STATE of Maryland v. Robert Thomas SAYRE, Jr.
No. 21, Sept. Term, 1988
Court of Appeals of Maryland
Jan. 23, 1989
552 A.2d 553 | 559
Michael R. Braudes, Asst. Public Defender (Alan H. Murrell, Public Defender, both on brief) Baltimore, for respondent.
Argued before MURPHY, C.J., and ELDRIDGE, COLE, RODOWSKY, MCAULIFFE, ADKINS and BLACKWELL, JJ.
ADKINS, Judge.
Under
Robert Thomas Sayre, Jr. (Sayre), an inmate at the Roxbury Correctional Institution in Hagerstown, violated institutional rules when he used a homemade “fishing line” to transport items from cell to cell. Correctional Officer Armstrong entered Sayre‘s cell to conduct a search and to recover the “fishing line.” Armstrong ordered Sayre to sit on his bunk. Sayre refused, cursed at the officer, spat at him, and struck him in the face with his fist.
A jury in the Circuit Court for Washington County (Corderman, J., presiding) found Sayre guilty of battery. Following the return of the guilty verdict, Judge Corderman sentenced Sayre:
It will be the sentence of this Court that you be committed to the care and custody of the Commissioner of Correction for a period of five (5) years, to be served concurrently with any sentence that you are currently obligated to serve. He is to be remanded to custody. Come, get him.
[STATE‘S ATTORNEY]: Your Honor, I take it you meant to say concurrently?
THE COURT: I said consecutively.
[STATE‘S ATTORNEY]: No, your Honor, I believe you said concurrently.
THE COURT: Did I? I meant to say consecutively. Excuse me. Bring the Defendant back.
(Whereupon, defendant and counsel are returned to the courtroom and present at trial table.)
THE COURT: Mr. Sayre, did I say concurrently or consecutively?
DEFENDANT: Concurrently.
THE COURT: Well, I meant to say consecutively. Five (5) years consecutive to. That means you do the eight years then you do the five years.
DEFENDANT: Yes sir.
THE COURT: Alright. [Emphasis supplied.]
In an unreported decision, the Court of Special Appeals reversed the sentence. That court, relying on Smith v. State, 31 Md.App. 310, 356 A.2d 320 (1976), cert. denied, 278 Md. 735, (1976), held that a sentencing judge may not increase a sentence to accomplish his original objective. Thus, the consecutive sentence imposed by Judge Corderman was vacated and the original, concurrent sentence, was reimposed. Sayre v. State, No. 671, Sept. Term, 1987 (Md.App. filed 13 Jan. 1988) (per curiam). We granted certiorari to determine the important issue involved.1
As to the double jeopardy contentions, we need not consider them. The case before us is governed by
In Pugh v. State, 271 Md. 701, 319 A.2d 542 (1974), the trial judge found Pugh guilty of possession of cocaine under indictment number 2110, but not guilty of distribution under indictment number 2111. Pugh, 271 Md. at 704, 319 A.2d at 543. The assistant State‘s Attorney then argued contrary to the latter result. The judge, persuaded to see matters in a different light, found Pugh guilty under number 2111 as well. Id. at 704, 319 A.2d at 544. Judge Eldridge, writing for this Court, held that change of mind was impermissible. “It is therefore settled that once the trier of fact in a criminal case, whether it be the jury or the judge, intentionally renders a verdict of ‘not guilty,’ the verdict is final and the defendant cannot later be retried on or found guilty of the same charge.” Id. at 706, 319 A.2d at 545 [emphasis supplied]. See also Brooks v. State, 299 Md. 146, 472 A.2d 981 (1984).
But in Pugh Judge Eldridge went on to explain that “where a judge ‘obviously inadvertently’ says one thing when he means something else, and immediately thereafter corrects himself, a ‘verdict’ would not be rendered for purposes of
That may be so. The problem is that while to permit correction of a slip of the tongue is not necessarily undesirable, to allow a judge who has intentionally made a sentencing decision to change his mind in a manner adverse to the defendant is. Double jeopardy considerations aside, the
to begin questioning whether a valid sentence has been pronounced inadvertently would involve this court in a morass. We would be called upon to read the mind of the sentencing judge in any circumstance in which a valid sentence had been pronounced and later amended due to the judge‘s proclaimed inadvertence.
Id. at 247, 302 N.W.2d at 733. See also State v. Vernon, 218 Neb. 539, 542, 356 N.W.2d 887, 890 (1984).
The same concern is expressed in Scott v. State, 64 Wis.2d 54, 59, 218 N.W.2d 350, 353 (1974) (quoting Chandler v. United States, 468 F.2d 834, 836 (5th Cir.1972)):
“. . . [T]he Government argues that an exception should be recognized in cases such as this where the alteration of the sentence was undertaken solely to conform to the original intention of the trial judge and the error in the original sentence was due solely to an inadvertent transposition of the numbers. Were we clairvoyant and able to say for certain in every case what the trial judge really ‘intended,’ this argument might be persuasive. Being mere mortals however, we must refrain from such delicate undertakings, and we refuse to sanction a procedure that encourages such an inquiry.” [Brackets in original.]
See also State v. Perry, 136 Wis.2d 92, 111–115, 401 N.W.2d 748, 757-758 (1987). Cf. Merry v. State, 752 P.2d 472, 473-475 (Alaska Ct.App.1988) (sentencing judge said both concurrent and consecutive in handing down sentence;
After careful weighing of the policy considerations implicated, we, too, are unwilling to allow a procedure that will permit an inquiry of the sentencing judge‘s subjective intent under circumstances like those here present. We hold that under
It remains only to determine when a sentence has been imposed for purposes of
Ordinarily, sentencing may be considered as the last phase of a criminal trial. When sentence is pronounced or imposed, there is a final judgment for purposes of appeal. See, e.g., Jones v. State, 298 Md. 634, 637, 471 A.2d 1055, 1057 (1984). The sentencing phase, for purposes of
He is to be remanded to custody. Come, get him.
Obviously, Sayre‘s case was over. There was nothing more to be done. The court was ready to proceed to the next case.2 We hold that under these circumstances sentence was imposed.
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. COSTS TO BE PAID BY THE COUNTY COMMISSIONERS OF WASHINGTON COUNTY.
MURPHY, C.J., and RODOWSKY and MCAULIFFE, JJ., dissent.
RODOWSKY, Judge, dissenting.
I respectfully dissent. In my view the majority has misapplied
I
The Court rests its affirmance of the Court of Special Appeals on
“Historically, the pronouncement of sentence has never carried the finality that attaches to an acquittal. The common-law writs of autre fois acquit and autre fois convict were protections against retrial. . . . Although the distinction was not of great importance early in the English common law because nearly all felonies, to which double jeopardy principles originally were limited, were punishable by the critical sentences of death or deportation . . . it gained importance when sentences of imprisonment became common. The trial court‘s increase of a sentence, so long as it took place during the same term of court, was permitted. This practice was not thought to violate any double jeopardy principle. . . . The common law is important in the present context, for our Double Jeopardy Clause was drafted with the common-law protections in mind. . . . This accounts for the established practice in the federal courts that the sentencing judge may recall the defendant and increase his sentence, at least (and we venture no comment as to this limitation) so long as he has not yet begun to serve that sentence.”
Id. at 133-34, 101 S.Ct. at 435-36 (citations omitted).
The trial judge increased the sentence in Bozza v. United States, 330 U.S. 160, 67 S.Ct. 645, 91 L.Ed. 818 (1947) where the defendant had been convicted of operating a distillery in violation of a revenue statute which mandated a minimum fine of $100 and imprisonment. At a morning session of court the trial judge pronounced a sentence of imprison-
Justice Rutledge, writing in Rowley v. Welch, 114 F.2d 499 (D.C.Cir.1940) when he was a member of the United States Court of Appeals for the District of Columbia Circuit, confronted the factual situation presented in the case sub judice. The sentencing judge had inadvertently pronounced sentence to run concurrently but, before the prisoner was removed from the courthouse, the prisoner was returned to the courtroom and the judge corrected the sentence to make it consecutive. In rejecting the claim of constitutional violation the court presented the following excellent analysis:
“The oral utterance is an act of judgment, but it is not an entirely unalterable one. Other events, as for example entry of the order of commitment, are required to give it absolute finality. Until they occur, the court retains jurisdiction and power, within recognized limits which need not be specified here, to make corrections, perhaps even other changes, which may be required by a right administration of justice. Entirely apart from specific constitutional limitations, therefore, there is nothing in the nature of mere oral pronouncement of sentence, judgmental in character though that act may be, which gives it absolutely unalterable quality.
“Nor do we think the Fifth Amendment gives it such consummate finality that the court is precluded from correcting an inadvertent pronouncement, even by increasing the penalty, provided the change is made as
promptly as was done in this case. Appellant‘s view, carried to its logical extreme, would prevent a correction of mere inadvertence at any time after it occurs, even in the next breath. So construed, the Amendment would embalm into constitutional right an act of pure inadvertence, although every consideration of justice and its proper administration requires that this most solemn judicial step be taken with no taint of accident or inattention, but with the utmost deliberation and presence of mind. Courts, being human, cannot avoid occasional lapses characteristic of humanity, nor can the Constitution prevent them. It can only guard against their consequences. But it would not do so by perpetuating or making them inescapable. . . . It was not the purpose of the Amendment to compel courts to give effect to their inattentive and nondeliberative acts, so long at least as their actual execution has not been initiated and the prisoner has not been harmed by them other than in hearing the pronouncement made and promptly corrected.”
Other cases holding that a sentencing judge did not err when, after announcing a sentence to be concurrent, the judge corrected the sentence to one running consecutively are: Kroll v. United States, 433 F.2d 1282, 1292 (5th Cir.1970) (correction made “moments later“), cert. denied, 402 U.S. 944, 91 S.Ct. 1616, 29 L.Ed.2d 112 (1971); Williams v. United States, 422 F.2d 1318 (5th Cir.1970) (per curiam) (correction made same day); and Thomas v. United States, 388 A.2d 1231 (D.C.1978) (correction made approximately seven hours later on same day).
Nor does the history of
“(b) Modification or Reduction-Time for.-The court has revisory power and control over a sentence upon a motion filed within 90 days after its imposition (1) in the District Court, if an appeal has not been perfected, and (2) in a circuit court, whether or not an appeal has
been filed. The court may modify or reduce or strike, but may not increase the length of, a sentence. Thereafter, the court has revisory power and control over the sentence in case of fraud, mistake, or irregularity, or as provided in section (d) of this Rule.”
The provision was initially Rule 10(c) of the General Rules of Practice and Procedure, Part Four, I, Criminal Rules of Practice and Procedure which, in the rules revision effective January 1, 1957, became Rule 744.c. The provision at that time only dealt with when “the court may reduce a sentence. . . .” Former Chapter 700 (Criminal Causes) was further revised effective January 1, 1962, at which time then new Rule 764(b) read:
“For a period of ninety (90) days after the imposition of a sentence, or within ninety (90) days after receipt by the court of a mandate issued by the Court of Appeals upon affirmance of the judgment or dismissal of appeal, or thereafter, pursuant to motion filed within such period, the court shall have revisory power and control over the judgment or other judicial act forming a part of the proceedings. The court may, pursuant to this section, modify or reduce, but shall not increase the length of a sentence. After the expiration of such period, the court shall have such revisory power and control only in case of fraud, mistake or irregularity.”
Thus, when the sentencing court‘s power was enlarged to include the power to “modify,” the proviso was also added that the court “shall not increase the length of a sentence.” In view of the constitutional flexibility, an unlimited power to “modify” for ninety days after imposition of a sentence could well be read to include the power to increase after the lapse of some appreciable period of time from imposition of the sentence. When the proviso is read in the context of a power to modify at any time within a span of ninety days, the proviso makes sense. I cannot accept, however, that this Court or the Rules Committee intended the proviso to embrace a matter of minutes elapsing between a sentencing
The majority does not question that the sentence first pronounced by the trial judge in this case clearly resulted from misspeaking. The majority says, however, that “it is not always easy to distinguish between an inadvertent slip of the tongue and a true change of mind.” Thus, in order to simplify the decision in some future case the majority holds that this undeniably inadvertent statement became the final judgment. I, on the other hand, would hold that where, as here, the record clearly shows that the sentencing judge misspoke in relation to his true intent, the misstatement may be corrected promptly, as it was here. It may well be that
II
A further reason for reversal in this case is that the Court of Special Appeals has mandated an illegal sentence. In this case a prisoner assaulted a guard. So strong is the public policy against allowing assaults by prison inmates to go unpunished that the General Assembly has forbidden concurrent or suspended sentences for such assaults.
“(a) Assault on inmate or employee.-Every inmate convicted of assault on another inmate or on an employee of the Division of Correction, the Patuxent Institution, the Baltimore City Jail, or any county jail or detention center, regardless of employment capacity, shall be sentenced for the crime of assault under this section.
(b) Consecutive sentences.-A sentence imposed under this section shall run consecutively to any sentence that was being served at the time of the assault, or that had been imposed but was not yet being served at the time of sentencing.
(c) Suspension of sentence.-A sentence imposed under this section may not be suspended.”
The consecutive sentence imposed by the circuit court was statutorily required. It was the Court of Special Appeals, by mandating “CONSECUTIVE SENTENCE VACATED AND CONCURRENT SENTENCE REINSTATED,” which changed that lawful sentence into an unlawful one.
The illegality of the mandate is open to review and correction because that issue is embraced within the question framed by the State in its petition for certiorari. We undertook to review “[w]hether the Court of Special Appeals erred in determining that the trial judge could not correct his misstatement at sentencing by changing the term of incarceration from ‘concurrent’ to ‘consecutive‘[.]” One reason why the trial judge could correct his misstatement and why the Court of Special Appeals erred by not permitting him to do so is that the misstated sentence in this case was an illegal one. Although the State‘s petition for certiorari does not advance the violation of
Even if the illegality of the sentence mandated by the Court of Special Appeals is considered as a separate issue from that raised in the petition for certiorari, this Court should nevertheless address the issue.
Further, the “bright line” purpose of the formalism imposed by the majority is not served when the sentence inadvertently pronounced is less than that mandated by law. Let us assume that the rule adopted by the majority was in effect at the time of sentencing in this case so that the trial judge was helpless to correct the announced sentence when he became convinced that he had not actually said what he had intended to say.
But the trial judge, in my view, is not helpless under these circumstances.
The mandate of the Court of Special Appeals should be reversed.
Chief Judge Murphy and Judge McAuliffe authorize me to state that they join in the views expressed in this dissenting opinion.
