Thе defendant below and appellant herein, Frederick Sears, Jr., was sentenced following a guilty plea to wanton endangerment involving a firearm. He now appeals the sentence entered against him. The defendant asserts the circuit court violated double jeopardy principles by applying the parole eligibility requirements of W.Va.Code, 62-12-13(a)(1)(A) (1988), when sentencing under the wanton endangerment involving a firearm statute contained in W.Va.Code, 61-7-12 (1994). Because the circuit court impermissi-bly enhanced the defendant’s parole eligibility requirements, we remand for resentencing consistent with this opinion.
I.
FACTS AND PROCEDURAL HISTORY 1
On
The defendant entered into a plea agreement with the State and pleaded guilty on April 24, 1995, to Count III of the indictment, which alleged the defendant committed the offense of wanton endangerment involving a firearm by “unlawfully, wantonly and
On May 1, 1995, the circuit court conducted a hearing where it gave the defendant an opportunity to withdraw his plea, explained possible sentencing options, and made a specific finding that the defendant used a firearm in the commission of his crime. The defendant declined to withdraw his plea and informed the court that he understood the sentencing possibilities. Defense counsel then questioned the applicability of W.Va. Code, 62-12-13(a)(l)(A). Under this statute, individuals found to have used a firearm in the commission of their crimes are ineligible for parole until three years or the full sentence has been completed, whichever is less. Defense counsel asserted this provision is a sentence enhancement and it was inappropriate to apply it in this case. The circuit court instructed defense counsel to brief the issue on or before May 10, 1995. A brief was submitted by defense counsel on May 9, 1995.
On May 12,1995, the circuit court conducted a sentencing hearing. Counsel for the defendant and the State made statements concerning the applicability of W.Va.Code, 62-12-13(a)(l)(A). Without addressing the legal arguments, the circuit court stated: “Your motion to preclude application of sentencing enhancements in Chapter 61, Articlе 12, Section 13 is denied.” 2 The circuit court then sentenced the defendant to five years in the penitentiary with parole eligibility in three years. The defendant appeals his sentence asserting that the application of W. Va.Code, 62-12-13, violates double jeopardy principles. 3
II.
DISCUSSION
This case presents an interesting twist on a familiar issue. In this appeal, we are called upon to address the effect the parole statute, W.Va.Code, 62-12-13, has on sentencing. W.Va.Code, 62-12-13(a)(l)(A), provides in pertinent part: “[I]n no case shall any person who committed, or attempted to commit a felony with the use, presentment or brandishing of a firearm, be eligible for parole prior to serving a minimum of three years of his or her sentence or the maximum sentence imposed by the court, whichever is less[.]” 4 The defendant questions the applicability of this Code section to the underlying conviction for wanton endangerment involving a firearm embodied in W.Va.Code, 61-7-12. Under this provision,
“[a]ny person who wantonly performs any act with a firearm which creates a substantial risk of death or serious bodily injury to another shall be guilty of a felony, and, upon conviction thereof, shall be confined in the penitentiary for a definite term of years of not less than one year nor more than five years, or, in the discretion of the court, confined in the county jail for not more than one year, or fined not less than two hundred fifty dollars nor more than two thousand fivе hundred dollars, or both.”
The defendant specifically contends that the use of the same firearm scenario to prove the principal charge of wanton endangerment with a firearm and also to increase the time required to be served before he is eligible for parole violates both State and federal prohibitions against double jeopardy.
A.
Standard of Review
Both the construction and scope of our parole statute and a double jeopardy claim are reviewed
de novo. See United States v. Gardner,
B.
Double Jeopardy Claim 5
The Double Jeopardy Clause of the West Virginia Constitution provides, in part: “No person shall ... be twice put in jeopardy of life or liberty for the same offence.” W.Va. Const, art. 3, § 5.
6
This clause historically has served the function of preventing both successive punishments and successive prosecutions and bars an accused from being twice punished for the same offense and from being twice tried for it.
Justices of Boston Municipal Court v. Lydon,
Stating the rule against double jeоpardy is a relatively simple proposition; discerning the proper judicial test for implementing the rule, however, is more difficult. One scholar suggests that the yardstick in determining whether there can be multiple punishments is a difficult and subtle question: “The test announced most often in cases is that offenses are separate if each requires proof of an additional fact that the other does not. This seems of little value as a test. The real question is one of legislative intent, to be ascertained from all the data available.” 1 Charles A. Wright,
Federal Practice and Procedure
§ 142 at 469, 476-78 (1982). (Footnote omitted). This observation is well supported by both West Virginia and federal cases.
See, e.g., State v. Gill,
The focal point of the double jeopardy protection against a second punishment is the “offense” for which the defendant is prosecuted and punished and not the conduct criminalized by or related to that offense.
8
Attempting to fit within the rubric, the defendant first argues that we should apply the rule of statutory construction announced in
Blockburger v. United States,
It is axiomatic that “an accused must suffer jeopardy before he can suffer double jeopardy.”
Serfass v. United States,
The question raised in
Kurth Ranch
was whether a state tax on the possession of illegal drugs following the imposition of a criminal penalty for the same conduct violated the Double Jeopardy Clause. The Supreme Court emphasized the tax was remarkably high, had a deterrent purpose, and was conditioned on the commission of a crime. The Supreme Court stated: “Taken as a whole, this drug tax is a concoction of anomalies, too far-removed in crucial respects from a standard tax assessment to escape characterization as punishment for the purpose of Double Jeopardy analysis.” — U.S. at-,
More convincingly, this Court in
Conner v. Griffith
suggested that “[t]he question of whether the failure to credit time served on parole violates our constitutional prohibition against double jeopardy can best be answered by analyzing the nature of parole.”
In light of the well-established principle that the Legislature may intentionally prescribe multiple punishments for the same conduct, our task is to determine whether the Legislature manifested such an intent for the two statutory provisions under which the defendant was sentenced.
14
It appears to be the State’s position that even if we were to apply the
Blockburger
test to W.Va.Code, 62-12-13, we would find no double jeopardy problem. If the relevant statutes on their face indicate a clear legislative intent to allow multiple punishments, we need not engage in a
Blockburger
analysis because we must give effect to that legislative intent.
15
See Garrett,
By enacting W.Va.Code, 62-12-13, and W.Va.Code, 61-7-12, there can be no doubt that the Legislature was directing its attention to the increasing problem of the illegal use of firearms. The intent is clear that the Legislature wanted to assure lengthy prison sentences for gun-toting offenders and the offense committed in this case is precisely the type of dangerous offense for which a lengthy prison sentence is most appropriate. The narrow question we must answer is whether the Legislature also intended to stack the parole enhancement with the underlying firearm conviction sentence.
According to the State, W.Va.Code, 62-12-13(a)(1)(A) functions like a sentencing enhancement statute and, as such, does not operate as a second punishment. There are significant differences between the instant case and those upholding other sentencing
We find some guidance for the appropriate resolution of this case in the recent decision of
Witte v. United States,
— U.S.-,
In
Witte,
the defendant was originally convicted and sentenced for marijuana dealing. In sentencing him for this offense, the district court took into consideration “other relevant conduct,” which included the defendant’s cocaine dealing, and departed upward. The resultant sentencing range was higher than it would have been if only the drugs involved in the conviction had been considered, but the sentence was still within the range authorized by the statute for the crime. The defеndant was subsequently indicted for his cocaine dealing, the same conduct which formed the basis for the upward departure on the sentence for the marijuana conviction. The defendant argued that his prosecution and punishment for cocaine dealing would violate double jeopardy principles. The Supreme Court rejected this argument holding that “where the legislature has authorized such a particular punishment range for a given crime, the resulting sentence within that range constitutes punishment only for the offense of conviction[.]” — U.S. at-,
“Williams [v. Oklahoma,358 U.S. 576 ,79 S.Ct. 421 ,3 L.Ed.2d 516 (1959) ], like this case, concerned the double jeopardy implications of taking the circumstances surrounding a particular course of criminal activity into account in sentencing for a conviction arising therefrom. Similarly, we have made clear in other сases, which involved a defendant’s background more generally and not conduct arising out of the same criminal transaction as the offense of which the defendant was convicted, that ‘[enhancement statutes, while in the nature of criminal history provisions such as those contained in the Sentencing Guidelines, or recidivist statutes which are commonplace in state criminal laws, do not change the penalties imposed for the earlier conviction.’ Nichols [v. United States,511 U.S. 738 ,-,114 S.Ct. 1921 , 1927,128 L.Ed.2d 745 , 754 (1994)] ... (approving consideration of a defendant’s previous uncoünseled misdemeanor conviction in sentencing him for a subsequent offense). In repeatedly upholding such recidivism statutes, we have rejected double jeopаrdy challenges because the enhanced punishment imposed for the later offense ‘is not to be viewed as either a new jeopardy or additional penalty for the earlier crimes,’ but instead as ‘a stiffened penalty for the latest crime, which is considered to be an aggravated offense because a repetitive one. ’ ” Gryger v. Burke,334 U.S. 728 , 732,68 S.Ct. 1256 [, 1258],92 L.Ed. 1683 [, 1687] (1948).” Witte v. United States, — U.S. at-,115 S.Ct. at 2206 ,132 L.Ed.2d at 364 . (Emphasis added).
The essence of
Witte
is that “[b]e-cause consideration of relevant conduct in determining a defendant’s sentence
within the legislatively authorized punishment range
does not constitute punishment for that conduct, the instant prosecution does not violate the Double Jeopardy Clause’s prohibition against the imposition of multiple punishments for the same offense.” — U.S. at -,
“[T]he question of what punishments are constitutionally permissible is not different from the question of what punishment the Legislative Branch intended to be imposed. Where ... the [Legislature] intended ... to impose multiple punishments, imposition of such sentences does not violate ... [double jeopardy].”
To be clear, we must defer to legislative determination of whether a specific course of conduct can be punished both as an underlying conviction and as a parole enhancement.
See generally Sanabria v. United States,
Thus, the question is whether the Legislature unambiguously intended the parole enhancement from W.Va.Code, 62-12-13, to apply if a person is convicted and sentenced under W.Va.Code, 61-7-12. There is nothing in еither statute that clearly indicates the Legislature’s intent concerning the wanton endangerment involving a firearm statute and the parole restrictions. Although there
The Legislature in fixing the penalty for the underlying offense has already taken into consideration the defendant’s use of a firearm. 20 There is an obvious conflict between these two statutes because anyone convicted of the firearm offense is by definition brought within the parole enhancement statute. In our judgment, to apply the parole enhancement statute merely based upon the defendant’s firearm conviction would have the practical effect of nullifying the penalty provisions of the firearm statute.
Furthermore, to the extent that the statute can be considered ambiguous, the rule of lenity requires us to resolve that ambiguity in favor of the defendant. This merely means that when the Legislature fails to indicate the allowable unit of prosecution and sentence with clarity, doubt as to legislative intent should be resolved in favor of lenity for the аccused.
21
We hold that a prior conviction which is used as the predi
cate
The crucial difference between this ease and the cases relied on by the State is founded in our analysis of legislative intent. If the West Virginia Legislature intended to allow the same firearm conviction to serve as the basis for a separate prosecutiоn and to be used to enhance parole, the Double Jeopardy Clause does not stand in its way. However, we are left to guess as to whether the Legislature intended to consolidate punishment under these two statutes. Absent evidence to the contrary, it is presumed the Legislature did not intend to punish the same offense under two statutes.
See Ball v. United States,
Of course, once the Legislature clearly indicates its intention regarding the parole enhancement, it need not reiterate that intent in any subsequent statutes that fall within the previously defined class. Otherwise, the Legislature would have to repeat itself restating in each subsequent enactment an intention the Legislature thought it had expressed once already. Today’s deсision does not require such a convoluted approach to lawmaking.
III.
CONCLUSION
For the foregoing reasons, we remand this case with instruction to the Circuit Court of Ohio County for proceedings consistent with this opinion.
Remanded with instructions.
Notes
. The facts are undisputed in this case.
. Presumably the circuit court meant the sentencing enhancement pursuant to W.Va.Code, 62-12-13.
. The defendant also claims that: (1) principles of statutory interpretation require that in times of conflict a court will apply a specific statute (in this case, W.Va.Code, 61-7-12) over a general statute (in this case, W.Va.Code, 62-12-13), and (2) in case of an ambiguous statute, a court will construe the interpretation in favor of a defendant.
.Parole regulations fall under W.Va.Code, 62-12-13, which generally provides, in part, that any рrisoner in a penitentiary of this State must serve either the minimum term of an indeterminate sentence or one fourth of a 1 determinate sentence except when a firearm is used in the commission. of a felony. See note 19, infra, for text.
. There may be some question as to whether the double jeopardy claim raised below is the same in scope as that raised on appeal. This issue need not detract us. The rule is clear that most double jeopardy claims arising from sentencing may be raised at any stage of a criminal proceeding and may properly be raised for the first time on appeal.
. The Fifth Amendment to the United States Constitution is nearly identical: "[N]or shall any person be subject for the same offence tо be twice put in jeopardy of life and limb.” The scope of the Double Jeopardy Clause of the Fifth Amendment is at least coextensive with that of the Double Jeopardy Clause in the West Virginia Constitution.
State v. Frazier,
. In
Hunter,
. Despite the traditional focus of the multiple prosecutions’ bar and the multiple punishments' bar on the "offence” (the word specifically used in the United States Constitution), a short-lived opinion by the United States Supreme Court shifted the foсal point of the multiple prosecutions’ bar from the offense to the conduct underlying the offense. In
Grady v. Corbin,
"We have often noted that the [Double Jeopardy] Clause serves the function of prеventing both successive punishment and successive prosecution, ... but there is no authority, except Grady, for the proposition that it has different meanings in the two contexts. That is perhaps because it is embarrassing to assert that the single term ‘same offence’ (the words of the Fifth Amendment at issue here) has two different meanings — that what is the same offense is yet not the same offense.”509 U.S. at 703-04 ,113 S.Ct. at 2860 ,125 L.Ed.2d at 573 . (Emphasis in original; citation omitted).
.
Partial modification recognized by United States
v.
Liller,
. In Whalen, the Supreme Court stated:
"The Fifth Amendment guarantee against double jeopardy embodies in this respect simply one aspect of the basic principle that within our federal constitutional framework the legislative power, including the power to define criminal offenses and to prescribe the punishments to be imposed upon those found guilty of them, resides wholly with the Congress."445 U.S. at 689 ,100 S.Ct. at 1436 ,63 L.Ed.2d at 722 .
. Despite identical elements in the two statutes, the State maintains there is no double jeopardy problem. The State asserts the defendant "has not been subjected to multiple punishmentfs]. Rather, ... [the defendant] has been sentenced only once for a single offense.” The State attacks the defendant’s argument on two grounds: First, the parole statute is a matter of "legislative grace” as opposed to punishment; and, second, the parole statute falls within the category of permissible sentence enhancement-type statutes.
. Although Conner dealt with a different issue, it still is instructive. Conner concerned the failure of the parole board to give a defendant credit for time served on parole prior to parole revocation. In Conner, we acknowledged that lengthening the time served as a result of parole regulations amounts to a violation of the Double Jeopardy Clause and parole restrictions can equal punishment under certain circumstances. Theoretically, in Conner, we could have found that because parole is a matter of "legislative grace," any violation of parole would require the parolee to complete his or her sentence from the date he or she was originally released with no credit for time served on parole. Instead, we rejected this notion and held that an extension to the length of a sentence is impermissible. Similarly, in the instant case, the restriction of parole eligibility definitely lengthens the amount of time thе defendant will have to stay in prison before he even may be considered for parole.
. The State is correct that parole is essentially a matter of "legislative grace.”
See State v. Lindsey,
. In Syllabus Points 3 and 4 of State v. Rummer, supra we found:
“3. 'A claim that double jeopardy has been violated based on multiple punishments imposed after a single trial is resolved by determining the legislative intent as to punishment. Syllabus Point 7, State v. Gill,187 W.Va. 136 ,416 S.E.2d 253 (1992).
"4. ‘In ascertаining legislative intent, a court should look initially at the language of the involved statutes and, if necessary, legislative history to determine if the legislature has made a clear expression of its intention to aggregate sentences for related crimes. If no such clear legislative intent can be discerned, then the court should analyze the statutes under the test set forth in Blockburger v. United States,284 U.S. 299 ,52 S.Ct. 180 ,76 L.Ed. 306 (1932), to determine whether each offense requires an element of proof the other does not. If there is an element of proof that is different, then the presumption is that the legislature intended to create separate offenses.’ Syllabus Point 8, State v. Gill,187 W.Va. 136 ,416 S.E.2d 253 (1992).”
See also
Syl. pt. 4,
State v. Sayre,
.Case law makes it clear that "where a legislature specifically authorizes cumulative punishment under two statutes, regardless of whether those two statutes proscribe the ‘same’ conduct under Blockburger, a court's task of statutory construction is at an end ... and the trial court ... [may] impose cumulative punishment under such statutes in a single trial.” 2 Franklin D. Cleckley, Handbook on West Virginia Criminal Procedure at 11-186 (1993).
. Generally, recidivist statutes seek to punish for the commission of a crime by repeat offenders. It is the repeat nature of the criminal’s history that justifies the enhancement of the punishment. These same considerations do not exist in this case. Here, there is no prior bad act or offense to justify stiffening the penalty. Only the underlying crime for which the defendant stands convicted is being considered. W.Va.Code, 62-12 — 13(a)(1)(A), does not require the proof of any other aggravating еlement above and beyond that which was necessary to convict the defendant for wanton endangerment involving a firearm.
. Jurisdictions upholding these statutes find there is no double jeopardy violation because no substantive offense has been implicated and the enhancement is justified because " ‘the repetition of criminal conduct aggravates [the defendant’s] ... guilt and justifies heavier penalties when he is again convicted,'"
United States v. Wallace,
" 'Because the habitual criminal statute does not create new or separate offenses, but rather defines statutes which mandate enhanced or different punishment, ... the use of a prior conviction as a determinant of status dоes not constitute double jeopardy. It is the total number of felony convictions that determines what punishment will be imposed, not the specific offenses involved. Only the fact of the various convictions, and not the facts underlying those offenses, is determinative of a defendant’s status.' ”187 W.Va. at 53 ,415 S.E.2d at 459 , quoting People v. Anderson,43 Colo. App. 178 , 181,605 P.2d 60 , 62 (1979). (Citations omitted).
See also State ex rel. McMannis
v.
Mohn,
. The Federal Sentencing Guidelines further protect against "double counting” by providing for concurrent sentences if, as in the Witte case, a defendant is found guilty of the cocaine charge, because it was previously taken into account as “relevant conduct” in a marijuana case.
.- W.Va.Code, 62-12-13, states, in part:
"Any prisoner of a penitentiary of this state, to be eligible for parole:
“(1)(A) Shall have served the minimum term of his or her indeterminate sentence, or shall have served one fourth of his or her definite term sentence, as the case may be, except that in no case shall any person who committed, or attempted to commit a felony with the use, presentment or brandishing of a firearm, be eligible for parоle prior to serving a minimum of three years of his or her sentence or the maximum sentence imposed by the court, whichever is less: Provided, That any person who committed, or attempted to commit, any violation of section twelve [§ 61-2-12], article two, chapter sixty-one of this code, with the use, presentment or brandishing of a firearm, shall not be eligible for parole prior to serving a minimum of five years of his or her sentence or one third of his or her definite term sentence, whichever shall be the greater. Nothing in this section shall apply to an accessory before the fact or a principal in the second degree who has been convicted as if he or she were a principal in the first degrеe if, in the commission of or in the attempted commission of the felony, only the principal in the first degree used, presented or brandished a firearm. No person is ineligible for parole under the provisions of this subdivision because of the commission or attempted commission of a felony with the use, presentment or brandishing of a firearm unless such fact is clearly stated and included in the indictment or presentment by which such person was charged and was either (i) found by the court at the time of trial upon a plea of guilty or nolo contendere, or (ii) found by the jury, upon submitting to such jury a special interrogatory for such purpose if the matter was tried before a jury, or (iii) found by the court, if the matter was tried by the court without а jury.” (Emphasis added).
. The Legislature already has recognized the seriousness of the misuse of a firearm by making the use of a firearm in a certain manner a criminal act under the wanton endangerment involving a firearm statute. This statute already acknowledges the "added element of danger" a firearm presents by making the existence of a firearm to commit the crime a necessary element. It is unclear from either statute whether the Legislature intended to stack the parole restrictions on top of the wanton endangerment involving a firearm penalties.
. Because legislative intent is unclear we are compelled to apply the rule of lenity. Under this rule “[i]n the area of double punishments, doubts are to be resolved in favor of the defendant” in order to avoid double jeopardy problems. 2 Franklin D. Cleddey,
Handbook on West Virginia Criminal Procedure
at 11-194.
See also, United States v. Barrington,
