State of Ohio v. Terrence L. Singer
Court of Appeals No. L-17-1309
IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT LUCAS COUNTY
Decided: May 17, 2019
2019-Ohio-1922
Trial Court No. CR0201701494
DECISION AND JUDGMENT
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Julia R. Bates, Lucas County Prosecuting Attorney, and Alyssa Breyman, Assistant Prosecuting Attorney, for appellee.
Karin L. Coble, for appellant.
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ZMUDA, J.
I. Introduction
{¶ 1} Appellant, Terrence Singer, appeals the judgment of the Lucas County Court of Common Pleas, sentencing him to 20 years to life in prison after a jury found him guilty of murder. Finding prejudicial error in the proceedings below, we reverse.
A. Facts and Procedural Background
{¶ 2} On March 15, 2017, appellant was indicted on one count of murder in violation of
{¶ 3} On March 22, 2017, appellant entered a plea of not guilty by reason of insanity, and requested a bill of particulars along with discovery. Thereafter, the trial court held a hearing on appellant‘s insanity plea, during which a Court Diagnostic and Treatment report was admitted into evidence. At appellant‘s request, the trial court referred him to Central Behavioral Healthcare for a second evaluation under
{¶ 4} On July 6, 2017, the state provided appellant with a bill of particulars, in which the state asserted that appellant stabbed the victim, Thomas Cauley, in the chest with a large butcher knife, causing serious injuries to which Cauley eventually succumbed. The state further asserted that appellant took property from Cauley following the stabbing. The bill of particulars explained that Cauley‘s death was the proximate result of appellant‘s commission of felonious assault in violation of
{¶ 5} Following the completion of pretrial discovery, the matter proceeded to a two-day jury trial.2 During voir dire, an issue arose concerning the state‘s election to use one of its peremptory challenges to strike the only African-American juror, juror No. 5, from the venire, which prompted the following discussion:
[DEFENSE COUNSEL]: You Honor, we would challenge that based on Batson. She‘s the only African American on the panel and Mr. Singer is an African Amеrican.
THE COURT: [Prosecutor?]
[PROSECUTOR]: Judge, I don‘t know whether or not she‘s African-American or not. Her complexion is certainly not that that‘s absolutely definitive. Regardless, the State is excusing her because of her age.
THE COURT: Okay.
[DEFENSE COUNSEL]: Your Honor, I don‘t believe there [were] any questions regarding her age. [PROSECUTOR]: It‘s pretty obvious that she‘s very young.
THE COURT: Well, then whether she‘s African-American or not, might be open to some debate, but it appears that perhaps she‘s a light-skinned African-American. [Defense counsel is] correct that there was not a direct question regarding her age, but she certainly looks to all appearances as if she‘s on the younger age of the spectrum or younger side of the spectrum. Do you have any other – and Mr. Singer is an African-American gentleman. So they are of the same race.
Any other reason you can provide to the court for that strike other than her apparent youthful appearance?
[PROSECUTOR]: I think her youthful appearance is more apparent than her race and in this particular matter, the color hair, her youthful appearance and her seemingly lack of education based upon her employment as a custodian at [the University of Toledо Medical Center] are all race neutral reasons for excusing [juror No. 5].
[DEFENSE COUNSEL]: Judge, I would just indicate, you know, her occupation has nothing to do with her level of education, even though she might appear to be young. There are a lot of people with college degrees that are working in janitorial positions nowadays due to the
economy. She was asked no questions. She‘s qualified to be a juror, she was obviously old enough to be on the voting rolls to be selected for jury. THE COURT: Uh-huh. Okay. Thank you. Well, the court‘s certainly reviewed Batson and aware of the test. It does apрear that as I said [juror No. 5] is perhaps at some degree African-American. Again, she‘s a lighter-skinned young lady.
I don‘t believe we have any other African-Americans currently on the panel. However, the gallery, we still have at least one or two.
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THE COURT: So I have not yet seen any pattern of dismissal of African-American jurors. I don‘t detect any bad faith or any other untoward basis for [the prosecutor‘s] peremptory excusal of [juror No. 5] so I‘m going to overrule the Batson challenge and [juror no. 5] will be excused.
{¶ 6} After the court overruled appellant‘s Batson challenge, the matter proceeded through voir dire and into the state‘s presentation of evidencе. At the conclusion of the trial, the jury found appellant guilty of murder. The trial court received arguments relevant to the repeat violent offender specification, and ultimately concluded that the repeat violent specification was established based upon the prior offenses of violence appellant had committed over the preceding 20 years. Thereafter, the matter proceeded to sentencing, at which the trial court imposed a prison sentence of 15 years to life on the
B. Assignments of Error
{¶ 7} Following his conviction, appellant entered a timely notice of appeal. On appeal, appellant assigns the following errors for our review:
Assignment of Error One: The trial court erred in overruling appellant‘s Batson challenge to the State‘s peremptory dismissal of the only African-American juror on the panel.
Assignment of Error Two: The trial court erred in refusing to give jury instructions оn the lesser-included offense of voluntary manslaughter.
Assignment of Error Three: Trial counsel rendered ineffective assistance in failing to request a self-defense instruction as the “castle doctrine” applied.
Assignment of Error Four: Appellant‘s conviction is against the manifest weight of the evidence, and appellant is entitled to a new trial.
II. Analysis
{¶ 8} In his first assignment of error, appellant argues that the trial court erred in permitting the state to use one of its peremptory challenges to strike juror No. 5, the only African-American juror on the venire.
{¶ 9} In 1875, Congress prohibited the race-based exclusion of any qualified citizen from jury service. See Act of Mar. 1, 1875, ch. 114, Section 4, 18 Stat. 336
{¶ 10} Despite the court‘s attempts to address discrimination in the selection of the venire, “prospective African-American jurors continued to be excluded from [petit] jury panels through the use of peremptory challenges.” State v. Gowdy, 88 Ohio St.3d 387, 391, 727 N.E.2d 579 (2000), citing Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13 L.Ed. 2d 759 (1965). Thus, in 1986, the court issued its decision in Batson, which applied the principles annunciated by the court regarding the selection of the venire to the selection of the petit jury. Batson at 88. In so doing, the court directed that “the State may not draw up its jury lists pursuant to neutral procedures but then resort to discrimination at ‘other stages in the selection process.‘” Id., quoting Avery v. Georgia, 345 U.S. 559, 562, 73 S.Ct. 891, 97 L.Ed. 1244 (1953). The court went on to hold that the Equal Protection Clause forbids prosecutors from challenging potential jurors solely on account of their raсe or on the assumption that African-American jurors as a group will be unable to impartially consider the state‘s case against an African-American defendant. Id. at 89.
{¶ 12} Under this analysis, the party opposing the peremptory challenge must first demonstrate a prima facie case of racial discrimination in the use of the strike. State v. Thompson, 141 Ohio St.3d 254, 2014-Ohio-4751, 23 N.E.3d 1096, ¶ 50, citing State v. Bryan, 101 Ohio St.3d 272, 2004-Ohio-971, 804 N.E.2d 433, ¶ 106. To do this, the party must show that he is a member of a cognizable racial group, that the peremptory challenge will remove a member of his race from the venire, and that there is an inference of racial discrimination. Hicks at 98. In determining whether a prima facie case exists, the trial court must consider all relevant circumstances, including statements by counsel exercising the peremptory challenge, counsel‘s questions during voir dire, and whether a pattern of strikes against minority venire members has been exhibited. Id.
{¶ 13} Once the challenging party demonstrates a prima facie case of racial discrimination, the burden shifts to the state in step two of the analysis, which requires
{¶ 14} If the striking party articulates a race neutral explanation for striking the potential juror, the third-step demands that the trial court “determine whether the party opposing the peremptory strike has proved purposeful discrimination.” Hicks at 98. In making its determination, the trial court must examine the persuasiveness and credibility of the justificаtion offered by the striking party. Swain at ¶ 19. “The critical question is whether counsel‘s race-neutral explanation should be believed.” Id., citing Hicks at 98. “The ultimate burden of persuasion regarding racial motivation rests with, and never shifts from, the opponent of the strike.” Purkett v. Elem, 514 U.S. 765, 768, 115 S.Ct. 1769, 131 L.Ed.2d 834 (1995), citing St. Mary‘s Honor Center v. Hicks, 509 U.S. 502, 511, 113 S.Ct. 2742, 125 L.Ed.2d 407 (1993).
{¶ 15} The record in this case reveals that both appellant and juror No. 5 are African-American. The trial court recognized this fact, requested the state to provide
[I]t is not necessary to determine the first question of whether defendant made a prima facie showing of racial discrimination when a prosecutor has offered a race-neutral explanation for the peremptory challenges and the trial court has ruled on the ultimate question of intentional discrimination. In that circumstance, the preliminary issue of whether the defendant had made a prima facie showing becomes moot.
State v. Ford, 10th Dist. Franklin No. 07AP-803, 2008-Ohio-4373, ¶ 79, citing Hernandez v. New York, 500 U.S. 352, 359, 111 S.Ct. 1859, 114 L.Ed.2d 395 (1991).
{¶ 16} Because the trial court ruled on the ultimate issue of discrimination in this case, the issue of whether аppellant has made a prima facie showing of racial discrimination is moot. Thus, we will move directly to an examination of the race neutral bases articulated by the state.
{¶ 17} In evaluating race neutrality in step two of the Batson analysis, we assume the proffered reasons for the peremptory challenge are true, and consider whether such reasons violate the Equal Protection Clause as a matter of law. Hernandez at 359. “A neutral explanation in the context of our analysis here means an explanation based on something other than the race of the juror. At this step of the inquiry, the issue is the facial validity of thе prosecutor‘s explanation. Unless a discriminatory intent is inherent
{¶ 18} The race neutral reasons offered by the state to support its peremptory challenge in this case were two-fold. First, the state asserted that it was excusing juror No. 5 because of her age. Second, the state claimed, upon further questioning by the trial court, that its peremptory challenge was motivated by juror Nо. 5‘s apparent lack of education. Age and education are race neutral elements and are not inherently discriminatory.4 Indeed, the terms youthful and uneducated describe both African-Americans and non-African-Americans. Assuming, as we must at this step of the analysis, that the state was being truthful in asserting that youth and lack of education formed the basis for its peremptory challenge, we find that the state has articulated a race neutral explanation for striking juror No. 5. Consequently, we will move to the third and final step in the Batson inquiry.
{¶ 19} “In the typical peremptory challenge inquiry, the decisive question will be whether counsel‘s race-neutral explanation for a peremptory challenge should be believed. There will seldom be much evidence bearing on that issue, and the best
{¶ 20} In this case, the trial court, in rejecting apрellant‘s Batson challenge under step three, made two findings. First, the court indicated that it had “not yet seen any pattern of dismissal of African-American jurors.” Second, the trial court indicated that it did not sense any bad faith or “untoward basis” for the state‘s peremptory excusal of juror No. 5.
{¶ 21} On the issue of pattern under the first step of the Batson test, we have previously held that “the defendant is not required to present evidence of a ‘systematic pattern of peremptory strikes against minorities.‘” State v. Swain, 6th Dist. Erie Nos. E-11-087, E-11-088, 2013-Ohio-5900, ¶ 81, quoting State v. Graves, 6th Dist. Lucas No. L-02-1053, 2003-Ohio-2359, ¶ 45. Our holding in Swain echoes the words of the Supreme Court of Ohio, which has stated: “The existence of a pattern of discriminatory strikes is not a рrerequisite either to finding a prima facie case in step one of the Batson analysis or to finding actual discrimination in step three.” State v. White, 85 Ohio St.3d 433, 436, 709 N.E.2d 140 (1999). The court in White went on to state the inevitable result of a rule that would require the demonstration of a pattern of discriminatory strikes as a
{¶ 22} The foregoing authority establishes the error in the trial court‘s reliance on the absence of a pattern of pеremptory strikes against African-Americans in this case. This error is further elucidated by the fact that juror No. 5 was the only African-American on the venire. Thus, a pattern of striking African-American jurors from the venire could not be established in this case. Moreover, it is worth noting that juror No. 5 was the first juror to be subject to a peremptory challenge in this case. This additional fact further supports our conclusion that the trial court‘s reliance on pattern was clearly erroneous in this case. The establishment of a pattern of discrimination with respect to peremptory challenges was logically impossible at this point because only one challenge had been used. Therefore, the trial court‘s first finding was clearly erroneous.
{¶ 23} Next, we turn to the trial court‘s determination that the prosecutor exercised his peremptory challenge in good faith and without an “untoward basis.” In essence, the trial court found that the prosecutor‘s race-neutral references to age and lack of education were believable and, thus, that appellant had failed to demonstrate the explanation was merely pretextual and therefore discriminatory. Having reviewed the record in its entirety, and mindful of the deference generally afforded to the trial court‘s Batson determination, we nonetheless disagree with the trial court‘s finding concerning appellant‘s proof of discrimination.
- The reasons given are not related to the facts of the case.
- There was a lack of questioning to the challenged juror, or a lack of meaningful questions.
- Disparate treatment – persons with the same or similar characteristics as the challenged juror were not struck.
- Disparate examination of members of the venire; e.g., a question designed to provoke a certain response that is likely to disqualify the juror was asked to black jurors, but not to white jurors.
- The prosecutor, having 6 peremptory challengеs, used 2 to remove the only 2 blacks remaining on the venire.
- An explanation based on a group bias where the group trait is not shown to apply to the challenged juror specifically. For instance, an assumption that teachers as a class are too liberal, without any specific
questions having been directed to the panel or the individual juror showing the potentially liberal nature of the challenged juror. (Citations omitted.)
{¶ 25} While the foregoing list is not binding on this court, having been articulated by a court of another state, we nonetheless find it useful in guiding the court‘s evaluation of whether the race neutral reasons for striking juror No. 5 are pretextual. Indeed, this list is the most succinct articulation we have found of what factors should be considered by a trial court under the third prong of the Batson test. Thus, we will apply this list to the facts of this case.
{¶ 26} We consider the Branch factors above in their totality – therefore, no individual Branch factor is dispositive. Moreover, the list of factors set forth in Branch should not be construed to be exhaustive. Rather, these factors are illustrative of the considerations that apply when evaluating a Batson claim under the third prong.
{¶ 27} Our application of these factors appropriately balances our obligation to conduct a meaningful review of the trial court‘s Batson determination, while still affording the trial court the deference to which it is entitled in these cases.
{¶ 28} Under the first Branch factor, we consider whether age and lack of education are related to the facts of this case. Relatedly, under the sixth Branch factor, we consider the explanation provided by the prosecutor is support of his decision to strike juror No. 5.
{¶ 29} The first and sixth Branch factors are difficult to analyze in this case, primarily because the prosecutor did not articulate how juror No. 5‘s youthfulness or
{¶ 30} Here, the prosecutor failed to provide any explanation as to why this case required a juror with a certain degree of education or maturity. Further, the prosecutor did not explorе whether juror No. 5 possessed the group traits he associated with youthfulness and lack of education. In that regard, this case is factually distinguishable from the Supreme Court of Ohio‘s decision in Hicks, supra. There, the peremptory challenge of an African-American juror on the basis of a lack of education was permitted after the trial judge directed counsel to explain their reasons for the peremptory challenge. Counsel reasoned that the challenged juror
is an unemployed woman who has a very limited educational background. This is a case that involves some technical issues and medical testimony. We‘re concerned by the answers that we received yesterday that those issues require a certain level of education, a certain level of sophistication that may not be present in this particular juror.
{¶ 32} Under the second Branch factor, we consider the substance and quantity of questions posed to juror No. 5 by the state. During voir dire, the prosecutor asked juror No. 5 only one question, namely whether she had a problem with the fact that the state did not have to prove appellant‘s motive in order to establish his guilt. Juror No. 5 responded in the negative, indicating that she did not take issue with the legal principle enunciated by the state. The prosecutor did not follow up with juror No. 5, nor did he inquire into her age or her level of education. Moreover, appellant did not ask juror No. 5 any questions. Thus, juror No. 5‘s employment as a custodian for the University of Toledo Medical Center (which was brought to light by the trial court‘s questioning of juror No. 5) was the only information that was before the state at the time that it exercised its peremptory challenge.
{¶ 33} Notably, juror No. 5‘s position as a custodian may indicate a lack of advanced education, but it does not conclusively establish that fact. Working as a custodian does not automatically translate into a lack of education, nor does it demonstrate that one lacks a college degree. With no other educational information before him, it stands to reason that the prosecutor would have probed further into juror
{¶ 34} Next, we consider the third Branch factor, whether juror No. 5 was treated differently than others with the same or similar characteristics who were not struck by the state. Our review of the voir dire reveals that the state exercised four peremptory challеnges in this case, including the challenge to juror No. 5. In addition to juror No. 5, the state struck an attorney, a salesperson, and an individual who reported that she cleans doctor‘s offices. Based upon the state‘s implicit linkage between occupation and education, it is peculiar that certain other jurors were not challenged by the state. For example, the jury that was ultimately empaneled included a carpenter, a receptionist, a mechanic, an equipment operator, and an office assistant. Generally speaking, none of these occupations require a college degree or advanced education. At first blush, which is the only level of inquiry conducted by the state on the issue of education, it would seem that these jurors have attained an educational level equivalent to juror No. 5, yet they were empaneled and allowed to participate at trial.
{¶ 35} We also question the sincerity of the state‘s concern about the age of juror No. 5. Indeed, no questions about age were asked of any juror, and no information indicative of age was provided for at least eight of thе 14 jurors that were selected, a fact that suggests that the state was not truly concerned about age in this case. Viewed in this light, such disparate treatment further suggests that the state‘s asserted concern regarding education was merely a pretext.
{¶ 37} Turning to the fifth Branch factor, we note that the prosecutor used one of his four peremptory challenges to strike the only African-American on the venire.
{¶ 38} Having applied the six Branch factors to the case sub judice, we find the record demonstrates that the prosecutor‘s race-neutral reasons for striking juror No. 5, nаmely age and lack of education, were merely pretexts used by the state to justify its otherwise discriminatory peremptory challenge of juror No. 5. If age and education were important considerations for the prosecutor here, it stands to reason that he would have conducted some inquiry into those issues, particularly with juror No. 5. In State v. Manns, 169 Ohio App.3d 687, 2006-Ohio-5802, 864 N.E.2d 657 (2d Dist.), ¶ 50, the Second District conducted a Batson analysis and emphasized that “[t]he State of Ohio must be scrupulous in building a record which legitimately demonstrates their articulated concern” regarding a stricken juror. No such record was made in this case.
{¶ 40} Similar to the prosecutor in Singfield, the prosecutor here not only failed to conduct an inquiry into juror No. 5‘s age and education, he also failed to provide any explanation as to how age and education were even relevant to the jury selection process in this case. On these facts, we find that the trial court clearly erred when it found that appellant did not meet his burden in proving a Batson violation.
{¶ 41} Accordingly, appellant‘s first assignment of error is well-taken. Because our findings with respect to appellant‘s first assignment of error require this matter to be remanded to the trial court for a new trial, appellant‘s remaining assignments of error are moot.
III. Conclusion
{¶ 42} In light of the foregoing, the judgment of the Lucas County Court of Common Pleas, is hereby reversed, and this mаtter is remanded to the trial court for a new trial. The state is to pay the costs of this appeal pursuant to
Judgment reversed.
A certified copy of this entry shall constitute the mandate pursuant to
Mark L. Pietrykowski, J.
Arlene Singer, J.
Gene A. Zmuda, J.
CONCUR.
JUDGE
JUDGE
JUDGE
