State v. SantillanesState v. Santillanes
Lead Opinion
{1} Following a jury trial, Defendant Nathan Santillanes was convicted of five counts of vehicular homicide, see
{2} On September 28, 1996, Defendant drove a vehicle down Highway 60 in Socorro County. Defendant’s three children, his girlfriend, and her niece were passengers in the vehicle. As Defendant attempted to make a left hand turn at an intersection, his vehicle collided with an oncoming truck. All five passengers in Defendant’s vehicle were killed as a result of the collision. Defendant had a blood alcohol level of .15 at the time of the accident, and Defendant admitted to the police that he consumed six beers during that day.
{3} In relation to the five deaths, Defendant was convicted of nine counts of two forms of homicide, which included five counts of vehicular homicide and four counts of child abuse resulting in death. The district court sentenced Defendant to eighteen years’ imprisonment for each count of child abuse resulting in death and ordered three of these sentences to be served consecutively. Because Defendant had three prior DWI convictions, the district court sentenced Defendant to twelve years’ imprisonment for each count of vehicular homicide pursuant to
II. The Court of Appeals’ Rationale
{4} Defendant appealed his convictions to the Court of Appeals. Defendant contended that his convictions of both vehicular homicide and child abuse resulting in death for the same four victims violated the double jeopardy protection against multiple punishments for the same offense.
{5} In reviewing Defendant’s contention, the Court of Appeals applied the two-part test set out by this Court in Swafford v. State,
{6} Having concluded that the convictions resulted in a double jeopardy violation, the Court of Appeals addressed which of the convictions must be vacated. Santillanes,
{7} The general/specific statute rule is a tool in statutory construction. State v. Cleve,
{8} Applying the general/specific statute rule, the Court of Appeals relied on language from our opinion in State v. Yarborough,
{9} On certiorari review, the State does not challenge the Court of Appeals’ determination that the convictions in this case violated the prohibition against double jeopardy. The only question presented for our review in this case is which of the two crimes, vehicular homicide or child abuse resulting in death, must be vacated. Our review is de novo. Cleve,
III. The General/Specific Statute Rule
{10} In Cleve, we reviewed the use of the general/specific statute rale in New Mexico and attempted to clarify its proper application.
{11} We now believe that these labels do not serve their intended purpose of clarifying the general/specific statute rule. We believe that these labels inaccurately suggest that there must be two independent analyses undertaken in every ease to determine whether the general/specific statute rule applies; this approach is unwarranted under our prior cases. See, e.g., Cleve, 1999— NMSC-017, ¶¶ 16-36,
{12} We explained in detail the appropriate general/specific statute rule analysis for two criminal statutes in Cleve,
{13} Because of the close relationship between the general/specific statute rule and the principle of double jeopardy, we begin an analysis of two criminal statutes under the general/specific statute rule by ascertaining whether the Legislature intended to create multiple punishments for the two relevant crimes, even if the defendant was only charged with or convicted of one of the two crimes at issue. See Blevins,
{14} In this sense, the multiple punishment question under the general/specific statute rule is somewhat hypothetical because it must be conducted regardless of whether a case presents a separate inquiry concerning double jeopardy. Additionally, because the only multiple punishment question under the general/specific statute rule is whether the Legislature intended to create separately punishable offenses for the same conduct, see Cleve,
{15} In Guilez, for example, the defendant was convicted of both child abuse and reckless driving.
{16} If our multiple punishment inquiry reveals that the Legislature did not intend to create separately punishable offenses for the same conduct, then we proceed to the narrower question of whether the Legislature intended to limit the charging discretion of the prosecutor. Both of these questions, whether the Legislature intended to create separately punishable offenses and whether the Legislature intended to circumscribe prosecutorial charging discretion, are answered under the same framework. First, we assess “whether each provision requires proof of an additional fact that the other does not” in accordance with the test established in» Blockburger v. United States,
{17} Of course, we recognize that each ease presents unique questions of statutory construction, and we emphasize that the general/specific statute rule should not be applied in a rigid, mechanistic fashion. As with other rules of statutory construction, the general/specific statute rule “is merely a tool of statutory interpretation and is not an end to itself.” State ex rel. Dep’t of Pub. Safety v. One 1990 Chevrolet Pickup,
{18} Most criminal cases involving the general/specific statute rule will be resolved through the elements-based inquiry described above. Nonetheless, exceptional cases may require further analysis. For example, in Cleve, we concluded that the general/specific statute rule did not apply to the crimes of unlawful hunting and cruelty to animals because, applying Swafford, the Legislature intended to create separately punishable offenses and thus did not intend to limit prosecutorial discretion. Cleve,
{19} In Guilez, we also faced an argument that went beyond the question of whether a specific crime should be charged instead of a general crime. We addressed in Guilez the contention that the Motor Vehicle Code preempted the field for all criminal offenses involving the operation of a vehicle. We do not believe that this notion of “preempting the field” readily fits into the framework of the general/specific statute rule for determining whether one statute operates as an exception to another statute. We believe this argument is more properly understood as invoking a related rule of statutory construction: repeal by implication. See Guilez,
{20} We held in Guilez that the Legislature, by enacting the Motor Vehicle Code as a whole, did not intend to repeal the child abuse statute as it applies to children in vehicles. See Guilez,
{21} These eases, Cleve and Guilez, illustrate that the general/specific statute rule should be applied in a flexible manner and should be used in conjunction with other rules of statutory interpretation in order to achieve the ultimate goal of discerning the intent of the Legislature. In the specific context of comparing two criminal statutes, however, we caution that courts should apply the general/specific statute rule guardedly to the extent that it operates to restrict the charging discretion of the prosecutor. We have previously said that the State “has broad discretion in charging.” State v. Brooks,
IV. Vehicular Homicide, Child Abuse, and the General/Specific Statute Rule
{22} Consistent with the analysis articulated above, the Court of Appeals initially determined in this case that the Legislature did not intend to create separately punishable offenses under the two statutes at issue for a single death. With this predicate established, the Court of Appeals determined that the vehicular homicide statute operates as an exception to the child abuse statute to the extent of compelling the State to prosecute under the former for cases involving the operation of vehicles. Santillanes,
{23} The general/specific statute rule “only applies when two or more statutes have conflicting provisions concerning the same matter.” Fernandez v. Farmers Ins. Co.,
{24} We agree with the Court of Appeals that under the Blockburger test the elements of the crimes differ; thus, we apply the factors outlined in Cleve to determine the
{25} We do not believe that
{26} Moreover, we disagree with the fundamental premise of the Court of Appeals that the Legislature did not intend to provide greater protection to children than to an unborn child or an adult. We believe this proposition ignores relevant provisions in the Criminal Code. See Ogden,
{27} The Legislature has created a special protection for children through heightened punishment for wrongful conduct causing death. To remove this protection based solely on the instrumentality causing death, as the Court of Appeals’ analysis does, would frustrate the Legislature’s clear intent. “The charging pattern that best reconciles the community’s interest in proper enforcement of the laws and the interest (shared by the community and the defendant) in fairness to the defendant may well be a charging pattern fitting between the two extremes.” Brooks,
V. Effect of a Multiple Punishment Violation
{28} Although the general/specific statute rule does not apply in this case, we must still decide which of the convictions, vehicular homicide or child abuse resulting in death, must be vacated as a result of the violation of the double jeopardy protection against multiple punishments for the same offense. This question is answered by our opinion in State v. Pierce,
The rule of merger precludes an individual’s conviction and sentence for a crime that is a lesser included offense of a greater charge upon which defendant has also been convicted. Although the state properly may charge in the alternative, where defendant is convicted of one or more offenses which have merged into the greater offense he [or she] may be punished for only one.
{29} The offenses at issue in this case cannot be characterized as lesser included and greater inclusive crimes because, as noted previously, they each contain different elements and stand independently in relation to one another. See Swafford,
{30} The Legislature has created in the Criminal Code a classification system for felonies
{31} This measure is particularly appropriate in the present case. Unlike the third degree felony of vehicular homicide, child abuse resulting in death is a first degree felony. There are a very limited number of crimes in the Criminal Code that are designated as first degree felonies, and these crimes are subject to a substantial sentence of eighteen years imprisonment.
{32} Within his general/specific statute rule argument, Defendant contends that the Legislature intended to punish vehicular homicide over child abuse resulting in death, as evidenced by a heightened mental state, general criminal intent,
{33} Defendant also contends that we should apply the rule of lenity to vacate the child abuse resulting in death convictions. However, unlike a determination of whether the Legislature intended multiple punishments for a single offense, see Swafford,
{34} “The rule of lenity counsels that criminal statutes should be interpreted in the defendant’s favor when insurmountable ambiguity persists regarding the intended scope of a criminal statute.” Ogden,
{35} By contrast, once it is determined that multiple punishments are not permitted, the question of which conviction to vacate does not involve the intended scope of a criminal statute. In the event of a multiple punishment violation, and assuming that the general/specific statute rule does not apply, the Legislature has expressed its intent that either of the criminal offenses, and the applicable punishment, apply to the defendant’s action; the conduct falls within the scope of the statutes in terms of the substantive definition of the crimes, and there is no ambiguity concerning the penalty imposed for each crime. What the Legislature intends to prohibit is the application of both offenses and their punishments against the defendant for unitary conduct. Because the defendant’s conduct unquestionably falls within the scope of the relevant statutes and because the Legislature has clearly established the penalties for the violation of these statutes, it would not serve the purposes of the rule of lenity to apply it to the inquiry into which offense to vacate. See Liparota,
{36} In State v. House,
{37} We conclude that vehicular homicide is a lesser offense than child abuse resulting in death. Because the Legislature did not intend to create separately punishable offenses with Section 30-6-l(C) and
VI. Conclusion
{38} We conclude that the general/specific statute rule does not apply in this case. The crime of vehicular homicide does not operate as an exception to the crime of child abuse resulting in death to the extent of compelling the State to prosecute under the vehicular homicide statute for cases involving the operation of a vehicle. When there is a violation of the double jeopardy protection against multiple punishments, the appropriate remedy is to vacate the conviction for the lesser offense. As a result, we remand this case to the district court with instructions to vacate the four counts of vehicular homicide with respect to the same victims as the four counts of child abuse resulting in death. We affirm Defendant’s convictions of child abuse resulting in death.
{39} IT IS SO ORDERED.
Notes
. We denied Defendant’s petition for writ of certiorari to the Court of Appeals with respect to other issues Defendant raised in his direct appeal.
. Negligence refers to criminal negligence and is defined in UJI 14-602 NMRA 2001 as one who knows or should know that his or her conduct creates a substantial and foreseeable risk and who disregards the risk and is wholly indifferent to the consequences of the conduct and the welfare and safety of the child. Under a 1997 amendment to the child abuse statute, criminal negligence “means a person who knew or should have known of the danger involved and acted with a reckless disregard for the safety or health of the child."
. In Pierce, we relied on the articulation of the merger doctrine by the Court of Appeals in State v. Sandoval,
. We note that in this case it makes little practical difference which offense is vacated. The district court’s sentence indicates a determination that fifty-eight years imprisonment was an appropriate sentence for Defendant’s actions. Although the court achieved this sentence through consecutive application of three counts of child abuse resulting in death with a habitual offender enhancement and concurrent sentencing on all remaining counts, it also could have done so with consecutive sentencing for the five counts of vehicular homicide, each of which was subject to a sentence of twelve years imprisonment under
. General criminal intent means "the purposeful doing of an act that the law declares to be a crime.” Ibn Omar-Muhammad,
. We note that the Court of Appeals also vacated Defendant’s conviction of DWI because that crime was a lesser included offense of vehicular homicide. Santillanes,
Dissenting Opinion
(dissenting)
{40} I respectfully dissent. I would affirm the Court of Appeals, but for different reasons than those articulated in its opinion in State v. Santillanes,
{41} The panel of the Court of Appeals that decided Santillanes and the members of this Court all agree that the Legislature did not intend multiple punishments on these
{42} It seems to me that the starting point for our analysis should be the double jeopardy clause, see U.S. Const, amends. V, XIV,
{43} Examination of more of the language of the vehicular homicide statute and its companion statute,
{44} In fact, examination of more of the language of the child abuse statute leads me to believe that the Legislature has created an overlap it did not foresee. Section 30-6-l(C) articulates three circumstances that constitute child abuse: (1) placing a child in a situation that may endanger the child’s life or health; (2) torture or cruel confinement or cruel punishment of a child; and (3) exposure of a child to inclement weather. If the Legislature had intended for the phrase “placing a child in a situation that may endanger the child’s life or health” to be broadly construed,
{45} Examination of other parts of the criminal code further indicates that the Legislature did not contemplate that Section 30-6-l(C)(l) would encompass the entire universe of conduct involving harm or risk of harm to children. New Mexico’s criminal sexual-penetration statute,
{46} Lastly, the history of the vehicular homicide and child abuse statutes reveals one statute that has remained relatively constant in coverage and another that has expanded slowly but steadily. Until recently, there was no overlap. A vehicular homicide statute was first enacted in 1953. See State v. Yarborough,
{47} The Court of Appeals did not conduct a detailed inquiry into the language, history, and purpose of these statutes under the double jeopardy clause because it believed that our opinion in State v. Pierce,
{48} Any general use of the concepts of “greater” and “lesser” offenses seems to me misleading, rather than helpful, in the double jeopardy context. The existence of greater-inclusive/lesser-included offenses is determined by the elements of offenses, not by the degree of felony. I think a general use of .the concepts of “greater” and “lesser” offenses ought not replace a detailed inquiry into legislative intent in analyzing a double jeopardy issue.
{49} For these reasons, I believe that the Legislature intended that a person in Defendant’s situation be punished for vehicular homicide. Although I am persuaded that we should so interpret the Legislature’s intent, I also acknowledge that reasonable minds can and do differ in determining the Legislature’s intent in this ease. I would therefore reach the same result by application of the rule of lenity. See Liparota v. United States,
{50} I am persuaded on these grounds that Defendant’s convictions for child abuse resulting in death should be vacated. A majority of this Court being of a different view, I respectfully dissent.
. Because I conclude that the Court of Appeals erred in analyzing our double jeopardy cases and in determining that under those cases Defendant’s vehicular homicide convictions would have been vacated, I do not reach the question of whether the vehicular homicide statute preempts die child abuse statute under the general/specific rule.
Dissenting Opinion
(dissenting)
{51} I share the concerns raised by Justice Minzner and concur in her dissent. I write separately to reiterate my opinion, expressed in my dissent in State v. Guilez,
{52} I also believe that the majority opinion misapplies the general/specifie rule. I agree with the majority that “if two statutes dealing with the same subject conflict, then the more specific statute will prevail over the more general statute----” Majority Opinion ¶ 7. In my view, application of that rule necessitates the dismissal of the child abuse convictions rather than vehicular homicide convictions, as the majority holds. The vehicular homicide statute prohibits “the killing of a human being in the unlawful operation of a motor vehicle.” NMSA