Defendant Solomon Silva (Defendant) was charged with committing assault in the third degree in violation of Hawaii Revised Statutes (HRS) § 707-712(a) (1985) on Cheryl Moriyama (Moriyama) and Douglas Dilliner (Dilliner) on January 29, 1991. Following a jury-waived trial on June 26, 1992, he was convicted of the charge involving Moriyama and sentenced to one year’s probation with a $400 fine. Defendant was acquitted of the other charge. During the trial, the trial court asked 110 questions of the State’s witness, Dilliner, and dissuaded Defendant from testifying in his own defense. Moriyama did not appear or testify. We hold that Defendant’s constitutional and statutory rights were violated, set aside the July 31, 1992 judgment of conviction, and remand the case for a new trial before a different judge.
I.
A state criminal defendant is entitled to an impartial judge as part of the fair trial guarantee in the due process clause of the fourteenth amendment of the United States Constitution. “The [s]tate[,] of eourse[,] must provide a trial before an impartial judge ... [because] [without [this] basic protection[ ], a criminal trial cannot reliably serve its function as a vehicle for determination of guilt or innocence, and no criminal punishment may [then] be regarded as fundamentally fair.”
Rose v. Clark,
The Hawaii Supreme Court has long acknowledged that an impartial judge is required to insure a fair trial.
Peters v. Jamieson,
Here, the court asked 110 questions of a prosecution witness. Undeniably, “a trial judge has the right to examine witnesses to elicit pertinent material facts not brought out by either party or to clarify testimony” as incident to his or her truth-seeking power.
Hutch,
Accordingly, “ ‘[t]he power or discretion of a trial judge to question a witness is not unlimited or unbounded[.]’ ”
State v. Schutter,
Nevertheless, “ ‘[t]he judge should not assume the role of an advocate for either party[.]’ ”
Schutter,
In the present case, most of the court’s questions followed the prosecutor’s re-direct examination of Dilliner. The court’s examination was thorough and methodical, not aimed at clarifying certain points but of confirming the necessary elements of the crime and the surrounding circumstances. It was extensive questioning of the kind that would be pursued by a prosecutor of his or her own witness. Without reproducing all of the
THE COURT: Okay. Was Cheryl Mo-riyama with you?
A Yes.
THE COURT: She slept over there with you overnight?
A Yes.
(TR: 40.) 4
THE COURT: And you wanted to make a police report?
A I didn’t want to make a police report.
THE COURT: Why not?
A She wanted to.
THE COURT: Why didn’t you want to?
A Because I was scared. I didn’t want any part of it.
THE COURT: You were scared?
A Yes.
THE COURT: Scared of what?
A Seared of him.
THE COURT: In the police department?
A Oh, not in the police department. On the way in I was thinking about it.
THE COURT: All right. But you gave a statement?
A Yeah.
THE COURT: Were you requested to give a statement?
A Cheryl asked me to.
THE COURT: And did you object to giving a statement?
A Yes, I did.
THE COURT: Why did you give it then?
A Because she asked me to.
(TR: 41-42.)
THE COURT: Okay. You said you made a left turn. So from ... onto Moka-pu Boulevard, right?
A Uh huh.
THE COURT: And you made it from the left lane to the far left lane? To the far right lane, right?
A Yes.
THE COURT: And then this car came abreast of you, is that correct?
A Yes.
THE COURT: And he [(Defendant)] motioned for you to pull over, is that correct?
A Yes.
THE COURT: Did you pull over on the sidewalk area?
A There’s no sidewalk.
THE COURT: What is there? Dirt shoulder?
A Yes.
THE COURT: Okay. And he drove his vehicle so he would be perpendicular to yours?
A Yes.
THE COURT: You didn’t turn off the ignition?
A No.
THE COURT: Why not?
A I didn’t know what was going on and if I ...
THE COURT: So if an altercation would come about you could get away, is that your ...
A Yes.
THE COURT: Okay. And he came out to your driver’s side and you were the driver?
A Yes.
(TR: 43-44.)
THE COURT: All right. Now, you said that he struck Miss Moriyama, is that correct?
A Yes.
THE COURT: While she was standing outside the vehicle? Is that correct?
A Yes.
THE COURT: Was she looking towards the defendant or was she looking away from the defendant?
A Looking towards him.
THE COURT: And he approached her?
A Yes, he did.
THE COURT: How did he approach her?
A He walked up to her.
THE COURT: Was it a casual walk? A saunter? What was it?
A It was a [sic] abrupt walk.
THE COURT: Okay. Then what happened?
A He proceeded to hit her.
THE COURT: What do you mean by' that?
A He hit her on the left side of her face.
THE COURT: With what hand? The right or left?
A Right hand.
THE COURT: Was the fist open or closed.
A It was open.
THE COURT: Okay. And he slapped her on her left face?
A Yes.
THE COURT: When he slapped her face did you observe what happened to her face, if anything?
A I did not.
THE COURT: Her face didn’t move at ah?
A It did. Her head.
THE COURT: And then did he slap her a second time?
A Yes.
THE COURT: Where was that?
A On the right side.
THE COURT: Was the fist open again?
A Yeah.
THE COURT: And what happened to her face? Same thing?
A Yeah.
THE COURT: Was there a third strike?
A Yeah.
THE COURT: Where was that?
A That was on the left side.
THE COURT: Left side of the face again?
A Yes.
THE COURT: Again a slap?
A Yeah.
THE COURT: And then what happened?
A And then I was trying to wave down a car. Next thing I turned and I saw he hit her and she fell to the ground.
THE COURT: How did he hit her?
A Uh ...
THE COURT: This would be the fourth time now?
(TR: 46-48.)
THE COURT: Okay. He was yelling but you do not know what was said, is that correct?
A Yeah.
THE COURT: Did she respond in any way?
A Yes.
THE COURT: What, if anything, did she say?
A She said, ‘Why are you doing this?”
(TR: 49-50.)
Defense counsel did not object to the questioning.
This case involved a simple misdemeanor assault charge. Yet, the trial court conducted a detailed and unduly extensive examination of one of the complainants, the fair import of which was to confirm one of the charges against Defendant. Such intrusion foreseeably and justifiably invites appeal in the event of a conviction. The nature and extent of the court’s questioning demonstrates that the court assumed the role of a prosecutor, thus failing to act impartially. “ ‘Being impartial means being indifferent as between the parties.’ ”
Van Culin,
We hold, then, that Defendant’s right to an impartial judge guaranteed under the due process clause of the Hawaii Constitution was violated and was plain error. Hawaii Rules of Penal Procedure (HRPP) Rule 52(a) provides that errors not affecting substantial rights will be disregarded as harmless. Under Rule 52(a), “[a]n error that [does] not prejudice the defendant is deemed ‘harmless error’ and disregarded ... [and an error which] may have been prejudicial ... is ‘reversible error’ ” and may result in the reversal of a conviction or in a new trial. 3A C. Wright, Federal Practice and Procedure: Criminal § 851, at 294 (2d ed. 1982).
Since the questioning here seriously compromised the fundamental tenet of judicial impartiality which must underlie criminal trials, we do not believe it constituted harmless error. The United States Supreme Court has stated that certain constitutional rights under the United States Constitution are “so basic to a fair trial that their infraction can never be treated as harmless error[.]”
Chapman v. California,
We hold, then, that when the court assumes the role of a prosecutor, it violates the fundamental due process requirement that the tribunal be impartial, and such an error, by definition, is inherently prejudicial and not harmless. Our holding is consistent with the United States Supreme Court’s recognition that, “[d]espite ... the harmless-error doctrine, ... some constitutional errors require reversal without regard to the evidence in the particular case[,]” and the partiality of a judge is one such type of error.
Rose,
II.
Next, we consider the court’s comments on Defendant’s desire to testify in his own defense.
When the prosecutor was two sentences into her final argument, defense counsel requested a conference with the judge. Following a chambers conference with counsel, the court reconvened and, in a colloquy with Defendant, dissuaded him from testifying in his own defense: 5
THE COURT: ....
I believe [Defense Counsel] rested. Now, Mr. Solomon [sic], [Defense Counsel] has seen me in chambers and said that you wanted to testify. Is that correct?
MR. SILVA: Yes, I do, sir.
THE COURT: All right. Let me tell you this: Maybe we should listen to our lawyers, you know what I mean?
The motion that I heard, all the Government has to show me is some evidence of assault and I have to deny the motion.
Now, the Government, on the case on the merits, has the burden of proving each and every element beyond a reasonable doubt which is a much heavier burden. Do you understand that? And I’ve worked with [Defense Counsel] quite a long time and she’s one of the very, very competent Defense Attorney [sic].
Are you telling me you want to go counter to her advice to you?
MR. SILVA: I decided I’ll go with her advice, Your Honor.
THE COURT: All right. Argument? State first.
(TR: 73-74.)
Following arguments, the court found Defendant guilty of assaulting Moriyama.
The issue, as we view it, is whether the court acted properly in dissuading Defendant from testifying.
A.
Defendant’s right to testify in his own defense is guaranteed by the constitutions of the United States and Hawaii and by a Hawaii statute.
The right to testify in one’s own behalf arises independently from three separate amendments to the United States Constitution. It is one of the rights guaranteed by the due process clause of the fourteenth amendment as “ ‘essential to due process of law in a fair adversary process.’ ”
Rock v. Arkansas,
The right to testify is also guaranteed to state defendants by the compulsory process clause of the sixth amendment as applied through the fourteenth amendment.
Rock,
Lastly, “[t]he opportunity to testify is also a necessary corollary to the Fifth Amendment’s guarantee against compelled testimony[,] ... [since] ‘[e]very criminal defendant is privileged to testify in his own defense, or to refuse to do so.’ ”
Id.
Because the texts of sections 5, 14, and 10 of article I of the Hawaii Constitution parallel the fourteenth, fifth, and sixth amendments of the United States Constitution,
6
we
Although not cited by the parties, there is statutory protection for the right to testify. HRS § 801-2 (1985) states:
In the trial of any person on the charge of any offense, he shall have a right to meet the witnesses, who are produced against him, face to face; to produce witnesses and proofs in his own favor; and by himself or his counsel, to examine the witness produced by himself, and cross-examine those produced against him; and to be heard in his defense.
(Emphases added.) In applying a statute that similarly sanctioned the defendant’s right to testify,
8
the Supreme Court of Ha-wai’i held the denial of the right was reversible error because “[t]he privilege of a defendant in a criminal proceeding to give evidence in his own behalf may not be denied without good cause.”
State v. Valmoja,
Having established that Defendant’s right to testify was constitutionally and statutorily protected, we decide whether Defendant’s right was violated.
“[T]he [s]ixth [ajmendment ‘grants to the accused
personally
the right to make his defense.’ ”
Rock,
The judge occupied a position of authority in the courtroom. Moreover, as was surely evident to all the participants and to Defendant, the judge was also the ultimate arbiter of Defendant’s fate in this jury-waived trial. As a result, the judge’s reproach to Defendant to follow his attorney’s advice and thus refrain from testifying could not have been lightly regarded by Defendant. The predictable consequence of the court’s statements was the imposition of its own will on Defendant and the chilling of Defendant’s desire to testify as part of his defense. Defendant was precluded from exercising his right to testify just as surely as if it were denied to him altogether. We hold, then, that Defendant’s constitutional and statutory right to testify in his own defense was violated and that that violation was plain error. HRPP Rule 52(b).
See also State v. Fox,
Once a defendant decides to testify, the court may not inquire into the defendant’s reasons for that decision, except in the rare situation where the circumstances would clearly justify an inquiry. Comments by the
B.
A violation of Defendant’s right to counsel under the sixth amendment of the United States Constitution and article I, section 14 of the Hawaii Constitution is also implicated where the judge intrudes into the attorney-client relationship.
It is well established that “[t]he right of one charged with [a] crime to counsel [is] ... deemed fundamental and essential to fair trials ... in [our country].”
Gideon v. Wainwright,
One of defense counsel's responsibilities is to advise the defendant on the question of whether or not he or she should testify.
United States v. Martinez,
The Constitution wisely commits the critical decision of whether the defendant shall take the stand to the defendant and his lawyer, rather than the judge, for at least two reasons. First, they have greater access to information bearing on the decision than the judge can normally have. Second, they are motivated solely by concern for the defendant’s interests; the judge inevitably is concerned with society’s interest in convicting the guilty as well as protecting the innocent. The choice, therefore, to testify or not to testify is for the defendant and his lawyer, not the judge, to make.
Lakeside v. Oregon,
Consequently, when a court persuades a defendant to give up testifying, it exceeds its judicial power and authority and invades the province of the attorney-client relationship. “For the court to discuss the choice of [whether or not to testify] with the defendant would intrude into the attorney-client relationship protected by the sixth amendment.”
Id.
The risk is so substantial that “ffliseussing the issue directly with the defendant may inappropriately involve the judge in the unique attorney-client relationship, raising possible [s]ixth [a]mendment concems[.]”
Goodwin,
In this case, the outcome of the court’s comments was a violation of Defendant’s right to counsel. At the least, the court’s comments amounted to undue influence. By persuading Defendant to relinquish his right to testify, the court assumed the role of defense counsel. The court’s assumption of defense counsel’s role was an interference with the attorney-client relationship protected by the sixth amendment of the United States Constitution and section 14 of article I of the Hawai'i Constitution which both guarantee Defendant’s right to counsel.
As the court’s statements were consistent with that of defense counsel’s apparent advice, it is understandable that counsel did not object to the court’s statements. Nevertheless, the court’s intrusion into the attorney-client relationship was indisputable. Indeed, “[i]f a defendant insists on testifying, no matter how unwise such a decision, the attorney must comply with the request.”
Ortega v. O’Leary,
c.
We are, then, faced with the question of whether these errors were prejudicial or harmless under HRPP Rule 52(a). The errors, here, were violations of Defendant’s constitutional rights. Generally, “before a ... constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt.”
Chapman v. California,
The violation of Defendant’s rights under the United States and Hawai'i Constitutions, then, are reviewable under the “harmless beyond a reasonable doubt rule,” except for those rights, as we indicated
supra,
whose violation can never be treated as harmless because they are so basic to a fair trial. The harmless beyond a reasonable doubt rule would apply to constitutional error involving the right to testify,
Ortega v. O’Leary,
In order for error to be harmless, it must be established that the error did not contribute to the conviction.
Arizona v. Fulminante,
As to the right to counsel, the transcript plainly demonstrates that Defendant’s decision to forgo testifying was the direct result of the court’s statements. 9 - The record contains no evidence that Defendant’s decision was anything but the product of the judge’s admonitions. Again, we cannot conclude beyond ' a reasonable doubt that Defendant’s testimony might not have created a reasonable doubt in the mind of the factfinder had the Defendant testified and the court not assumed the role of defense counsel in persuading Defendant not to do so. Therefore, we hold this error was also prejudicial and not harmless beyond a reasonable doubt.
III.
For the foregoing reasons, we vacate the July 31,1992 Judgment and remand the case for a new trial. We do not question the good faith of the trial judge but we think it appropriate that the case be retried before a different judge.
Cf. Schutter v. Soong,
Notes
. The Hawaii Constitution provides, "No person shall be deprived of life, liberty or property without due process of law....” Haw. Const. art. I, § 5.
. Hereafter, whenever the pronoun “he” or any variation thereof appears in a quote, the corresponding feminine pronoun also applies as appropriate.
. Canon 3 of the Code of Judicial Conduct in effect at the time of the trial on June 26, 1992, stated that, "A Judge Should Perform the Duties of His Office Impartially and Diligently[.]” A revised version of the code became effective on September 9, 1992. The preamble of the revised code explains that, "[W]hen ‘should’ or ‘should not’ is used, the text is intended as hortatory and as a statement of what is or is not appropriate conduct but not as a binding rule under which a judge may be disciplined.” Canon 3 now uses the word "shall” in place of "should” and states: "A JUDGE SHALL PERFORM THE DUTIES OF JUDICIAL OFFICE IMPARTIALLY AND DILIGENTLY[.]” Revised Code of Judicial Conduct, Canon 3. According to the preamble, "When the text uses ‘shall’ or 'shall not,’ it is intended to impose binding obligations^] the violation of which can result in disciplinary action.”
. The reference is to the transcript of the proceedings held on June 26, 1992, and the relevant pages of the transcript.
. The timing of Defendant’s request was not an issue raised below or challenged on appeal. In any event, the right involved is essential to due process, and any disruption which may have been caused by allowing Defendant to testify at that point in the jury-waived trial would have been minimal.
. The fourteenth amendment of the United States Constitution provides, "nor shall any State deprive any person of life, liberty, or property, without due process of law[,]" while article I, section 5 of the Hawaii Constitution provides that, "No person shall be deprived of life, liberty or property without due process of law[.]” The sixth amendment of the United States Constitution provides the defendant the right "to have compulsory process for obtaining Witnesses in his favor,” while article I, section 14 of the Hawai'i Constitution provides the defendant the right "to have compulsory process for obtaining witnesses in the accused’s favor[.]” The fifth amendment to the United States Constitution provides that, "No person ... shall be compelled in any Criminal Case to be a witness against himself,” while article I, section 10 of the Ha-wai'i Constitution provides, "nor shall any person be compelled in any criminal case to be a witness against oneself.”
. See discussion in section I, supra at pages 704-705.
. Hawai'i Revised Statutes § 621-15 (1968) (repealed 1980) provided:
The defendant in any criminal proceeding may give evidence on his own behalf, and thereupon be subject to cross-examination in like manner as any other witness, but in case any such person neglects or declines to offer himself as a witness no inference shall be drawn prejudicial to the accused by reason of such neglect or refusal, nor shall any argument be permitted tending to injure the defense of the accused person on account of such failure to offer himself as a witness.
.
Compare United States v. Joelson,
