Lead Opinion
¶1 Law enforcement officers arrested 17-year-old Christopher Sieyes for possessing a loaded .380 semiautomatic handgun. The trial court found Sieyes guilty of unlawful possession of a firearm under RCW 9.41.040(2)(a)(iii),
FACTS
¶2 In April 2007 Kitsap County Deputy Sheriff Jon Vangesen stopped a car for speeding. Vangesen observed front-seat passenger Christopher Sieyes, then 17 years of age, make a “furtive movement” toward the front passenger floorboard. After Sieyes stepped out of the car at Vangesen’s instruction, the deputy sheriff found a loaded Bursa .380 semiautomatic handgun under Sieyes’s seat. He arrested Sieyes and transported him to a juvenile detention facility. Vangesen later testified the handgun was accessible to Sieyes but not other car passengers.
¶3 In October 2007 the trial court found Sieyes guilty of second degree firearm possession because he constructively possessed a handgun and did not meet any exception under RCW 9.41.042 permitting children to possess firearms. The court sentenced Sieyes to 10 days’juvenile detention, 1 year of supervision, 30 hours of community service, and a $100 fine.
¶4 Sieyes appealed to the Court of Appeals, Division Two, arguing (1) the evidence was insufficient to convict him, (2) the trial court erred by not concluding his possession was “knowing,” and (3) the State should have proved the statutory exceptions allowing children to possess firearms did not apply to Sieyes.
¶5 In July 2008 the Court of Appeals requested supplemental briefing on the constitutionality of the statute and the effect of District of Columbia v. Heller,
ISSUES
¶6 We must determine whether the Second Amendment’s right to bear arms applies to the states as part of the process due under the Fourteenth Amendment and, if so, whether RCW 9.41.040(2)(a)(iii) unconstitutionally infringes on that right. We also independently examine whether the statute violates article I, section 24 of our state constitution.
STANDARD OF REVIEW
¶7 We review issues of constitutionality de novo. State v. Chavez,
I. The United States Constitution Safeguards an Individual Right To Bear Arms and Applies to the States via the Fourteenth Amendment Due Process Clause
¶8 The Second Amendment provides, “A well regulated militia being necessary to the security of a free state, the right of the people to keep and bear arms, shall not be infringed.” U.S. Const. amend. II. The United States Supreme Court had not clarified whether the Second Amendment’s right to keep and bear arms was an individual entitlement until Heller, the Court’s “first in-depth examination of the Second Amendment.” Heller,
¶9 Incorporation is “[t]he process of applying the provisions of the Bill of Rights to the states by interpreting the 14th Amendment’s Due Process Clause as encompassing those provisions.” Black’s Law Dictionary 834 (9th ed. 2009). The Fourteenth Amendment bars “any state [from] depriving] any person of life, liberty, or property, without due process of law.” U.S. Const. amend. XIV, § 1. Under the original constitutional architecture, the federal Bill of Rights protected only enumerated rights from federal interference. Barron v. Mayor of Balt.,
¶10 The early test for incorporation was whether the right was a “fundamental principle of liberty and justice which adheres in the very idea of free government.” Twining v. New Jersey,
¶11 Although the Heller Court did not expressly consider incorporation of the right to bear arms, “that need not stop the rest of us.” Sanford Levinson, Comment, The Embarrassing Second Amendment, 99 Yale L.J. 637, 653-54 (1989). Lower courts need not wait for the Supreme Court to apply Duncan; the Constitution is the rule of all courts— both state and federal judiciaries wield power to strike down unconstitutional government acts.
¶12 The first Duncan factor demands historical analysis of the right to bear arms, with special attention to fundamental rights “ ‘deeply rooted in this Nation’s history and tradition.’ ” Washington v. Glucksberg,
¶13 Heller analyzed the Second Amendment from preratification to the end of the 19th Century, concluding the right to bear arms is an individual right. The Court began by noting the 1689 Declaration of Rights included the right to bear arms. Heller,
¶14 Heller also found universal support for an individual right to bear arms in pre-Civil War case law and commentary. Id. at 611 (quoting Aldridge v. Commonwealth, 4 Va. (2
¶15 The Heller Court also analyzed post-Civil War case law and commentary to conclude a key purpose of the Fourteenth Amendment was to ensure freed blacks had the right to keep and bear arms. Id. at 614-16; see generally Stephen P. Halbrook, Freedmen, The Fourteenth Amendment, and the Right to Bear Arms, 1866-1876 (1998). The Fourteenth Amendment “transcended race and region, it challenged legal discrimination throughout the nation and changed and broadened the meaning of freedom for all Americans.” Eric Foner, Reconstruction: America’s Unfinished Revolution, 1863-1877, at 257-58 (1988); see also Akhil Reed Amar, America’s Constitution: A Biography 390-91 (2005).
¶16 Indeed reconstruction Republicans sought to empower black freedmen to resist oppression at the hands of resurgent white supremacists in the South. Heller,
¶18 The second Duncan factor calls for states’ historical consideration of the right to bear arms.
¶19 Forty-four state constitutions explicitly recognize the right to keep and bear arms and “[n] early all secure (at least in part) an individual right to keep some kinds of guns for self-defense.” Eugene Volokh, State Constitutional Rights to Keep and Bear Arms, 11 Tex. Rev. L. & Pol. 191, 192 (2006); see also Clayton E. Cramer, For the Defense of Themselves and the State: The Original Intent and Judicial Interpretation of the Right To Keep and Bear Arms 221-67 (1994). The right was considered essential in the colonies and by the original states. Joyce Lee Malcolm, To Keep and Bear Arms: The Origins of an Anglo-American Right 139 (1994). “Despite a diversity of colonial settings, each with its ‘richly textured pattern of legal institutions and activity’ the approach to private arms ownership and the employment of an armed citizenry was remarkably uniform from colony to colony.” Id. at 138-39 (quoting Kermit L. Hall, The Magic Mirror: Law in American History 14 (1989)). “The dangers all the colonies faced ... were so great that not only militia members but all householders were ordered to be armed.” Id. at 139.
The first “incorporation decision,” Chicago, B. & Q. R. Co. v. Chicago, was not delivered until eleven years after Presser-, one therefore cannot know if the judges in Cruikshank and Presser were willing to concede that any of the amendments comprising the Bill of Rights were anything more than limitations on congressional or other national power.
Levinson, supra, at 653 (footnote omitted); William Van Alstyne, The Second Amendment and the Personal Right to Arms, 43 Duke L.J. 1236, 1239 n.10 (1994); accord Heller,
¶21 Nevertheless in early 2009 the Second Circuit puzzlingly and reluctantly relied on Presser to reject incorporation. Maloney v. Cuomo,
¶22 The Seventh Circuit Court of Appeals recently labeled Cruikshank, Presser, and Miller v. Texas, 153 U.S.
¶23 On the other hand a three-judge panel of the Ninth Circuit recently abandoned Cruikshank, Presser, and Miller v. Texas as obsolete. Nordyke v. King,
¶24 Notwithstanding Heller the United States Supreme Court’s most recent in-depth examination of the Second Amendment occurred in United States v. Miller,
¶25 Lastly, the purpose served by the right to bear arms supports incorporation. Heller made plain the Second Amendment’s grammatical structure; its text is comprised of prefatory and operative clauses. Heller,
¶26 Pursuant to Duncan the Second Amendment protects an individual right to bear arms from state interference through the due process clause of the Fourteenth Amendment. This right is necessary to an Anglo-American regime of ordered liberty and fundamental to the American scheme of justice.
¶27 Article I, section 24
¶28 We have noted the individual right to bear arms under article I, section 24 may be broader than the Second Amendment but had not yet determined our provision’s distant reaches when the Court decided Heller. See City of Seattle v. Montana,
¶30 In Washington the police power is subject to all the rights specified in our Declaration of Rights, including the constitutional right of the individual citizen to keep and bear arms. We are not at liberty to disregard this text: “The provisions of this Constitution are mandatory, unless by express words they are declared to be otherwise.” Const. art. I, § 29. Moreover, the mandatory provision in article I, section 24 is strengthened by its two textual exceptions to the otherwise textually absolute right to keep and bear arms. Robert F. Utter, Freedom and Diversity in a Federal System: Perspectives on State Constitutions and the Washington Declaration of Rights, 7 U. Puget Sound L. Rev. 491, 509-10 (1984) (explaining, “[T]he express mention of one thing in a constitution implies the exclusion of things not mentioned”).
¶31 Under Gunwall this court has analyzed various factors to determine whether the state constitution bears differently upon an issue than its federal counterpart.
III. The Parties Do Not Present Adequate Argument Why Washington’s Statutory Restrictions on Child Gun Possession Violate the Right To Bear Arms
¶32 Having determined the Second Amendment protects individual rights against state interference, we turn to RCW 9.41.040(2)(a)(iii) to determine whether Washington’s restrictions on children possessing firearms unconstitutionally infringe on a minor’s right to bear arms.
¶33 Sieyes asks us to subject RCW 9.41.040(2)(a)(iii) to strict scrutiny, which would require determining whether the statute is narrowly tailored to achieve a compelling governmental interest.
¶34 We follow Heller in declining to analyze RCW 9.41.040(2)(a)(iii) under any level of scrutiny.
¶35 Tellingly Sieyes fails to provide convincing authority supporting an original meaning of the Second Amendment, which would grant all children an unfettered right to bear arms. In fact during oral argument Sieyes’s counsel conceded the opposite. Furthermore Sieyes makes no adequate argument specific to the facts of this case that a 17-year-old’s Second Amendment right to keep and bear arms has
CONCLUSION
¶36 The Second Amendment right to bear arms applies to the states through the due process clause of the Fourteenth Amendment. We remain unconvinced, however, that RCW 9.41.040(2)(a)(iii) violates either the state or federal constitutional right to bear arms on the sparse record before us. We remand to the Court of Appeals for further proceedings on the remaining issues.
Notes
“A person, whether an adult or juvenile, is guilty of the crime of unlawful possession of a firearm in the second degree, if the person does not qualify under subsection (1) of this section for the crime of unlawful possession of a firearm in the first degree and the person owns, has in his or her possession, or has in his or her control any firearm:. .. [i]f the person is under eighteen years of age, except as provided in RCW 9.41.042.” RCW 9.41.042 enumerates nine exceptions which allow children under age 18 to possess firearms.
The exceptions include (1) hunting or firearms safety courses; (2) target shooting at an authorized range; (3) organized competitions; (4) hunting with a valid license; (5) legally in an area where firearm discharge is permitted and either (a) at least 14 with a valid hunter safety certificate and using a lawful firearm other than a pistol or (b) under parent, guardian, or approved-adult supervision; (6) traveling with unloaded firearm to engage in authorized activity; (7) being on parent, guardian, or relative’s real property and having permission to
While the order transferring this case did not explicitly limit our review, the Court of Appeals certified only this issue. We therefore decide only whether RCW 9.41.040(2)(a)(iii) unconstitutionally infringes on the right to bear arms, and we remand for further proceedings on the remaining issues, which include (1) the trial court’s finding of fact regarding accessibility of the firearm, (2) evidence establishing Sieyes’s constructive possession of the gun, and (3) existence or absence of exceptions in RCW 9.41.042.
As the Court incorporated additional provisions the justices debated whether the Bill of Rights should apply en banc. Justice Black argued the Fourteenth Amendment incorporated all provisions in the Bill of Rights and applied them to the states. Adamson v. California,
As of 2006 the Court had explicitly applied 20 of 25 Bill of Rights provisions to the states. Erwin Chemerinsky, Constitutional Law: Principles and Policies 503-05 (3d ed. 2006).
Palko also established the Court’s selective incorporation theory.
On September 30, 2009 the United States Supreme Court granted certiorari in McDonald v. City of Chicago, a case directly examining incorporation of the Second Amendment via the Fourteenth Amendment. Cert. granted,
The English settled America with the understanding they would possess “all the rights of natural subjects” including gun ownership. Joyce Lee Malcolm, To Keep and Bear Arms: The Origins of an Anglo-American Right 137-40 (1994) (internal quotation marks omitted) (citing Samuel Eliot Morison, The Oxford History of the American People (1972)). “[T]his country was founded by religious nuts with guns.” P. J. O’Rourke, Age and Guile Beat Youth, Innocence, and a Bad Haircut 228 (1995).
Today 44 states have constitutional rights to bear arms. Eugene Volokh, State Constitutional Rights to Keep and Bear Arms, 11 Tex. Rev. L. & Pol. 191, 192 (2006).
The Court also addressed Second Amendment incorporation very briefly in Miller v. Texas,
Lower courts have generally upheld state and local gun control laws by citing the obsolete reasoning in Presser and Cruikshank for the proposition that the Second Amendment does not apply to the states. See Michael Anthony Lawrence, Second Amendment Incorporation through the Fourteenth Amendment Privileges or Immunities and Due Process Clauses, 72 Mo. L. Rev. 1, 57 (2007).
James Maloney filed for certiorari to the United States Supreme Court on June 26, 2009 (petition for cert. filed,
“[A]ny device designed primarily as a weapon, consisting of two or more lengths of a rigid material joined together by a thong, rope or chain in such a manner as to allow free movement of a portion of the device while held in the hand and capable of being rotated in such a manner as to inflict serious injury upon a person by striking or choking.”
Maloney,
In the same vein recent trends and popular views among state attorneys general favor incorporation. At least 34 state attorneys general have signed amicus briefs in McDonald supporting incorporation. See
RIGHT TO BEAR ARMS. The right of the individual citizen to bear arms in defense of himself, or the state, shall not be impaired, but nothing in this section shall be construed as authorizing individuals or corporations to organize, maintain or employ an armed body of men.
In Rupe we suggested article I, section 24 “is facially broader than the Second Amendment, which restricts its reference to ‘a well regulated militia.’ ” Rupe,
Gunwall recommends six “nonexclusive neutral criteria” for determining when and how the Washington Constitution provides different protection than the United States Constitution, including (1) the texts, (2) significant differences in parallel provisions, (3) state constitutional and common law history, (4) preexisting state law, (5) structural differences between the federal and state constitutions, and (6) matters of particular state interest.
Under the minimal level of review the “rational basis” test — a law will be upheld if it is rationally related to a legitimate government purpose. See, e.g., N. Y. City Transit Auth. v. Beazer,
The Court also noted, “If all that was required to overcome the right to keep and bear arms was a rational basis, the Second Amendment would be redundant with the separate constitutional prohibitions on irrational laws, and would have no effect.” Heller,
Despite this court’s occasional rhetoric about “reasonable regulation” of firearms, we have never settled on levels-of-scrutiny analysis for firearms regulations. Montana,
Sieyes claims anecdotes in Heller should persuade us “the Second Amendment forbids absolute prohibitions on firearm possession by minors.” Appellant’s Suppl. Br. at 9 (Wash. Ct. App. No. 36799-8-II). This broadsided argument against absolute prohibitions on gun possession by minors misses the mark because RCW 9.41.040(2)(a)(iii) is not an absolute prohibition (note the nine exceptions in RCW 9.41.042).
Appellant could have made this argument by analyzing the issue under Gunwall. For example he might have provided evidence of a historical tradition in Washington of 17-year-olds possessing or using firearms for defense of themselves or the state, or of background legal principles to that effect.
The argument put forth by the dissent is no substitute for an argument briefed by opposing parties.
Concurrence in Part
¶39 (concurring and dissenting in part) — The majority correctly holds (i) that the due process clause of the Fourteenth Amendment to the United States Constitution incorporates the Second Amendment against the states and (ii) that article I, section 24 of our state constitution also protects an individual right to bear arms. However, the majority then applies too low a level of
¶40 This conclusion is inescapable when one considers the fundamental nature of the right to keep and bear arms throughout our nation’s history and our legacy of extending that right to young people. Youth have been permitted and even on occasion requested to bear arms since our country’s nascent days and throughout the history of our state. The Journals of the Continental Congress, for example, identified “healthy, sound and able bodied men . . . not under sixteen years of age” as the preferred category of men from which the officers of the Continental army were to recruit their soldiers.
¶41 What were these teenagers fighting for? I remind the court that, among other things, they fought for the right
¶42 Young people continued to bear arms for this country through the Civil War, a conflict in which close to half a million boys aged 16 years old and younger — many of whom lied about their age in order to enlist — served with distinction.
¶43 There is remarkable irony in concluding that gun rights were somehow less fundamental to the adolescent soldiers who fought to protect them or that we should scrutinize limitations of those rights less exactingly on account of age. If age did not bar teenagers from serving in the Continental or Union armies, how could it bar them from receiving full judicial protection for the rights they championed? The simple answer is that it did not do so then, and it does not do so now. If a soldier is old enough to fight for the nation, he is old enough to enjoy the fundamental right to keep and bear arms. Accordingly, strict scrutiny must apply to statutes limiting this right.
¶44 The tradition of underage service in our military has moderated from the great wars of centuries past, but it nevertheless endures. As early as their 17th birthdays, American youths are allowed to take up arms and enlist in the army, navy, air force, Marine Corps, or Coast Guard with the permission of their parents. 10 U.S.C. § 505(a). Such 17-year-old volunteers do not yet enjoy the right to vote, U.S. Const. amend. XXVI; the right to possess, consume, or acquire alcohol, see, e.g., RCW 66.44.270(2)(a); or the ability to serve as elected officials in any branch of the federal government, U.S. Const. art. I, § 2, cl. 2; art. I, § 3, cl. 3; art. II, § 1, cl. 5; but they unambiguously do have the right to bear arms. Indeed, state law protects this right, at least to the extent that it is exercised by youths on active military duty. RCW 9.41.042(9) (exempting from RCW 9.91.040(2)(a)(iii) “any person under the age of eighteen years who is ... a member of the armed forces of the United States, national guard, or organized reserves, when on duty”). To pretend otherwise — or to conclude that the right to bear arms is somehow less fundamental to those men and women in uniform who have yet to see their 18th
¶45 In each of these examples, both past and present, Americans under the age of 18 are not only allowed but encouraged to bear arms in defense of their country, like their older compatriots. Granted, it is constitutionally permissible with exceptional justification to limit the Second Amendment rights of adult civilians, see, e.g., Heller,
¶46 It is the analysis that courts apply to scrutinize legislative limitations of the rights of our young people relative to adults, however, that forms the crux of my disagreement with the majority. The majority declines to hold that strict scrutiny applies to broad statutory restrictions such as RCW 9.41.040(2)(a)(iii) (and even rejects the lesser intermediate scrutiny under which compelling interests such as school safety may be shown greater deference). Majority at 294-95.1 am convinced that only applying strict scrutiny, or in some cases the latter, lesser standard, appropriately protects the fundamental constitutional right infringed or impaired by the state’s regulation.
¶47 The majority correctly points out that the United States Supreme Court recently declined to identify the level of scrutiny generally applicable to infringements of rights under the Second Amendment. Majority at 294-95 (quot-ing Heller,
¶48 The United States Supreme Court has observed that rational basis review would render the Second Amendment “redundant with the separate constitutional prohibitions on irrational laws, and [without] effect.” Heller,
¶49 This court has applied the standard of strict scrutiny to statutes that impact rights deemed fundamental.
¶50 There is good reason to apply strict scrutiny to the fundamental right at issue here, a right expressly protected in both the United States and Washington constitutions without suggestion of an age limitation. After all, as the United States Supreme Court observed in another, equally controversial juvenile rights context, “Constitutional rights "do not mature and come into being magically only when one attains the state-defined age of majority. Minors, as well as adults, are protected by the Constitution and possess constitutional rights.” Planned Parenthood of Cent. Mo. v. Danforth,
¶51 We have recognized that juvenile constitutional rights are as deserving of heightened scrutiny as adult rights in other contexts. See, e.g., York v. Wahkiakum Sch. Dist. No. 200,
f 52 Guns may be dangerous in the hands of minors, but so were the drugs that the testing program in York sought to discover. We should not examine with any less intensity impairment of infringement of the gun rights of youth under the Second Amendment than we do limitations of their right to be free from unwarranted searches under the Fourth Amendment or our more demanding state iteration, article I, section 7. Thus, we should subject RCW 9.41.040(2)(a)(iii) to strict scrutiny.
¶53 That we fail to do so here is an illustration of the diluted standard sometimes applied to the constitutional
See majority at 279 note 1 for the full text of this convoluted statute.
IV Journals of the Continental Congress, 1774-1789, at 63 (Worthington Chauncey Ford ed., 1906) (1776) (emphasis added). On the other side of hostilities, General Thomas Gage pressed 12- and 13-year-old lads into service. David M. Rosen, Armies of the Young: Child Soldiers in War and Terrorism 4-5 (2005) (citing A. W. Cockerill, Sons of the Brave: Story of Boy Soldiers 60 (1984); The Revolution Remembered: Eyewitness Accounts of the War for Independence (John C. Dann ed., 1980)).
Jim Murphy, The Boys’ War: Confederate and Union Soldiers Talk about the Civil War 2 (1990).
Ron Owens, Medal of Honor: Historical Facts and Figures 32 (2004).
Id. at 31-32. The ages of these soldiers were as follows: 32 awardees were 17 years old; 20 were 16 years old; 6 were 15 years old; 5 were 14 years old; and 2 were 13 years old. Id. at 32. Historical records such as these lend credence to the statement that the Civil War “could almost have been called the teenager’s war.” Id. at 31.
The Second Amendment reads, “shall not be infringed.” U.S. Const. amend. II. The Washington Constitution reads, “shall not be impaired.” Wash. Const. art. I, § 24.
The “traditionally expressed levels” of scrutiny include “strict scrutiny, intermediate scrutiny, and rational basis.” Heller,
See United States v. Skoien,
See, e.g., State v. Warren,
In Walsh, the majority struck down as unconstitutionally vague a municipal curfew ordinance that made it unlawful for the parent of a juvenile to permit that juvenile to “remain in any public place” during certain hours. Walsh,
See In re M.G.,
Concurrence Opinion
¶37 (concurring) — I concur in the result reached by the majority. Christopher Sieyes offers no analysis of how RCW 9.41.040(2)(a)(iii) violates either article I, section 24 of the Washington State Constitution or the Second Amendment to the United States Constitution— under any level of scrutiny. Instead, his argument rests on the erroneous premise that that statute “is an absolute prohibition of firearm possession by minors.” Appellant’s Suppl. Br. at 3. The majority properly rejects this claim. Majority at 295-96 & n.21.
¶38 For me, the discussion ends there, and I would refrain from engaging in an extended exploration of the unsettled question of federal incorporation of the Second Amendment. Restraint is particularly appropriate here because the very question is currently pending before the United States Supreme Court. McDonald v. City of Chicago, No. 08-1521 (U.S., to be argued Mar. 2, 2010). I appreciate that state court decisions on questions of federal law may often serve valuable purposes in our system of dual sovereignty. See generally Robert F. Utter, Swimming in the Jaws of the Crocodile: State Court Comment on Federal Constitutional Issues when Disposing of Cases on State Constitutional Grounds, 63 Tex. L. Rev. 1025 (1985). However, I do not believe this is an instance where there is anything to be accomplished, particularly as our opinion is likely to be eclipsed before the ink it takes to print it is dry.
