Lead Opinion
ON CERTIORARI TO THE UTAH COURT OF APPEALS
Fоr the second time, we have granted certiorari to review a Utah Court of Appeals decision concerning Dennis Shoulderblade. State v. Shoulderblade,
The State appeals, arguing that close temporal proximity does not dispositively preclude attenuation and that the roadblock was
I. FACTS
The facts are not disputed. On September 29,1988, the police conductеd an illegal roadblock in Millard County, Utah, on a section of Interstate 15. Approximately fifteen officers from the Utah Highway Patrol and the Millard County Sheriffs office were assigned to operate the roadblock. They were instructed to cheek driver’s licenses and vehicle registrations and to look for any criminal activity.
A ear driven by Dennis Shoulderblade stopped at the roadblock. Leaning in the car window, an officer requested the car’s registration and valid identification from Shoul-derblade and his passenger, Lemuel Small. Both produced identification, but the car was not registered to either occupant. Small explained that the ear belonged to his friend. The officer radioed dispatch to confirm the vehicle’s registration and to cheek the occupants’ driver’s licenses. While waiting for confirmation, the officer interrogated Shoul-derblade and Small. Their answers that they had been to Las Vegas and were returning to Montana seemed plausible to the officer. He also asked if they had any alсohol, firearms, or drugs in the car, and they both replied in the negative. According to the officer, what Shoulderblade and Small were doing was “entirely lawful.” Nevertheless, the officer asked if he could look in the vehicle. Small consented. Both Shoulder-blade and Small were arrested after substantial quantities of drugs, drug paraphernalia, firearms, and cash were found.
Shoulderblade and Small were both criminally charged with possession of a controlled substance and possession of a controlled substance with intent to distribute in violation of Utah Code Ann. § 58-37-8(2)(a)(i) and (l)(a)(iv). Prior to their joint trial, both Shoulderblade and Small moved to suppress the evidence obtained in the search. The trial court denied the motions, and the jury found Shoulderblade and Small guilty.
Shoulderblade and Small appealed their decisions separately. In his appeal, Small raised the issue of attenuation. The court of appeals reversed his conviction and held that on remand the evidence seized from the vehicle should be suppressed becausе “Small’s consent to have the vehicle searched was not sufficiently attenuated to dissipate the taint of the illegal roadblock.” Small,
Shoulderblade did not raise the issue of attenuation in his appeal. The court of appeals affirmed Shoulderblade’s conviction on the ground that voluntary consent was given for the search. State v. Shoulderblade, No. 900288, slip op. at 3-4 (Utah Ct.App. Mar. 12, 1992). With new counsel, Shoulderblade petitioned this court for certiorari, arguing that his original appellate counsel was ineffective for failing to raise the attenuation issue. The State agreed, and we reversed and remanded for the court of appeals to decide the issue of attenuation. State v. Shoulderblade, No. 920239 (Utah Jan. 5, 1993) (order granting motion for summary disposition). Two days later, this court issued its opinion in State v. Thurman,
On remand, the court of appeals ruled that stare decisis applies to a multi-panel appellate court and therefore it was bound to apply its attenuation analysis from Small, because Shoulderblade’s appeal “is identical in both law and fact to that presented in Small.” Shoulderblade,
The State raises two issues. First, under the doctrine of stare decisis did the court of appeals err by applying the attenuation analysis from Small instead of that from Thurman? Second, does a correct attenuation analysis require reversing the court of appeals and affirming the trial court?
II. STARE DECISIS
The court of appeals ruled that this court’s holding on stare decisis in Thurman bound it to apply the attenuаtion analysis it had applied in Small. Shoulderblade, 858
In Thurman, this court held that “stare decisis has equal application when one panel of a multi-panel appellate court is faced with a prior decision of a different panel.”
III. ATTENUATION OF CONSENT FROM AN ILLEGAL SEIZURE
The purpose of an attenuation analysis is found in the basic truth that the government must use lawful means to achieve its objectives. This includes not seizing a citizen to unearth wrongdoing except under well-defined circumstances. See State v. Ramirez,
The attenuation analysis was first required in Arroyo. The police illegality in Arroyo was a pretextual traffic stop. In question was whether the defendant subsequently consented to a vehicular search thаt uncovered drugs. This court defined the parameters for resolving the consent issue and remanded for an evidentiary hearing. Arroyo,
In Thurman, the court clarified the operation and interaction of these factors.
Thurman reaffirmed that the primary goal of an attenuation analysis is to “deter the police from engaging in illegal conduct even though that conduct may be followed by a voluntary consent.” Id. at 1263. The attenuation factors balance the burdens imposed by excluding evidence against the effectiveness of its exclusion to deter misconduct. Arroyo,
In the present case, we are again called upon to consider an improper traffic stop. The State argues that the court of appeals erred because it ruled that close temporal proximity dispositively established exploitation. We agree that temporal proximity is not dispositive but do not reverse because we conclude that the evidenсe is otherwise tainted.
The court of appeals ruled that the short time lapse between the stop of the vehicle at the roadblock and the officer’s request to search the vehicle established exploitation. Shoulderblade,
A brief interval between an improper traffic detention and a consent to search does not always require suppression of the evidence obtained from the search. See, e.g., United States v. Kelley,
In the present case, temporal proximity is not dispositive, but it does indicate that the illegal roadblock was exploited to gain consent. After stopping the car, an officer cheeked Shoulderblade’s and Small’s driver’s licenses by radio dispatch. While awaiting a response, the officer leaned in the car window and promptly requested consent to search the vehicle. Shoulderblade was not free to leave. His license had not been returned. The officer could not explain to the court why he asked to search the vehicle and did not explain to Shoulderblade that his request could be declined. These are important factors in our evaluation. See Sims,
We next consider the purpose and flagrancy of the police conduct. The State concedes that Shoulderblade’s Fourth Amendment rights were violated but argues that they were not purposely violated because, at the time, this type of roadblock was arguably constitutional. It correctly notes that in 1988, when the roadblock occurred, neither the United States Supreme Court nor any Utah court had held such roadblocks unconstitutional. Of those courts which had addressed the issue, some had held similar roadblocks to be constitutional, see, e.g., United States v. Corral,
However, “[s]earches conducted ‘outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well-delineated exceptions.’” Arroyo,
The State justifies the roadblock by noting the uncertainty of its constitutionality. However, uncertainty in the law does not justify an encroachment upon Fourth Amendment guarantees. Allowing every ambiguity to be an exception to constitutional guarantees would eviscerate these very guarantees. In the face of uncertainty, the police could have sought prior judicial approval. Instead, they resolved all ambiguities most favоrably to their own designs. The roadblock was planned in advance and coordinated between law enforcement agencies. The police intentionally seized upon an ambiguity to justify what they otherwise could not do. In sum, the police purposely conducted a roadblock without justifiable reasons.
The police conduct was also purposeful with the aim of obtaining consent to search vehicles. A stated purpose of the roadblock was to stop cars and look for any criminal activity. When Shoulderblade was stopped, the officer said that everything appeared “entirely lawful,” yet he nevertheless took the opportunity to lean in the window and request to search the car. Making the request under these circumstances shows that a purpose of the traffic stop was to exploit the opportunity to ask for consent. Cf. McSwain,
Finally, there are no intervening circumstances present in this case to attenuate the illegal traffic stop from Shoulderblade’s consent to search. The presence of intervening, circumstances may attenuate consent from police misconduct. For example, the independent discovery of additional inculpatory evidence giving the police probable cause to arrest an individual can attenuate a previous improper arrest from a subsequent confession by the accused. E.g., United States v. Cherry,
In the present case, one reaction by the passenger, Small, did attract the officer’s attention. When the officer asked for personal identification, he observed Small stuff a clear plastic sandwich bag between the front bucket seats. The officer did not observe the contents of the bag. Although Small’s action attracted the officer’s attention, it did not create a reasonable suspicion. People often tаke plastic sandwich bags on long trips for many lawful purposes. Seeing one without being able to ascertain its contents does not raise a reasonable suspicion capable of removing the taint of the illegal roadblock. Thus, no intervening circumstances attenuated the consent from the illegality.
Because the temporal proximity and apparent purpose of the traffic stop indicate exploitation of the illegal roadblock with no intervening circumstances, the consеnt to have the vehicle searched was not sufficiently attenuated to dissipate the taint of the illegal roadblock. Accordingly, we affirm the court of appeals’ reversal and remand to the trial court.
Affirmed.
Notes
. State v. Small,
Dissenting Opinion
dissenting:
The majority correctly states that “[t]he attenuation analysis evaluates the relationship between official misconduct and subsequently discovered evidence to determine if excluding the evidence will effectively deter future illegalities.” (Emphasis added.) In applying that standard, I conclude that the evidence in this case should not be excluded. Therefore, I dissent.
The United States Supreme Court recently reaffirmed that “[t]he exclusionary rule opеrates as a judicially created remedy designed to safeguard against future violations of Fourth Amendment rights through the rule’s general deterrent effect.” Arizona v. Evans, — U.S. -, -,
In Evans, a police officer pulled a ear over for a traffic violation. A computer inquiry indicated that there was an outstanding warrant on the driver. Id. at-,
The United States Supreme Court recognized that “the issue of exclusion is separate from whether the Fourth Amendmеnt has been violated ... and exclusion is appropriate only if the remedial objectives of the rule are thought most efficaciously served.” Id. at 1192-93 (citing Leon,
This rationale is applicable here. It is now clear that the 1988 roadblock at which Shoul-derblade was stopped was constitutionally infirm. Michigan Dep’t of State Police v. Sitz,
In Corral, an officer approached a truck stopped at a New Mexico roadblock and detected the odor of marijuana. Corral,
The purpose of the roadblock set up by Officers Denton and Frisk was to check driver’s licenses, vehicle registrations and proof of insurance. This was a permissible and lawful purpose. The roadblock was set up with the knowledge and consent of the officers’ supervisor. It did not involve a single, random or selective stop chosen at the officers’ discretion.... Rather, the roadblock as implemented consisted of the stopping of every vehicle heading east on State Roаd 62/180 with the exception of the local supermarket delivery trucks which were permitted to pass uninspected for articulated and legitimate reasons. Hence, this roadblock was established in a systematic manner to stop vehicles in a pattern which protected the public from the officers’ unbridled discretion.
We hold that the roadblock passed constitutional muster.
Id. The roadblock in the instant case was similarly limited, with comparable measures
“ ‘The deterrent purpose of the exclusionary rule necessarily assumes that the police have engaged in willful, or at the very least negligent, conduct which has deprived the defendant of some right.’” Thurman,
Admittedly, there is an absence of a temporal break or other intervening circumstance between the improper stop and the consent to search. However, these factors are also based on the deterrence principle. Thurman,
I would reverse the court of appeals’ decision and affirm defendant’s conviction.
