STATE of Missouri, Respondent, v. Vanessa J. SEVERE, Appellant.
No. SC 89948.
Supreme Court of Missouri, En Banc.
Jan. 12, 2010.
301 S.W.3d 62 | 640
MICHAEL A. WOLFF, Judge.
Rehearing Denied March 2, 2010.
Chris Koster, Attorney General, Richard A. Starnes, Asst. Attorney General, Jefferson City, MO, for respondent.
MICHAEL A. WOLFF, Judge.
Vanessa Severe was charged with driving while intoxicated (DWI) and, because of two prior offenses, she was charged as a persistent offender. The persistent offender statute—which raises the offense from a misdemeanor to a class D felony—requires the state to present evidence to the trial court of her prior convictions and
While the appeal of her conviction was pending, this Court decided Turner v. State, 245 S.W.3d 826 (Mo. banc 2008), which held that a municipal DWI plea that resulted in a suspended imposition of sentence could not be used to enhance the offense to a class D felony.
Severe is guilty of DWI, and there is no cause for a new trial. But Turner requires that Severe‘s felony conviction be reversed and that, as in Turner, the case be remanded for re-sentencing. The question presented here is whether, on remand of Severe‘s conviction to the trial court, the state may offer evidence of other alcohol-related offenses that were not presented before the original trial.1
Because of the timing requirement of the statute—which requires the trial court to determine persistent offender status before the case is submitted to the jury—there is no opportunity for the state to have a twice-bitten apple.
The judgment is reversed, and the case is remanded.
Facts and Procedural History
Vanessa Severe and Steve Gabriel were driving in Gentry County when their car flipped into a ditch in January 2007. Passersby who helped get Severe and Gabriel out of the car reported that they smelled beer and saw beer cans in the car. Severe admitted that she was driving. At the hospital, Trooper Jason Cross noticed that Severe had a strong odor of alcohol, that her eyes were bloodshot and that her speech was slurred. He performed several field sobriety tests on which she performed poorly. Severe agreed to take a breath test but gave a sample too small to make a measurement.
Severe was charged by amended information as a persistent DWI offender with one count of DWI. Before submitting the case to the jury, the trial court found Severe to be a prior and persistent DWI offender based on the state‘s submission of two prior alcohol related-convictions.
The first prior conviction was a Missouri municipal violation from 1999 in which Severe pleaded guilty to DWI and received a suspended imposition of sentence. The second was a Gentry County charge of the class B misdemeanor of driving while intoxicated to which Severe pleaded guilty and received a $350 fine plus the payment of all court costs. Severe presented no evidence, and the jury returned a verdict finding her guilty of DWI. She was sentenced as a persistent DWI offender to three years imprisonment. Severe appeals.
While her appeal was pending, this Court decided Turner v. State, 245 S.W.3d 826 (Mo. banc 2008), in which this Court held that a prior municipal DWI conviction that resulted in a suspended imposition of sentence could not be used to enhance a conviction for driving while intoxicated.
After opinion in the court of appeals, this Court granted transfer and has jurisdiction.
Standard of Review
Any issue that was not preserved can only be reviewed for plain error, which requires a finding that manifest injustice or a miscarriage of justice has resulted from the trial court error. State v. McLaughlin, 265 S.W.3d 257, 262 (Mo. banc 2008).
Analysis
Severe was charged as a persistent offender pursuant to
The state argues that under controlling law at the time of Severe‘s trial, it presented sufficient evidence to support the finding that Severe was a persistent offender. While Severe‘s case was pending on appeal, this Court decided Turner v. State, which the state argues changed the law. In Turner the defendant was found in the trial court to be a persistent offender where one of the two prior intoxication-related offenses used to prove his status as a persistent offender was a prior municipal offense that resulted in a suspended imposition of sentence (SIS). Turner, 245 S.W.3d at 826-27. Turner argued there were two conflicting provisions within
In Turner, this Court made no new law; it merely clarified the language of an exist
An “intoxication-related traffic offense” is driving while intoxicated ... or driving under the influence of alcohol or drugs in violation of state law or a county or municipal ordinance, where the defendant was represented by or waived the right to an attorney in writing.
Yet,
A conviction of a violation of a municipal or county ordinance in a county or municipal court for driving while intoxicated or a conviction or plea of guilty or a finding of guilty followed by a suspended imposition of sentence, suspended execution of sentence, probation or parole or any combination thereof in a state court shall be treated as a prior conviction. (Emphasis added).
Under
According to the state, at the time of Severe‘s trial, the state was following the law as interpreted in State v. Meggs, 950 S.W.2d 608 (Mo.App.1997). Although in Meggs, the court of appeals interpreted
When presenting evidence against a defendant charged with a crime, the language of the statute is of paramount importance. Here, Turner created no new law. The state was on notice by the plain language of
The state relies on State v. Cobb, 875 S.W.2d 533 (Mo. banc 1994), for the proposition that it is permissible to present additional evidence on remand for resentencing. In Cobb, the defendant was convicted of DWI and sentenced as a persistent offender based on evidence of two prior intoxication-related offenses. While Cobb‘s case was pending on appeal, this Court decided Stewart, which held that persistent offender status must be proven by proof of three prior convictions. As a result, Cobb argued that the state failed to establish his status as a persistent offender and that allowing the state to introduce additional evidence on remand of additional DWI offenses would violate his Fifth Amendment right against double jeopardy. Id. at 534. This Court held, however, that double jeopardy did not bar the state from presenting new evidence at re-sentencing to establish that Cobb was a persistent offender. Id. at 537.
Though Cobb may seem factually similar to the case at hand, Cobb did not involve the statutory timing issues that are dispositive in this case, and there was no discussion of them in the opinion.
This Court first addressed the issue of whether allowing the state to present evidence of prior offenses on remand violates the timing requirements of
More recently, this Court re-emphasized this principle in Teer, 275 S.W.3d at 262. Teer was involved in an alcohol-related automobile accident and was found guilty by a jury of four counts of involuntary manslaughter and one count of second-degree assault. Id. at 260. The court allowed the state to amend the information to charge Teer as a prior offender after the case was submitted to the jury but before the verdict. Id. Because Teer‘s status as a prior offender was not pleaded and proven prior to the case‘s submission to the jury, this Court held that the proce
The state asks us to create an exception to Emery‘s rule prohibiting further evidence of prior offenses on remand in cases where the prosecutor presented evidence that was sufficient to prove the prior offenses at the time of trial but that subsequently are declared to be insufficient by a supposedly new interpretation of the law. The statutory language provides no such exception. Such an exception would give the state “two bites at the apple” when the statute allows only one bite. If there were other potential convictions to be used at trial, the state should have presented that evidence before the cause was submitted to the jury.
Conclusion
Allowing the state to present new evidence on remand would contravene the language of
The judgment of the circuit court is reversed, and the case is remanded.
RICHARD B. TEITELMAN,
RUSSELL, FISCHER and LAURA DENVIR STITH, JJ., concur.
BRECKENRIDGE, J., dissents in separate opinion filed.
PRICE, C.J., concurs in opinion of BRECKENRIDGE, J.
PATRICIA BRECKENRIDGE, Judge, dissenting.
I respectfully dissent. Today, the Court mandates that prosecutors second guess the holdings of appellate courts and submit evidence in anticipation of a post-trial change in the standard of proof. In so ruling, the Court adopts a special rule applicable only to the DWI prior and persistent offender statutes that is contrary to this Court‘s precedent and unfairly impedes the state‘s efforts to keep repeat drunk drivers off Missouri‘s roads. In contrast, on the finding that Vanessa Severe‘s claim of error is meritorious, I would follow precedent and remand the case to the trial court for additional proceedings during which the state can present evidence under the new standard of proof to show that Ms. Severe is a persistent DWI offender.
Ms. Severe was charged with the class D felony of DWI for acts that occurred January 12, 2007. The information filed against her also charged that she was a prior and persistent offender under
As noted by the majority, a persistent DWI offender under
At trial, as required by
While her appeal was pending, this Court ruled in Turner v. State that conflicting subsections in
When an appellant is successful in challenging the standard of proof for a criminal offense, the remedy is to remand the case for retrial under the proper standard of proof. State v. Cobb, 875 S.W.2d 533, 537 (Mo. banc 1994). In Cobb, the trial court found the defendant to be a persistent DWI offender because the state proved two prior intoxication-related offenses committed within a ten-year period. Id. at 534. While Cobb‘s case was pending on appeal, this Court decided State v. Stewart, 832 S.W.2d 911 (Mo. banc 1992), which held that Missouri‘s persistent DWI
The remedy imposed by this Court in Cobb is consistent with the general principle that, when an appellant is successful in proving error on appeal, the remedy depends on the type of error that warranted reversal. State v. Wood, 596 S.W.2d 394, 397-98 (Mo. banc 1980). “[R]eversal for trial error, as distinguished from evidentiary insufficiency, does not constitute a decision to the effect that the government has failed to prove its case.... [I]t is a determination that a defendant has been convicted through a judicial process which is defective in some fundamental respect, e.g., incorrect receipt or rejection of evidence, incorrect instructions, or prosecutorial misconduct.” Burks v. U.S., 437 U.S. 1, 15, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978). “When this occurs, the accused has a strong interest in obtaining a fair readjudication of his guilt free from error, just as society maintains a valid concern for insuring that the guilty are punished.” Id. In a defective judicial process case, double jeopardy is not implicated by the prosecution‘s second opportunity to try the defendant. Id. at 18, 98 S.Ct. 2141. On remand for trial error, the state may build its case by presenting new evidence on any element. Lockhart v. Nelson, 488 U.S. 33, 42, 109 S.Ct. 285, 102 L.Ed.2d 265 (1988).
In determining that the state should be precluded from presenting evidence of any other prior intoxication-related offenses of Ms. Severe on remand, the majority opinion treats this case as though it is an insufficiency of the evidence case. It is not. It is an erroneous application of the law regarding the standard of proof for DWI prior and persistent offender status. That is a matter of judicial error, not insufficiency of the evidence, and the state should be able to present new evidence on remand.
The concept of whether the prosecutor should be permitted to rely on this Court‘s rulings in deciding what evidence to present is analyzed in Wood, where evidence was admitted improperly. Wood, 596 S.W.2d at 398-99. Even though questions going to sufficiency of the evidence as well as trial error were raised on appeal, this Court held:
The prosecution in proving its case is entitled to rely on the rulings of the court and proceed accordingly. If the evidence offered by the State is received after challenge and is legally sufficient to establish the guilt of the accused, the State is not obligated to go further and adduce additional evidence that would be, for example, cumulative. Were it otherwise, the State, to be secure, would have to assume every ruling by the trial court on the evidence to be erroneous and marshal[l] and offer every bit of relevant and competent evidence. The practical consequences of this would adversely affect the administration of justice, if for no other reason, by the time that would be required for preparation and trial of every case.
Id. Erroneous admission of evidence does not preclude retrial “even though when such evidence is discounted there may be evidentiary insufficiency.” State v. Kinkead, 983 S.W.2d 518, 519 (Mo. banc 1998). These concepts apply equally to erroneous application of the standard of proof as to error in admitting evidence.
By precluding the state from presenting evidence on remand, the majority creates a special remedy for judicial error in DWI prior and persistent offender cases. It misinterprets
In this case, the prosecutor‘s conduct does not violate the holdings of State v. Emery or State v. Teer. 95 S.W.3d 98 (Mo. banc 2003); 275 S.W.3d 258 (Mo. banc 2009).4 In those cases, this Court held that to sentence a defendant as a prior and persistent offender, the state must present evidence to prove the status before the case is submitted to the jury. Emery, 95 S.W.3d at 101; Teer, 275 S.W.3d at 261. When the state fails to offer this evidence at the proper time, it may not present evidence of the alleged prior and persistent offender status on remand because such an opportunity would violate the timing requirement of the statute. Emery, 95 S.W.3d at 101; Teer, 275 S.W.3d at 261.
This case is distinguishable from Emery and Teer. In Emery, the state failed to offer any evidence of the defendant‘s persistent offender status at trial. 95 S.W.3d at 101. In Teer, the state presented the evidence after the case had been submitted to the jury. 275 S.W.3d at 260. In this case, there was no prosecutorial laxity. The state properly and timely offered evidence of Ms. Severe‘s persistent offender status. The state complied with the mandatory pleading and proof requirements of
To support its conclusion, the majority opinion wrongfully states that ”Turner created no new law.” Turner overruled Meggs. This Court was not bound to follow the court of appeals interpretation of
In further justifying its holding, the majority says that the state should not be given “two bites at the apple” by being permitted to have the case remanded so it could present evidence of other DWI convictions of Ms. Severe. That rationale invokes concepts of fairness and in doing so the majority ignores the fact that it is granting Ms. Severe plain error relief. Ms. Severe did not preserve her challenge to the standard of proof by raising the issue at trial. While I agree that is it fundamentally fair to grant Ms. Severe plain error relief in light of this Court‘s holding in Turner, it is fundamentally unfair to require the state to predict a post-trial change in the standard of proof when that issue never was raised at trial. I do not agree that the language of the statute alone should have put the state on notice that it could not rely on the standard of proof established by Meggs.
The majority‘s opinion is contrary to precedent and unfairly precludes the state from offering evidence of Ms. Severe‘s prior DWI convictions on remand. The adjudication that Ms. Severe was a persistent offender was reversed because the trial court used an erroneous standard of proof, and on remand the state should be permitted to present additional evidence. Such an outcome does not offend the timing requirement for presenting of evidence of prior and persistent offender status at trial imposed by
