STATE of Washington, Respondent,
v.
Dale Leslie SCHWAB, Jr., Petitioner.
Supreme Court of Washington, En Banc.
*1152 Jаson Brett Saunders, Washington Appellate Project, Seattle, WA, for Petitioner.
Snohomish County Prosecutor's Office, Seth Aaron Fine, Everett, WA, for Respondent.
BRIDGE, J.[*]
¶ 1 Dale Schwab was convicted of first degree manslaughter and second degree felony murder predicated on assault and/or theft. On direct appeal, the Court of Appeals ordered that the manslaughter conviction be vacated on double jeopardy grounds. Then, pursuant to In re Personal Restraint of Andress,
¶ 2 We conclude that RAP 2.5(c)(2) provides a clear mechanism under which the Court of Appeals had authority to review the vacated manslaughter conviction in light of Andress. The Court of Appeals acted well within its discretion when it determined that justice would be best served by reinstatement of Schwab's manslaughter cоnviction. We affirm the Court of Appeals.
I
Facts and Procedural History
¶ 3 In December 1997, Schwab and his friend Aaron Beymer were homeless and living under an overpass in Everett. On the night of December 22, they encountered Ernest Sena under the overpass. The encounter was initially friendly, but then Sena smacked Beymer's dog, leading to a fight on the hillside leading down to the railroad tracks. First, Schwab and Sena fought, and then Beymer beat Sena repeatedly in the head with a stick. After Sena was rendered unconscious, Schwab and Beymer took *1153 Sena's money and then returned to the overpass to drink beer. Evidence in the record regarding Schwab's further participation conflicts; testimony recounting Schwab's statements to cellmates indicates that Schwab helped to place Sena on the railroad tracks. See State v. Schwab,
¶ 4 Beymer pleaded guilty to first degree manslaughter and agreed to testify against Schwab. The State charged Schwab with one count of first degree murder, alleging that Schwab intentionally and with premeditation caused Sena's death. The State also charged him with one count of second degree felony murder based on the predicate felonies of assault and/or theft. The prosecutor did not request a special verdict form declaring which predicate felony the jury found.
¶ 5 The jury convicted Schwab of the lesser included crime of first degree manslaughter on the first count and of second degree felony murder as charged on the second count. The trial court sentenced Schwab on both counts, 240 months for the second degree murder and 194 months for the first degree manslaughter, to run concurrently.
¶ 6 Schwab appealed, arguing that his convictions and sentences for both second degree felony murder and first degree manslaughter violated double jeopardy. He also argued that the trial court erred when it failed to give the jury an instruction on second degree manslaughter. The Court of Appeals agreed that convictions for both second degree felony murder and first degree manslaughter for a single homicide violated double jeopardy. The court affirmed the second degree felony murder conviction, but vacated the conviction and sentence for first degree manslaughter. Because it vacated the manslaughter conviction, it did not address Schwab's challenge regarding the instruction on second degree manslaughter. On remand, the trial court entered an order amending Schwab's judgment and sentence and vacating the first degree manslaughter conviction. The mаndate was issued on March 13, 2000.
¶ 7 Then in 2002, this court decided Andress,
¶ 8 On remand, the State argued that the trial court should resentence Schwab for his previously vacated manslaughter conviction because double jeopardy no longer barred punishment for that crime. Schwab argued that he should be released from prison because both of his convictions had been invalidated. The trial judge declined to make a decision on the day of argument and asked the State to get clarification from thе Court of Appeals as to what was within the trial court's power on remand.
¶ 9 On March 14, 2005, the State filed a motion to recall the mandate on the manslaughter conviction in the Court of Appeals. Then on April 14, 2005, the trial court decided that it could resentence Schwab under the manslaughter conviction. The trial court compared Schwab's situation to that presented in State v. Ward,
It seems to me I have an obligation, if I can, to exercise my authority to take any *1154 action that I'm allowed to in the interest of justice. In my view, justice is people being held accountable for what they have committed. In this case, Mr. Schwab could not have committed a murder in the second degree, felony murder. Mr. Schwab did commit, apparently, based on the jury's finding, a manslaughter. Manslaughter was taken away because, at the time that decision was made, his felony murder conviction was legitimate.
It has now been determined his felony murder conviction is not legitimate and has been vacated, leaving me in the position of believing the right thing to do, what I have beеn, in my view, directed by the Court of Appeals to do, and the honest and just thing to do, is to reinstate the manslaughter conviction and impose sentence thereon; and I am prepared to do so.
Report of Proceedings (RP) (Apr. 14, 2005) at 13-14. After a new sentencing hearing, the trial court sentenced Schwab to 194 months for the reinstated manslaughter conviction. Schwab appealed and the Court of Appeals affirmed the trial court's reinstatement of the manslaughter conviction and the resentencing, holding that reinstatement was not barred by double jeopardy or the law of the case doctrine. State v. Schwab,
II
Analysis
¶ 10 We review questions of law, including the interpretation of court rules, de novo. City of College Place v. Staudenmaier,
¶ 11 Law of the Case: RAP 2.5(c)(2) restricts application of the law of the case doctrine. The law of the case doctrine provides that once there is an appellate court ruling, its holding must be followed in all of the subsequent stages of the same litigation. Roberson v. Perez,
[t]he appellate court may at the instance of a party review the propriety of an earlier decision of the appellate court in the same casе and, where justice would best be served, decide the case on the basis of the appellate court's opinion of the law at the time of the later review.
Because the rule uses the term "may," application of RAP 2.5(c)(2)'s exception to the law of the case doctrine has been characterized as discretionary, rather than mandatory. Roberson,
¶ 12 The Roberson court acknowledged that RAP 2.5(c)(2) codified at least two historically recognized exceptions to the law of the case doctrine. Id. First, the appellate court may reconsider a prior decision in the same case where that decision is "clearly erroneous, . . . the erroneous decision would work a manifest injustice to one party," and no corresponding injustice would result to the other party if the erroneous holding were set aside. Id.; Folsom v. County of Spokane,
¶ 13 As an initial matter, Schwab argues that the current case is the same case as Schwab I for purposes of the law of the case doctrine, but it is technically not the "sаme case" for purposes of application of RAP 2.5(c)(2), the exception to the law of the case doctrine. Yet both Schwab I and Schwab II arose out of the same trial, convictions, and judgment. It seems illogical to apply the general rule (the law of the case doctrine), but then decline to apply the exception to the rule (RAP 2.5(c)(2)), when both were designed to apply to "the same litigation," Roberson,
¶ 14 Here, Schwab argues that the law of the case doctrine prevents this court or the Court of Appeals from reinstating the manslaughter conviction because that conviction was conclusively deemed to violate double jeopardy in Schwab I,
¶ 15 Application of RAP 2.5(c)(2) is ultimately discretionary, and the Court of Appeals seems to have acted well within its discretion when it determined that, in these circumstances, reinstatement of the manslaughter conviction best serves the interest of justice. See, e.g., United States v. Tateo,
¶ 16 State v. Womac: Schwab relies on our recent decision in State v. Womac,
¶ 17 It is important to note that the Court of Appeals in Schwab I did exactly what we determined was required in Womac; it vacated the lesser conviction where convictions for both first degree manslaughter and second degree felony murder violated double jeopardy. Schwab I,
¶ 18 The Womac court's concern that the State will have a second "bite at the apple" is firmly grounded in its double jeopardy concerns. Womac,
¶ 19 In Folsom, this court included in its analysis of RAP 2.5(c)(2) consideration of whether "`corresponding injustice would result to the other party if the erroneous decision should be set aside.'" Folsom,
¶ 20 The plain language of RAP 2.5(c)(2) indicates that only an appellate court can revisit an earlier appellate decision *1157 in the same case. While the Court of Appeals reasoned that its remand for further lawful proceedings consistent with Andress and Hinton gave the trial court the power to revisit Schwab I and reinstate the manslaughter conviction, the Court of Appeals does not explain how the trial court would have authority to invoke RAP 2.5(c)(2). Schwab II,
¶ 21 Recall of the Mandate: The Court of Appeals in its published opinion opined that it could have alternatively granted the State's motion to recall the mandate. Schwab II,
III
Conclusion
¶ 22 We conclude that RAP 2.5(c)(2) providеs a clear mechanism under which the Court of Appeals had authority to revisit the propriety of Schwab I in light of Andress and Hinton. Andress and Hinton revealed that Schwab I was incorrect because the remedy in Schwab I depended upon a conviction for a nonexistent crime. The Court of Appeals acted within its discretion when it approved the reinstatement of Schwab's manslaughter conviction pursuant to RAP 2.5(c)(2). We therefore affirm the Court of Appeals.
ALEXANDER, C.J., C. JOHNSON, MADSEN, CHAMBERS, and OWENS, JJ., concur.
SANDERS, J., dissenting.
¶ 23 I cannot agree to reinstate Dale Schwab's vacated manslaughter conviction because a vacated conviction cannot be "magically revived after reversal of the remaining conviction." Majority at 1155 (citing State v. Womac,
I. Facts
¶ 24 A brief recitation of the relevant facts is necessary to frame the issue properly.[1] Schwab was charged and convicted of first degree manslaughter and second degree felony murder predicated on either assault or theft. On direct aрpeal the Court of Appeals held Schwab's convictions for both first degree manslaughter and second degree felony murder violated double jeopardy. State v. Schwab,
¶ 25 Following our decisions in In re Personal Restraint of Andress,
¶ 26 The question before us is whether a court can reinstate a previously vacated conviction, vacated on double jeopardy grounds, when the remaining conviction is subsequently reversed. The answer is no. See Womac,
II. Analysis
¶ 27 In Womac we explicitly disapproved conditionally vacating convictions that violate double jeopardy to allow them to be revived later if the remaining conviction is subsequently overturned. "To permit such a practice allоws the State multiple bites at the apple by labeling one crime by three different names and upholding any and all resulting convictions." Id. at 651,
¶ 28 The majority attempts to distinguish Womac by its procedural posture. Majority at 1155-56. Thе rationale in Womac, however, is not dependent on procedure. We stated without exception:
[C]onditional dismissal of . . . lesser charges and verdicts, allowing for reinstatement if the greater verdict and sentence are later set aside, is entirely without support. The State may bring (and a jury may consider) multiple charges arising from the same criminal conduct in a single proceeding. State v. Freeman,153 Wash.2d 765 , 770,108 P.3d 753 (2005) (citing State v. Michielli,132 Wash.2d 229 , 238-39,937 P.2d 587 (1997)). Courts may not, however, enter multiple convictions for the same offense without offending double jeopardy. Freeman,153 Wash.2d at 771 ,108 P.3d 753 .
Womac,
¶ 29 The rationale behind Womac is simple: a conviction alone contains the "punitive consequences" that violate double jеopardy. Id. at 656,
¶ 30 Here, the Court of Appeals proрerly vacated Schwab's manslaughter conviction. Schwab I,
¶ 31 The majority mistakenly claims RAP 2.5(c)(2) provides authority to reinstate a previously vacated conviction. RAP 2.5(c)(2) provides:
[I]f the same case is again before the appellate court following a remand:
(2) Prior Appellate Court Decision. The appellate court may at the instance of a party review the propriety of an earlier decision of the appellate court in the same case and, where justice would best be served, decide the case on the basis of the *1159 appellate court's opinion of the law at the time of the later review.
Here, Schwab II neither is the same case as Schwab I nor follows from remand of Schwab I.
¶ 32 Schwab I was about a double jeopardy violation resulting from a double conviction and sentenced for one offense. See Schwab I,
¶ 33 Instead, the general rule on the finality and certainty of decisions applies and precludes revisiting Schwab I unless there is inadvertent mistake or fraud. See Reeploeg v. Jensen,
¶ 34 Here, the Schwab I decision in light of Andress,
¶ 35 Nor does the authority to revisit a decision based on an inadvertent mistake permit us to re-examine the merits of a prior case. As in Shumway v. Payne,
We have been cited no authority to support an interpretation of [RAP 12.9(b)] that would authorize this court to order the Court of Appeals to recall its mandate in order tо provide a party the opportunity to add an issue to a petition that has already been denied. See Reeploeg,81 Wash.2d at 546 ,503 P.2d 99 (to require courts to consider and reconsider cases at the will of litigants would deprive the courts of that stability which is necessary in the administration of justice (citing Kosten v. Fleming,17 Wash.2d 500 , 505,136 P.2d 449 (1943))); 3 Lewis H. Orland & Karl B. Tegland, Washington Practice: Rules Practice 348 (4th ed.1991) (the rule should not be considered as authorizing a recall of the mandate for the purpose of reexamining the case on its merits).
III. Conclusion
¶ 36 The majority recognizes, "[t]he Womac court denounced the idea of a lurking conviction that can be magically revived after reversal of the remaining conviction." Majority at ____. It then proceeds to do exactly that, magically reviving a vacated conviction while distinguishing Womac because "we did not consider a case in the procedural posture presented here, nor did the Womac court specifically consider the impact of RAP 2.5(c)(2) in this procedural setting." Majority at 1155-56. In both cases, however, double jeopardy was violated. In both cases the remedy was to vacate the conviction violating double jeopardy. In both cases this remedy was absolute, not conditioned on the outcome of a subsequent action. The majority's opinion contravenes our holding in Womac and leaves lower courts to ponder the meaning of a vacated conviction.
¶ 37 As such, I dissent.
FAIRHURST, J., concurs.
*1160 J.M. JOHNSON, J., concurring in dissent.
¶ 38 Justice Sanders has correctly stated the law. Just last year this court held that "a court has no authority to `take a verdict on another charge . . ., find that it violates double jeopardy . . ., not sentence the defendant . . . on it[,] and just . . . hold it in abeyance for a later time.'" State v. Womac,
¶ 39 I write separately, however, to briefly observe that it is not apparent that Schwab's conviction for felony murder should have been overturned. That crime was predicated on two felonies: assault, which the decision In re Personal Restraint of Andress,
¶ 40 For reason not apparent on this record, the State conceded that Andress nullified Schwab's felony murder conviction, and the courts have implemented this concession. Those who commit crimes and are convicted for an offense appropriately face one, and only one, judgment. Thus, I concur in dissent.
NOTES
Notes
[*] Justice Bobbe J. Bridge is serving as a justice pro tempore of the Supreme Court pursuant to Washington Constitution article IV, section 2(a).
[1] Schwab also argues that RAP 2.5(c)(2) should not apply in this case because it did not return to the appellate court "following a remand" in the context of Schwab I but instead returned to the trial court after Schwab's successful personal restraint petition. Pet. for Review at 14 (emphasis added). However, the plain language of the rule does not contemplate such a restriction; again, the case evolved out of the same trial, convictions, and judgment, and it came to the Court of Appeals following a remand for resentencing on the same conduct.
[2] Schwab also asserts that State v. Strauss,
[3] The facts of Ward,
[4] Schwab points out that after Schwab I there remains at least one unresolved issue regarding the validity of that conviction. Schwab I,
[1] The underlying facts of Schwab's convictions are irrelevant to the disposition of the legal question before us. See In re Pers. Restraint of Hinton,
[1] Temporarily, to be sure, as the legislature quickly acted to expressly provide assault as a predicate felony. RCW 9A.32.050(1)(b) (Laws of 2003, ch.3, § 2).
