¶ 1. Jeffrey Lorenzo Searcy appeals from a judgment convicting him of two counts of burglary, one as party to a crime, and an order denying
¶ 2. We hold that there was sufficient evidence to support Searcy's convictions on both counts of burglary. We uphold the trial court's finding that Searcy failed to satisfy his burden of proving by clear, satisfactory and convincing evidence that the jury had been exposed to improper extraneous information regarding his prior convictions. The trial court simply made a credibility determination with which we cannot quarrel. We hold that the admission of the officer's testimony concerning Adams' statements about the location of Searcy's residence did not violate Searcy's confrontation rights. Adams initiated the contact with the police officers and spontaneously made the unsolicited statements; therefore, her statements were not "testimonial" within the meaning of Crawford. We also reject as harmless Searcy's other two claims of constitutional error. We affirm.
I. FACTS
¶ 3. On July 8, 2001, the State filed a criminal complaint against Searcy charging him with burglariz
¶ 4. A multiple-day jury trial on the two charges was held in December 2002. The State called to testify: several of the officers involved in the investigation of the burglaries, an employee of the Department of Justice Crime Laboratory, Darrin and Michelle Hoffman, and Lauri DuRocher. Searcy presented the testimony of his friend, Kimberly Jackson. Because Searcy challenges the sufficiency of the evidence to convict him, we recount the pertinent portions of each witness' testimony below.
¶ 5. The State first called Darrin Hoffman. Darrin testified that when he returned home on May 19, 2001, he found the front screen door and interior door open and some of the framework broken. He testified that he called the police before entering the home because he had left a loaded .357 magnum in his home and was worried the intruder was still in the house. After the police arrived, Darrin discovered that the gun, a VCR, jewelry and a pillowcase were taken from his home. He stated that he had not given anyone permission to take the items from his home. He also testified that the bedroom window was left wide open and the window screen was mangled and lying on the bed. He stated that the only way to remove the screen from the window was from inside the house.
¶ 6. The State then called several of the officers involved in the investigation of the Hoffman burglary. Charles Ashbeck, a Racine Police Department Patrol Sergeant, testified that he responded to the Hoffman burglary complaint. When he arrived at the Hoffman residence, he observed: "The front door appeared to be
¶ 7. Next, Donald Prudhom, a patrolman and evidence technician with the City of Racine Police Department, testified. He stated that he lifted a palm print and fingerprint from the bedroom window screen. James Yoghourtjian, a forensic criminalist for the City of Racine Police Department, testified that he analyzed the fingerprint impression and it positively matched Searcy's left thumb. Jeffrey May, an employee of the identification unit of the Department of Justice Crime Laboratory, testified that he matched the palm print Prudhom lifted with Searcy's print to a reasonable degree of professional certainty.
¶ 8. Amanda Guth, a deputy with the Racine County Sheriffs Department whose duties included doing bookings at the county jail, was the State's next witness. She initially testified outside the presence of the jury. The State presented Guth with proposed Exhibit 22, which was a report generated from the jail's database showing the personal information of an inmate booked at the county jail. Guth identified the inmate in the report as Searcy. She explained that Searcy's report stated that he was living on Shelbourne Court with his relative, Leisa Adams. When pressed on cross-examination, Guth stated that she was unsure if she was the one who did the intake for Searcy. Following this testimony, Searcy argued that the report introduced through Guth's testimony was inadmissible hearsay. The trial court admitted the evidence, the
¶ 9. Following Guth, the State called the police officers who investigated the DuRocher burglary and also called Lauri DuRocher. Brian Smith, a Town of Mount Pleasant police officer, testified that on July 17, 2001, he was called to the DuRochers' home for a possible burglary. He stated that when he entered the home through the front door, it appeared as though someone had kicked the door in — the door and the frame around the door were broken and there was a footprint on the door.
¶ 10. Lauri DuRocher testified that she had not given anyone consent to enter the home and that several pieces of jewelry and a pillowcase were taken from her home. She testified that she and her husband were able to identify the items taken from their home from photographs shown to them by the police.
¶ 11. Mark Sorenson, an investigator with the City of Racine Police Department, then testified about the circumstances surrounding Searcy's arrest and the search of Adams' apartment. Sorenson testified that on July 27 he and other members of the police department's Street Crimes Unit were conducting surveillance in the area of Shelbourne Court because they had received a tip from an informant that Searcy was living in the area. Sorenson stated that the officers spotted Searcy and subsequently took him into custody at gunpoint. According to Sorenson, while the officers were still at the scene, a large crowd gathered and "one lady in the crowd came up and said that she was Mr.
[Prosecutor]: When she provided this information to you, could you describe her demeanor when she gave the statement to you?
[Sorenson]: Um, rather excited.
[Prosecutor]: How so?
[Sorenson]: We had just taken Mr. Searcy into custody at gunpoint and she started screaming, um, wanted to know what we are doing and saying "that's my cousin, you can't do that." She was rather excited in that way.
[Prosecutor]: During this time period when she was excited did she provide or make any statements which led you to believe that Mr. Searcy resided at a particular location?
[Sorenson]: Yes.
[Prosecutor]: What information did she provide to you?
At that point, Searcy's counsel objected on hearsay grounds. The State responded that it was admissible pursuant to the excited utterance hearsay exception. After hearing arguments outside the presence of the jury, the trial court allowed the State to continue with its line of questioning.
¶ 12. The State asked Sorenson how much time had passed between when the officers took Searcy into custody with weapons displayed and when Adams approached the officers and made the statements. Soren-son replied that it had been maybe a minute or two. Then the State again asked, "And during this time
¶ 13. According to Sorenson, approximately thirty to forty-five minutes later, the officers obtained Adams' permission to search her apartment, which was located on Shelbourne Court. Sorenson indicated that during the course of the search another investigator directed his attention to a pillowcase found in the closet in an upstairs bedroom. The pillowcase was white with a flower pattern on it and was secured with a knot. The pillowcase contained numerous pieces of jewelry. Soren-son noted that the pillowcase did not match the bedding in the apartment bedroom. Sorenson testified that after locating the pillowcase, he confronted Adams and asked her if she owned the pillowcase.
¶ 14. On redirect examination, the following exchange between the prosecutor and Sorenson took place:
[Prosecutor]: Defense counsel asked you whether or not you found any items belonging to Mr. Searcy in the closet. Did you receive any information as to the ownership of that pillowcase?
[Sorenson]: No, not to my knowledge.
[Prosecutor]: Did anyone claim ownership?
[Sorenson]: No.
[Prosecutor]: Did anyone deny ownership?
At that point, Searcy's counsel objected on hearsay grounds. The trial court permitted Sorenson to answer
¶ 15. Searcy then called his only witness, Kimberly Jackson, a friend of two years. Jackson testified that she dropped Searcy off at the Hoffman home on two occasions in the months prior to the burglary. She stated that on both occasions Searcy rang the doorbell, a white woman answered and Searcy entered the home. Jackson could not provide exact dates, days of the week, a precise description of the home, or any more detail about the woman who allowed Searcy to enter the home. Jackson testified that she had been twice convicted of a crime.
¶ 16. The State called Michelle Hoffman as its rebuttal witness. Michelle testified that there were no other adult white females living at the Hoffman residence during that time and she did not allow any adult African-American males, including Searcy, to enter her home during that time. She testified that her employment with the Department of Corrections would prohibit her from having any sort of relationship with a convicted felon.
¶ 17. Following deliberations, the jury found Searcy guilty of committing the two burglaries in violation of Wis. Stat. §§ 943.10, 939.05 and 939.62.
¶ 18. On March 22, 2003, juror Rhonda Szabo contacted Searcy's trial attorney. Szabo indicated that
¶ 19. The trial court held a hearing on the motion on September 24, 2004. Szabo testified that on the day of the trial she had heard jurors discussing Searcy's prior burglaries at Kewpee's, a restaurant where the jurors dined. She stated that while the jurors never mentioned CCAT she assumed the jurors must have obtained the information concerning the prior convictions from CCAP Szabo also testified that during deliberations a juror had stated something like, "[LJook, this isn't the first time he's done this, you know, he has robbed or burglarized before." She expressed concern over there being racial bias amongst the jurors. She testified that she cried after the jury convicted Searcy because she thought what happened in the jury room was inappropriate. She testified that she did not believe
¶ 20. The trial court denied Searcy's postconviction motion. The court stated:
[S]o what we have is a juror who's disgruntled after leaving the court process, has second thoughts and that certainly colors her testimony, her perspective. She obviously at this point doesn't believe the defendant is guilty, is second[-]guessing her own decision to find him guilty and to agree that he was guilty.
The court found it difficult to "put a lot of credibility on what she says based upon the inconsistencies in her statements and her perspective as a juror who has obviously changed her mind and wants to [ejffect, quite frankly, a different result." The court then concluded that there was not clear and convincing evidence to establish that extraneous information in the form of the prior convictions was brought to the attention of the jurors.
II. DISCUSSION
A. Sufficiency of the Evidence
¶ 21. Searcy maintains that the State did not present sufficient evidence for the jury to find him guilty of the DuRocher and Hoffman burglaries. Burglary, as defined in Wis. Stat. § 943.10, "is committed by one who intentionally enters a building without the consent of the person in lawful possession and with intent to steal." Wis JI — Criminal 1421 (footnote omitted).
¶ 22. Our task in reviewing the sufficiency of the evidence is to determine whether the evidence at trial, viewed most favorably to the State and to the convic
¶ 23. Searcy claims the only evidence linking him to the Hoffman burglary was his fingerprint on the window screen in the Hoffmans' bedroom. He argues that the mere presence of his fingerprint, standing alone, is insufficient to connect him to the burglary. Because there is other evidence supporting Searcy's conviction, we need not decide whether fingerprint evidence, standing alone, is sufficient to sustain a burglary conviction.
See State v. Scott,
¶ 24. Darrin Hoffman testified that he had not given anyone permission to take the items stolen from his home. Darrin stated that when he came home and discovered that the burglary had occurred, his front screen door and interior door were open and some of the framework was broken. He also found the bedroom window screen "mangled" and lying on the bed. He testified that the only way to remove the window screen was from inside the house.
¶ 25. Darrin's assertions as to the conditions of the doorframe and window screen were corroborated by the testimony of the officers called to the scene. Ash-beck testified that when he arrived at the Hoffman residence he noticed that the front door appeared to be kicked in, as there was a footprint on the door, and the window screen was "all bent" and lying on the bed. The testimony of several officers then established that the fingerprint lifted from the window screen positively matched Searcy's left thumb and a palm print matched his print to a reasonable degree of professional certainty. The jury could have reasonably concluded from the presence of the fingerprint evidence when combined with the damage to the doors and window screen and the fact that the window screen could only be opened from the inside that Searcy had burglarized the Hoffman home.
¶ 26. Searcy attempted to provide an innocent explanation for the presence of his fingerprint through the testimony of his friend, Jackson. Jackson testified that she had dropped Searcy off at the Hoffman home and had seen a white woman let him in on more than
¶ 28. One of the officers, Smith, testified that on July 17, 2001, he was called to the DuRocher home for a possible burglary. Smith stated that it appeared as though someone had kicked in the door because the door and its frame were broken and there was a footprint on the door. Sorenson testified that ten days later, on July 27, he arrested Searcy. He stated that Adams informed police that Searcy, who was her cousin, had been staying with her from time to time.
4
Adams permitted the officers to search her home. Sorenson stated that while searching Adams' bedroom closet, the officers found a pillowcase secured with a knot. According to Sorenson, the pillowcase did not match the sheets on the bed and contained several pieces of jewelry. Sorenson testified that no one claimed ownership of the pillowcase. Lauri DuRocher identified the pillowcase
¶ 29. From this evidence the jury could have reasonably come to the conclusion that Searcy was responsible for the DuRocher burglary. The stolen items were found in a home where he was staying only ten days after the burglary occurred. Additionally, no one claimed ownership of the items and the items were found tied up in a pillowcase and hidden in a closet. The jury could have reasonably drawn the inference that Searcy had stolen the items and tried to conceal them in his cousin's closet.
¶ 30. Finally, the jury could have relied on the similarities between the two burglaries to convict Searcy. In both cases, the front door had apparently been kicked in — there was damage to the doors and their frames, and footprints on the doors themselves. Further, in both burglaries, pillowcases were taken off of beds, most likely to transport stolen property. From the similarities, the jury could have concluded that the same person committed both burglaries and the burglar's modus operandi was, in part, to kick in the door and place stolen items in a pillowcase from the residence. Thus, the consistencies between both burglaries bolster our conclusion that the evidence presented at trial was sufficient to convict Searcy of both the Hoffman and DuRocher burglaries.
B. Extraneous Information
¶ 31. We next address Searcy's claim that extraneous prejudicial information was improperly brought
¶ 32. Under Wis. Stat. § 906.06(2), the party seeking to impeach the verdict must demonstrate that a juror's testimony is admissible by establishing that: (1) the juror's testimony concerns extraneous information (rather than the deliberative process of the jurors), (2) the extraneous information was improperly brought to the jury's attention, and (3) the extraneous information was potentially prejudicial.
5
State v. Eison,
¶ 33. If, as here, the defendant meets the threshold burden of showing juror competency to testify under Wis. Stat. § 906.06(2), the trial court must con
¶ 34. Here, the trial court determined that Searcy failed to establish by clear and convincing evidence that jurors were exposed to prejudicial information concerning Searcy's prior burglary convictions through a juror's research on CCAP
6
In determining that Searcy had failed to meet his burden, the trial court did not find
¶ 35. In reviewing findings made by a trial court:
It is well settled that the weight of the testimony and the credibility of the witnesses are matters peculiarly within the province of the trial court acting as the trier of fact. The reason for such deference is the superior opportunity of the trial court to observe the demeanor of witnesses and to gauge the persuasiveness of their testimony.
Kleinstick v. Daleiden,
¶ 36. Szabo testified that she contacted Searcy's attorney only after checking CCAP and seeing what she perceived to be an error in the number of convictions stemming from the trial. She testified that when she was polled following deliberations she stated that she agreed with the verdict, but when questioned later by detectives she said that she did not believe that Searcy committed the burglary. She testified that "[a]fter the fact" she was not happy with the "whole process"; she did not want to be in a position of judging an individual and she would never be a juror again.
¶ 38. Searcy challenges the trial court's finding that Szabo's testimony was incredible in part because she evidenced regret over her decision to convict Searcy. He maintains that Szabo's regret makes her testimony more credible because she came forward even though her testimony did not "portray her in the best of lights." While this may be a reasonable inference that can be drawn from her testimony, we are bound to accept the equally reasonable inference drawn by the tried court. See id.
¶ 39. In light of the ambiguous, indefinite and equivocal nature of Szabo's testimony, the trial court was well within its rights to reject her testimony as
C. Constitutional Challenge
¶ 40. Based on the United States Supreme Court's Crawford decision, Searcy argues that he deserves a new trial because his constitutional right to confront his accusers was violated when the trial court admitted, through Sorenson's testimony, Adams' statements tying him to her residence and the stolen items from the DuRocher burglary. Searcy contends that Adams' statements were "testimonial" in nature because they were the result of a police effort to create evidence for trial. Searcy also alleges that the admission of Guth's testimony concerning the information in his county jail intake records violated his confrontation rights because he did not have an opportunity to cross-examine the individual who provided the information.
¶ 41. We will begin our discussion of Searcy's constitutional challenge with an overview of the principles from Confrontation Clause jurisprudence that
1. Confrontation Clause General Principles
¶ 42. When a defendant asserts a Confrontation Clause challenge, we first must determine whether the challenged statements are admissible under the rules of evidence.
See State
v.
Manuel,
¶ 43.
Crawford
spurred a major shift in Confrontation Clause jurisprudence. Until
Crawford, Ohio v. Roberts,
¶ 44. Accordingly,
Crawford
reoriented the focus of Confrontation Clause claims from reliability back to confrontation.
State v. Savanh,
¶ 45. The
Crawford
Court, however, did not dispense with the
Roberts
reliability rubric entirely.
See
2. Adams' Statements Concerning Searcy's Residence
¶ 46. Searcy challenges the admissibility of Adams' statements to police officers within minutes of his arrest that he was her cousin and was staying with her. As indicated, we first must determine whether the statements are admissible under the rules of evidence.
¶ 47. The trial court apparently determined that Adams' statements were admissible under the excited utterance hearsay exception found in Wis. Stat. § 908.03(2). An excited utterance admissible under § 908.03(2) is "[a] statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition." When applying this statute to hearsay statements offered at trial, the trial court considers the spontaneity of the statements, the stress of the incident provoking the statements, and the lapse of time between the triggering event and the utterance.
State v. Moats,
¶ 49. Because we have determined that Adams' statements to the officers concerning Searcy's residence were admissible under the rules of evidence, we turn to whether their admission violated Searcy's right to confrontation.
See Manuel,
¶ 50. While the
Crawford
Court limited the case's reach to "testimonial" statements, it opted to "leave for another day any effort to spell out a comprehensive definition of testimonial."
Crawford,
¶ 51. Adams' statements to the police officers do not fall into any of the identified categories of testimonial statements. Her informal statements do not fit within the contours of the first two depictions: they are not "ex parte in-court testimony or its functional equivalent" nor are they "extrajudicial statements . . . contained in formalized testimonial materials."
Crawford,
¶ 52. The only depiction even arguably applicable is the third, which relates to statements an objective witness reasonably would believe would be available for use at a later trial.
Id.
at 52. We conclude that an objective witness in Adams' position would not have reasonably expected that the statements would be used
¶ 53. Adams initiated the interaction with the officers; the police did not seek her out. She approached the police officers after they had arrested her cousin at gunpoint. Her statements to the police officers concerning her relationship to Searcy and Searcy's residence were voluntarily made in the course of her attempting to prevent the police from taking her cousin into custody. She yelled at the officers, "[TJhat's my cousin, you can't do that," and said that Searcy had been staying with her "from time to time." Sorenson testified that when Adams approached them she was "excited." There is no evidence in the record demonstrating that the statements were made in response to a tactically structured police interrogation, or in response to any questioning at all. Given the informal, unstructured nature of the interaction, Adams could not have reasonably anticipated that she was bearing witness and her utterances could impact future legal proceedings.
¶ 54. We are not persuaded by Searcy's contention that the officers obtained the information from Adams with an eye toward his prosecution and therefore the statements were testimonial. Searcy points out the concern in
Crawford
and
Lilly v. Virginia,
¶ 56. We hold that the second part, whether Adams' statements bear adequate indicia of reliability, also is satisfied. Generally when evidence is admissible under a firmly rooted hearsay exception, such as the excited utterance exception, the Confrontation Clause has been satisfied and no further showing of particularized guarantees of trustworthiness is required.
State v. Bollos,
3. Adams' Statements Concerning the Pillowcase
¶ 57. Searcy also challenges the admissibility of Adams' statements denying ownership of the pillowcase
¶ 58. A Confrontation Clause violation does not result in automatic reversal but rather is subject to a harmless error analysis.
State v. Weed,
¶ 59. The trial court instructed the jury to disregard Sorenson's response to the question about who denied ownership of the pillowcase and later gave a curative instruction to the jury again explaining that the jury was to disregard any stricken testimony. We assume that" 'a properly given admonitory instruction is followed'. . . and that the 'jury acted according to law.'"
State v. Pitsch,
4. Guth's Testimony
¶ 60. Searcy also challenges Guth's testimony that the intake records show him as residing with Adams. Searcy argues that Guth's testimony was inadmissible hearsay and he was unable to confront whoever told the booking agent that he was staying with Adams. He agrees, however, that he could have provided this information during his intake or that other law enforcement officers could have provided this information to the booking agent.
¶ 61. We conclude that regardless of whether the testimony violated the rules of evidence or Searcy's confrontation rights, the error in admitting Guth's testimony, if any, was harmless beyond a reasonable doubt.
See Weed,
III. CONCLUSION
¶ 62. In sum, we reject all three of Searcy's challenges to his conviction. There was sufficient evidence from which the jury could find beyond a reasonable
By the Court — Judgment and order affirmed.
Notes
All references to the Wisconsin Statutes are to the 2003-04 version unless otherwise noted.
"CCAP" stands for Consolidated Court Automation Programs. See http://wcca.wicourts.gov/index.xsl. The CCAP website provides public access to the records of the Wisconsin circuit courts under Wisconsin's open records law. Id.
Searcy argues that even if the jury had concluded that he had put Jackson on the stand to provide false testimony in order to wrongly support his claim of innocence, this would not be enough to support his conviction for the Hoffman burglary. His argument is based on the rule that a negative inference from a fabricated alibi is not proof of the elements of a crime.
See Stewart v. State,
Searcy challenges the admission of Adams' statements to the police concerning his residence through Sorenson's testimony. However, as is shown in Part II, section C of our discussion, the trial court properly admitted the statements and we consider them in our analysis of Searcy's sufficiency of the evidence challenge. We will not consider Adams' statement to the police in which she denied ownership of the DuRocher pillowcase.
Wisconsin Stat. § 906.06(2) provides:
(2) Inquiry into validity op verdict or indictment. Upon an inquiry into the validity of a verdict or indictment, a juror may not testify as to any matter or statement occurring during the course of the jury's deliberations or to the effect of anything upon the juror's or any other juror's mind or emotions as influencing the juror to assent to or dissent from the verdict or indictment or concerning the juror's mental processes in connection therewith, except that a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jury's attention or whether any outside influence was improperly brought to bear upon any juror. Nor may the juror's affidavit or evidence of any statement by the juror concerning a matter about which the juror would he precluded from testifying be received.
Searcy seems to make an argument that the trial court erred by focusing on whether the jurors had been exposed to extraneous information through CCAP rather than whether they utilized improper information during their deliberations. However, as our discussion makes clear, after the defendant satisfies his or her threshold burden, the court must "determine by clear, satisfactory, and convincing evidence that the juror made or heard the statements or engaged in the conduct alleged."
State v. Broomfield,
Szabo testified that she thought that Searcy's race played a role during the jury's deliberations. However, Searcy does not raise a race-based challenge on appeal. In any event, the trial court's credibility determination, which we accept, extinguishes such a challenge.
The State argues that Searcy waived review of this issue because he failed to object to the testimony of Adams and Guth on constitutional grounds. However, Searcy could not have raised at trial a Confrontation Clause claim based on
Crawford v. Washington,
We recognize that in determining whether a particular out-of-court hearsay statement is testimonial or nontestimonial in the
post-Crawford
era, courts in other jurisdictions have reached conflicting decisions under same or similar circumstances.
Davis v. State,
We also are aware that the United States Supreme Court recently accepted cases for review that bear upon the testimonial versus nontestimonial inquiry where excited utterances are involved.
State v. Davis,
Searcy complains that any statements Adams made to Sorenson about her precise street address and apartment number should have been excluded on confrontation grounds. However, Sorenson did not testify to any statements Adams may have made about her exact address. Further, as the State observes, the trial record fails to show how this information was communicated to the police and Searcy failed to object on any basis to Adams' communication of her address to the police. We therefore cannot analyze the constitutionality of the admission of the information.
