Lead Opinion
OPINION
¶ 1 Dеfendant Troy Lynn Schultz (Schultz) appeals his conviction of arson, a third degree felony, in violation of Utah Code Ann. § 76-6-102(l)(b) (1999). Schultz argues that the trial court erred by allowing expert testimony concerning the use of canine accelerant detection. We affirm.
BACKGROUND
¶ 2 On August 6, 2000, Ms. Teresa Villegas took her three- daughters and two sons in the family’s van to pick up her husband at the restaurant where he worked. She went inside the restaurant with her daughters and left her sons in the van to watch TV. Approximately fifteen minutes later, a person knocked on the window of the restaurant and stated that a van was burning. When Ms. Villegas exited the restaurant, a man jumped from the roоf of the building and landed close to her.
¶ 3 Meanwhile, a witness observed a brief fight between three individuals, one of whom was Schultz. Prior to the fight, Schultz exited a bar that was connected to the restaurant, another bar, and a barber shop. After the fight, Schultz remained outside and appeared to be looking on the ground for something. The witness then heard Schultz say, “I’m going to get you guys.” A few minutes later, the witness saw a cloud of black smoke and believed that the bar was on fire. He also observed Schultz on the roof of the building appearing to place a cloth into a
¶ 4 Another witness observed the cloud of blaсk smoke and decided to drive his motorcycle to the scene. Schultz ran past him and the witness heard a person yell, “Get him.” The witness chased Schultz and, during the chase, Schultz allegedly stopped and faced the witness with a knife in his hand. The witness knocked the knife out of Schultz’s hand and ripped Schultz’s shirt. Schultz then took off. Shortly thereafter, the police apprehended Schultz. While the witness was speaking with one of the police officers, he overheard Schultz say that he “didn’t mean to catch the van on fire,” and that it was an accident.
¶ 5 A third witness was driving down the street and observed the van on fire. She saw a man standing next to the van. Just prior to trial, the witness was shown pictures of Schultz and determined that the man in the picture looked “very familiar ... [and] quite a bit like the gentleman that I had seen.” The witness’s twelve-year-old daughter saw a man “throwing like a rag, or a white napkin into the van.” The daughter believed that the pictures of Schultz also looked like the man she had seen by the van, but she could not say for sure.
¶ 6 Officer Lisa Paseadlo was on duty and also observed a black cloud of smoke. Upon arriving at the scene, the officer was told by witnesses that a van had been set on fire with possibly two children inside. The witnesses described the suspect and told the officer the direction hе had gone. The officer then met Schultz, who matched the description provided by the witnesses, and, after some straggling, placed him in custody. While in custody, Schultz stated that he “didn’t mean to do it” and that he “didn’t mean to hurt anybody.”
¶ 7 Schultz was charged with aggravated arson, arson, and aggravated assault. The aggravated arson charge was subsequently dismissed.
¶ 8 During a motion hearing, the State requested that a dog named “Oscar,” used by the Salt Lake Fire Department for fire investigation, be allowed in the courtroom during his handler’s testimony so that the jury could view “[h]is mannerisms” and judge “his credibility as to ... the accuracy of his sniffs and detection.” Schultz challenged Oscar’s presence as irrelevant but the court ruled that Oscar could be present in a limited manner — i.e., not all day.
¶ 9 Prior to trial, Schultz raised concern that the State’s experts — Jeffrey Long, Rex Nelson, and Jennifer McNair — would testify as to whether “a canine’s smelling abilities are better than a lab’s abilities” and that a sufficient foundation may not be established for such evidence. Schultz also expressed concern that a dog handler would be unable to properly compare a dog sniff with a lab test and believed that an expert in veterinary science or forensic use of dogs was more appropriate.
¶ 10 During trial, the State called Jeffrey Long to testify. Mr. Long is a chief investigator for the Fire Investigation Bureau with the Salt Lake City Fire Department. He testified that he had arrived at the van fire scene and began to investigate the fire. He further testified that he initially could not locate a point of origin but noticed some unusual bum patterns and determined that the fire had burned too fast and that there was too much damage for the amount of time the van was occupied. Mr. Long testified that he then requested the assistance of Investigator Rex Nelson and Oscar to help detect the presence of an accelerant.
¶ 12 While -testifying, Mr. Long discussed investigative techniques and the procеss for determining the origin and cause of fires. He acknowledged that canine accelerant detectors are used as investigative tools, specifically noting that “the canine is just a tool. It’s no different than the shovel, ... a trowel[,] or a visual or witnesses.” Mr. Long testified that the canine is used to help investigators determine the area of a fire’s origin and find out “why that fuel is there and what it’s doing.” Once the dog makes an alert, investigators take a sample and submit it to the Utah State Crime Lab. During his testimony, Mr. Long read from the National Fire Protection Association 921: Guide for Fire and Explosion Investigations (2001) (the 921), a fire investigation guide from which new firе investigators are tested. Particularly, he noted that the 921 specifies that
[t]he proper use of detection canines is to assist with the location of [a] selection of samples. In order for the presence or absence of an ignitable liquid to be scientifically confirmed in the sample, that sample should be analyzed by a laboratory.... Any canine alert not confirmed by laboratory analysis should not be considered validated.
In addition, Mr. Long stated that there are times when a dog will alert to an area but a subsequent laboratory test will not detect an accelerant. Mr. Long also noted the 921 suggests caninе detection should be used in conjunction with other fire investigation techniques and not as a replacement. Furthermore, he testified as to studies conducted by Dr. J.D. DeHann concerning canine acceler-ant detection teams. Upon cross-examination, Mr. Long acknowledged an article that analyzed a test conducted between 1992 and 1994 that found accuracy rates among canines to be between 50% and 82%.
¶ 13 Schultz objected to Mr. Long’s testimony concerning the 921’s discussion of canines, the use of canines as an investigative tool, and the olfactories of a canine. He also challenged the qualifiсations of Dr. DeHann because the studies were not conducted by veterinarians. Schultz further objected to Mr. Long relying on studies that lacked “proper expertise [in] that you would have to be a veterinarian and have special training in the area of fire investigation.” The trial court overruled Schultz’s objections and ruled that the expertise of Mr. Long was sufficient and that a veterinarian was not necessary.
¶ 14 Oscar’s handler, Rex Nelson, is an investigator for the Salt Lake County Fire Department and was called to testify about Oscar’s training. He noted that Oscar underwent imprinting at the Bureau of Alcohol, Tobacco, and Firearms for six weeks, that Mr. Nelson underwent training for five weeks, and that Oscar receives additional training seven days a week. Mr. Nelson stated that prior to entering a fire scene, Oscar is calibrated, meaning that his nose is checked by placing a scent on an item and asking Oscar to find the odor. He also testified that Oscar will hit on an accelerant, sit, and stay until fed. Mr. Nelson then places pressure on the leash to make sure it is hot a false positive.
¶ 15 Mr. Nelson testified that at this particular fire scene, Oscar made two alerts. Mr. Nelson then conducted a discrimination line
¶ 16 Jennifer McNair, an employee of the State Crime Laboratory, testified that tests conducted on the samples from the canine alert, Schultz’s socks, and Schultz’s shoes did not detect any ignitable liquid residue. Although the shoes tested positive for toluene, a solvent used to dissolve paint or other plastics but also used as a glue in shoes, Ms.
¶ 17 At the conclusion of the trial, the jury found Schultz guilty of arson and not guilty of aggravated assault. Schultz appeals.
ISSUE AND STANDARD OF REVIEW
¶ 18 Schultz contends that the trial court erred in allowing the State to admit testimony into evidence concerning the use of a canine to detect an accelerant at the scene of the fire and that such testimony lacked foundation and was admitted in violation of State v. Rimmasch,
ANALYSIS
I. Preservation of the Issue
¶ 19 Preliminarily, the State argues that Schultz failed to preserve the issue below. “To preserve a substantive issue for appeal, a party must first raise the issue before the trial court.” Hart v. Salt Lake County Comm’n,
¶ 20 Here, defense counsel raised concern about the presence of Oscar in the courtroom during the handler’s testimony, about the State’s experts testifying about the superior ability of canine accelerant detection over laboratory analysis, and about the experts testifying beyond the scoрe of their expertise, specifically contending that a veterinarian or forensic expert was more appropriate. Furthermore, Schultz objected to testimony concerning the 921’s discussion of canines, the use of canines as an investigative tool, and the olfactories of a canine. He also objected to Mr. Long’s reliance on studies that were not conducted by veterinarians with special training in fire investigation. The trial court overruled Schultz’s objections and determined that the expertise of Mr. Long was sufficient and that a veterinarian was not necessary. Because Schultz challenged thе testimony of the experts concerning canine accelerant detection and the trial court had the opportunity to rule on the issue, the issue was properly preserved below.
II. Canine Accelerant Detection Evidence
¶ 21 Schultz’s main contention on appeal is that the trial court erred in allowing Mr. Long and Mr. Nelson to testify concerning canine accelerant detection. A 'trial court has broad discretion in determining the admissibility of expert scientific evidence. See State v. Brown,
¶ 22 Thus, the question before us is whether canine accelerant detection is novel scientific
¶ 23 In Fones v. State,
¶ 24 Similarly, we conclude that the use of canines to help detect the presence of accelerants as an investigative tool is generally accepted within the fire investigation community. See Fitts v. State,
¶ 25 In applying rule 702, it is clear that testimony concerning fire investigation techniques would be helpful to the trier of fact in understanding causes, origins, or patterns of fire or in determining if a fire was intentionally set.
¶ 26 On the other hand, if testimony concerning canine detection is used as substantive proof that an accelerant was used in a fire, without laboratory confirmation, such evidence is based on novel scientific principles or techniques. Only a handful of courts have specifically addressed this issue. In People v. Acri,
¶ 27 We agree with the reasoning of these courts and determine that substantive evidence of canine accelerant detection in the absence of laboratory testing is novel scientific evidence. Under Utah law, as novel scientific evidence, substantive evidence of canine accelerant detection requires a three-step analysis tо determine admissibility. See State v. Crosby,
¶28 The second step requires the trial court to determine “that the scientific principles or techniques at issue have been properly applied to the facts of the particular case by sufficiently qualified experts.” Crosby,
¶ 29 Step three requires the trial court to “determine whether the proffered scientific [or technical] evidence .will be more probative than prejudicial as required by rule 403 of the Utah Rules of Evidence.” Id. If the underlying principles and techniques of scientific evidence are inherently reliable and have been properly applied to the case at issue by qualified experts, “ ‘dangers of unfair prejudice, confusion of the issues, misleading the jury, etc .... would have to be great indeed to preclude its admission.’ ” Id. (citation omitted).
¶ 30 Schultz challenges the testimony of Mr. Long and Mr. Nelson concerning canine accelerant detection as unreliable and lacking foundation, argues that the State failed to present evidenсe concerning Oscar’s performance specifically and in general, and
¶ 31 Schultz contends that the testimony-concerning canine accelerant detection was prejudicial and requires a reversal of his conviction.
¶32 Here, the jury convicted Schultz of third degree felony arson. As part of the State’s evidence, Mr. Long testified that, as a result of his investigation, he concluded that the fire of the van was intentionally set. His conclusion was based upon burn patterns, the wood underneath the carpet, the time involved in the burn, the fast growth of the fire, and the absence of a fuel load.
¶33 Notably, Mr. Long’s determination that the fire was arson was not reached on the basis of Oscar’s alert. Although Oscar assisted Mr. Long in determining the point of origin, there was other evidence that led to such a result, specifically the V patterns and collapsed roof. Thus, Oscar did not provide any independent evidence of arson. Oscar merely helped Mr. Long focus his investigation to determine the point of origin. The point of origin was then independently confirmed by separate аnd distinct evidence. In addition, Oscar’s alert was not even a factor in Mr. Long’s final conclusion that the fire was caused by arson.
¶ 34 Furthermore, Mr. Long directly testified that the fire investigation guide upon which all new fire investigators are tested directly states that “[a]ny canine alert not confirmed by laboratory analysis should not be considered validated.” Ms. McNair also testified that the laboratory results were negative. Such testimony basically negates the evidentiary value of Oscar’s alert.
¶ 35 The jury easily could have based its decision to convict upon evidence entirely independent of the testimony concerning Oscar’s aсcelerant detection, such as Mr. Long’s fire investigation results and eyewitness testimony. Cf. Green v. Louder,
¶ 36 Finally, Schultz challenges the studies and the 921 evidence relied upon by Mr. Long during his testimony since he did not participate or observe the studies. Schultz also argues that Dr. DeHann’s qualifications should have been addressed because he was the “true expert.” Rule 703 of the Utah Rules of Evidence provides:
The facts or data in the particular case upon which an expert bases an opinion or inference may be those perceived by or made known to the expert at or before the hearing. If of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject, the facts or data need not be admissible in evidence.
Utah R. Evid. 703. Thus, “ ‘[ojnce [an] expert is qualified by the court, the witness may base his [or her] opinion on reports, writings, or observations not in evidence which were made or compiled by others, so long as they are of a type reasonably relied upon by experts in that particular field.’” Campbell,
¶ 37 In Clayton,
¶ 38 As an expert, Mr. Long could properly rely on the authority of the 921 and Dr. DeHann’s studies to formulate his opinion. The 921 is regularly relied upon by fire investigators, as evidenced by Mr. Long’s testimony that all new fire investigators are tested from the guide. Although Mr. Long did not expressly state that Dr. DeHann’s studies were relied on by experts in the fields of fire investigation and canine acceler-ant detection, we assume such studies to be proper materials upon which Mr. Long could base his opinion because Schultz had the opportunity to cross-examine Mr. Long to challenge the authority. In fact, Schultz did have Mr. Long acknowledge another article in which tests were conducted to determine the accuracy rate for canine accelerant detection. Schultz did not question the expertise of the individuals who conducted those studies. Thus, Schultz took advantage of the opportunity to cross-examine Mr. Long on the authority relied upon by Mr. Long in formulating his opinion and, similar to Clayton, had the opportunity to explore any weaknesses in the use of canine accelerant detection, especially when Mr. Long testified that alerts are not vаlid if not confirmed by laboratory testing. Therefore, Mr. Long could rely on the 921 and Dr. DeHann’s studies to support his testimony.
CONCLUSION
¶ 39 We hold that the trial court did not abuse its discretion by admitting the testimony of Mr. Long and Mr. Nelson concerning canine accelerant detection. Typically, such evidence will be admissible under rule 702 if
¶ 40 Even if the trial court erred in admitting the testimony in this case, there was no prejudice to Schultz because there was a significant amount of other evidence to support his conviction for arson.
¶ 411 CONCUR IN THE RESULT: GREGORY K. ORME, Judge.
Notes
. We view and recite the facts in a light most favorable to the jury verdict. See State v. Loose,
. Accelerants include ignitable liquids that act to accelerate a fire and include gasolines, kero-senes, charcoal lighter fluids, newspaper, or flash paper.
. V patterns occur when air is drawn from underneath and the fire burns up and out, giving a V-shaped pattern.
. A discrimination line helps eliminate false positives by placing two samples of fire debris from areas not alerted to, together with alerted sam-pies, having the canine run through all the samples, and determining if the dog accurately hits the samples and not the distractors.
. One court has held that testimony concerning the comparable use of canines for scent-tracking does not involve scientific devices, processes, or theories. See Brooks v. People,
. We decline to compare the reliability and relevancy of canine accelerant detection to unrelated types of evidence, such as polygraph evidence or eyewitness identification, that have been found to
. There seems to be some confusion as to whether the Rimmasch test is limited in application to only scientific or technical evidence that is based on novel principles or techniques. See State v. Mead,
. For example, a fire investigator could explain the process used, including the utilization of a canine accelerant detector, in reaching a conclusion of whether a fire was arson or accidental. Utah courts have recognized that experts “must be allowed to explain the foundation for [their] opinion.” See Patey v. Lainhart,
. Schultz cites cases where courts found prejudice when the case rests "on the jury’s resolution of conflicting evidence” or on circumstantial evidence. State v. Byrd,
Concurrence Opinion
(concurring in part and concurring in the result):
¶ 42 I agree with Judge Davis’s conclusion that the trial court did not err in permitting the State’s expert to discuss the activities of the accelerant detecting dog. The expert testified that he had used the dog merely as an investigative tool to assist him in arriving at a conclusion concerning the cause and origin of the fire. As suggested by Judge Davis, such reliance is clearly permissible under rule 703 of the Utah Rules of Evidence. Moreover, while the actions of the dog may not be themselves admissible evidence, there is no question that in the course of testifying an expert is permitted to explain the basis for his opinion. See State v. Kelley,
¶ 43 However, in the face of Judge Davis’s conclusion that the expert’s reliance on the dog does not implicate State v. Rimmasch,
¶44 Similarly, I see no need to conclude that the trial court committed error in admitting the evidence, regardless of how harmless the effect. The trial court properly permitted the expert to testify concerning the basis for his conclusion that the fire was the result of arson. Furthermore, while the trial court may have permitted testimony that was not necessary concerning the dog’s training regimen, I cannot see how this was error.
¶ 45 Accordingly, I concur in Judge Davis’s opinion only to the extent that I believe that the behavior of the dog was properly discussed under rule 703 and was not admitted as substantive evidence.
