156 Wash. 2d 381 | Wash. | 2006
Lead Opinion
¶1 Stoney Shafer was convicted of rape of a child in the first degree. At trial, certain statements that the alleged child victim made to her mother and another person were admitted pursuant to RCW 9A.44.120, notwithstanding the fact that the victim did not testify at the trial and Shafer had no prior opportunity to cross-examine the child. Shafer appeals, claiming that RCW 9A-.44.120, facially or as applied, runs afoul of the constitutions of the United States and the state of Washington. We hold that the statements were properly admitted and affirm the trial court.
I
¶2 On September 20, 2003, three-year-old T.C. spent a few hours at the home of her aunt, Dionne Alston. Stoney Shafer, Alston’s boyfriend, was present at Alston’s home during T.C.’s visit to her aunt’s home. At approximately 11:35 pm that night, T.C.’s mother retrieved T.C. from Alston’s house and returned home with the child. T.C. was asleep when her mother collected her, and she slept until the next morning.
¶3 Shortly after T.C. awoke, she told her mother that “Uncle touched my privates.”
After [T.C.] had got done telling me that, I just asked her “Uncle who?” to make sure that she was talking about who I thought she was talking about, and she said “Junior’s dad.”[4 ] And then I asked her where my sister was at. “Where was Auntie Dionne at?” She said “Auntie Dionne was in the yard,” I believe, I think she said.
Id. T.C.’s mother indicated that T.C. had no previous exposure to sexually explicit material.
¶4 Following her conversation with T.C., T.C.’s mother took the child to a hospital for an examination. Washington State Patrol lab technicians later examined the swabs taken from T.C.’s vagina and mouth during the examination. They also examined clothing that the child was wearing at the time of the alleged sexual contact. Although the oral and vaginal swabs did not, according to the technicians, turn up any relevant evidence, semen was detected on the cuff of T.C.’s sleeve. Shafer was then arrested.
¶5 Approximately a week after Shafer’s arrest, T.C. was at the home of Victoria Doroshenko, a family friend. Doroshenko had a history of acting as a confidential infor
After Haley told me this, I brought [T.C.] over and asked what they were talking about, and [T.C.] told me boys have pee-pees and girls have privates. And I said, “Well, what about them?” and she made a comment to it being “like a sucker,” and, you know, making the gesture with her little cheek.
. . . And she said, “But it tasted bad,” or - - she said “But it tasted bad.” “Yuck.” Like that. And I said “Oh really?” and she said - - she said ‘Yeah, and then stuff shooted [sic] out of it.” And I said, “Really? Well, then what happened?” and she said “Then it fall down.”
Id. at 390.
¶6 Doroshenko then videotaped another interview with T.C. The record reveals that although Doroshenko had acted as a confidential informant for law enforcement organizations, she was not, at this time, acting for any law enforcement agency.
¶7 The Pierce County prosecuting attorney charged Shafer with one count of rape of a child in the first degree. Prior to trial, the trial court conducted a competency hearing and concluded, based on the stipulation of the parties, that T.C. was not competent to testify. The trial court also concluded that because of her incompetence, T.C. was unavailable to testify.
|8 Shafer moved to exclude T.C.’s hearsay statements, claiming that RCW 9A.44.120, the child hearsay statute, was unconstitutional in light of the United States Supreme Court’s ruling in Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004). The trial court denied the motion, ruling that the holding in Crawford applied to testimonial statements only and that to the extent that the
¶9 The trial court thereafter applied the so called “Ryan factors” to determine if T.C.’s statements were reliable for purposes of RCW 9A.44.120. See State v. Ryan, 103 Wn.2d 165, 175-76, 691 P.2d 197 (1984). Specifically, it found that:
There is no apparent motive for T.C. to lie; T.C. appears to be a “normal” child, one who does not have a negative character or any tendency to lie; T.C. made statements about this incident to [her mother] and Ms. Doroshenko at different times, with similar content; T.C.’s statements were spontaneous as defined by case law, in that she made the statements in her own words even when she was responding to a question; T.C.’s statements to [her mother] were made the morning after the incident, and her statements to M[s]. Doroshenko were made within a week or so of the incident, so T.C. was still able to accurately recall what happened; n/a; n/a; the possibility of T.C.’s recollection being faulty is remote because of the timing of those statements in relation to the incident; and the overall circumstances surrounding the statements T.C. made to [her mother] and Ms. Doroshenko demonstrate reliability, especially considered in conjunction with the hand and mouth movements T.C. made and accepting the State’s offer of proof that a semen stain was found on her shirt sleeve.
Clerk’s Papers at 63. The trial court also found that T.C.’s hand and mouth gestures and the semen found on her shirt were “sufficient corroboration for the admission of T.C.’s statements” to her mother and Doroshenko. Id. Therefore, it concluded that T.C.’s statements to her mother and Doroshenko, with the exception of the videotaped questioning, were admissible.
¶10 At trial, Shafer stipulated that sperm was present on T.C.’s shirt and that it was his sperm. A jury found Shafer guilty. Shafer then petitioned this court for direct review and we granted his petition. Shafer has not assailed any of the trial court’s findings of fact.
¶11 1. Whether RCW 9A.44.120, as applied in this case, is violative of the United States Constitution as interpreted by the United States Supreme Court in Crawford v. Washington.
¶12 2. Whether article I, section 22 of the Washington Constitution provides a greater right of confrontation than the sixth amendment to the United States Constitution and, if so, whether RCW 9A.44.120 violates that constitutional provision.
Ill
¶13 A statute is presumed to be constitutional. State v. Ward, 123 Wn.2d 488, 496, 869 P.2d 1062 (1994) (citing Diversified Inv. P’ship v. Dep’t of Soc. & Health Servs., 113 Wn.2d 19, 23, 775 P.2d 947 (1989); State v. Brayman, 110 Wn.2d 183, 193, 751 P.2d 294 (1988)). The party challenging it, therefore, has the burden to prove it is unconstitutional beyond a reasonable doubt. Id.
A
f 14 Shafer contends that RCW 9A.44.120, as applied to him, is unconstitutional because it permitted the admission of T.C.’s hearsay statements by utilizing the “indicia of reliability” standard set forth in Ohio v. Roberts, 448 U.S. 56, 100 S. Ct. 2531, 65 L. Ed. 2d 597 (1980), a standard, he argues, that was rejected in Crawford.
¶15 The confrontation clause of the Sixth Amendment provides that: “In all criminal prosecutions, the accused shall enjoy the right... to be confronted with the witnesses against him.” U.S. Const, amend. VI. In 1980, the United States Supreme Court ruled that the admission of hearsay statements would not violate the confrontation right of the accused so long as the witness is unavailable and his or her statements bear adequate indicia of reliability. Roberts, 448 U.S. at 66. The Washington State Legislature enacted
¶16 In 2004, the United States Supreme Court reexamined its decision in Roberts and departed from it, holding that “[w]here testimonial evidence is at issue . . . the Sixth Amendment demands what the common law required: unavailability and a prior opportunity for cross-examination.” Crawford, 541 U.S. at 68 (emphasis added).. It indicated further, however, that where nontestimonial statements are at issue, “it is wholly consistent with the Framers’ design to afford the States flexibility in their development of hearsay law — as does Roberts, and as would an approach that exempted such statements from Confrontation Clause scrutiny altogether.” Id. Thus, it follows that not all hearsay implicates the confrontation clause. Indeed, we so concluded in State v. Davis, 154 Wn.2d 291, 111 P.3d 844 (2005), a case in which we examined statements made during a 911 call in which a victim identified the defendant as her assailant. We said there that those statements were nontestimonial and, consequently, did not implicate Crawford. Id. at 305, ¶ 38.
¶17 We must, therefore, determine here if T.C.’s statements to her mother and Doroshenko were “testimonial.” As we observed in Davis, the United States Supreme Court did not pronounce a comprehensive definition of “testimonial” in Crawford. Id. at 299, ¶ 18. It did indicate, however, that the term “applies at a minimum to prior testimony at a preliminary hearing, before a grand jury, or at a former trial; and to police interrogations. These are the
¶18 In light of the Supreme Court’s formulations of what is or is not “testimonial,” we first examine the statements T.C. made to her mother. These statements were not solicited by T.C.’s mother. Without prompting, T.C. told her mother about her encounter with Shafer, and she did so upon awaking from sleep. T.C.’s mother then responded in a manner that one would expect of a concerned parent under the circumstances — she inquired further. While
f 19 It is a closer question whether the statements T.C. made to Doroshenko were testimonial. On the one hand, Doroshenko had prior experience as an informant for law enforcement agencies, and her contact with T.C. occurred approximately a week after Shafer was arrested. On the other hand, Doroshenko was not acting for any law enforcement agency at the time she talked to T.C., and, again, T.C. had no reason to expect that her statements would later be used in court. Furthermore, the most questionable aspect of Doroshenko’s contact with T.C., the videotaped interview of the child, was excluded from evidence by the trial court. On balance, we are of the view that
¶20 In light of the foregoing, we conclude that, where nontestimonial hearsay statements of a child are at issue, the statements are admissible if there is compliance with RCW 9A.44.120 and the Ryan reliability factors. Because Shafer has not challenged any of the trial court’s findings of fact in support of its conclusion that T.C. was unavailable and that her statements were reliable, the findings are considered verities on appeal. State v. Hill, 123 Wn.2d 641, 644, 870 P.2d 313 (1994). Therefore, the admission of these nontestimonial statements does not violate the United States Constitution.
B
f21 Shafer contends, additionally, that the confrontation clause contained in article I, section 22 of the Washington Constitution is to be interpreted more broadly than its federal counterpart in the Sixth Amendment and that RCW 9A.44.120 violates this broad interpretation.
f 22 Article I, section 22 of the Washington Constitution provides, in pertinent part: “In criminal prosecutions the accused shall have the right... to meet the witnesses against him face to face.” In State v. Foster, 135 Wn.2d 441, 957 P.2d 712 (1998), we addressed the issue of whether a statute that allowed a child witness to testify via one-way closed circuit television ran afoul of the “ ‘face to face’ ” language in article I, section 22. Id. at 444. Although our court was divided in Foster, a majority of the court concluded that article I, section 22 required an independent analysis and that the statute did not violate our state’s constitutional provision. Id. at 470 (Guy, J., lead opinion); id. at 474 (Alexander, J., concurring and dissenting); id. at 481 (C. Johnson, J., dissenting).
¶23 While Shafer correctly observes that an independent analysis of article I, section 22 is required, we need not engage in such analysis here. We say this because we
IV
¶24 We conclude that RCW 9A.44.120 is constitutional to the extent it permits the admission of a child’s non-testimonial statements. We also conclude that RCW 9A-.44.120 was applied constitutionally in this case because the child’s statements were nontestimonial. We, therefore, affirm the trial court.
C. Johnson, Madsen, Bridge, Owens, and Fairhurst, JJ., concur.
According to T.C.’s mother, T.C. used the term “Uncle” to refer to Shafer and the term “privates” in reference to her vaginal area.
T.C.’s mother testified that the child’s gesture was to “put her index finger up and made ... kind of a circular motion with her finger.” Id. at 318.
T.C.’s mother described the child’s indication as “sticking her tongue in and out of her mouth.” Id.
Shafer and Alston are the parents of Stoney Daye Shafer, Jr., also known as “Junior.”
RCW 9A.44.120 conditions the admission of hearsay statements made by children under the age of 10 describing any act of sexual contact performed with or on them by another on the following:
(1) The court finds, in a hearing conducted outside the presence of the jury, that the time, content, and circumstances of the statement provide sufficient indicia of reliability; and
(2) The child either:
(a) Testifies at the proceedings; or
(b) Is unavailable as a witness: PROVIDED, That when the child is unavailable as a witness, such statement may be admitted only if there is corroborative evidence of the act.
The concurring opinion correctly observes that what is or is not testimonial in light of Crawford will present a challenging determination for this State’s trial court judges. This is due in part to the United States Supreme Court’s decision to not provide a precise definition of testimonial statements. The Supreme Court did, however, articulate three formulations of the core class of testimonial statements. These are: “ ‘[(1)] ex parte in-court testimony or its functional equivalent — that is, material such as affidavits, custodial examinations, prior testimony that the defendant was unable to cross-examine, or similar pretrial statements that declarants would reasonably expect to be used prosecutorially,’ [(2)] ‘extrajudicial statements ... contained in formalized testimonial materials, such as affidavits, depositions, prior testimony, or confessions,’ [and (3)] ‘statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial.’ ” Crawford, 541 U.S. at 51-52 (citations omitted). We find ourselves agreeing with the late Chief Justice William H. Rehnquist that what constitutes a testimonial statement is presently somewhat amorphous. Id. at 75-76 (Rehnquist, C.J., concurring). We are satisfied, however, that T.C.’s statements do not fall within any one of the Supreme Court’s three core class formulations.
In Crawford, the Supreme Court identified several types of statements it considered nontestimonial, such as: (1) offhand, overheard remarks; (2) casual remarks made to an acquaintance; (3) business records or statements in furtherance of a conspiracy; (4) dying declarations; and (5) statements made unwittingly to a government informant. Crawford, 541 U.S. at 51, 56, 57.
The dissenting opinion states that we are using a subjective person, rather than an objective person, test to determine whether the declarant, T.C., reasonably believed the challenged statements would be used later to prosecute. Dissent at 398-99. The proper test to be applied in determining whether the declarant intended to bear testimony against the accused is whether a reasonable person in the declarant’s position would anticipate his or her statement being used against the accused in investigating and prosecuting the alleged crime. The inquiry focuses on the declarant’s intent by evaluating the specific circumstances in which the out-of-court statement was made. See Commonwealth v. Gonsalves, 445 Mass. 1, 833 N.E.2d 549, 562 (2005) (“We see no reason why a reasonable person in the [20-year-old] complainant’s position would anticipate that her statement, made in her own bedroom, to her mother .. . would be used [in] prosecuting the alleged assault.”). Applying this standard, it defies logic to think that T.C., as a three-year-old child, or any reasonable three-year-old child, would have an expectation that her statements about alleged sexual abuse could be used for prosecutorial purposes. Thus, whether one looks to T.C.’s subjective appreciation of the legal ramifications of her statements, as the dissent incorrectly asserts we do, or whether one objectively looks to what a reasonable, competent person in T.C.’s position would understand to be the import of the statements, which is the proper determination, the outcome of this case would not change. A three-year-old child, whether T.C. or a fictional reasonable one, who tells her mother and a family friend in a private setting about sexual abuse is not making the statements in anticipation that the statements will later be used to prosecute the alleged sexual abuse perpetrator.
Concurrence Opinion
¶25 (concurring) — The text of Washington’s confrontation clause, article I, section 22, is strikingly different from its federal Sixth Amendment counterpart. Under our state constitution, the “accused shall have the right... to meet the witnesses against him face to face.” Const, art. I, § 22. By contrast, under the federal constitution, the accused enjoys the more limited right “to be confronted with the witnesses against him.” U.S. Const. amend. VI. It is my view that in the appropriate circumstances, our constitution may provide greater protection than the Sixth Amendment. But because I read the majority’s result in this case to be consistent with my view, I concur.
¶26 As the majority correctly observes, a majority of the divided court in State v. Foster, 135 Wn.2d 441, 957 P.2d 712 (1998), concluded that article I, section 22 of the Washington State Constitution requires independent
f 27 I am also reluctant to rely upon State v. Ryan, 103 Wn.2d 165, 691 P.2d 197 (1984), for any independent interpretation of article I, section 22. Contra majority at 391-92. Ryan was decided before our decision in Gunwall. When interpreting article I, section 22, the Ryan court found the section to be synonymous with — not different from — the Sixth Amendment. Ryan, 103 Wn.2d at 169.1 do not believe that, post-Gunwall, this is sustainable.
¶28 However, as the majority of this court in Foster observed, “face to face” and “confront” are consonant terms. My review of dictionaries and pertinent cases leads me to conclude that the phrases “meet the witnesses against him face to face” and “to be confronted with the witnesses against him” meant one and the same to our founders. See Foster, 135 Wn.2d at 459 (citing William C. Anderson, A Dictionary of Law 226 (1889) (defining the word “ ‘confront’ ” as to “ ‘bring face to face’ ”) and (citing Webster’s Third New International Dictionary 477, 811 (1986) (defining “ ‘confront’ ” to mean to “ ‘bring face to face’ defining “ ‘face’ ” to mean to “ ‘confront’ ”))). Be that as it may, the passage of time and pen seems to have changed the interpretation of the terms used by the federal courts. Compare Ohio v. Roberts, 448 U.S. 56, 100 S. Ct. 2531, 65 L. Ed. 2d 597 (1980) with Crawford v. Washington, 541 U.S. 36, 63, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004) (overruling Roberts). We should hew to the original understanding and jealously guard what the constitution promises.
¶29 I also agree with the majority today that the admission of the testimony of Victoria Doroshenko is a close question. Majority at 390.1 part company with the majority in its heavy reliance on the fact that Doroshenko was not a law enforcement officer. The fact that a statement is given to a government official is only one factor to be considered
¶30 Because I believe what is and is not testimonial under Crawford will be a thorny and difficult issue for trial judges, I offer my own observations. First, while Crawford declines to articulate a comprehensive definition of “testimonial,” it did provide several examples of what the core class of testimonial statements might be, including:
[(1)] ex parte in-court testimony or its functional equivalent— that is, material such as affidavits, custodial examinations, prior testimony that the defendant was unable to cross-examine, or similar pretrial statements that declarants would reasonably expect to be used prosecutorially; [(2)] extrajudicial statements . . . contained in formalized testimonial material, such as affidavit, depositions, prior testimony, or confessions; [and (3)] statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for the use at a later trial.
Id. at 51-52 (citations omitted) (internal quotations marks omitted).
¶31 The last category, statements made under circumstances that would lead an objective witness to believe the statements would be available for use later at trial, will be the most difficult. Obviously the Crawford Court intended an “objective” test with respect to whether or not a statement would be available for use at trial at a later time. Objectively, I would conclude the statements made to Doroshenko were testimonial. While Doroshenko was not a law enforcement officer, she was also not merely a friend of the family. She testified that she had over 10 years’ experience as a volunteer investigator and confidential informant for the Federal Bureau of Investigation, United States Secret Service, Sumner Police Department, Tacoma Police Department, and various drug and gang task forces. Doroshenko’s first interview with T.C. took place approximately one week after Shafer had been arrested, and Doroshenko was aware that Shafer had been arrested and
¶32 Second, we should apply an abuse of discretion standard to the admission or nonadmission of such statements, since whether or not they are testimonial is essentially a factual determination. E.g., State v. Davis, 154 Wn.2d 291, 301, 111 P.3d 844, cert. granted, 546 U.S. 975 (2005). In short, the trial court would not abuse its discretion in either admitting or excluding Doroshenko’s testimony.
¶33 Finally, regardless of whether or not the admission of Doroshenko’s testimony was error, even confrontation clause violations should be subject to harmless error analysis. If the untainted evidence admitted is so overwhelming as to necessarily lead to a finding of guilt, there is no error. State v. Palomo, 113 Wn.2d 789, 799, 783 P.2d 575 (1989). Here the properly admitted hearsay statements T.C. made to her mother describing the sexual contact she had with Shafer, the evidence of Shafer’s semen found on T.C.’s clothing, and T.C.’s explicit mouth gestures constitute overwhelmingly untainted evidence of guilt. Therefore, I too would affirm Shafer’s conviction and leave for another day when article I, section 22 provides greater protection than the Sixth Amendment.
J.M. Johnson, J., concurs with Chambers, J.
Dissenting Opinion
¶34 (dissenting) — The confrontation clause guarantees a criminal defendant the right “to be confronted with the witnesses against him.” U.S. Const, amend. VI.
f 35 Whether or not a particular statement is testimonial is indeed a fact-specific question courts must answer on a case-by-case basis. See State v. Davis, 154 Wn.2d 291, 295, 111 P.3d 844, cert. granted, 546 U.S. 975 (2005). The police didn’t solicit T.C.’s statements. And she certainly didn’t have any expectations concerning their use. Majority at 389-90. Both are relevant facts. But neither is dispositive. The majority incorrectly assumes that the question at issue is whether the speaker knew the police would use the statement. In fact, it is whether a reasonable person would expect the police to use the statement. See Commonwealth v. Gonsalves, 445 Mass. 1, 833 N.E.2d 549, 557 (2005); United States v. Brito, 427 F.3d 53 (1st Cir. 2005). And whether or not T.C. expected the police to use her statements, a reasonable person certainly would.
A. Statements Made to Nongovernment Agents May Be Testimonial
¶36 Statements made to the police are indeed generally testimonial. Crawford specifies that the term testimonial “applies at a minimum” to statements made to government
¶37 But a statement made to a private individual may also be testimonial. In re E.H., 355 Ill. App. 3d 564, 823 N.E.2d 1029, 1037, 291 Ill. Dec. 443 (holding “it is the nature of the testimony rather than the official or unofficial nature of the person testifying that determines the applicability of Crawford and the confrontation clause”), appeal granted, 215 Ill. 2d 597, 833 N.E.2d 2, 295 Ill. Dec. 520 (2005). Cf. Bruton v. United States, 391 U.S. 123, 138, 88 S. Ct. 1620, 20 L. Ed. 2d 476 (1968) (Stewart, J., concurring) (“[A]n out-of-court accusation is universally conceded to be constitutionally inadmissible against the accused.”); California v. Green, 399 U.S. 149, 179, 90 S. Ct. 1930, 26 L. Ed. 2d 489 (1970) (Harlan, J., concurring) (“[T]he Confrontation Clause was meant to constitutionalize a barrier against. . . absentee witnesses.”). “ ‘A statement made by a person claiming to be the victim of a crime and describing the crime is usually testimonial, whether made to the authorities or not.’ ” Richard D. Friedman & Bridget McCormack, Dial-In Testimony, 150 U. Pa. L. Rev. 1171, 1241 n.276 (2002) (quoting Richard D. Friedman, Confrontation: The Search for Basic Principles, 86 Geo. L. J. 1011, 1042-43 (1998)). See also Richard D. Friedman, Grappling with the Meaning of “Testimonial,” 71 Brook. L. Rev. 241, 260 (2005) (“If the declarant anticipates that the statement, or the information asserted in it, will be conveyed to the authorities and used in prosecution, then it is testimonial, whether it is made directly to the authorities or not.”). Specifically, a “parent, teacher or doctor who suspects child abuse and questions the child for the purpose of confirming
B. Crawford Requires an Objective Test
¶38 An interpretation of “testimonial” focusing on the intent of the declarant “is unduly narrow, does not fully comport with the thrust of Crawford, is inconsistent with the trend in other jurisdictions, and is more difficult to apply than the approach adopted in other jurisdictions.” Aronson, supra, § 804.04[l][c], at 804-23. Rather, a statement is testimonial if it provides “the functional equivalent of uncross-examined, in-court testimony.” Davis, 154 Wn.2d at 301. See also Friedman, Grappling with the Meaning of “Testimonial,” supra, at 249 (suggesting statement testimonial if it “performs the function of testimony”). So, the appropriate inquiry is whether a statement serves the function of testimony. And a statement can function as testimony whether or not the speaker actually expects the State to use it. See In re E.H., 823 N.E.2d at 1037 (holding “the declarant’s state of mind is hardly a consideration when determining whether there has been a confrontation violation”). The actual intentions of the person who made the statement are irrelevant.
¶39 Thus, as I emphasized in Davis, the logic of Crawford demands “an objective evaluation of whether a reasonable person would know that his statements could be used to prosecute.” Davis, 154 Wn.2d at 307 (Sanders, J., dissenting). See also Chris Hutton, Sir Walter Raleigh Revived: The Supreme Court Re-Vamps Two Decades of Confrontation Clause Precedent in Crawford v. Washington, 50 S.D. L. Rev. 41, 71 (2005) (noting “the subjective standard has been overwhelmed by the objective standard”). Crawford didn’t “spell out a comprehensive definition of ‘testimonial,’ ” 541 U.S. at 68. But it did offer several helpful “formulations” of the “core, class of ‘testimonial’ statements.” Id. at 51. These include “ ‘pretrial statements
¶40 This language — reasonable, objective — inescapably implies that objective criteria distinguish testimonial and nontestimonial statements. “The proper inquiry is whether a reasonable person in the declarant’s position would anticipate the statement’s being used against the accused in investigating and prosecuting a crime.” Gonsalves, 833 N.E.2d at 558. See also Brito, 427 F.3d at 61 (“The testimonial hearsay inquiry focuses on whether a reasonable declarant, similarly situated . . . would have had the capacity to appreciate the legal ramifications of her statement.”); Horton v. Allen, 370 F.3d 75, 84 (1st Cir. 2004) (finding statement nontestimonial because not made “under circumstances in which an objective person would ‘reasonably believe that the statement would be available for use at a later trial’ ” (quoting Crawford, 541 U.S. at 51-52)); United States v. Cromer, 389 F.3d 662, 675 (6th Cir. 2004) (holding statement testimonial if “a reasonable person in the declarant’s position would anticipate his statement being used against the accused in investigating and prosecuting the crime”); People v. Cortes, 4 Misc. 3d 575, 594, 781 N.Y.S.2d 401 (2004) (holding statement testimonial if reasonable person would know it “is likely to be used in investigation or prosecution of a crime”); People v. Sisavath, 118 Cal. App. 4th 1396, 13 Cal. Rptr. 3d 753, 758 n.3 (2004) (“ [I]f the statement was given under circumstances in which its use in a prosecution is reasonably foreseeable by an objective observer, then the statement is testimonial.”). See also Friedman, Grappling with the Meaning of “Testimonial,” supra, at 249 (suggesting “statement is testimonial if it transmits information for use in litigation”). And a “reasonable person” expects the police to use an allegation of sexual assault.
C. Under an Objective Test, T.C.’s Statements Were Clearly Testimonial
¶42 Essentially, the majority holds that the State can use hearsay evidence of T.C.’s statements as testimony because she cannot testify herself. But hearsay evidence of an out-of-court statement is simply a “ ‘weaker substitute for live testimony.’ ” State v. Rohrich, 132 Wn.2d 472, 480, 939 P.2d 697 (1997) (quoting United States v. Inadi, 475 U.S. 387, 394, 106 S. Ct. 1121, 89 L. Ed. 2d 390 (1986)). The confrontation clause prohibits the introduction of hearsay evidence of a child’s out-of-court statement after the child testifies. Rohrich, 132 Wn.2d 472. Perversely, the majority permits it when the child never testifies at all. T.C. said out-of-court exactly what the State would expect her to say on the stand. And if a statement is testimonial in court, it is testimonial at home, too. Cf. Friedman & McCormack, 150 U. Pa. L. Rev., supra, at 1242 (suggesting “if any significant time has passed since the events it describes, the statement is probably testimonial”).
¶43 Obviously, an incompetent child witness like T.C. can’t herself form subjective expectations regarding the future use of her statements. But the “intent of the declarant” cannot determine whether a statement is testi
¶44 While a statement “generated by a desire to bear witness” is testimonial, a “call for help to be rescued from peril” is not. Davis, 154 Wn.2d at 301. But how to distinguish one from another? The answer is elementary. “Any assertion, taken as the basis of an inference to the existence of the matter asserted, is testimony, whether made in court or not.” 2 John Henry Wigmore, Evidence in Trials at Common Law § 479, at 640 (James H. Chadbourn rev. ed., 1979), quoted in In re E.H., 823 N.E.2d at 1036. Thus, a statement “offered to prove the truth of the matter asserted” is testimonial. In re E.H., 823 N.E.2d at 1036. Cf. Dutton v. Evans, 400 U.S. 74, 88, 91 S. Ct. 210, 27 L. Ed. 2d 213 (1970). And a statement “used to prove merely that the statement had been made” is not. Dutton, 400 U.S. at 88. But the State did not offer hearsay evidence of T.C.’s statements merely to prove she made them. It offered hearsay evidence of those statements as proof of what they asserted, intending them to implicate Shafer. Consequently, the statements were clearly testimonial.
¶45 Of course, some casual, incidental statements are nontestimonial. See Crawford, 541 U.S. at 51. Areasonable, competent person expects a statement to “be available for use at a later trial” only if there’s reason to believe it concerns a criminal violation. And a seemingly innocuous statement may ultimately prove relevant to a criminal
f 46 A crime report is a testimonial statement, but an “excited utterance . . . ‘made without reflection or deliberation’ ” is not. Davis, 154 Wn.2d at 301 (quoting People v. Corella, 122 Cal. App. 4th 461, 18 Cal. Rptr. 3d 770, 776 (2004)). But T.C. wasn’t in danger when she made the statements to her mother and Doroshenko. She didn’t make an “excited utterance.” She reported an alleged crime as best she was able, by telling her mother it took place. See Friedman, Grappling with the Meaning of “Testimonial,” supra, at 271 (noting that “narrative statements by victims of completed crimes almost certainly are made with anticipation of prosecutorial use”). T.C. may not have understood the gravity of her statements. But a reasonable, competent person in her position certainly would. Her allegations of sexual assault were testimonial because a reasonable person would expect them to function as testimony. Therefore, the court should not have admitted hearsay evidence of them.
¶47 Consequently, I dissent.
An analogous provision in the Washington Constitution guarantees a criminal defendant “the right... to meet the witnesses against him face to face .. . .” Wash. Const, art. I, § 22. I agree with the concurrence that this provision may