Kevin Dwain Scott (“Defendant”) appeals his convictions of two counts of statutory rape, section 566.032 1 and three counts of forcible sodomy, section 566.060, for which he was sentenced to serve five consecutive terms of life imprisonment. On appeal, Defendant claims that his right to a speedy trial was violated, that the trial court erred in giving an instruction based on MAI-CR 3d 312.10 (commonly referred to as the “hammer instruction”), and that the trial court erred in sentencing him to consecutive sentences. Finding no error as alleged, we affirm.
Factual and Procedural Background
In the summer of 1997, Defendant forced his way into a trailer home where four teenage girls were having a slumber party. Once inside, he threatened the girls with harm if they screamed or tried to get help. Defendant then had sexual intercourse with one of the victims twice and forced the other three girls to put their mouths on his penis. After several hours, Defendant passed out on top of one of the girls, and another girl was able to run for help. The girl who ran for help returned to the trailer home with Missy McClary and Danny Carberry. Carberry hit Defendant over the head with a small baseball bat, and Defendant ran from the home.
When the police arrived at the trailer home, they found a pair of men’s jeans with Defendant’s identification in the pocket. Later, they discovered Defendant in
Defendant was tried and convicted, and those convictions were affirmed on appeal.
State v. Scott,
On April 2, 2010, Defendant filed a motion to dismiss the charges against him. The motion alleged that while Defendant’s pro se motion for post-conviction relief had been timely filed on October 28, 2002, appointed counsel failed to file the amended motion for post-conviction relief until August 26, 2005. The motion also alleged that the original judgment granting relief was supposed to be issued on January 25, 2010, but that both that document and another issued on February 9, 2010, were “irregular.” The motion then argued that this delay violated post-conviction rules and that any attempt to retry him would result in a violation of his right to a speedy trial.
Defendant’s trial began on August 31, 2010. The parties addressed the motion to dismiss on the record when they discussed other pre-trial matters. Defendant’s attorney stated that Defendant had been prejudiced by the delay because two witnesses — Missy McClary and a nurse who had examined the girls after the attack— had died and were no longer available to testify. The trial judge asked whether their testimony had been preserved, and Defendant’s attorney stated that there had been a deposition of the nurse and that McClary’s version of the events was available in a recording made by an investigator. The trial court indicated that those recordings would be permitted in evidence and asked what further effect the delay had on Defendant’s ability to defend against the charge. Defendant shook his head, and his attorney replied “None that I can think of at this time, Judge.” The trial court denied Defendant’s motion to dismiss, finding that the delay was, in part, Defendant’s fault because he could have sought a writ to compel more timely attention to his post-conviction case at an earlier time and that the defense was not prejudiced because of the alternatives available for the testimony of the unavailable witnesses.
During trial, each of the victims testified about the attack and identified Defendant as the attacker. Carberry also explained how he hit Defendant on the head and stayed to help police locate Defendant even though Carberry “was on the run from the law.”
Defendant’s theory of the case involved two central contentions: that all of the girls were not being truthful as shown by their demeanor during the investigation, and that Defendant could not have committed the crimes because of a medical condition. In support of the first conten
In support of the second contention, Defendant adduced testimony from a doctor that Defendant had Raynad’s Syndrome, a condition that reduced his ability to grip things with his hands. An investigator testified that he did not find any semen stains in the photographs of the scene. Testimony from the serologist who tested the physical evidence in the case showed that no traces of semen were found in the victims’ rape kits and that the blood found at the scene was not tested because the investigators did not provide the necessary control samples for comparisons.
Defendant testified in his own defense. He said that on the night of the attack, he was merely waiting at the trailer home for the girls’ mother to arrive and help him locate the girls’ father so that Defendant could buy marijuana from him. While Defendant was waiting, he fell asleep. The next morning, he woke up to the sound of girls screaming, and Missy MeClary hit him over the head with a full-size metal baseball bat. Defendant denied any inappropriate contact with the girls.
The jury retired to deliberate at 6:47 p.m. At 8:29 p.m., the jury asked for and was permitted to examine the photographs that had been admitted into evidence. At 9:45 p.m., the jury requested the transcript of the serologist’s testimony. The trial court responded by instructing the jury to be guided by their collective memories of the evidence. At 11:37 p.m., the judge met with the parties and announced his intention to give an instruction patterned after MAI-CR3d 312.10, “based upon the time that has passed” which had caused the judge to believe that the jury was deadlocked. The judge then gave the parties an opportunity to make a record. The prosecutor agreed with the judge’s plan and further requested that the jury be allowed to deliberate for another hour before the judge declared a mistrial. Defendant’s attorney requested that a mistrial be declared or, in the alternative, that no hammer instruction be given. The judge had the jury brought back into the courtroom, and he read them the following instruction:
You should make every reasonable effort to reach a verdict, as it is desirable that there be a verdict in every ease. Each of you should respect the opinions of your fellow jurors as you would have them respect yours, and in a spirit of tolerance and understanding endeavor to bring the deliberations of the whole jury to an agreement upon a verdict. Do not be afraid to change your opinion if the discussion persuades you that you should. But a juror should not agree to a verdict that violates the instructions of the Court, nor should a juror agree to a verdict of guilty unless he is convinced of the defendant’s guilt beyond a reasonable doubt.
The jury returned thirty-nine minutes later at 12:16 a.m. with guilty verdicts on all counts.
Upon the agreement of the parties and the jury, the sentencing phase of the trial was held immediately. The only evidence presented was a statement by one of the victims, who said she believed Defendant
At sentencing three weeks later, the following exchange occurred:
BY [THE PROSECUTOR]: ... I call the Court’s attention to Missouri Statute 558.026, subsection one. It would appear that consecutive sentences are required.
BY THE COURT: Thank you. What subparagraph did you say?
BY [THE PROSECUTOR]: Subsection one, 558.026.
BY THE COURT: Thank you.
BY [THE PROSECUTOR]: Last sentence.
BY THE COURT: Counsel, have you had opportunity to review it?
BY [DEFENSE COUNSEL]: I have looked at it, Judge.
BY THE COURT: All right. All right. Anything else from the state?
BY [THE PROSECUTOR]: No, Your Honor.
BY THE COURT: And from the defense?
BY [DEFENSE COUNSEL]: Judge, I think the Court has discretion on the sentence, it doesn’t have to follow the recommendation of the jury, and I would ask that you sentence [Defendant] to a term not greater than what the previous jury sentenced, which was, as I recall, two life sentences on statutory rape and then three sentences of fifteen years on each of the forcible counts. That is all I have.
BY THE COURT: Thank you. Any reason sentence should not be pronounced at this time?
⅝ £ ⅜ ⅜ ⅜ ⅜
BY [DEFENSE COUNSEL]: ... I have no other reason.
BY THE COURT: My victims are present? Do I have all of them? Three? All right. I am going to speak to the victims and then I am going to rule on my sentence. I want you to understand something. I have worked in a courtroom for many, many, many years. I have played many different roles. I want you to understand that it is one of the most impressive, courageous things that I have ever witnessed in my life to see you ladies appear and once again have to go through the tragic events that occurred to you at the hands of this man. I cannot take away the events, but I can tell you that your courage is impressive, it touches our hearts. Most importantly, I cannot take that away from you, but I can thank you for being willing to come and ensure that this man will never harm another child again. And without your willingness to do that it would have been impossible to complete. On behalf of the legal system I apologize to you for having to go through this process again. If I could take that away I would. But I am highly impressed when I see young ladies who have gone through this process. He silenced you that night, but he did not silence you during this trial. You were heard, and it mattered, and the jury listened to you, and they believed you, and they saw the truth, and they have appropriately punished this man for the things that he has done to you. You received your life sentence that night, he will receive his today. It is the decision of this Court that the Defendant will be under the supervision of the Department of Corrections for a term of life on the charge of statutory rape in the first degree as alleged in Count I. It is the decision of this Court that the Defendant will be under the supervision of the Department of Corrections for a term of life upon the charge of statutory rape in the first degree as alleged in Count II. That willbe running consecutive to Count I. It is the decision of this Court that as to Count III the Defendant will be sentenced to the Department of Corrections under their supervision for a term of life for forcible sodomy. That will be consecutive to Count I and II. It is the decision of this Court that the Defendant will be under the supervision of the Department of Corrections for a term of life upon the charge of forcible sodomy as alleged in Count IV. That will also be consecutive to Counts III, II, and I. It is the decision of this Court that the Defendant will be sentenced under the supervision of the Department of Corrections for a term of life on the charge of forcible sodomy as alleged in Count V of the information. That will be running consecutive to Counts IV, III, II, and I.
Defendant now appeals, claiming error in the denial of his motion to dismiss, the submission of MAI-CR 3d 312.10, and the trial court’s order that his sentences be served consecutively.
Discussion
Speedy Trial Claim
In his first point, Defendant challenges the trial court’s denial of his motion to dismiss arguing that the delay before his retrial resulted in a denial of due process. Appellate courts review a trial court’s ruling on a motion to dismiss for abuse of discretion.
State v. Loewe,
Defendant’s motion to dismiss alleged a due-process violation based on the delay caused by the slow processing of his post-conviction case. On appeal, he argues that this claim presents a question of first impression and should be treated like cases involving pre-indictment delay. The State responds that until the post-conviction court entered its order vacating Defendant’s convictions and sentences, Defendant was not entitled to a trial, thus the claim should be analyzed as if it was a speedy-trial claim involving only the time between the granting of the post-conviction motion on February 25, 2010, and the date of trial on August 31, 2010.
Underlying the parties’ disagreement is the fact that the criminal defendant’s constitutional right to a speedy trial is protected in two ways. The right to a quick accusation is protected by the statute of limitations and the due process clause of the Fifth Amendment.
United States v. Marion,
The flaw in Defendant’s argument is that this case is not factually similar to cases involving pre-indictment delay, so the appropriate balance of the interests at stake is different. In the present case, Defendant was arrested on the morning following the day the crimes were alleged to have occurred. Thus, the delay between the crime and the point in time when Defendant became an accused was negligible. Any argument that the time involved in processing the post-conviction case should be included in the period of time before the initiation of proceedings ignores this fact with important analytical consequences. As Defendant was arrested, brought to trial, and convicted before the time he seeks to charge against the State, the interests involved in his case are different than the interests involved in a case where the accused has no knowledge that a charge is pending. Unlike a person who had no knowledge of a pending investigation, Defendant was able to gather and preserve evidence, and these actions diminished the prejudicial effect, if any, of the delay.
Consequently, as the State’s argument suggests, this claim should be analyzed under the Sixth Amendment rubric.
4
Analysis of Sixth Amendment speedy-trial claims is governed by
Barker. State v. Buchli,
In the present case, Defendant was arrested in 1997, and the trial resulting in his present convictions began in 2010.. This delay more than meets the eight-month threshold, so the disposition of Defendant’s claim must turn on a balancing of the remaining three Barker factors.
In determining how to weigh the second
Barker
factor — the reason for the delay— in the context of the present case, the question we confront is how the delay caused by a collateral attack on a conviction should be classified. As to this factor, “the conduct of both the prosecution and the defendant are weighed.”
Vermont v. Brillon,
— U.S. -,
Similarly, delay that is the result of an appeal generally “is ‘attributable to defendants ”
State v. Howell,
In the present case, the delay attributable to the post-conviction proceeding should be treated in the same manner as delay caused by an appeal. It is factually similar to such a case because both situations involve legal proceedings which occur after an accused has been afforded a trial. Furthermore, just as in the case of an appeal, the post-conviction case sought to examine the fairness of the original trial, and its primary purpose was to vindicate Defendant’s constitutional rights.
See
Rule 29.15(a) (explaining that the rule provides a vehicle for claims that a “conviction
or
sentence imposed violates the constitution and the laws of this state or the constitution of the United States[.j”). In fact, the justification for attributing the delay of a post-conviction case to the defendant is even stronger than the justification for doing so in the case of an appeal. In a post-conviction action, not only has the defendant already had a trial, but that trial was either conceded by the defendant to be without prejudicial error meriting an appeal or the court on appeal has determined that the trial actually had no prejudicial error. A post-conviction case, which is a collateral attack upon the criminal conviction, is one step beyond the direct
Defendant presented no evidence showing that the delay in processing his post-conviction case was attributable to the State. 5 Thus, this factor weighs against Defendant.
The third factor in the speedy-trial analysis involves examination of how and when the defendant asserts his right to a speedy trial.
State v. Nelson,
The final and most important factor also weighs against Defendant. To determine whether the defendant has suffered from prejudice that would warrant dismissal for violation of the defendant’s right to a speedy trial, appellate courts “consider the oppressiveness of pre-trial incarceration, whether it unduly heightened defendant’s anxiety, and possible impairment of the defense.”
State v. Loewe,
Here, the trial court found that Defendant was not prejudiced because there were adequate substitutes for the evidence he claims was lost due to the delay. Defendant claims he was unable to present his defense because McClary and the nurse who had examined the girls after the attack had died and thus were unavailable to testify at trial. But the evidence those witnesses would have presented was available through the recorded statements made during the original investigation and the preparation for Defendant’s first trial. MeClary’s statement was even used at trial, without objection by the State. To the extent that Defendant also claims his defense was hampered by the various witnesses’ lack of memory, this claim was not presented to the trial court and is speculative, as such lapses in memory could also have affected the State’s ability to prove the elements of the case.
See State v. Farris,
When all the factors are weighed together, Defendant’s right to a speedy trial was not violated. While the time between the arrest and the beginning of the trial that resulted in the present convictions was more than thirteen years, much of that delay was occasioned by Defendant’s post-conviction action. In addition, Defendant’s assertion of his right at such a late time and in the context of a motion to dismiss rather than a motion for immediate trial weighs heavily against him, as it indicates his desire to avoid trial altogether. Finally, Defendant failed to prove that his defense was impaired by the delay. The trial court did not abuse its discretion in denying Defendant’s motion to dismiss. Point denied.
Hammer Instruction Claim
Defendant claims that the trial court’s decision to give the hammer instruction based on MAI-CR 3d 312.10 was an abuse of discretion because the trial judge did not know whether the jury was deadlocked and because the jury returned its verdicts only thirty-nine minutes after the instruction was given. This claim is without merit.
The decision of whether to give the hammer instruction is within the sound discretion of the trial court.
State v. Coppie,
“The giving of the hammer instruction itself is not coercive, as % urges frank and open discussion, tolerance, and the desirability of a unanimous verdict but cautions each juror against basing a verdict on evidence he does not believe is true.’ ”
Copple,
The trial court followed the Notes on Use in determining whether to give the hammer instruction. The Notes on Use provide that the hammer instruction “may be given when the Court deems it appropriate and when the length of deliberation or communication from the jury causes the Court to believe the jury may be deadlocked.” MAI-CR 3d 312.10, Notes on Use 2-5 (emphasis added).
The use of the word “may” is important because it indicates that the judge need not be certain about the status of deliberations before deciding to give the instruction. Furthermore, the Notes on Use list the conditions that the judge may rely on to make his decision in the alternative; that is, not all of those conditions need to be satisfied to justify a trial court’s decision to use the instruction. Here, given the length of deliberations and the lateness of the hour, the judge believed the jury might be deadlocked. This was all that was required.
The fact that the trial judge followed the Notes on Use without extraneous comment also serves to distinguish this case from
State v. Burns,
As to the second factor, Missouri courts have repeatedly held that a quick return of a verdict after giving the hammer instruction, standing alone, does not demonstrate coercion.
See, e.g., Kinder,
The third factor favors the trial court’s decision to give the instruction. Contrary to the implication in Defendant’s argument, the judge was not required to ask for a communication from the jury stating that they were deadlocked. In fact, the case law suggests that such action would have supported a finding of coercion.
See, e.g., State v. McNail,
The jury’s verdicts were not coerced, and thus the trial court did not abuse its discretion in giving this instruction. Point denied.
Sentencing Claim
In his final point, Defendant claims, citing
Williams v. State,
As Defendant concedes, this claim is not preserved for review because Defendant failed to object or to include the claim in his motion for new trial.
See State v. Williams,
Section 558.026.1, RSMo Supp. 1995, provides, in part, that
in the case of multiple sentences of imprisonment imposed for the felony of rape, forcible rape, sodomy, forcible sodomy or an attempt to commit any of the aforesaid and for other offenses committed during or at the same time as that rape, forcible rape, sodomy, forcible sodomy or an attempt to commit any of the aforesaid, the sentences of imprisonment imposed for the other offenses may runconcurrently, but the sentence of imprisonment imposed for the felony of rape, forcible rape, sodomy, forcible sodomy or an attempt to commit any of the aforesaid shall run consecutively to the other sentences.
Under this statute, the trial court has discretion to run sentences concurrently if all of the defendant’s convictions are for crimes listed in the statute, but where the crimes committed consist of enumerated and non-enumerated offenses, the sentences for the enumerated crimes must be run consecutively to those for the non-enumerated crimes. State v. Hill, 817 5.W.2d 609, 611 (Mo.App.1991).
When the record demonstrates that the trial court imposed consecutive sentences based on a misunderstanding of the statute, the defendant is entitled to re-sentencing.
State v. Freeman,
For example, in
Seaton,
the prosecutor’s recommendation implied that section 558.026 required the court to impose consecutive sentences.
Id.
In pronouncing sentence, the trial judge stated that it was going to follow the prosecutor’s recommendation because he wanted to send a message to the Department of Corrections that the defendant should not be freed because the crimes the defendant had committed were very serious.
Id.
When the defendant challenged the consecutive sentences on appeal, citing
State v. Burgess,
Here, as in Seaton, the trial judge’s comments demonstrate that he decided to impose consecutive sentences based on proper considerations. After the prosecutor stated “‘[i]t would appear that” section 558.026 required consecutive sentences, the judge asked for the defense position, which was that “the Court has discretion on the sentence[.]” The court then commended the courage shown by the victims and commented that he believed the jury appropriately recommended life sentences. The trial court’s comments, along with the action of asking Defendant’s attorney for a response to the State’s position, indicate that, unlike the judges in Williams, Burgess, and Freeman, the judge in the present case did not simply rely on the prosecutor’s incorrect interpretation of the statute but exercised his independent discretion in determining that consecutive sentences were appropriate.
Defendant has failed to meet his burden of demonstrating plain error in his sentencing. Point denied.
Conclusion
The trial court’s judgment is affirmed.
Notes
. Unless otherwise indicated, all statutory references are to RSMo 1994.
. All rule references are to Missouri Court Rules (2011).
. Defendant filed a Supplemental Legal File containing documents from his post-conviction action. The State then filed a motion to strike the Supplemental Legal File. This Court may not take judicial notice of another court's files,
State v. Collett,
. Because we find the Sixth Amendment provides the appropriate framework, Defendant’s reliance on
United States v. Barket,
Furthermore, though we adopt the State’s view that the Sixth Amendment provides the appropriate framework for the analysis, we do not adopt its suggestion that the relevant time period should be measured from the time that Defendant was granted post-conviction relief. That would ignore the fact that even where there is good cause for delay, such delay still results in the possibility that memories will fade and evidence will be lost. To properly account for all the competing interests, the relevant time period must be calculated from the original arrest.
. Although Defendant includes documents in his Supplemental Legal File to support his assertion that he was doing all he could to obtain quick action in his post-conviction case, as discussed above in note 2, those documents are not properly before us. Furthermore, even if they had been, they would not justify weighing this factor against the State as the actions of a defendant's attorney will be attributed to the defendant when courts analyze a speedy-trial claim.
Brillon,
.
Burgess
was a companion case to
Williams,
