213 Conn. 422 | Conn. | 1990
These appeals raise two principal issues: (1) the admissibility at trial of evidence concerning a prior robbery allegedly committed by the defendants; and (2) the constitutionality of allowing, in a joint trial, one defendant to call a codefendant as a witness. After a joint jury trial, the defendants, David Collie and Edwin
From the conflicting evidence presented at trial, the jury could reasonably have found the following. At approximately 9:15 p.m., on February 2, 1987, Fair-field police officers responded to a call for assistance at the Pequot Motor Inn in Fairfield where they dis
G had arrived at the motor inn at 7:58 p.m., had knocked on the door of room 28, but then had attempted to leave when “Ramboe” failed to produce a Connecticut driver’s license or to allow G to view his face prior to her entering the room. As she had turned to leave, however, she was grabbed by the hood of her coat and was pulled into the room by “Ramboe,” whom she later identified as the defendant Collie. After she was dragged into the room and thrown onto the bed, a second person, whom she later identified as the defendant Sierra, emerged from the bathroom, displayed a knife and threatened to cut her throat if she screamed. Sierra was wearing a belt with two sheaths, one empty and one containing a knife. Also on the belt were two sets of handcuffs. While a knife was held to her, G was blindfolded, gagged, undressed, punched in the stomach, and handcuffed to the bathroom sink. The defendants then left the room, taking with them her wallet, clothes and jewelry. After the police arrived in response to reports of G’s screams for help, G discovered that her automobile was also missing. It was later recovered in the Bronx, New York.
On February 4, 1987, Darien police arrested the defendants on burglary charges unrelated to the Pequot Motor Inn incident. The defendants were searched and the officers seized two large knives, G’s driver’s license and a Milton Ramboe identification card from Collie, and handcuff keys from Sierra. The defendants were thereafter charged in connection with the Pequot Motor Inn incident.
I
During the trial, over defense objections, the state presented evidence that the defendants had committed an armed robbery of a Greenwich taxi driver two days prior to the incident for which they were being tried.
For the purpose of discussing this issue, we must first explain the context in which it arose. The state presented no evidence of the Greenwich robbery in its casein-chief. Rather, the prior crime evidence was introduced during cross-examination of Collie and during the state’s rebuttal case. The evidence was presented in response to the testimony of Collie, who took the witness stand in his own defensé. Collie admitted that on
In contrast to G’s version, Collie testified that February 2 was his birthday and that he had consequently called Andre’s Massage Service to arrange for sexual services. According to Collie, when G arrived for the scheduled appointment, she voluntarily entered the motel room and discussed prices for various sexual activities. Upon their reaching an agreement, G undressed herself and placed, on one hand, handcuffs' that she had brought with her. She then allowed Collie to handcuff her to the bathroom sink as a prelude to anticipated sexual activity. Collie testified that after he handcuffed her to the sink, he decided not to complete the transaction and left, taking with him G’s clothes and purse.
On direct examination, Collie admitted that he and Sierra were arrested in Darien on February 4, 1987, on other charges, and further testified that he and Sierra were together in New York City on February 3, 1987, at which time Sierra had taken from him the handcuff keys that were seized from Sierra during his arrest in Darien. On cross-examination, Collie reiterated that Sierra had not been with him at the Pequot Motor Inn. Over objection, the state was then allowed to ask whether the defendants had taken a taxi ride together on January 31,1987. Collie responded in the negative, but admitted that he had known Sierra on . January 31, 1987. Also over objection, the state was allowed to ask Collie whether he and Sierra had taken the taxi at knife point and had then driven the taxi into the Bronx. The trial court admitted these questions as
On the next trial day, Collie filed, and Sierra joined, a written motion to preclude the state from introducing in its rebuttal case evidence regarding the alleged January 31 robbery in Greenwich. The trial court explained that Collie’s denial of Sierra’s presence at the motor inn on the night of the crimes involving G “projected this entire issue,” and that the state had a “right to produce evidence to show that the converse [of Collie’s testimony was] true.” Thus, after the state had made an offer of proof as to the details of the Greenwich robbery, the court denied the defendants’ motion and admitted detailed testimony about the Greenwich incident on the issues of Sierra’s identity and Collie’s credibility.
The rules governing the admissibility of evidence of a criminal defendant’s prior misconduct are well established. “ ‘ “As a general rule, evidence of guilt of other crimes is inadmissible to prove that a defendant is guilty of the crime charged against him. State v. Harris, 147 Conn. 589, 599, 164 A.2d 399 [1960].” State v. Fredericks, 149 Conn. 121, 124, 176 A.2d 581 (1961); McCormick, Evidence (2d Ed. 1972) § 190; 1 Wharton, Criminal Evidence (13th Ed.) § 170. The rationale of this rule is to guard against its use merely to show an evil disposition of an accused, and especially the predisposition to commit the crime with which he is now charged. See State v. Williams, 190 Conn. 104, 108, 459 A.2d 510 (1983); State v. Howard, 187 Conn. 681, 684, 447 A.2d 1167 (1982); State v. Ibraimov, 187 Conn. 348, 352, 446 A.2d 382 (1982); State v. Barlow, 177 Conn. 391, 393, 418 A.2d 46 (1979); 1 Wigmore, Evidence (3d Ed.) §§ 215-18. Evidence of other misconduct, however, “may be allowed for the purpose of proving many different things, such as intent, identity,
To be admitted under one of these exceptions, the evidence must satisfy a two-pronged test: “ ‘First, the evidence must be relevant and material to at least one of the circumstances encompassed by the exceptions.’ State v. Braman, [supra, 676]. Second, the probative value of the evidence must outweigh its prejudicial effect. Id.” State v. Mandrell, 199 Conn. 146, 151, 506 A.2d 100 (1986). With these general principles in mind, we turn to the specific grounds upon which the evidence of the defendants’ alleged prior misconduct was admitted.
A
IDENTITY
The trial court ruled that evidence concerning the Greenwich robbery and the details thereof was admissible in that it tended to establish the identity of the
“The first threshold for the use of evidence of other crimes or misconduct on the issue of identity is that the methods used be ‘sufficiently unique to warrant a reasonable inference that the person who performed one misdeed also did the other.’ [State v. Ibraimov, supra, 354].” State v. Crosby, 196 Conn. 185, 190, 491 A.2d 1092 (1985). “ ‘Much more is required than the fact that the offenses fall into the same class. “The device used must be so unusual and distinctive as to be like a signature.” ’ State v. Ibraimov, supra, 354.” State v. Mandrell, supra, 151-52. In order to determine if this threshold criterion for admissibility was met, we must examine the proffered evidence and compare it to the charged offenses.
Prior to both the cross-examination of Collie and the presentation of the state’s rebuttal, the state made offers of proof with respect to the details it planned to introduce into evidence concerning the Greenwich robbery. The information related to the trial court was as follows.
The trial court indicated that both the Greenwich and the Fairfield incidents involved “an ingredient of robbery,” but did not articulate further the similarities between the two incidents upon which it had relied in determining the admissibility of the evidence. The state argues that the similarities between the Greenwich and Fairfield incidents that were described during the state’s offers of proof were sufficiently distinctive to warrant the inference that the individuals who committed the first offense also committed the second. We are not persuaded that the events and circumstances common to the two incidents were, as our law requires, “ ‘so unusual and distinctive as to be like a signature.’ ” State v. Ibraimov, supra, 354, quoting C. McCormick, Evidence § 157.
There is nothing distinctive about the use of a knife to commit an armed robbery, particularly where, as here, the knives used in the two incidents were admittedly not the same. Compare State v. Braman, supra, 679 (the use in two robberies of a “single-barrel pump-action shotgun unique for its cut-down configuration” found to be a particularly distinctive feature). There is also nothing particularly distinctive about the use of threats during the commission of an armed robbery. The definition of robbery in the first degree contemplates that the use of threats is common to the crime: “A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of imme
Finally, even if the similar features of the two incidents are considered in combination with one another, the pattern that emerges does not rise to the level of uniqueness or distinctiveness required by law.
B
CREDIBILITY
We next consider whether the trial court properly admitted the prior crime evidence on the issue of Collie’s credibility. At trial, the state argued that it had a right to impeach Collie’s credibility by showing that he had not been truthful when asked whether he and Sierra had been together in a taxi cab in Greenwich two days prior to the Pequot Motor Inn incident. The state contended that it had “a right to show that [the defendants] were together almost constantly . . . two days before.” The defendants do not argue on appeal that the state was prohibited from asking Collie whether he had been in a taxi with Sierra on January 31,1987, nor do they argue that the state was prohibited from presenting a limited rebuttal to support that contention. Rather, the defendants contend that the trial court erred in allowing evidence of the Greenwich robbery and the details thereof on the issue of Collie’s credibility. We agree.
As stated earlier, evidence of prior misconduct may be admissible “ ‘when the defendant has testified and
It does not follow, however, that if the acts inquired about are relevant, the court must permit the testimony. “Even though the evidence may be relevant and material to the issue of the defendant’s credibility, the court is still required to conduct a balancing test to determine whether the probative value of the evidence outweighed its prejudicial tendency. State v. Braman, [supra, 681]. . . . ‘Because of the difficulties inherent in this balancing process, the trial court’s decision will be reversed only where abuse of discretion is man
This standard of review having been set forth, it is important to note that the trial court’s discretion in this context is limited. The trial court’s “discretion” to admit other crimes evidence “imports something more than leeway in decision-making. See State v. Battle, 170 Conn. 469, 365 A.2d 1100 [1976]; State v. Gilligan, 92 Conn. 526, 103 A. 649 [1918]; McCormick, Evidence (2d Ed.) § 190. ‘ “Discretion means ‘a legal discretion, to be exercised in conformity with the spirit of the law and in a manner to subserve and not to impede or defeat the ends of substantial justice. . . . ’ ” ’ State v. Battle, supra, 476; see Hammerherg v. Leinert, 132 Conn. 596, 604-605, 46 A.2d 420 [1946]. When assessing the admissibility of ‘other crimes’ evidence, the application of a mechanical test determining that the proffered evidence fits within some class of exception to the rule of nonadmissibility, may obscure sight of the underlying policy of protecting the accused against unfair prejudice. That policy ought not to evaporate through the interstices of the classification. The problem is thus one of balancing the actual relevancy of the ‘other crimes’ evidence in light of the issues and the other evidence available to the prosecution against the degree to which the jury will probably be roused by the evidence. State v. Holliday, [159 Conn. 169, 173, 268 A.2d 368 (1970)]; 6 Wigmore, Evidence (3d Ed.) § 1904.” State v. Onofrio, 179 Conn. 23, 29, 425 A.2d 560 (1979).
C
HARMLESS ERROR ANALYSIS
Although we find that the trial court erred in admitting the prior crime evidence on the issues of identity and credibility, the question remains whether the error was harmful. The error in this case does not involve, and the defendants do not claim, a constitutional violation. “ ‘When a trial error in a criminal case does not involve a constitutional violation the burden is on the defendant to demonstrate the harmfulness of the court’s error. State v. Ruth, 181 Conn. 187, 196-97, 435 A.2d 3 (1980). The defendant must show that it is more probable than not that the erroneous action of the court affected the result. Id.; State v. McClain, 171
With respect to Collie, there was no dispute over whether he was present in room 28 of the Pequot Motor Inn when G was handcuffed and her purse and clothes were taken. The dispute was whether those events arose from a kidnapping and robbery or whether they arose from an unconsummated but voluntary transaction. Also disputed was whether Collie had taken G’s car. With respect to Sierra, there was a dispute as to whether he was even present at the Pequot Motor Inn on the night in question. Resolution of these issues should have turned largely on assessments of the credibility of G and Collie who presented conflicting versions of the events that transpired on February 2,1987. The potential prejudicial effect of the evidence that Collie and Sierra earlier had robbed another individual at knife point and had taken his car is apparent. It is more probable than not that it influenced the jury to believe that the defendants were violent persons predisposed to commit, in conjunction with one another, the alleged offenses for which they were on trial. “ ‘ “Any improper evidence that may have a tendency to excite the passions, awaken the sympathy, or influence the judgment, of the jury, cannot be considered as harmless.” ’ ” State v. Onofrio, supra, 32, quoting State v. Loughlin, 149 Conn. 21, 26, 175 A.2d 367 (1961). Each defendant is therefore entitled to a new trial.
Having found reversible error on the defendants’ joint claim, and having ordered new trials, we need not look to other claims of error. It is possible, however, that in the event of a new trial, the trial court will be faced with an issue raised in Sierra’s other claim on appeal, and we are unwilling to risk the recurrence of the error to which Sierra calls our attention.
Sierra claims that the trial court erred in allowing Collie to call him as a witness, because a criminal defendant has an absolute constitutional and statutory right to refuse to take the stand at his own trial. We agree.
After the presentation of the state’s rebuttal case in which the details of the Greenwich robbery were presented, Collie served Sierra with a subpoena ad tes-tificandum. Collie explained that he wished to elicit from Sierra testimony that Collie had not been with Sierra in Greenwich on January 31, 1987. Sierra objected to the subpoena, claiming that it violated his fifth amendment right not to take the stand at his own trial. The trial court responded that Sierra had no fifth amendment right with respect to the Greenwich case, because Sierra had pled guilty and had already been sentenced on charges arising out of that case. Sierra then moved for a severance, which the court denied.
Sierra, after having been threatened with contempt if he refused to testify, took the witness stand and stated that Collie had not been with him in Greenwich on January 31,1987. The state, on cross-examination of Sierra and over objection, impeached him with the conviction arising out of the Greenwich case, eliciting evidence that Sierra had pled guilty to a felony in the Stamford judicial district for which he had received a three year sentence.
The fifth amendment to the United States constitution provides, in relevant part, that no person “shall be compelled in any criminal case to be a witness against himself.” It is well established that through this language a criminal defendant is afforded “the right not only to avoid giving incriminating responses to inquiries put to him but also to be free from the inquiries
In Connecticut this right has been statutorily protected by General Statutes § 54-84 (a) which provides in pertinent part: “Any person on trial for crime shall be a competent witness, and at his or her option may testify or refuse to testify upon such trial.”
Sierra had an absolute constitutional and statutory right not to be called as a witness at his own trial. Collie thus could not call him as a witness absent a waiver by Sierra of his rights. There is nothing in the record to suggest that Sierra validly waived his constitutional right not to be called as a witness. A waiver of a constitutional right is an “intelligent relinquishment or abandonment of a known right or privilege.” Johnson v. Zerbst, 304 U.S. 458, 464, 58 S. Ct. 1019, 82 L. Ed. 1461 (1938); see State v. Wilson, 199 Conn. 417, 443, 513 A.2d 620 (1986). “ ‘[Cjourts indulge every reasonable presumption against waiver’ of fundamental constitutional rights and ... we ‘do not presume acquiescence in the loss of fundamental rights.’ ” Johnson v. Zerbst, supra. Sierra twice informed the court of his refusal to testify. He ultimately took the stand only after the court erroneously stated that
It is our view that compelling a criminal defendant to take the stand and to testify in a criminal prosecution against him is so fundamental an error that automatic reversal is required and may not be disregarded. While the United States Supreme Court has rejected the argument that all federal constitutional errors, regardless of their nature or the circumstances of the case, require reversal of a judgment of conviction; Chapman v. California, 386 U.S. 18, 87 S. Ct. 824, 17 L. Ed. 2d 705, reh. denied, 386 U.S. 987, 82 S. Ct. 1283, 18 L. Ed. 2d 241 (1967); it has also recognized that some constitutional errors “are so fundamental and pervasive that they require reversal without regard to the facts or circumstances of the particular case.” Delaware v. Van Arsdall, 475 U.S. 673, 681,106 S. Ct. 1431, 89 L. Ed. 2d 674 (1986). Although the Van Arsdall court did not include the violation of a defendant’s absolute right not to testify at this own trial as an example of such a constitutional error,
There is error, the judgments are set aside and each case is remanded for a new trial in accordance with this opinion.
In this opinion Healey, Shea and Glass, Js., concurred.
Callahan, J., concurred in the result.
General Statutes § 53a-134 provides in relevant part: “(a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom he or another participant in the crime . . . (3) uses or threatens the use of a dangerous instrument.”
“[General Statutes] Sec. 53a-119. larceny defined. A person commits larceny when, with intent to deprive another of property or to appropriate the same to himself or a third person, he wrongfully takes, obtains or withholds such property from an owner. ...”
“[General Statutes] Sec. 53a-123. larceny in the second degree: class C felony, (a) A person is guilty of larceny in the second degree when he commits larceny as defined in section 53a-119 and: (1) The property consists of a motor vehicle, the value of which exceeds five thousand dollars
“[General Statutes] Sec. 53a-92. kidnapping in the first degree. (a) A person is guilty of kidnapping in the first degree when he abducts another person and when ... (2) he restrains the person abducted with intent to . . . (B) accomplish or advance the commission of a felony ))
General Statutes § 53a-48 provides in relevant part: “A person is guilty of conspiracy when, with intent that conduct constituting a crime be performed, he agrees with one or more persons to engage in or cause the performance of such conduct, and any one of them commits an overt act in pursuance of such conspiracy.”
At the time of this trial, Collie had been charged with and Sierra had pled guilty to the Greenwich robbery.
The trial court stated that the jury could consider the evidence that the defendants were together on January 31,1987, as circumstantial evidence that they were together at the Pequot Motor Inn on February 2,1987. The trial court, however, admitted not only testimony that the defendants were together on January 31,1987, but also testimony that the defendants had committed an armed robbery on that evening. The court specifically stated several times that the jury could consider that evidence on the issues of identity and credibility, two recognized exceptions to the general rule prohibiting the admission of prior crime evidence, discussed supra. It is to these issues that the defendants limit their attack on appeal and that we likewise limit our discussion.
The offer of proof made prior to the introduction of the rebuttal case was more detailed than that made prior to the cross-examination of Collie. Our discussion is limited to the more detailed offer of proof, because we find even it to have been insufficient to establish the relevancy of the prior crime evidence on the issue of identity.
The testimony of Fernando Arenes mirrored this offer of proof.
We do not deny that each of the incidents involved distinctive features; however, those features were not common to both robberies.
Fernando Arenes’ identification of the defendants as the men who had been in his taxi on January 31, 1987, is not encompassed by our references to “prior crime evidence.” Two weeks after the Greenwich incident, Arenes was arrested for driving while intoxicated and was consequently placed in the Stamford lockup. He noticed that in the next cell was a man, later identified as Sierra, wearing the boots that had been taken from him during the Greenwich robbery. He then recognized Sierra and another man in the lockup, later identified as Collie, as the men who had robbed him at knife point on January 31,1987. He later identified the defendants from two photographic arrays. Arenes’ identification of the defendants as the men who had been in his taxi on January 31, 1987, absent the details concerning Arenes’ boots and absent any other details concerning the robbery, is not included in our use of the phrase “prior crime evidence.”
To one of Collie’s many objections to the prior crime evidence, on the ground that it was prejudicial, the court responded: “Oh, that it is. Certainly.” Without further comment by the court, the court overruled the objection.
The court cited specifically to footnote 8 in Chapman v. California, 386 U.S. 18, 23, 87 S. Ct. 824, 17 L. Ed. 2d 705, reh. denied, 386 U.S. 987, 87 S. Ct. 1283, 18 L. Ed. 2d 241 (1967), as exemplary of the constitutional errors that require automatic reversal. Delaware v. Van Arsdall, 475 U.S. 673, 681, 106 S. Ct. 1431, 89 L. Ed. 2d 674 (1986). Footnote 8 of Chapman refers to the right to counsel, Gideon v. Wainright, 372 U.S. 335, 83 S. Ct. 792, 9 L. Ed. 2d 799 (1963); coerced confessions, Payne v. Arkansas, 356 U.S. 560, 78 S. Ct. 844, 2 L. Ed. 2d 975 (1958); and the right to an impartial judge, Turney v. Ohio, 273 U.S. 510, 47 S. Ct. 437, 71 L. Ed. 749 (1927).
“The right of a person not to be compelled in a criminal case to be a witness against himself is a fundamental right under the 5th Amendment, affecting ‘the very essence of constitutional liberty and security.’ ” United States v. Housing Foundation of America, 176 F.2d 665, 666 n.l (3d Cir. 1949), quoting Boyd v. United States, 116 U.S. 616, 630, 6 S. Ct. 524, 29 L. Ed. 746 (1886).