STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT, v. CHRIS SCHMID, DEFENDANT-APPELLANT.
Supreme Court of New Jersey
Argued February 4, 1980—Decided November 25, 1980.
84 N.J. 535 | 423 A.2d 615
Florence V. Hughes, Deputy Attorney General, argued the cause for respondent (John J. Degnan, Attorney General of New Jersey, attorney; John DeCicco, Deputy Attorney General, of counsel).
Nicholas de B. Katzenbach argued the cause for intervenor Princeton University (Thomas H. Wright, Jr., attorney; Laura C. Ford of counsel and on the brief).
Michael F. Spicer and Frances Goldmark submitted a brief on behalf of amicus curiae Association of Independent Colleges and Universities in New Jersey (Jamieson, McCardell, Moore, Peskin & Spicer, attorneys).
The opinion of the Court was delivered by
HANDLER, J.
While distributing political literature on the campus of Princeton University, defendant Chris Schmid, a member of the United States Labor Party, was arrested and charged by the University with trespass upon private property. He was subsequently convicted under the State‘s penal trespass statute. On this appeal he challenges the conviction on the grounds that it stems from a violation of his federal and state constitutional rights to freedom of speech and assembly.
I
On April 5, 1978, Chris Schmid1 was distributing and selling political materials on the main campus of Princeton University, a private, non-profit institution of higher education located in the Borough of Princeton, New Jersey. These materials dealt
with the City of Newark mayoral campaign and with the United States Labor Party in general. Schmid was not a student at Princeton University nor was the Labor Party a university affiliated or campus-based organization. On certain previous occasions members of the Labor Party had unsuccessfully sought to obtain University permission to distribute and sell political materials on campus. On this particular occasion in April 1978, however, no such permission was either sought or received.
Under the University regulations then in effect, permission was a prerequisite for the on campus distribution of materials by off-campus organizations. No such permission was required, however, for the same activity by a university affiliated organization or by Princeton students. The regulatory language pertaining to off-campus organizations stated in part:
Demonstrations and the distribution of leaflets, statements, or petitions . . . are permitted on the campus unless, or until, they disrupt regular essential operations of the University or significantly infringe on the rights of others. On the same grounds, the campus is open to speakers whom students, faculty, or staff wish to hear, and to recruiters for agencies and organizations in whom students or faculty have an interest. [University Regulations as passed by the Council of the Princeton University Community, May 1975, as amended 1976.]
These regulations further provided that no solicitation of either sales or charitable contributions was to be permitted on campus without the express authorization of the appropriate University officials. Moreover, door-to-door political or charitable solicitation was generally prohibited. Ibid. The University revised these regulations in 1979.2
Schmid was arrested for trespass on University property on the day in question by a member of the Princeton University Security Department and charged as a disorderly person under
II
Defendant asserts initially that his conviction in this case violated his rights under the First Amendment to the United States Constitution. The First Amendment was designed by its framers to foster unfettered discussion and free dissemination of opinion dealing with matters of public interest and governmental affairs. Mills v. Alabama, 384 U.S. 214, 218-219, 86 S.Ct. 1434, 1436, 16 L.Ed.2d 484, 488 (1966); State v. Miller, 83 N.J. 402, 412 (1980). It embraces the freedom to distribute information and materials to all citizens, a freedom “clearly vital to the preservation of a free society.” Martin v. Struthers, 319 U.S. 141, 146-147, 63 S.Ct. 862, 864-865, 87 L.Ed. 1313, 1319 (1943); see Lovell v. Griffin, 303 U.S. 444, 450-451, 58 S.Ct. 666, 668-669, 82 L.Ed. 949, 953 (1938). The guarantees of the First Amendment are effectuated against potential state interference through the Fourteenth Amendment by limiting the extent to which states can restrict individuals in the exercise of rights of speech and assembly. See, e. g., Schneider v. State, 308 U.S. 147, 160, 60 S.Ct. 146, 150, 84 L.Ed. 155, 164 (1939). The First Amendment, however, does not similarly protect rights of speech and assembly against interference or impairment by private individuals. The Amendment imposes no limitations upon “the owner of private property used nondiscriminatorily for private purposes only,” even though such use may trench upon the speech and assembly activities of other persons. Lloyd Corp. v. Tanner, 407 U.S. 551, 92 S.Ct. 2219, 2228, 33 L.Ed.2d 131, 142 (1972).
A private college or university, however, stands upon a different footing in relationship to the state. Such an institution is not the creature or instrument of state government. Even though such an institution may conduct itself identically to its state-operated counterparts and, in terms of educational purposes and activities, may be virtually indistinguishable from a public institution, see McKay, “The Student As Private Citizen,” 45 Denver L.J. 558, 560 (1968), a private college or university does not thereby either operate under or exercise the authority of state government. Hence, the state nexus requirement that triggers the application of the First Amendment is not readily met in the case of a private educational institution. See, e. g., Grafton v. Brooklyn Law School, 478 F.2d 1137, 1143 (2 Cir. 1973); Blackburn v. Fisk Univ., 443 F.2d 121, 123 (6 Cir. 1971); see generally Annot., “Action of Private Institution of Higher Education as Constituting State Action, or Action Under Color of Law, for Purposes of Fourteenth Amendment and
One test of such state action involves the presence of an interdependent or symbiotic relationship between the private entity and the state government. This standard was utilized in Burton v. Wilmington Parking Auth., 365 U.S. 715, 81 S.Ct. 856, 6 L.Ed.2d 45 (1961), in which the Supreme Court held that a privately-owned restaurant which leased premises in a government-owned and government-maintained parking garage was subject to the Equal Protection Clause of the Fourteenth Amendment; the restaurant thus could not refuse to serve blacks. The Court stressed that the parking facility was essentially a government building engaged in a governmental purpose and that the State and the restaurant mutually benefited from their “joint participation” in the operation. 365 U.S. 723-726, 81 S.Ct. at 860-862, 6 L.Ed.2d at 51-52.
Another basis for determining the existence of state action is the extent of direct governmental regulation of the private entity.4 This standard was applied in Public Utilities Comm‘n v. Pollak, 343 U.S. 451, 463, 72 S.Ct. 813, 821, 96 L.Ed. 1068, 1077 (1952), wherein the Supreme Court held that the First and Fifth Amendments to the federal Constitution were applicable to a policy decision made by a private transit company operating in the heavily-regulated field of public transportation because that decision was subject to approval by a governmental agency. The governmental regulation or control standard, however, is fairly difficult to administer as a means for positing state
Both of these approaches for ascertaining state action have been followed in challenges to the actions of private colleges or universities as violative of First Amendment rights. Among the factors most often marshaled to show state action are that the institution received government funds, that the institution was performing a governmental function by providing education, that it was state-accredited or state-chartered or was otherwise highly regulated by the state, that the college derived economic benefit from tax exemptions, that it indirectly enforced governmental laws, or, in some instances, that the college had been built on formerly public lands. See, e. g., Blackburn v. Fisk Univ., supra, 443 F.2d at 122-124. See also, Cohen, “The Private-Public Legal Aspects of Institutions of Higher Education,” 45 Denver L.J. 643, 645-647 (1968); Schubert, “State Action and the Private University,” 24 Rutgers L.Rev. 323, 334-347 (1970). For the most part, however, such challenges have failed. See Cannon v. Univ. of Chicago, 559 F.2d 1063 (7 Cir. 1977), rev‘d on other grounds, 441 U.S. 677 (1979); Krohn v. Harvard Law School, 552 F.2d 21, 24 (1 Cir. 1977); Greenya v. George Washington Univ., 512 F.2d 556, 559-562 (D.C. Cir. 1975), cert. den., 423 U.S. 995 (1975); Blouin v. Loyola Univ., 506 F.2d 20, 22 (5 Cir. 1975) (per curiam); Wahba v. New York Univ., 492 F.2d 96, 101 (2 Cir. 1974), cert. den., 419 U.S. 874 (1974); Blackburn v. Fisk Univ., supra, 443 F.2d at 123; Browns v. Mitchell, 409 F.2d 593, 594-595 (10 Cir. 1969); Greene v. Johns Hopkins Univ., supra, 469 F.Supp. at 196-198; Huff v. Notre Dame High School of West Haven, 456 F.Supp. 1145, 1147-1149 (D.Conn.1978); Pendrell v. Chatham College, 370 F.Supp. 494, 499 (W.D.Pa.1974); Furumoto v. Lyman, 362 F.Supp. 1267, 1276-1280 (N.D.Cal.1973); Grossner v. Trustees of Columbia Univ., 287 F.Supp. 535, 546-549 (S.D.N.Y.1968); contra, Braden v. Univ. of Pittsburgh, 552 F.2d 948, 961 (3 Cir. 1977); Rackin v. University of Pennsylvania, 386 F.Supp. 992 (D.C.Pa.1974).5
Moreover, the degree of State regulation does not evince a “close nexus” between the State and Princeton University‘s policies, particularly with regard to the public‘s access to the University campus and facilities and, even more particularly, with regard to either the distribution of political literature or other expressional activities on University property. Furthermore, the resort by Princeton University to the State‘s trespass laws to protect its own rights of property does not, as suggested in the separate opinion of Justice Pashman, post at 573, constitute state action for First Amendment purposes. In the absence of a protectable First Amendment right in the individual, the property owner‘s recourse to appropriate and otherwise neutral penal sanctions to protect its legitimate interests does not constitute action by the State nor clothe the property owner with a state identity for First Amendment purposes. See Bell v. Maryland, 378 U.S. 226, 327-333, 84 S.Ct. 1814, 1869-1872, 12 L.Ed.2d 822, 856-859 (1964) (Black, J., dissenting).6
A company-owned town which possessed all of the characteristics of a municipality, providing full access to the public to all of its facilities including its shopping district, was held to be subject to the strictures of the First Amendment. Id. at 503, 508-509, 66 S.Ct. at 277, 280, 90 L.Ed. at 266-267, 270. In Amalgamated Food Employees Union Local 590 v. Logan Valley Plaza, Inc., 391 U.S. 308, 317, 88 S.Ct. 1601, 1608, 20 L.Ed.2d 603, 611 (1968), the Supreme Court found “striking” similarities between a company town, as described in Marsh v. Alabama, supra, and a privately-owned shopping mall. Specifically noting the common sidewalks and parking areas and the invitation to the public to use the property, the Court held that it was a violation of the First Amendment to apply a trespass statute to union members picketing a non-unionized supermarket located in the privately-owned shopping mall. Id. at 322-323, 88 S.Ct. at 1610-1611, 20 L.Ed.2d at 614-615; see T. Emerson, The System of Freedom of Expression 307-310 (1970).
While the Supreme Court has now indicated that the Logan Valley decision has been overruled, it did not reject or disapprove of Lloyd Corp. v. Tanner, (although the continued utility of Lloyd has been questioned. See concurring opinion of Justice Schreiber, post at 579).
Were we to concentrate upon the other aspects of the Lloyd standard (notwithstanding their precedential diminution as a result of Hudgens), those focusing upon the scope of the public‘s invitation and the nature of the expressional activities in relation to the use of private property, the applicability of the First Amendment is less clear. Arguably, there are a broad public invitation and wide use of University property that serve to encourage expressional rights and are conducive to the educational goals of Princeton University. (See discussion infra at 564-566). Nevertheless, it must be recognized that the public uses and expressional activities that are permitted by the University are subordinate to its overall educational policies. In this sense, while the invitation to the public is broad, it is not truly “open-ended” or for “any and all purposes.” Lloyd Corp. v. Tanner, supra, 407 U.S. at 565, 92 S.Ct. at 227, 33 L.Ed.2d at 140. Therefore, although Princeton University‘s raison d‘etre is more consonant with free speech and assembly principles than a shopping center‘s purposes might be, the attachment of First Amendment requirements to the University by virtue of the general public‘s permitted access to its property would still be problematic.
In attempting to pull together these diverse strands of constitutional doctrine, it is apparent that First Amendment principles as applied to the owners of private property are still evolving. The precise question in this case has not been definitively resolved or even clearly foreshadowed by extant decisional authority. Furthermore, invoking First Amendment strictures against private property owners, as has been noted, necessarily engenders countervailing concerns for legitimate private property rights, e. g., PruneYard Shopping Center v. Robins, supra. In
We are thus confronted with strong crosscurrents of policy that must be navigated with extreme care in reaching any satisfactory resolution of the competing constitutional values under the First Amendment in this case. These concerns persuade us to stay our hand in attempting to decide the question of whether the First Amendment applies to Princeton University in the context of the present appeal. Defendant, moreover, has presented compelling alternative grounds for relief founded upon the State Constitution, which we now reach.
III
Defendant asserts that under the State Constitution he is afforded protection of his expressional rights even if it is not clear that the First Amendment would serve to grant that protection. The United States Supreme Court has recently acknowledged in the most clear and unmistakable terms that a state‘s organic and general law can independently furnish a basis for protecting individual rights of speech and assembly. PruneYard Shopping Center v. Robins, supra, 447 U.S. at 80-81, 100 S.Ct. at 2040, 64 L.Ed.2d at 752. The view that state constitutions exist as a cognate source of individual freedoms and that state constitutional guarantees of these rights may indeed surpass the guarantees of the federal Constitution has received frequent judicial expression. See, e. g., PruneYard Shopping Center v. Robins, supra, 447 U.S. 74, 78-81, 100 S.Ct. 2035, 2039-2040, 64 L.Ed.2d at 750, 752; id. at 91-92, 100 S.Ct. at 2046, 64 L.Ed.2d at 758 (Marshall, J., concurring); Oregon v. Hass, 420 U.S. 714, 719, 95 S.Ct. 1215, 1219, 43 L.Ed.2d 570, 575-576 (1975); Cooper v. California, 386 U.S. 58, 62, 87 S.Ct. 788, 791, 17 L.Ed.2d 730, 734 (1967); Armstrong v. Egeler, 563 F.2d 796, 801 (6 Cir. 1977); Shiras v. Britt, Ark., 589 S. W.2d 18, 19 (Sup.Ct.1979); People v. Rucker, 26 Cal.3d 368, 389-391, 605 P.2d 843, 856, 162 Cal. Rptr. 13, 26 (Sup.Ct.1980); People v. Privitera, 23 Cal.3d 697, 710, 591 P.2d 919, 926, 153 Cal. Rptr. 431, 438 (Sup.Ct.1979), cert. den., 444 U.S. 949 (1979); State v. Kaluna, 55 Hawaii 361, 369 n.6, 520 P.2d 51, 58 n.6 (Sup.Ct.1974); O‘Connor v. Johnson, 287 N.W.2d 400, 405 (Minn.Sup.Ct.1979); Keene Publishing Corp. v. Cheshire County Superior Court, N.H., 406 A.2d 137, 138 (Sup.Ct.1979); Cooper v. Morin, 49 N.Y.2d 69, 79, 399 N.E.2d 1188, 1194, 424 N.Y.S.2d 168, 174 (Ct.App.1979), cert. den., 446 U.S. 984 (1980); Westchester Rockland Newspapers, Inc. v. Leggett, 48 N.Y.2d 430, 436, 442, 399 N.E.2d 518, 521, 525, 423 N.Y.S.2d 630, 634, 638 (Ct.App.1979); Sharrock v. Dell Buick-Cadillac, Inc., 45 N.Y.2d 152, 160-161, 379 N.E.2d 1169, 1173, 408 N.Y.S.2d 39, 43-44 (Ct.App.1978); People v. Onofre, 72 A.D.2d 268, 270, 424 N.Y.S.2d 566, 568 (App.Div.1980);7 see Brennan, “State Constitutions and the Protection of Individual Rights,” 90 Harv. L. Rev. 489, 491, 495 (1977); Countryman, “The Role of a Bill of Rights in a Modern State Constitution: Why a State Bill of Rights?“, 45 Wash.L. Rev. 454, 456-459, 470-474 (1970); Falk, “Foreword The State Constitution: A More Than ‘Adequate’ Nonfederal Ground,” 61 Cal.L. Rev. 273, 281-285 (1973); Force, “State ‘Bills of Rights‘: A Case of Neglect and the Need for a Renaissance,” 3 Valparaiso U.L.Rev. 125, 129, 142-143 (1969); Howard “State Courts and Constitutional Rights in the Day of the Burger Court,” 62 Va.L. Rev. 873, 874-877, 910-911 (1976); Howard, “The Supreme Court and Federalism,” in The Courts: The Pendulum of Federalism 49, 72 (Roscoe Pound-American Trial Lawyers Foundation 1979) (quoting Address by Justice Mosk, Bicentennial Conference, New York University School of Law, April 28, 1976); see also Mosk, “The New States’ Rights,” 10 Cal.L. Enforcement 81, 82 (1976).
On numerous occasions our own courts have recognized the
The guarantees of our State Constitution have been found to extend to a panoply of rights deemed to be most essential to both the quality of individual life and the preservation of personal liberty. See, e. g., Levine v. Institutions & Agencies Dept. of N. J., 84 N.J. 234, 244-249, 258 (1980) (right to an education); id. at 273 (Pashman, J., dissenting); State v. Ercolano, 79 N.J. 25, 30, 34 (1979) (privacy based freedom from “unreasonable searches and seizures“); State v. Slockbower, 79 N.J. 1, 4 n.2 (1979) (same); State v. Tropea, 78 N.J. 309, 313, n.2 (1978) (double jeopardy and fundamental fairness); Peper v. Princeton Univ. Bd. of Trustees, 77 N.J. 55, 79 (1978) (equal protection); State v. Saunders, 75 N.J. 200, 216-217 (1977) (right of sexual privacy); id. at 224-225 (Schreiber, J., concurring); In re Quinlan, 70 N.J. 10, 19, 40-41, 51 (1976), cert. den. sub nom. Garger v. New Jersey, 429 U.S. 922, 97 S.Ct. 319, 50 L.Ed.2d 289 (1976) (right of choice to terminate life support systems as aspect of right of privacy); State v. Johnson, supra, 68 N.J. at 353 (freedom from “unreasonable searches and seizures“); State v. Gregory, 66 N.J. 510, 513-514 (1975) (double jeopardy and
Most recently, this Court recognized through Chief Justice Wilentz that freedom of the press, intimately associated with individual expressional and associational rights, is strongly protected under the State Constitution (
Every person may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that right. No law shall be passed to restrain or abridge the liberty of speech or of the press. . . . [
N.J.Const. (1947), Art. I, par. 6 .]The people have the right freely to assemble together, to consult for the common good, to make known their opinions to their representatives, and to petition for redress of grievances. [
N.J.Const. (1947), Art. I, par. 18 .]
The constitutional pronouncements, more sweeping in scope than the language of the
Although our own courts have seldom been invited or required to view the New Jersey Constitution as a separate basis for delineating the scope of individual speech and assembly freedoms, the philosophy recognizing the importance of such rights has been frequently voiced. In a case decided last term dealing with such expressional rights in the context of municipal zoning restrictions, Justice Clifford observed as follows:
[P]olitical speech . . . occupies a preferred position in our system of constitutionally-protected interests. [State v. Miller, 83 N.J. 402, 411 (1980).]
Where political speech is involved, our tradition insists that government “allow the widest room for discussion, the narrowest range for its restriction.” [Id. at 412 (citation omitted).]
See Adams Theatre Co. v. Keenan, 12 N.J. 267, 277 (1953) (under the facts, there was a First Amendment violation in the denial of theatre license since “speech[, including the “performance of a play or show” (id. at 270),] is to be presumed to be protected speech and . . . the presumption is not the other way“); State v. Butterworth, 104 N.J.L. 579, 582 (E. & A.1928) (in overturning the unlawful assembly convictions of striking workers, Court observed that “[t]hese constitutional mandates [the
Our courts have also on occasion observed that the State Constitution serves only to limit the sovereign power which inheres directly in the people and indirectly in their elected representatives. Smith v. Penta, supra, 81 N.J. at 74; Gangemi v. Berry, 25 N.J. 1, 8-9 (1957). Hence, the explicit affirmation of these fundamental rights in our Constitution can be seen as a guarantee of those rights and not as a restriction upon them. See 16A Am.Jur.2d, Constitutional Law, § 439 at 208 (1979). It has been recognized that the State Constitution, as a wellspring of individual rights and liberties, may be directly enforceable, its protections not dependent even upon implementing legislation. Peper v. Princeton Univ. Bd. of Trustees, supra, 77 N.J. at 76-77. “Just as the Legislature cannot abridge constitutional
Finally, the rights of speech and assembly guaranteed by the State Constitution are protectable not only against governmental or public bodies, but under some circumstances against private persons as well. It has been noted that in our interpretation of fundamental State constitutional rights, there are no constraints arising out of principles of federalism. Robinson I, supra, 62 N.J. at 490. See also King v. South Jersey Nat‘l Bank, supra, 66 N.J. at 192-193 (Pashman, J., dissenting) (citing Cooper v. Nutley Sun Printing Co., supra, 36 N.J. at 196-197; Gray v. Serruto Builders, Inc., 110 N.J.Super. at 306-307; Countryman, “The Role of a Bill of Rights in a Modern State Constitution,” supra, 45 Wash.L.Rev. at 473; Project Report, “Toward an Activist Role for State Bills of Rights,” supra, 8 Harv.C.R.-C.L.L.Rev. at 338 (analyzing
It is also clear that while state constitutions may be distinct repositories of fundamental rights independent of the federal Constitution, there nonetheless exist meaningful parallels between the federal Constitution and state constitutions, especially in the areas where constitutional values are shared, such as speech and assembly. Indicative of such mutuality, our State Constitution not only affirmatively guarantees to individuals the rights of speech and assembly, but also expressly prohibits government itself, in a manner analogous to the federal
We conclude, therefore, that the State Constitution furnishes to individuals the complementary freedoms of speech and assembly and protects the reasonable exercise of those rights. These guarantees extend directly to governmental entities as well as to persons exercising governmental powers. They are also available against unreasonably restrictive or oppressive conduct on the part of private entities that have otherwise assumed a constitutional obligation not to abridge the individual exercise of such freedoms because of the public use of their property. The State Constitution in this fashion serves to thwart inhibitory actions which unreasonably frustrate, infringe, or obstruct the expressional and associational rights of individuals exercised under Article I, paragraphs 6 and 18 thereof.
Against this constitutional backdrop must be addressed the question of whether the State Constitution‘s guarantees of speech and assembly under Article I, paragraphs 6 and 18 apply to the distribution of political materials by defendant Schmid upon the Princeton University campus on April 5, 1978. This question brings us to the heart of the problem—the need to balance within a constitutional framework legitimate interests in private property with individual freedoms of speech and assembly.
There is a parallel under our State Constitution. The state constitutional equipoise between expressional rights and property rights must be similarly gauged on a scale measuring the nature and extent of the public‘s use of such property. Thus, even as against the exercise of important rights of speech, assembly, petition and the like, private property itself remains protected under due process standards from untoward interference with or confiscatory restrictions upon its reasonable use. Robins v. PruneYard Shopping Center, supra, 23 Cal.3d at 910-911, 592 P.2d at 347-348, 153 Cal.Rptr. at 860-861; see King v. South Jersey Nat‘l Bank, supra, 66 N.J. at 175. The constitutional protection of private property against undue interference or “taking” is secured by our own Constitution.
On the other hand, it is also clear that private property may be subjected by the state, within constitutional bounds, to reasonable restrictions upon its use in order to serve the public welfare. See, e. g., Vasquez v. Glassboro Service Ass‘n, 83 N.J. 86, 100-101 (1980); Garrow v. Elizabeth General Hosp. & Dispensary, 79 N.J. 549, 560-561 (1979); Doe v. Bridgeton Hosp. Ass‘n, 71 N.J. 478, 487-488 (1976), cert. den., 433 U.S. 914, 97 S.Ct. 2987, 53 L.Ed.2d 1100 (1977);
[i]t is, of course, well-established that a State in the exercise of its police power may adopt reasonable restrictions on private property so long as the restrictions do not amount to a taking without just compensation. . . . [PruneYard Shopping Center v. Robins, supra, 447 U.S. at 81, 100 S.Ct. at 2040-2041, 64 L.Ed. 2d at 752.]
The California Supreme Court, in the same case, found that such restrictions upon private property could properly be imposed in order to protect the rights of free speech and petition, viz:
To protect free speech and petitioning is a goal that surely matches the protecting of health and safety, the environment, aesthetics, property values and other societal goals that have been held to justify reasonable restrictions on private property rights. [Robins v. PruneYard Shopping Center, supra, 23 Cal.3d at 908, 592 P.2d at 346, 153 Cal.Rptr. at 859.]
We are thus constrained to achieve the optimal balance between the protections to be accorded private property and those to be given to expressional freedoms exercised upon such property. In seeking this optimum, we can derive some guidance from certain of the Supreme Court cases, such as Marsh v. Alabama, supra; Lloyd Corp. v. Tanner, supra, and PruneYard Shopping Center v. Robins, supra, which recognize generally that the more private property is devoted to public use, the more it must accommodate the rights which inhere in individual members of the general public who use that property. Since it is our State Constitution which we are here expounding, it is also fitting that we look to our own strong traditions which prize the exercise of individual rights and stress the societal obligations that are concomitant to a public enjoyment of private property. See Vasquez v. Glassboro Service Ass‘n, supra,
Accordingly, we now hold that under the State Constitution, the test to be applied to ascertain the parameters of the rights of speech and assembly upon privately owned property and the extent to which such property reasonably can be restricted to accommodate these rights involves several elements. This standard must take into account (1) the nature, purposes, and primary use of such private property, generally, its “normal” use, (2) the extent and nature of the public‘s invitation to use that property, and (3) the purpose of the expressional activity undertaken upon such property in relation to both the private and public use of the property. This is a multi faceted test which must be applied to ascertain whether in a given case owners of private property may be required to permit, subject to suitable restrictions, the reasonable exercise by individuals of the constitutional freedoms of speech and assembly.
Even when an owner of private property is constitutionally obligated under such a standard to honor speech and assembly rights of others, private property rights themselves must nonetheless be protected. The owner of such private property, therefore, is entitled to fashion reasonable rules to control the mode, opportunity and site for the individual exercise of expressional rights upon his property. It is at this level of analysis—assessing the reasonableness of such restrictions—that weight may be given to whether there exist convenient and feasible alternative means to individuals to engage in substantially the same expressional activity. While the presence of such alternatives will not eliminate the constitutional duty, it may lighten the obligations upon the private property owner to accommodate the expressional rights of others and may also serve to condition the content of any regulations governing the time, place, and manner for the exercise of such expressional rights.
Taken together, these are the relevant considerations which must be brought to bear in order to reach an ultimate determi-
IV
The application of the appropriate standard in this case must commence with an examination of the primary use of the private property, namely, the campus and facilities of Princeton University. Princeton University itself has furnished the answer to this inquiry in expansively expressing its overriding educational goals, viz:
The central purposes of a University are the pursuit of truth, the discovery of new knowledge through scholarship and research, the teaching and general development of students, and the transmission of knowledge and learning to society at large. Free inquiry and free expression within the academic community are indispensable to the achievement of these goals. The freedom to teach and to learn depends upon the creation of appropriate conditions and opportunities on the campus as a whole as well as in classrooms and lecture halls. All members of the academic community share the responsibility for securing and sustaining the general conditions conducive to this freedom.
Free Speech and peaceable assembly are basic requirements of the University as a center for free inquiry and the search for knowledge and insight. . . . [University Regulations, supra (1975 as amended 1976).]
No one questions that Princeton University has honored this grand ideal and has in fact dedicated its facilities and property to achieve the educational goals expounded in this compelling statement.
In examining next the extent and nature of a public invitation to use its property, we note that a public presence within Princeton University is entirely consonant with the University‘s expressed educational mission. Princeton University, as a private institution of higher education, clearly seeks to encourage both a wide and continuous exchange of opinions and ideas and to foster a policy of openness and freedom with respect to the use of its facilities. The commitment of its property, facilities, and resources to educational purposes contemplates substantial
The further question is whether the expressional activities undertaken by the defendant in this case are discordant in any sense with both the private and public uses of the campus and facilities of the University. There is nothing in the record to suggest that Schmid was evicted because the purpose of his activities, distributing political literature, offended the University‘s educational policies. The reasonable and normal inference thus to be extracted from the record in the instant case is that defendant‘s attempt to disseminate political material was not incompatible with either Princeton University‘s professed educational goals or the University‘s overall use of its property for educational purposes.11 Further, there is no indication that even
Without necessarily endorsing any of the foregoing conclusions, the University nevertheless contends that its solicitation regulation was properly invoked against Schmid in this case because it requires that there be a specific invitation from on-campus organizations or students and a specific official authorization before an individual may enter upon University premises even for the purpose of exercising constitutional rights of speech and assembly. It points out that Schmid failed to obtain such permission. The University stresses the necessity for and reasonableness of such a regulation.
In addressing this argument, we must give substantial deference to the importance of institutional integrity and independence. Private educational institutions perform an essential social function and have a fundamental responsibility to assure the academic and general well being of their communities of students, teachers and related personnel. At a minimum, these needs, implicating academic freedom and development, justify an educational institution in controlling those who seek to enter its domain. The singular need to achieve essential educational goals and regulate activities that impact upon these efforts has
In this case, however, the University regulations that were applied to Schmid (in contrast to those subsequently adopted, supra at 539-541 n.2) contained no standards, aside from the requirement for invitation and permission, for governing the actual exercise of expressional freedom. Indeed, there were no standards extant regulating the granting or withholding of such authorization, nor did the regulations deal adequately with the time, place, or manner for individuals to exercise their rights of speech and assembly. Regulations thus devoid of reasonable standards designed to protect both the legitimate interests of the University as an institution of higher education and the individual exercise of expressional freedom cannot constitutionally be invoked to prohibit the otherwise noninjurious and reasonable exercise of such freedoms. Cf. Tinker v. Des Moines Indep. Community School Dist., supra, 393 U.S. at 513, 89 S.Ct. at 740, 21 L.Ed.2d at 741 (exercise of right of free speech on public school grounds must not interfere with educational mission of the institution); Cox v. Louisiana, 379 U.S. 536, 556-558,
We are mindful that Princeton University‘s regulatory policies governing the time, place, and manner for the exercise of constitutionally-protected speech and associational rights have been modified substantially since the events surrounding Schmid‘s arrest and now more fully and adequately define the nature of these restrictions. As we have indicated, the content of such regulations, recognizing and controlling the right to engage in expressional activities, may be molded by the availability of alternative means of communication. Supra at 563-564. These current amended regulations exemplify the approaches open to private educational entities seeking to protect their institutional integrity while at the same time recognizing individual rights of speech and assembly and accommodating the public whose presence nurtures academic inquiry and growth.
Accordingly, for the reasons set forth, the judgment below is reversed.
PASHMAN, J., concurring and dissenting in part.
I concur in the judgment of the Court and in Parts I, III, IV and V of Justice Handler‘s opinion for the majority. I do not, however, share the majority‘s views in Part II of the opinion, which discusses and all but decides whether defendant‘s conviction for criminal trespass was in violation of the
The three “shopping center cases” decided by the United States Supreme Court, Hudgens v. N. L. R. B., 424 U.S. 507, 96 S.Ct. 1029, 47 L.Ed.2d 196 (1976); Lloyd Corp. v. Tanner, 407 U.S. 551, 92 S.Ct. 2219, 33 L.Ed.2d 131 (1972); Food Employees Local 590 v. Logan Valley Plaza, Inc., 391 U.S. 308, 88 S.Ct. 1601, 20 L.Ed.2d 603 (1968); see also PruneYard Shopping Center v. Robins, 447 U.S. 74, 100 S.Ct. 2035, 64 L.Ed.2d 741 (1980), and their intellectual predecessor, Marsh v. Alabama, 326 U.S. 501, 66 S.Ct. 276, 90 L.Ed. 265 (1946), might appear upon first examination to establish an alternative means of satisfying the
This view is confirmed by examining the four cases involving First Amendment protection of expressive activity on private property. In the earliest decision, Marsh v. Alabama, supra, Justice Black summarized the Court‘s reversal of a conviction for criminal trespass upon a privately owned “company town” as follows:
In our view the circumstance that the property rights to the premises where the deprivation of liberty, here involved, took place, were held by others than the public, is not sufficient to justify the State‘s permitting a corporation to govern a community of citizens so as to restrict their fundamental liberties and the enforcement of such restraint by the application of a state statute. In so far as the State has attempted to impose criminal punishment on appellant for undertaking to distribute religious literature in a company town, its action cannot stand. [326 U.S. at 509, 66 S.Ct. at 280 (emphasis added)]
While Marsh emphasized the assumption of traditional governmental functions by the owners of the “company town,” the Court‘s holding also focused on the government‘s direct enforcement of the town‘s restrictive practices by the imposition of
These two themes—the presence of direct governmental involvement in the enforcement of private property rights and the balancing of property and First Amendment rights also run through the three “shopping center cases.” In Logan Valley, supra, the Court described the question presented as “whether Pennsylvania‘s generally valid rules against trespass to private property can be applied in these circumstances to bar petitioners from the [shopping center] premises.” Logan Valley, supra, 391 U.S. at 315, 88 S.Ct. at 1606. The Court answered in the negative and recognized a constitutional right to engage in expressive activity on private property. Id. at 325, 88 S.Ct. at 1612. None of the dissenting members of the Court—including Justice Black, the author of Marsh—objected to the result in Logan Valley because of an asserted absence of “state action.” See id. at 327-333, 88 S.Ct. at 1613 (Black, J., dissenting); id. at 333-337 (Harlan, J., dissenting); id. at 337-340, 88 S.Ct. at 1618 (White, J., dissenting).
Four years later in Lloyd Corp., supra, when the Court “substantially repudiated the rationale of Logan Valley,” PruneYard Shopping Center, supra, 447 U.S. at 81, 100 S.Ct. at 2040, 64 L.Ed.2d at 751, the reason was not the absence of “state action.” The Court in Lloyd Corp. considered whether the protection of free expression in a shopping center that was unrelated to the center‘s operations “violates rights of private property protected by the
[T]he State may not delegate the power, through the use of its trespass laws, wholly to exclude those members of the public wishing to exercise their First Amendment rights on the premises in a manner and for a purpose generally consonant with the use to which the property is actually put. [Id. at 560, 92 S.Ct. at 2224 (quoting Logan Valley, supra, 391 U.S. at 319-320, 88 S.Ct. at 1608) (emphasis added)]
Without challenging the soundness of this observation, the Court in Lloyd Corp. held “that there ha[d] been no such dedication of Lloyd‘s privately owned and operated shopping center to public use as to entitle [the] exercise therein [of] the asserted First Amendment rights.” Lloyd Corp., supra, 407 U.S. at 570, 92 S.Ct. at 2229. The majority reached this conclusion after balancing the rights in question:
It would be an unwarranted infringement of property rights to require them to yield to the exercise of First Amendment rights under circumstances where adequate alternative avenues of communication exist. Such an accommodation would diminish property rights without significantly enhancing the asserted right of free speech. [Id. at 567, 92 S.Ct. at 2228]
Unlike in Logan Valley, therefore, enforcement of property rights imposed no significant burdens on First Amendment rights.
The conflict between Lloyd Corp. and Logan Valley was resolved by the Court in Hudgens v. N. L. R. B., supra, the third of the “shopping center cases.” In contending that “the rationale of Logan Valley did not survive the Court‘s decision in the Lloyd case,” Hudgens, supra, 424 U.S. at 518, 96 S.Ct. at 1035, the Court observed generally that the Constitution did not provide protection or redress “against a private corporation or person who seeks to abridge the free expression of others * *” Id. at 513, 96 S.Ct. at 1033. Marsh v. Alabama, supra, was an exception to this principle. Id. The Hudgens Court found the exception was grounded in the absence of any meaningful distinction between the functions of a company town and a conventional municipality. Id. at 514, 96 S.Ct. at 1033. The Court did not discuss the significance of the State‘s use of the trespass laws to enforce the company town‘s restrictions on speech. However, what is equally important for present purposes is that the Court in Hudgens did not reject the function of
It thus appears that in the development of First Amendment doctrine from Marsh through Hudgens, the Supreme Court was principally concerned with the reach of substantive constitutional protection for expressive activity, and not with the limits of the “state action” doctrine. Consistent with the approach of these decisions, I would be inclined to rule that the definition of common-law property rights, and their enforcement against defendant through criminal trespass laws, constitute state action. See New York Times Co. v. Sullivan, 376 U.S. 254, 265, 84 S.Ct. 710, 718, 11 L.Ed.2d 686 (1964); Shelley v. Kraemer, 334 U.S. 1, 68 S.Ct. 836, 92 L.Ed. 1161 (1948); King v. South Jersey Nat‘l Bank, 66 N.J. 161, 180-203, 330 A.2d 1 (1974) (Pashman, J., dissenting).
Of course, the presence of state action does not itself spell out a violation of First Amendment rights; it is merely the premise for substantive constitutional inquiry. Because Logan Valley, Lloyd Corp. and Hudgens focus on the federal Constitution‘s safeguard of free speech against judicial enforcement of private property rights, the First Amendment issue before us is not whether Princeton University is a “company town,” see Marsh v. Alabama, supra. Looking instead to Lloyd Corp. as the guiding precedent, we would consider whether the value of the university‘s property rights outweighs the harm to defendant‘s expressive rights. The crucial factor in this inquiry is whether there has been “such dedication of” Princeton University “to public use as to entitle [the] exercise therein [of] First Amendment rights,” Lloyd Corp., supra, 407 U.S. at 570, 92 S.Ct. at 2229. The non-profit, educational, and indeed public purposes of the university would then assume special relevance.
Furthermore, I would accord less significance to the presence of an adequate alternative forum than does the majority. It is true that in Lloyd Corp. the Court distinguished the facts before it from those in Logan Valley on two grounds: that the expressive activity was unrelated to the operations of the shopping center, see Lloyd Corp., supra, 407 U.S. at 564-565, 92 S.Ct. at 2226,
As I have said, there is no need to resolve this issue or to discuss it gratuitously for we have decided that defendant‘s conviction for trespass offends the State Constitution. I feel compelled to write only because the majority has expressed what I believe is a restrictive view of the first guarantee in our Bill of Rights. Certainly, the contrast between that view and the Court‘s State constitutional ruling is difficult to explain. Since I believe the contrast is as unjustified as it is unnecessary, I do not join in Part II of the majority‘s opinion. I concur, however, in both the judgment of the Court and the balance of my Brother Handler‘s opinion.
SCHREIBER, J., concurring.
I join in the conclusion reached today by the majority that the judgment of conviction be reversed. However, I am not in
For Schmid to succeed under the First and Fourteenth Amendments he must establish that the actions taken by Princeton University constituted state action. After discussing several theories and rationales and concluding that their application does not constitute state action, ante at 544-549, the majority seems to say that the holding in Marsh v. Alabama, 326 U.S. 601, 66 S.Ct. 276, 90 L.Ed. 265 (1946), may justify a finding of state action under the facts in this case. I do not agree. Marsh v. Alabama must be considered in the light of three succeeding opinions of the United States Supreme Court, Amalgamated Food Employees Union v. Logan Valley Plaza, 391 U.S. 308, 88 S.Ct. 1601, 20 L.Ed.2d 603 (1968); Lloyd Corp. v. Tanner, 407 U.S. 551, 92 S.Ct. 2219, 33 L.Ed.2d 131 (1972), and Hudgens v. NLRB, 424 U.S. 507, 96 S.Ct. 1029, 47 L.Ed.2d 196 (1976).2
In Logan Valley, the Supreme Court extended the Marsh rationale to provide First Amendment protections for union members picketing a store on shopping center property. It held that the shopping center was “the functional equivalent of a ‘business block‘” and must be treated in substantially the same manner as the business district in a company town. Amalgamated Food Employees Union v. Logan Valley Plaza, 391 U.S. at 325, 88 S.Ct. at 1612, 20 L.Ed.2d at 616. Significantly, Justice Black, author of the Marsh opinion, dissented. He wrote that ”Marsh was never intended to apply to this kind of situation.
Four years later the Supreme Court reconsidered and distinguished Logan Valley in Lloyd Corp. v. Tanner. The Court held that persons distributing handbills protesting the Vietnam War in a private shopping center were not protected by the First and Fourteenth Amendments and were, therefore, subject to prosecution for criminal trespass. In its opinion the Court described the Marsh holding in the following manner: “In effect, the owner of the company town was performing the full spectrum of municipal powers and stood in the shoes of the State.” Lloyd Corp. v. Tanner, 407 U.S. at 569, 92 S.Ct. at 2229, 33 L.Ed.2d at 143. The Court distinguished Logan Valley by limiting its application to situations in which two factors exist. First, the expression sought to be protected must be related to the use of the private property. Second, there must be no other reasonable opportunity available to the person claiming protection for conveying his message to his intended audience. Id. at 563, 92 S.Ct. at 226, 33 L.Ed.2d at 140.
In Hudgens v. NLRB, the Supreme Court in an opinion by Justice Stewart held that striking warehouse employees did not have a First Amendment right to enter a private shopping center to picket a retail outlet. In determining whether the expression was constitutionally protected, the Court did not apply the two elements discussed in Lloyd. Instead, it concluded that despite efforts in Lloyd to distinguish Logan Valley, “the rationale of Logan Valley did not survive the Court‘s decision in the Lloyd case.” Hudgens v. NLRB, 424 U.S. at 518, 96 S.Ct. at 1036, 47 L.Ed.2d at 206. See PruneYard Shopping Center v. Robins, 447 U.S. 74, 78-79, 100 S.Ct. 2035, 2039, 64 L.Ed.2d 741, 751-752 (1980). Justice Stewart commenced with the premise that the right of free speech is constitutionally guaranteed against abridgment by only the federal or state governments—and that an exception to this truism was Marsh—where the company town was the functional equivalent of a municipal-
The rationale advanced in Hudgens, relying as it does on Marsh and Justice Black‘s dissent in Logan Valley, clearly indicates that the characteristics relied upon in Lloyd to distinguish Logan Valley, namely, related expression and no alternative access, are not relevant. Since Hudgens states that Logan Valley was not sound, the reasons given in Lloyd to distinguish Logan Valley cease to be significant. Thus, the presence of speech related to the particular enterprise and the absence of an adequate alternative to presentation of that speech are not determinants of the existence or nonexistence of state action.
Neither Lloyd nor Hudgens purports to overrule Marsh. In fact, they expressly affirm its rationale. However, these decisions make it clear that Marsh is not to be given an expansive reading. Private property must possess all the attributes of or be the equivalent of a state created municipality before it stands in the shoes of the State for First and Fourteenth Amendment purposes. Lloyd Corp. v. Tanner, 407 U.S. at 569, 92 S.Ct. at 2229, 33 L.Ed.2d at 143; Hudgens v. NLRB, 425 U.S. at 513-522, 96 S.Ct. at 1033-1037, 47 L.Ed.2d at 202-207.
Princeton University is not the functional equivalent of a company town as that term has been construed by the Supreme Court. Its main function is to support an academic community. In doing so, it provides services, such as dormitories, eating facilities, and a security force, which can fairly be classified as “attributes of a state-created municipality.” But the present United States Supreme Court decisions require that all of the “attributes” be assumed by the private enterprise. Lloyd Corp. v. Tanner, 407 U.S. at 569, 92 S.Ct. at 2229, 33 L.Ed.2d at 143. Because of its primary role as an educational institution, Princeton University lacks a number of important attributes which municipalities typically possess. For example, there is no sug-
I agree with the majority that Princeton University under the circumstances here is subject to the free speech strictures of the State Constitution.3 Unlike its counterpart in the Federal Constitution, the New Jersey constitutional guaranty of free speech is not circumscribed by the need to find state action. However, a countervailing precept in the New Jersey Constitution is the owner‘s right to possess and protect property.
An analogous situation may be found in Doe v. Bridgeton Hospital Ass‘n, 71 N.J. 478, 366 A.2d 641 (1976), in which a woman‘s right to an abortion conflicted with a hospital‘s policy to prevent the use of its property for that purpose. This Court held that the nonsectarian, nonprofit hospital which held out the use of its facilities to the general public assumed quasi pub-
The nature and extent of the property owner‘s holding out or dedication of his property for public use determine what, if any, public function has been undertaken. The scope of the constitutional restraints inherent in that public function may then be ascertained. Obviously there must be a nexus between the purpose of the property owner‘s dedication and the purpose of the public‘s use. Thus in Doe the holding out of the hospital facility for use in a medical capacity would not justify the exercise of a constitutional right to use the hospital as a political forum. Finally, the public‘s exercise of its constitutional right is subject to the property owner‘s regulations governing time, place and manner. The reasonableness of such regulations depends upon many factors including alternative means which the public may have available to exercise that constitutional right.
As the majority indicates, Princeton has made its campus available as a forum for an open and robust exchange of political ideas and opinions by both the Princeton community and the public generally. In fact, the University has acknowledged that this type of public debate lies at the core of its intellectual academic life. Such a commitment of its facilities and property constitutes a holding out of this property for a public use. As such Princeton has assumed a public function. Since Schmid‘s political expression is consistent with the achievement of Princeton‘s goals, he is entitled to the protection of the right of free speech guaranteed by the New Jersey Constitution.
Moreover, Princeton University‘s independence, an element which in many respects is essential in the private academic world, is not thwarted by the State‘s protection of free speech. It is not a threat to or intrusion upon that independence. Rather, as Justice Handler has cogently pointed out, protection
SCHREIBER, J., concurring in the result.
PASHMAN, J., concurring in part and dissenting in part.
For reversal—Chief Justice WILENTZ and Justices SULLIVAN, PASHMAN, CLIFFORD, SCHREIBER, HANDLER and POLLOCK—7.
For affirmance—None.
IN THE MATTER OF AN INCREASE IN FEES BY THE NEW JERSEY STATE BOARD OF DENTISTRY.
Argued September 24, 1980—Decided December 16, 1980.
Notes
Every person may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that right. No law shall be passed to restrain or abridge the liberty of speech or of the press . . . .
bility for creating a milieu in which every individual, whether the steadiest proponent of the majority viewpoint or the loneliest dissenter, is encouraged to think independently.Central to the philosophy of education is the proposition that the University has a responsibility to expose students and faculty members to a wide variety of views on controversial questions. . . .
Put simply, the University‘s ability to carry out its basic educational mission requires an environment conducive to the maximum possible freedom of thought and expression for each individual student and faculty member. We are not talking here about something that is merely desirable; we are talking about something that is essential. In this crucial respect, the University has a special role in the society—a special responsi-
As noted by Professor Emerson, “freedom of expression is [both] an essential process for advancing knowledge and discovering truth” and “a method of achieving a more adaptable and hence a more stable community, of maintaining the precarious balance between healthy cleavage and necessary consensus.” T. Emerson, The System of Freedom of Expression 6, 7 (1970).
