Lead Opinion
In July 1988, the Utah Highway Patrol and the Juab County Sheriff placed a roadblock on Interstate 15 near Nephi, Utah.
Sims was subsequently convicted of possession of a controlled substance with intent to distribute. The court of appeals reversed Sims’s conviction, holding that the roadblock violated both the state and federal constitutions and that Sims’s consent to the search was not sufficiently attenuated from the illegal stop to be valid. State v. Sims,
The State raises two issues in its petition. First, it claims that the court of appeals incorrectly held that the officers violated article I, section 14 by establishing a roadblock that was not expressly authorized by statute. Second, the State asks us to review the court of appeals’ ruling that Sims’s consent was not sufficiently attenuated from the illegal stop. Because the state constitutional issue is moot and the attenuation issue is governed by res judicata, we dismiss the writ of certiorari in this case as improvidently granted.
An issue on appeal is considered moot when “the requested judicial relief cannot affect the rights of the litigants.” Burkett v. Schwendiman,
In this case, the court of appeals held that the roadblock violated the state constitution because it was not expressly authorized by statute. Sims, 808 P.2d at 147-50. The court of appeals also held that the roadblock violated the federal constitution. Id. at 145-47. Although the State has appealed the state constitutional ruling, it does not challenge the court’s separate conclusion that the roadblock violated the federal constitution. The State’s decision to challenge the state ruling but not the federal leaves the case in a unique procedural posture. Even if we were to adopt the State’s arguments concerning article I, section 14, and reverse the court of appeals’ state constitutional holding, it would have no legal effect on the parties. Because the State chose not to challenge the court of appeals’ Fourth Amendment holding, and because the Fourth Amendment establishes the minimum level of protection against unreasonable searches and seizures, the evidence seized at the roadblock must be suppressed regardless of any decision we might render on the state constitutional issue. There simply is no decision we could render in this case that would allow the State to introduce the evidence seized at the roadblock. The issue is therefore moot.
We occasionally invoke an exception to mootness for issues that affect the public interest and are likely to recur yet evade
Mootness also dictates that we decline to address the issue Sims raises in his cross-petition for certiorari. In his cross-petition, he argues that article I, section 14 requires individualized suspicion of wrongdoing prior to making any search or seizure. Once again, the court of appeals’ Fourth Amendment ruling provides Sims the relief he seeks — suppression of the evidence seized at the roadblock. The State has not appealed that decision. Thus, any opinion we might render in this ease on article I, section 14’s requirement of individualized suspicion would be purely advisory.
The State next challenges the court of appeals’ conclusion that Sims’s consent to the search was not sufficiently attenuated from the illegal roadblock. The State claims that the court of appeals’ decision is inconsistent with the principles established in State v. Arroyo,
In Sims I, we held that Sims’s consent was not sufficiently attenuated from the illegal roadblock and therefore the evidence seized pursuant to that consent was inadmissible in proceedings before the tax commission.
The doctrine of res judicata, which encompasses both claim preclusion and issue preclusion, is designed to prevent the relit-igation of issues that have been fully adjudicated. Salt Lake Citizens Congress v. Mountain States Tel. & Tel.,
We therefore dismiss the writ of certiorari in this case as improvidently granted.
Notes
. The facts are set forth in more detail in the court of appeals' opinion, State v. Sims,
. The same analysis applies to the State’s request that we recognize a good faith exception to the exclusionary rule under article I, section 14. Even if we were to recognize such an exception, the evidence would remain excluded.
. Whether the enactment of this statute is necessary to render a roadblock constitutional under the Utah Constitution or whether the statute in fact renders such roadblocks constitutional are unresolved issues. In Sims I, we expressly reserved the question of “[w]hether constitutionally sufficient standards and guidelines could be incorporated in statutory form.” Sims I,
. There are other exceptions to the mootness doctrine, including issues that may cause irreparable injury if not decided immediately or issues that involve a continuing controversy even after they are moot for the litigants. See Reynolds v. Reynolds,
. We emphasize that not addressing the state constitutional issues raised by the parties says nothing about their merits and does not preclude review of these issues in future cases. Our conclusion that these issues are moot is dictated by the State’s decision not to appeal the court of appeals’ federal constitutional ruling.
In a concurring opinion, Judge Bench surprisingly claims that in declaring the state constitutional issue moot, "we have necessarily resolved two important questions.” His opinion evidences a fundamental misunderstanding of the doctrine of mootness. When declaring an issue moot, a court specifically declines to address the merits. See generally 13 Charles A. Wright et al., Federal Practice and Procedure § 3529 (1984). If a decision finding an issue moot could be interpreted as implicitly resolving a substantive legal question, as Judge Bench suggests, the mootness doctrine would have little meaning. Accordingly, we emphasize that our decision should not be construed as stating a preference for analysis under the Fourth Amendment rather than article I, section 14. Furthermore, because the state constitutional issue is moot, we cannot reach the substantive issue of which interpretative model is appropriate when courts are confronted with claims under both article I, section 14 and the Fourth Amendment.
.In Sims I, the court divided over the appropriate method of constitutional analysis. Justices Durham and Zimmerman held that the roadblock violated article I, section 14 of the Utah Constitution. Sims I,
. Even if res judicata did not preclude review of the attenuation issue, stare decisis would. Stare decisis requires that a decision rendered by a court in a particular factual context govern later decisions by that court arising under the same or similar facts. See State v. Thurman,
Concurrence Opinion
concurring in the result:
I concur in the result reached in the main opinion. I write separately to explain how this decision affects the issues raised under our state constitution and to express my reservations in the treatment of the attenuation issue.
STATE CONSTITUTION ANALYSIS
I agree that the issues raised under our state constitution are moot. In so holding, we have necessarily resolved two important questions: First, we have rejected the primacy approach to state constitution analysis in this area of the law. Second, the state constitution analysis undertaken by the court of appeals is dictum.
I. Rejection of the Primacy Approach
The State argues this case under the state constitution, conceding that the roadblock violated the Fourth Amendment. Therefore, the only possible reason the State’s concession could render this ease moot is that we have looked first to the federal constitution. By holding that this case is moot, we have implicitly rejected the primacy approach to interpreting our state constitution. Under the primacy approach, we would look first to decide the issue under the state constitution; if the state constitution resolves the issue, we would not even consider the federal constitution. See Milo S. Marsden, The Utah Supreme Court and the Utah State Constitution, 1986 Utah L.Rev. 319, 326 (citing Hans
II. Dictum
The court of appeals analyzed this case under both the federal constitution and the state constitution. See State v. Sims,
ATTENUATION
The standard for deciding whether consent is sufficiently attenuated from the illegal stop was set forth by this court in State v. Thurman,
The roadblock in the present case occurred before roadblock standards under the federal constitution had been established. See Michigan Dep’t of State Police v. Sitz,
. Determining which analytical model we will utilize in interpreting our state constitution (primacy, interstitial, etc.) is fundamentally different from determining the substantive issues in a case. Our implicit rejection of the primacy approach is therefore not a determination on the merits of the substantive issues raised under our state constitution.
Concurrence Opinion
concurring in the result:
I concur in the result. In doing so, I express no opinion as to the constitutionality of the roadblock under either the federal or the state constitution. I am willing for the purposes of this case to abide by the State’s concession that the roadblock violated the United States Constitution, which renders moot any question of violation of rights under the Utah Constitution. I agree with Judge Bench that the analysis of the court of appeals on the state constitutional issue is dictum.
I likewise express no opinion as to the attenuation issue. Under the view I took in Sims v. State Tax Commission,
