State v. SepahiState v. Sepahi
- Reporters:
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- Before:
- Pelander
Robert Carter Olson, Pinal County Attorney, By Robert C. Brown, Florence, for Respondent.
Roberts & Rowley, Ltd., By Brian D. Strong, Mesa, for Appellant/Petitioner.
OPINION
PELANDER, J.
¶ 1 After a five-day jury trial, appellant Abraham David Sepahi was convicted of two counts of aggravated assault against K., a minor. The trial court sentenced Sepahi to two, consecutive, ten-year prison terms pursuant to
¶ 2 We affirm Sepahi‘s convictions but conclude that the trial court erred in classifying the offenses as dangerous crimes against a child and in sentencing Sepahi pursuant to
¶ 3 In his consolidated petition for review from the trial court‘s summary denial of relief on his petition for post-conviction relief, filed pursuant to
APPEAL
BACKGROUND
¶ 4 We view the facts, which are largely undisputed, in the light most favorable to sustaining the convictions. State v. Marshall, 193 Ariz. 547, ¶ 3, 975 P.2d 137, ¶ 3 (App.1998). In September 1999, Sepahi and his friend, W., both minors, approached K. and D., an adult, while the latter two were on the front porch of D.‘s trailer. W. asked D. who he was “claiming,” apparently an inquiry about what gang D. was affiliated with. D. answered that he was “a member of GD Folks,” referring to the “Gangster Disciples Folks” gang. W. then responded with an expletive, “F____ Folks.”
¶ 5 Concerned that the situation could escalate into a fight between D. and W., K. stepped off the porch and repeatedly asked W. and Sepahi to leave. Sepahi then told W. to “[h]it the bitch and get it over with.” At this, K. became agitated, began waving her arms, and threatened to fight both Sepahi and W. While K. was waving her arms, Sepahi hit her on the arm. In response, K. hit Sepahi on the head. Sepahi then stepped back, pulled out a gun from his waistband, and fired one shot, which hit K. in the stomach. Sepahi and W. then ran off.
DISCUSSION
I. Applicability of § 13-604.01
¶ 7 Sepahi challenges the trial court‘s conclusion that
¶ 8 Section 13-604.01 requires enhanced penalties for persons convicted of “dangerous crimes against children.” The statute sets forth various offenses that, if “committed against a minor who is under fifteen years of age,” constitute “[d]angerous crime[s] against children.”
¶ 9 Relying primarily on State v. Williams, 175 Ariz. 98, 854 P.2d 131 (1993), and State v. Jansing, 186 Ariz. 63, 918 P.2d 1081 (App. 1996), Sepahi argues that his offenses were not dangerous crimes committed against a child because ”
¶ 10 In Williams, the court “reject[ed] the state‘s contention that committing an offense `against’ a child within the meaning of
¶ 11 This case clearly satisfies the Williams requirement that Sepahi‘s “conduct [was] focused on, directed against, aimed at, or target[ed] a victim under the age of fifteen.” Id. By pointing his gun at K., a minor under the age of fifteen, and shooting her in the stomach, Sepahi clearly “aimed at” and “targeted” K. Id. Indeed, the
¶ 12 That Sepahi committed offenses prescribed in
Given the list of crimes, and the language “against a minor,” a fair construction of the statute is that it refers to crimes in which a child is the target of the criminal conduct. That is to say, a dangerous crime against a child is a crime against a child qua child.... This supports the meaning that a crime against a child is a crime against a child as a child or in the capacity of a child.
175 Ariz. at 101, 854 P.2d at 134. The court further noted:
The legislative history indicates quite clearly that the enactment of
§ 13-604.01 was calculated to reach criminals who prey specifically upon children.... Of particular concern was the perceived recidivist nature of the people who commit these crimes.We conclude, as we have before, that the legislature, in enacting
§ 13-604.01 , was attempting to respond effectively to those predators who pose a direct and continuing threat to the children of Arizona. The lengthy periods of incarceration are intended to punish and deter those persons, and simultaneously keep them off the streets and away from children for a long time. The special penalties . . . are calculated to deal with persons peculiarly dangerous to children.
Id. at 102-03, 854 P.2d at 135-36 (footnote omitted); see also Jansing, 186 Ariz. at 70, 918 P.2d at 1088, quoting Williams, 175 Ariz. at 102, 854 P.2d at 135 (“To be guilty of a dangerous crime against children, . . . [t]he defendant must `prey specifically upon children.‘“).
¶ 13 In Samano, Division One of this court extended that reasoning beyond the context of intoxicated drivers. The defendant in that case was charged with and convicted of, inter alia, kidnapping a two-year-old child, a dangerous crime against children pursuant to
¶ 14 We reach that same conclusion and result here. As the trial court specifically found at sentencing, Sepahi clearly directed his criminal acts against a targeted victim under the age of fifteen. But there was no evidence that Sepahi is “peculiarly dangerous to children” or otherwise “pose[s] a direct and continuing threat to the children of Arizona.” Williams, 175 Ariz. at 102-03, 854 P.2d at 135-36. Nor was there any evidence that Sepahi “prey[ed] upon or focuse[d] on or target[ed K.] as a child.” Samano, 198 Ariz. 506, ¶ 18, 11 P.3d 1045, ¶ 18. Indeed, the trial court specifically noted at sentencing:
There is no proof of record in any manner, particularly in light of the psychologist and psychiatrist‘s letters that were submitted that [Sepahi is] a predator of children or that the targeted group of [his] actions were [sic] at the time of the incident or at any other time chosen because
they were children; that is, [his] victim was not a child qua child. . . . There [also] is no proof the incident was anything other than a one-time incident attributable in large part to the use of illegal substances and youthful . . . hubris,. . . or arrogance and lack of self-control.
¶ 15 In keeping with Williams and Samano, we conclude that
II. Applicability of § 13-116
¶ 16 Sepahi also contends the double punishment prohibition in
¶ 17 Section 13-116 provides in pertinent part: “An act or omission which is made punishable in different ways by different sections of the laws may be punished under both, but in no event may sentences be other than concurrent.” (Emphasis added.) Because
¶ 18 The Gordon analysis preliminarily requires a determination of which crime a defendant commits is the “ultimate crime,” that is, “the [crime] that is at the essence of the factual nexus and that will often be the most serious of the charges.” Gordon, 161 Ariz. at 315, 778 P.2d at 1211. This court has noted that it is “difficult, if not impossible” to determine the ultimate crime for purposes of Gordon when the defendant has been convicted of multiple crimes of the same substantive type arising out of a single criminal episode. State v. Boldrey, 176 Ariz. 378, 382 n. 3, 861 P.2d 663, 667 n. 3 (App.1993) (“In the case of a single episode involving several sexual crimes against a child Gordon is difficult, if not impossible, to apply.“). The analysis is even more difficult in cases such as this when both crimes are the same class of felony and neither crime is clearly more “serious” than the other. Therefore, we assume
¶ 19 Once a defendant‘s ultimate crime is determined, the first step of the Gordon analysis consists of “subtracting from the factual transaction the evidence necessary to convict on the ultimate charge.” Gordon, 161 Ariz. at 315, 778 P.2d at 1211. “If the remaining evidence satisfies the elements of the other crime, then consecutive sentences may be permissible under
¶ 20 Here, the evidence from the factual transaction necessary to convict Sepahi of the ultimate crime—aggravated assault resulting in serious physical injury—was that Sepahi shot K. in the stomach with a gun. Once that evidence is subtracted, there is no “remaining evidence” left to establish the elements of the other crime, aggravated assault involving a deadly weapon or dangerous instrument. See
¶ 21 Applying Gordon‘s second factor, we next “consider whether, given the entire `transaction,’ it was factually impossible to commit the ultimate crime without also committing the secondary crime. If so, then the likelihood will increase that the defendant committed a single act under
¶ 22 Finally, Gordon‘s third factor requires us to “consider whether the defendant‘s conduct in committing the lesser crime caused the victim to suffer an additional risk of harm beyond that inherent in the ultimate crime. If so, then ordinarily the court should find that the defendant committed multiple acts and should receive consecutive sentences.” Id. Sepahi‘s use of a gun exposed K. to the threat of physical injury, the same type of harm inherent in the ultimate crime. Based on all three Gordon factors, we conclude that Sepahi committed a single act and, therefore, that consecutive sentences are impermissible under
¶ 23 The trial court apparently agreed with this conclusion, noting that Sepahi‘s offenses had been “done in almost one act.” But the court nonetheless felt bound by the mandatory language of
III. Number of Jurors
¶ 24 Lastly, Sepahi contends the trial court committed fundamental error by empaneling twelve rather than eight jurors. In criminal cases, twelve jurors are required when “a sentence of death or imprisonment for thirty years or more is authorized by law.”
¶ 25 As noted above, we have concluded that Sepahi is not subject to consecutive sentences and, therefore, that he cannot receive a sentence of imprisonment of thirty years or more. See
¶ 26 Moreover, as the state also points out, any suggestion of prejudice resulting from a twelve-person jury is dubious. Obtaining a unanimous verdict of guilt probably becomes more difficult as the number of jurors increases. In any event, Sepahi cites no authority, nor are we aware of any, to support the notion that empanelment of a twelve-person jury prejudiced him or that empaneling more jurors than required constitutes fundamental error in a case such as this. Accordingly, we reject the argument.
PETITION FOR REVIEW
¶ 27 In his petition for review, Sepahi contends that he received ineffective assistance of trial counsel and that the trial court erred by dismissing that claim without holding an evidentiary hearing. We review a trial court‘s denial of post-conviction relief for an abuse of discretion. State v. Watton, 164 Ariz. 323, 325, 793 P.2d 80, 82 (1990).
¶ 28 To state a colorable claim of ineffective assistance of counsel, a defendant must show that counsel‘s performance fell below objectively reasonable standards and that the deficient performance prejudiced the defendant. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674, 693 (1984); State v. Nash, 143 Ariz. 392, 397, 694 P.2d 222, 227 (1985). If a defendant fails to make a sufficient showing on either prong of the Strickland test, the court need not determine whether the other prong was satisfied. State v. Salazar, 146 Ariz. 540, 541, 707 P.2d 944, 945 (1985). A colorable claim of post-conviction relief is “one that, if the allegations are true, might have changed the outcome.” State v. Runningeagle, 176 Ariz. 59, 63, 859 P.2d 169, 173 (1993).
¶ 29 Sepahi argues, as he did below, that his trial counsel was ineffective because counsel failed to “adequately inform [Sepahi] about the risk of trial [and his exposure to mandatory prison sentences] versus any specific plea offer made by the State.” The state responds that it never made a specific plea offer to Sepahi and, therefore, that his counsel could not have been ineffective because Sepahi had no choice but to face the risk of going to trial.
¶ 30 At issue is a conversation initiated by Sepahi‘s trial counsel during trial in April 2001, in which he suggested to the prosecutor the possibility of a plea agreement under which Sepahi would plead guilty to aggravated assault, a class three, nondangerous crime, and thereby avoid a prison sentence. At a subsequent Board of Clemency hearing in January 2002, the prosecutor stated that he had responded as follows to Sepahi‘s trial counsel‘s suggestion, “No, he has to plead to a mandatory prison offense. He almost killed this girl, it‘s a very violent offense, people are tired of kids with guns, he has to plead to a mandatory prison offense.” The prosecutor further stated at that hearing that Sepahi‘s trial counsel “was not at all interested in that” and that “the range would have been five to fifteen under the terms that I offered, a class 3 dangerous.” Several
¶ 31 Sepahi contends that the foregoing exchange between counsel during trial constituted a plea offer by the state “with sufficient terms and clarity to have compelled [his trial counsel] to, at a minimum, talk to Sepahi before rejecting the offer.” We disagree. At best, the dialogue between Sepahi‘s trial counsel and the prosecutor was the beginning of plea negotiations. Indeed, at the hearing on Sepahi‘s motion for new trial, held after Sepahi had replaced his trial counsel with his current counsel (who also has represented him in all Rule 32 proceedings below and in this court), Sepahi‘s counsel withdrew the argument that Sepahi had received ineffective assistance of counsel, noting that the prosecutor had only engaged in a “verbal plea negotiation rather than [having made] a firm offer.”
¶ 32 As Sepahi correctly acknowledges, “a criminal defendant has no constitutional right to plea bargain.” State v. Donald, 198 Ariz. 406, ¶ 14, 10 P.3d 1193, ¶ 14 (App.2000). “But once the State engages in plea bargaining, the defendant has a Sixth Amendment right to be adequately informed of the consequences before deciding whether to accept or reject the offer.” Id. And, “`[d]efense counsel has a duty to communicate . . . not only the terms of a plea bargain offer, but also the relative merits of the offer compared to the defendant‘s chances at trial.‘” Id. at ¶ 9, quoting Commonwealth v. Napper, 254 Pa.Super. 54, 385 A.2d 521, 524 (1978).
¶ 33 These principles come into play, however, only if and when the state extends a particular plea offer to a defendant. Here, the prosecutor‘s response to the plea bargain overtures of Sepahi‘s trial counsel, that Sepahi “would be required to plead to a dangerous offense that mandated prison,” lacked the specificity required to constitute a plea offer about which Sepahi‘s counsel was required to inform Sepahi. That the prosecutor‘s affidavit characterized his response as a “counteroffer” does not alter that conclusion.
¶ 34 Because Sepahi failed to show that the prosecutor had made a definite, concrete plea offer, Sepahi failed to show that his trial counsel‘s conduct was deficient. We also note that, because Sepahi is not subject to consecutive sentences and will be resentenced on remand, any prejudice resulting from the alleged ineffectiveness of his trial counsel is questionable. In sum, Sepahi failed to state a colorable claim of ineffective assistance of counsel; therefore, the trial court did not abuse its discretion in denying relief without a hearing.
DISPOSITION
¶ 35 We affirm Sepahi‘s convictions but vacate his sentences because
ESPINOSA, C.J. and DRUKE, P.J., concurring.