260 Conn. 610, 631-32, 799 A.2d 1034
Even if it had not been preserved, we would review this claim under Golding, as requested by the defendant. Under Golding, a defendant can prevail on an unpreserved claim “only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” (Emphasis in original.) State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989).
In his testimony, the defendant specifically denied any intent to stab the victim and claimed that he was unclear as to how and at exactly what point the wound was inflicted.
The court instructed the jury on self-defense as follows. “The defendant claims he acted in self-defense. In claiming that he acted in self-defense, the defendant is claiming that his use of deadly physical force was justified.
“Deadly physical force means physical force which can be reasonably expected to cause death or serious physical injury.
“Physical injury means impairment of physical condition or pain. Serious physical ipjury means physical injury which creates a substantial risk of death, or which causes serious disfigurement, serious impairment of health or serious loss or impairment of any bodily organ.
“There are two circumstances under which a person is not justified in using deadly physical force. If the state proves beyond a reasonable doubt any one of these circumstances, you shall find that the defendant was not justified in using deadly physical force.
“Under the first circumstance, a person is not justified in using deadly physical force when at the time he uses deadly physical force, he does not reasonably believe the other person is about to use deadly physical force against him or about to inflict great bodily harm to him.
“In deciding whether or not the state has proved beyond a reasonable doubt that the defendant was not justified in using deadly physical force, you will first focus on the defendant. You first focus on what he, in fact, believed at the time he used deadly physical force, then you focus on whether the defendant’s belief was reasonable under all the circumstances that existed when he used deadly physical force.
“Self-defense requires the jury to measure the justifiability of the defendant’s actions based on what the defendant reasonably believed under the circumstances presented in this case and on the basis of what the defendant reasonably perceived the circumstances to be.
“The defendant’s belief must have been reasonable and not irrational or unreasonable under the circumstances; that is, would a reasonable person in the defendant’s circumstances have reached that belief? It is both a question of what his belief was and whether or not it was reasonable.
“The act of [the victim] leading to the defendant’s use of deadly physical force need not be an actual threat or assault. The test is not what the other person actually intended, but whether the other person’s act caused the defendant to reasonably believe was his intention. In other words, the danger need not have been actual or real.
“In judging the danger to himself, however, the defendant is not required to act with infallible judgment. Ordinarily, one exercising the right of self-defense is required to act instantly and without time to deliberate and investigate.
“Under such circumstances, it is often impossible to make an actual threat when none, in fact, existed. However, the defendant’s belief of danger must be reasonable, honest and sincere. Apparent danger with the knowledge that no real danger exists is not an excuse for using any force.
“If you find [that] the state has proved beyond a reasonable doubt that the defendant did not, in fact, believe [the victim] was using or about to use deadly physical force against him or was inflicting or about to inflict grave bodily harm to him, the defendant’s self-defense claim must fail.
“If, however, you find that the defendant, in fact, believed that [the victim] was using or about to use deadly physical force or was inflicting or about to inflict great bodily harm, you must then decide whether that belief held
“If you find that the defendant’s belief was reasonable from the perspective of a reasonable person in the defendant’s circumstances, you must then decide whether the defendant reasonably believed that deadly physicalforce as opposed to a lesser degree of force was necessary to repel such attack.
“Determining the defendant’s belief regarding the necessary degree of force requires that you, again, make two determinations. First, you must decide whether, on the basis of all the evidence presented . . . the defendant, in fact, believed that he needed to use deadly physicalforce as opposed to some lesser degree of force in order to repel the attack.
“If you decide [that] the defendant did not, in fact, believe he needed to use deadly physical force to repel the attack, your inquiry ends, and the defendant’s self-defense claim must fail. If, however, you find [that] the defendant, in fact, did believe that the use of deadly physical force was necessary, you must then decide whether that belief was reasonable under the circumstances; that is, would a reasonable person in the defendant’s circumstances have reached that belief?
“Bearing in mind the instructions I have given you regarding justification, the state has the burden to prove beyond a reasonable doubt under the first circumstance, one, the defendant did not, in fact, believe that he was in imminent, danger of death or great bodily harm,-, or, two, the defendant did not have a reasonable basis for his belief; or, three, the defendant did not, in fact, believe he needed to use deadly physicalforce to repel the attack; or, four, the defendant did not have a reasonable basis for his belief that he needed to use deadly physical force to repel the attack.” (Emphasis added.)
Retreat is not required if the defendant is in his or her dwelling, or in his or her place of work, and was not the initial aggressor, or is a peace officer or assisting a peace officer in the performance of the officer’s duties. See General Statutes § 53a-19 (b).
“[A] defendant is entitled to have instructions presented relating to any theory of defense for which there is any foundation in the evidence, no matter how weak or incredible . . . (Internal quotation marks omitted.) State v. Fuller, 199 Conn. 273, 278, 506 A.2d 556 (1986); see also State v. Havican, 213 Conn. 593, 597, 569 A.2d 1089 (1990).
For example, the court instructed that “[i]n claiming that he acted in self-defense, the defendant is claiming that his use of deadly physical force was justified.” (Emphasis added.)
The state argues that the defendant is asserting conflicting defenses of accident and self-defense. We disagree because the defendant’s claim that he neither intended nor used deadly physical force, but instead used nondeadly force that resulted in accidental death does not contain an inconsistency. Even if the jury could have interpreted his theory of defense as conflicting, however, he was still entitled to offer it as a matter of law. See State v. Miller, supra, 55 Conn. App. 300-301; see also State v. Harris, 189 Conn. 268, 273, 455 A.2d 342 (1983).
In light of our conclusion that the court improperly instructed the jury with respect to whether the defendant had used deadly or nondeadly physical force, we need not address his claim that the court improperly instructed the jury on the definition of an “initial aggressor.”