STATE of Wisconsin, Plaintiff-Respondent, v. John C. SETAGORD, Defendant-Appellant-Petitioner. STATE of Wisconsin, Plaintiff-Respondent, v. Charles C. DOWNING, Defendant-Appellant.
Nos. 95-0207-CR, 96-1264-CR
Supreme Court of Wisconsin
Decided July 1, 1997.
565 N.W.2d 506 | 211 Wis. 2d 397
ABRAHAMSON, C.J. and BRADLEY, J., join.
For the plaintiff-respondent the cause was argued by David J. Becker, assistant attorney general, with whom on the brief was James E. Doyle, attorney general.
No. 96-1264-CR: For the defendant-appellant there were briefs and oral argument by Robert T. Ruth, Madison.
For the plaintiff-respondent the cause was argued by David J. Becker, assistant attorney general, with whom on the brief was James E. Doyle, attorney general.
¶ 1. JANINE P. GESKE, J. For their roles in a 1991 hostage-taking and attempted jailbreak, John C. Setagord (Setagord) and Charles C. Downing (Downing) received mandatory life sentences, with parole eligibility dates far beyond their respective anticipated life spans. Setagord seeks review of a court of appeals’ decision affirming the circuit court‘s imposition of a parole eligibility date of October 21, 2091. On a motion to bypass the court of appeals, Downing appeals the circuit court‘s imposition of a parole eligibility date of October 21, 2177.
¶ 2. Both defendants argue that
FACTS AND PROCEDURAL HISTORY
¶ 3. The relevant facts are not in dispute. Setagord and Downing unsuccessfully attempted to escape from the Dane County Jail with a third inmate, Juan Ruiz, on October 20, 1991. Setagord, Downing and Ruiz took Deputy Julie McReynolds hostage during a jailbreak attempt. During the seizure, both Setagord and Downing struck McReynolds. She was tied up by her hands and feet. Setagord threatened several times to kill McReynolds, and also threatened to break her legs. Deputy McReynolds was released after thirteen hours of confinement, and after sustaining a cut to the head, bruises and a knee injury. During the early part of the escape attempt, Downing struck another deputy several times with a cribbage board.
¶ 4. The State filed a criminal complaint that charged Downing, Setagord and Ruiz with the Class A felony of taking a hostage, as a party to a crime, in violation of
¶ 5. Setagord and Downing each reached plea agreements with the State following a half day of trial testimony on May 19, 1992. Setagord entered a plea of no contest to the hostage-taking charge and guilty to the other two charges in return for dismissal of the repeater allegation on the hostage-taking charge. Downing entered a plea of no contest to the charges in return for dismissal of the repeater allegation on the hostage-taking charge.
¶ 6. On August 28, 1992, the Circuit Court for Dane County, Robert R. Pekowsky, conducted a sentencing hearing for Setagord. The circuit court sentenced Setagord to life in prison without parole for the hostage-taking charge, and to 11 years for each of the other two charges. Setagord appealed the sentence of life without parole. The court of appeals reversed that sentence,2 holding that
¶ 7. The court of appeals upheld Setagord‘s parole eligibility date. State v. Setagord, No. 95-0207-CR, unpublished op. (Wis. Ct. App. July 11, 1996) (hereinafter Setagord II). The court held that
¶ 8. Like Setagord, Downing was initially sentenced by Judge Pekowsky. At the January 19, 1993, sentencing hearing, the State asked that “Mr. Downing be sentenced to serve the rest of his life in prison with no opportunity for parole.” The circuit court sentenced Downing to life imprisonment without parole on the hostage-taking charge, to be served consecutively to the sentences he was already serving. In addition, the court sentenced Downing to three consecutive five-year sentences on the remaining charges. Downing appealed, arguing that the circuit court erred in imposing a life sentence without parole. The court of appeals reversed, and remanded for resentencing based on its decision in Setagord I. State v. Downing, unpublished op. (Wis. Ct. App. May 18, 1995).
¶ 9. The circuit court conducted a resentencing hearing on November 8, 1995. At that time, the State asked the court to ensure that Downing never again be a free man. The circuit court agreed to follow the State‘s recommendation, and sentenced Downing to life imprisonment with a parole eligibility date of October 21, 2177, on the hostage-taking charge. The circuit court also reimposed the five-year consecutive sentences on the other charges. Downing again appealed, arguing that
¶ 10. The principal question presented by both Setagord and Downing involves interpretation of a
¶ 11. Setagord contends that
¶ 12. A statute is ambiguous when it is capable of being understood in two or more different senses by reasonably well-informed persons. Wagner Mobil, Inc. v. City of Madison, 190 Wis. 2d 585, 592, 527 N.W.2d 301 (1995). However, a statute is not rendered ambiguous merely because the parties disagree as to its meaning. Id. If a statute is ambiguous, we look to the scope, history, context, subject matter, and object of the statute in order to ascertain legislative intent. However, resort to legislative history is not appropriate in the absence of a finding of ambiguity. See Cynthia E. v. LaCrosse County Human Services Dep‘t, 172 Wis. 2d 218, 229, 493 N.W.2d 56 (1992).
¶ 13. These cases present a question of first impression. We upheld
STATUTORY INTERPRETATION
¶ 14. We begin with the premise that sentencing is a matter of legislative policy. In Matter of Judicial Administration: Felony Sentencing Guidelines, 120 Wis. 2d 198, 203, 353 N.W.2d 793 (1984). The legislature decides whether and to what degree the sentencing court‘s discretion should be limited. 120 Wis. 2d at 203. The legislature conveys its intent as to sentencing policy, and the extent of judicial sentencing discretion, by enacting sentencing statutes. At the time Setagord and Downing took Deputy McReynolds hostage, the sentencing statute at issue here provided:
... the court shall make a parole eligibility determination...(b)... Under this subsection, the court may set any later date than that provided in s. 304.06(1) ...
¶ 16. The statute does not set, however, a maximum date for a convicted felon‘s parole eligibility. The only qualification expressed by the term “any later date” is a minimum eligibility date. We conclude that the only reasonable reading of the plain language of the statute is that the legislature unambiguously set a minimum, but not a maximum, date for parole eligibility.
¶ 17. Setagord contends, however, that this sentencing statute is ambiguous, and, taking into account rules of statutory interpretation and construction, must be read to authorize a parole eligibility date reasonably less than the functional equivalent of life without parole.
¶ 18. Setagord first makes a comparative argument, juxtaposing
¶ 19. Setagord also points to two federal court decisions that found sentencing statutes ambiguous. In United States v. Fountain, 840 F.2d 509 (7th Cir.), cert. denied, 488 U.S. 982 (1988),6 the court considered a defendant‘s challenge to a 150-year sentence for conspiracy to commit murder, with parole eligibility after 50 years. The sentence effectively denied parole. The
¶ 20. In United States v. Martin, 63 F.3d 1422, 1434 (7th Cir. 1995), the court held that where a statutory scheme expressly deprives a court of the possibility of imposing a life sentence, it is an abuse of discretion for the court to impose a life sentence by sentencing the defendant to a term of years that exceeds his or her life expectancy.
¶ 21. Neither federal case cited by Setagord persuades us that
¶ 22. Neither the facts nor the law in Martin are analogous to the cases before us. In Martin, the statute expressly precluded the court from imposing a life sentence. An indirect route to the same result was therefore improper. Here, however, the legislature has not expressly precluded courts from imposing an effective life sentence on persons such as Setagord and Downing.
¶ 23. The intent of the Wisconsin legislature expressed in this statute thus stands in contrast to Congress’ express intent underlying the federal statute at issue in Martin. By enacting
¶ 24. Setagord next makes an argument interpreting the term “any” in the context of the other language in
¶ 25. In a decision issued after these cases were argued, we considered another statutory use of the term “any.” State v. Sweat, 208 Wis. 2d 409, 561 N.W.2d 695 (1997). In that case we analyzed language in the restitution statute,
¶ 27. Downing additionally suggests that there is a violation of the separation of powers doctrine if we engage in this plain reading of the statute and allow the sentences here to stand. We disagree.
¶ 28. A person convicted of a crime has no legal or constitutional right to parole. Borrell, 167 Wis. 2d at 764. Simply because the legislature has provided the possibility of parole creates “no more than a mere hope that the benefit will be obtained.” Id. at 771-72 (citations omitted). Thus, parole is a statutory privilege, and not a constitutional right. In Borrell we concluded that “the court‘s authority under sec. 973.014 to determine the parole eligibility date of a person convicted and sentenced to life imprisonment does not encroach upon or unduly burden the executive branch‘s authority to grant pardons, commute sentences, or grant parole.” 167 Wis. 2d at 770. The Parole Board‘s power to grant parole release is not initiated until the prisoner reaches his or her parole eligibility date. Id. at 770. We satisfied ourselves in Borrell that the Parole Board‘s authority to grant parole release is not circumscribed by
¶ 30. We have previously considered constitutional challenges to this statute, including a separation of powers challenge. Borrell, 167 Wis. 2d at 762. We did not engage in statutory construction. Instead, we reviewed the plain language of the statute to first consider whether this provision violated the separation of powers doctrine. 167 Wis. 2d at 766-67. From that plain language, we discerned a legislative intent to allow the sentencing court to use its discretion in setting a parole eligibility date later than the statutory minimum where the circumstances warrant. Id. at 767. We concluded that the legislature acted in such a manner because it realized that the sentencing court is in a better position to assess the particular facts and circumstances of each case and of each defendant. Id. We invoke Borrell‘s analysis here, and hold that a plain reading of
¶ 31. Finally, both Setagord and Downing contend that if we find the statute ambiguous, and Setagord urges that we must, we should observe the Rule of Lenity and construe the statute in their favor. The Rule of Lenity only comes into play after two condi-
¶ 32. We recognize that the court of appeals in Setagord II determined that the statute was ambiguous. While we have due respect for the court of appeals’ analysis, a division of judicial authority over the proper construction of a statute does not, ipso facto, render it ambiguous. Reno v. Koray, 115 S. Ct. 2021, 2029 (1995) (ruling that Bail Reform Act of 1984 is not ambiguous for purposes of lenity merely because circuit courts split over its construction).
EXERCISE OF DISCRETION IN SENTENCING
¶ 33. Because we conclude that
¶ 34. The primary factors a court considers in fashioning a sentence are the gravity and nature of the offense, including the effect on the victim, the character of the offender, including his or her rehabilitative needs and the interests of deterrence, and the need to protect the public. State v. Carter, 208 Wis. 2d 142, 156, 560 N.W.2d 256 (1997). See also State v. Sarabia, 118 Wis. 2d 655, 673-74, 348 N.W.2d 527 (1984).9 The sentence imposed should represent the minimum amount of custody consistent with those factors. Borrell, 167 Wis. 2d at 764.
¶ 35. The factors that a sentencing court considers when imposing a sentence are the same factors that influence the determination of parole eligibility. Borrell, 167 Wis. 2d at 774. Parole eligibility date determinations are reviewable under the same standard as are other sentencing decisions. 167 Wis. 2d at 778. Thus, we limit our review to determining whether there has been an erroneous exercise of discretion. McCleary v. State, 49 Wis. 2d 263, 278, 182 N.W.2d 512 (1971); State v. Iglesias, 185 Wis. 2d 117, 517 N.W.2d 175, cert. denied, 513 U.S. 1045 (1994).
¶ 37. We next turn to Mr. Downing. Without benefit of intermediate review, we consider his assertion that the resentencing court erroneously exercised its discretion.
¶ 39. Downing asserts that “the trial court continued to pile on incarceration time after it conceded that Downing cannot possible live to serve the excessive time.” Petitioner‘s Brief at 31. Downing thus argues that the length of imprisonment imposed for the hostage-taking charge signals a disregard for the relevant sentencing factors. We disagree, and conclude that the court here properly considered and articulated the relevant factors when it resentenced Downing. The sentence imposed is not so unusual, or disproportionate, as to shock public sentiment.
¶ 40. At the resentencing hearing, the State asked the court to impose a sentence of life imprisonment, consecutive to the total 129 years imposed earlier for other charges. The State also specifically
¶ 41. Next, defense counsel reviewed with the court the pre-sentence investigation report, and the defendant‘s own statements as to the events on the day of the hostage-taking. Defense counsel also offered two letters from the Department of Corrections and two inmate performance evaluations. All four of these documents were generated in the interim between Mr. Downing‘s original sentencing and the November, 1995, resentencing hearing.
¶ 42. After receiving those documents, and the comments of counsel, the court revisited the events of the crime. The court adopted its comments made at the original sentencing.11
¶ 44. The court made further comments on Mr. Downing‘s character, finding that he demonstrated no remorse, and posed a continuing risk to society. Considering the Department of Corrections letters and positive evaluations, the court concluded that Downing could only perform at that level within a locked facility. Referring to factors considered at both hearings, the court then stated, “I knew of almost no redeeming values. I know of very few now. I know of nothing that would cause me to stray from my earlier views about your character.”
¶ 45. Finally, weighing the public protection factor, the court described the terror that Downing brought to the community, the state, and employees of the jail building during the hostage-taking. In light of all those considerations, the court followed the State‘s sentence recommendation.
¶ 46. The record, as summarized above, demonstrates that the judge here considered the comments of both counsel and the facts of the specific crime. The judge applied each of the pertinent sentencing factors, and explained the reasons for its parole eligibility determination. Based on all of the factors considered and articulated by the sentencing court, we disagree with Downing‘s contention that the sentence imposed could not have been directed at any of the relevant sentencing factors.
¶ 47. This is true despite the judge‘s remarks that “It sounds silly. It sounds far-fetched, that you have already been handed 129 consecutive years by other courts, that indeed I would add another 100, but
¶ 48. The court clearly considered that Downing showed little or no chance of rehabilitation, based on his prior criminal record and his efforts to avoid one trial and sentencing by taking a jail deputy hostage in an escape attempt. Even Downing‘s counsel admitted that Downing‘s only relevant work history occurred while he was an inmate.
¶ 49. It is important to note that the reason for Downing‘s resentencing was not that the court improperly weighed sentencing factors in the first instance. Thus, it was reasonable for the court on resentencing to adopt its prior comments, particularly those concern-
¶ 50. Based on the plain language of the statute, we hold that
By the Court.—The decision of the court of appeals is affirmed as to Setagord, and the order of the circuit court is affirmed as to Downing.
¶ 51. WILLIAM A. BABLITCH, J. (dissenting). On August 28, 1992, John Setagord was sentenced to life in prison without parole. Setagord appealed, and the court of appeals concluded that
¶ 52. In essence, the majority concludes the legislature deliberately intended to create a classic, albeit cynical, “good news, bad news” situation for the defendant when it drafted the mandate “the court shall make a parole eligibility determination . . .”
¶ 53. When interpreting this statute, one overarching principle must guide the court‘s analysis—the legislature sets sentencing policy. It is well settled that “the court‘s sentencing power is derived solely from the statutes and . . the courts must adhere to statutory limits when fashioning sentences.” State v. Sepulveda, 119 Wis. 2d 546, 553, 350 N.W.2d 96 (1984) (footnote omitted). In other words, the sentencing court can only impose a sentence if that sentence is authorized by the legislature. By imposing a sentence not authorized by
¶ 54. The majority concludes that by its use of the phrase “any later date” in
¶ 55. Ignoring this rule, the majority analyzes only one part of
the court shall make a parole eligibility determination. . .(b). . .Under this subsection, the court may set any later date than that provided in s. 304.06(1).
Majority opinion at 407. However, at the time of Setagord‘s sentencing,
(1) Except as provided in sub. (2), when a court sentences a person to life imprisonment for a crime committed on or after July 1, 1988, the court shall make a parole eligibility determination regarding the person and choose one of the following options:
(a) The person is eligible for parole under s. 304.06(1).
(b) The person is eligible for parole on a date set by the court. Under this paragraph, the court may set any later date than that provided in s. 304.06(1), but may not set a date that occurs before
the earliest possible parole eligibility date as calculated under s. 304.06(1).3 (Emphasis added.)
¶ 56. By analyzing just the underlined portion of the statute, without benefit of the context of the entire statute, the majority reaches an erroneous conclusion.
¶ 57. This court recently visited a similar problem of statutory interpretation. In State v. Sweat, 208 Wis. 2d 409, 561 N.W.2d 695 (1997), we interpreted the phrase “any defense available in a civil action” as used in
¶ 58. A statutory provision is ambiguous if reasonable minds could differ as to its meaning. Sweat, 208 Wis. 2d at 416. Here, the court concludes that “any” when modifying “later date” is unambiguous. And it is—when standing alone. However, when read in conjunction with other provisions in
¶ 59. One reasonable interpretation of the statute is that rendered by the majority that, essentially, “any later date” means “any later date from here to eternity.” Another reasonable interpretation—and an
¶ 60. When a statute is ambiguous, several rules of statutory construction come into play. In construing
¶ 61. First, it is well-established that ambiguous, penal statutes such as
¶ 62. In sum, the burden lies with the legislature to enact a statute that clearly and unambiguously provides for the most severe criminal punishment available in Wisconsin—a sentence of life in prison without even the possibility of parole, and this statute does not clearly establish such an intent by the legislature.
¶ 63. Another fundamental rule of statutory construction supports this conclusion. Statutes are to be construed to avoid rendering any part of the statute meaningless or superfluous. State v. Achterberg, 201 Wis. 2d 291, 299, 548 N.W.2d 515 (1996). That the majority‘s interpretation violates this principle is most glaringly illustrated by the interplay of
¶ 64. A related canon of construction supports the conclusion that “any later date” does not give the circuit court the authority to impose a life sentence without parole: “Where the legislature uses two different phrases...in two paragraphs in the same section, it is presumed to have intended the two phrases to have different meanings.” Armes v. Kenosha County, 81 Wis. 2d 309, 318, 260 N.W.2d 515 (1977) (footnote omitted). See also Weber v. Town of Saukville, 209 Wis. 2d 214, 231, 562 N.W.2d 412 (1997). Since the legislature has used language in
¶ 65. This is exactly the point of a recent decision by the Seventh Circuit in an analogous situation. The federal statutes involved in United States v. Martin, 63 F.3d 1422 (7th Cir. 1995), provided that a person guilty of arson, in which death resulted, “shall” be subject to “imprisonment for any term of years, or to the death penalty, or to life imprisonment as provided in § 34 of this title.” Id. at 1432. Section 34 provided that a person shall be subject to the “death penalty or to imprisonment for life, if the jury shall in its discretion so direct.” Id.
¶ 66. Although the jury had not directed that Martin be sentenced to life in prison, the trial court imposed a term of years far beyond his life expectancy.
¶ 67. Legislative history can also be indicative of legislative intent. However, as the defendant argues, the legislative history of this statute raises more questions than it answers.
¶ 68. The original version of
¶ 69. The measure then moved back to the Assembly, where it was further amended by a provision that ultimately became the basis for the present
973.014 SENTENCE OF LIFE IMPRISONMENT; PAROLE ELIGIBILITY DETERMINATION. When a court sentences a person to life imprisonment for a crime committed on or after the effective date of this section.. [revisor inserts date], the court shall make a parole eligibility determination regarding the person and choose one of the following options:
(1) The person is not eligible for parole.
(2) The person is eligible for parole under s. 57.06(1).
(3) The person is eligible for parole on a date set by the court. The court may not set a date that occurs before the earliest possible parole eligibility date as calculated under s. 57.06(1).
(Emphasis added.) Thus, this version would have expressly authorized the sentence imposed in this case—life without possibility of parole. But, the legislature‘s Committee of Conference recommended that this option be struck;
¶ 70. Since the legislature struck a provision that would have expressly authorized precisely the sentence that was imposed here (life without parole), the remainder of the statute as enacted should not be construed as authorizing such a sentence. The legislature‘s action “strongly militates against a [judicial]
¶ 71. The State argues that a May 23, 1988 one-page memo to “File” prepared by Bruce Feustel, an attorney with the Legislative Reference Bureau, and a one-page “Drafting Request” from the “Conference” that was apparently received by Mr. Feustel on May 24 provide a clear indication of legislative intent. The Feustel memo summarized the three parole options contained in the amended Assembly version of A.B. 8 before it went to the Committee of Conference, and opined that there was “no limit” on how long parole eligibility could be deferred by a circuit court; it “could be a date 100 years in the future.”
¶ 72. I disagree with the State‘s interpretation. The Feustel memo is simply too slim a reed to support the conclusion that the legislature definitely intended to grant implicit authority to circuit courts to impose indirect life without parole sentences on the basis of ambiguous statutory language.
¶ 73. Finally, the court must recognize that the legislature knows how to create an unambiguous statute. In his brief, Setagord sets forth several examples of legislative drafting that exhibit an unambiguous legislative intent to allow the circuit court to impose a life sentence without parole, demonstrating that when the legislature intends to authorize such punishment it does so directly through plain and unambiguous language.
¶ 74. In the first example,
¶ 75. Second,
¶ 76. The legislature‘s direct authorization of life without parole sentences in these situations demonstrates that
¶ 77. The legislature amended
¶ 78. The majority‘s interpretation fails for yet another reason: since the legislature clearly knows how to authorize life without parole sentences, its command in
¶ 79. In sum, looking at the phrase “any later date” in isolation, the majority erroneously concludes that
¶ 80. I am authorized to state that Chief Justice Shirley S. Abrahamson and Justice Ann Walsh Bradley join this dissenting opinion.
Notes
Paroles from state prisons and house of correction.
(b) Except as provided in sub. (1m) or s. 161.49(2), 302.045(3) or 973.032(5), the parole commission may parole an inmate of the Wisconsin state prisons or any felon or any inmate of the Wisconsin
state prisons or any felon or any person serving at least one year or more in the Milwaukee county house of correction or a county reforestation camp organized under s. 303.07, when he or she has served 25% of the sentence imposed for the offense, or 6 months, whichever is greater. Except as provided in s. 973.014, the parole commission may parole an inmate serving a life term when he or she has served 20 years, as modified by the formula under s. 302.11 (1) and subject to extension using the formulas under s. 302.11(2). The person serving the life term shall be given credit for time served prior to sentencing under s. 973.155, including good time under s. 973.155(4). The secretary may grant special action parole releases under s. 304.02. The department or the parole commission shall not provide any convicted offender or other person sentenced to the department‘s custody any parole eligibility or evaluation until the person has been confined at least 60 days following sentencing.The person is not eligible for parole. This paragraph applies only if the court sentences a person for a crime committed on or after the effective date of this paragraph.
At the original sentencing, the court considered, among other things, the “lengthy and extremely thorough” pre-sentence report. In considering the gravity of the offense, the court noted that Downing participated in the hostage-taking as part of a planned escape from jail at a time when he was going through a trial on very serious charges. The court also considered that the crime of hostage taking was “at the peak” of seriousness.
At the original sentencing, the court also considered Downing‘s character, outlining a long and serious criminal history. The court found Downing to be one of the most antisocial persons he had encountered, and that he demonstrated no likelihood to change his behavior for the better.
The court also considered Downing‘s character in light of the need to protect the public. The court concluded that Downing was a man “who doesn‘t care about hurting people. He will do it at will whenever, for whatever purpose, to whomever if they are in his way.”
