*1
STATE
Petitioner, SANTILLANES, Defendant-
Nathan
Respondent. 26,170.
No.
Supreme of New Mexico. Court
June *3 Madrid, General, Attorney
Patricia A. Jac- Medina, queline Attorney R. Assistant Gen- eral, Fe, NM, for Santa Petitioner. Subin, Defender, Phyllis H. Chief Public Cassidy, Appellate Lisa N. Assistant Defend- Fe, NM, er, Respondent. Santa OPINION SERNA, Chief Justice. trial, Following jury Na Defendant
than
was convicted of five counts
Santillanes
1978, §
see
66-
NMSA
8-101(C) (1991), four counts of child abuse
death,
§
see NMSA
30-6-
1(C) (1989,
amendment),
prior to 1997
one
(DWI),
count of
while intoxicated
offense,
1978, §
fourth
see
66-8-
NMSA
(G)
102(A),
(1994, prior to 1997
&
amendments),
driving,
one count of reckless
(1987),
see
66-8-113
and four
NMSA
other counts of various violations of the Mo
-
Code,
1978, §
tor
66-1-1 to
Vehicle
(1978,
through
prior
as amended
amendment).
appeal,
to later
On direct
Appeals
four convic
Court
reversed the
resulting in
tions of child abuse
death based
principle
on
double
and the
interpretation
Court’s
Santillanes,
statute rule. State v.
2000
NMCA-017, ¶1,
128 N.M.
denied,
cert.
128 N.M.
and cert.
vehicle.
vides
to a
woman
generally
sists courts
in determining
more
vehicle,
operation
unlawful
causing a
whether the
intended to create
miscarriage or stillbirth as a result of an
exception
general
enacting
statute
injury,
Santillanes,
degree felony.
is a third
dealing
another law
with the
in a
matter
indication of
crimes
Multiple
Punishment
V. Effect of
involving
operation
a motor
vehicle.
Violation
reject
Appeals’
We therefore
the Court
Although
general/specif
on
66-8-101.1 as evidence of
reliance
Section
case,
ic
in this
statute rule does
charging
intent to limit the
dis-
convictions,
which of
must still decide
prosecutor in this case.
cretion
homicide or
Legislature has
The
created
death,
as a
must be vacated
result
protection
through
special
for children
jeopardy protection
violation of the double
wrongful
heightened punishment for
conduct
against multiple punishments for the same
protection
causing
death. To remove
by our
question is answered
offense. This
solely
instrumentality causing
on the
based
Pierce,
76, 86-
opinion in
does,
death,
analysis
Appeals’
as the Court of
P.2d
Legislature’s
would frustrate
clear intent.
merger precludes
The
an individu-
charging pattern that best reconciles
“The
a crime
al’s conviction and sentence for
community’s
proper
enforce
interest
great-
included
(shared
that is a lesser
offense
interest
ment of
laws and the
which
has also
defendant)
charge upon
er
defendant
community
and the
fairness
prop-
Although
been convicted.
the state
may
charging
to the defendant
well be
alternative,
erly
where
may charge
fitting
pattern
between the
extremes.”
or more of-
Brooks,
defendant is convicted
one
Id, (citations omitted).
Pierce,
We later clarified
ture
punish
aspects of the
Code. For ex-
many
Criminal
death,
over
homicide
applicable statute of limitations
ample, the
state,
heightened
mental
evidenced
is determined
de-
particular offenses
intent,5
*13
general
required
that is
for
criminal
1978, §
gree
felony.
30-1-8
of
NMSA
required
but
(1997).
vehicular homicide
is
for
importantly,
Most
the
degrees
resulting
disagree.
of
child
in
the
felonies
abuse
death. We
has utilized
different
punishment
the level of
for vari-
establish
Legislature’s view of the
of
The
seriousness
31-18-15(A)
1978, ous offenses. NMSA
cannot
determined
these two offenses
(1999).
degree
felony
believe
the
of
We
that
applicable
Legislature’s
mens rea.
the
The
appropriate
30-1-7 is an
mea-
under Section
require only
negligence,
decision to
criminal
legislative
regarding which of
of
intent
sure
intent,
showing
general
and no
of a
criminal
greater
a
is
offense. See
offenses
Swaf-
obvious
“[t]he
child abuse stems from
(“The
ford,
at
P.2d at
810
1235
...
public
prevention
[in]
of
interest
the
quantum
probative
is
punishment
of
also
of
Lucero,
cruelty to children.”
punish.”).
intent
(Ct.App.
P.2d
particularly appropri-
This measure is
1975).
{31}
requir-
[not
“The usual rationale for
present
case. Unlike
third
ate
the
the
ing showing
intent]
a
of a
criminal
is
felony
degree
of
vehicular
that
is
public interest
the matter
so
the
degree
is a first
abuse
death
potential
harm
compelling or that the
is
very
are
limited
of
felony. There
a
number
great
public
so
of
must
that the interests
the
desig-
that
crimes
the Criminal Code
are
of
interests
the individual.” Id.
override the
felonies,
degree
first
and these
nated as
protection
at
P.2d at
of
1217. The
subject
a
crimes are
substantial sentence
legitimate
as a
children “is
as well
laudable
eighteen years imprisonment.
of
Section 31-
police
purpose
power
the
of
within
the
18-15(A)(1).
Legislature’s
decision to
Indeed,
at 1218.
State.” Id. at
P.2d
resulting in
as
designate child abuse
death
“[w]hen
Court stated
Guilez
Legisla-
indicates the
one of these crimes
adult,
justification, endangers
without
offense,
ture’s view
seriousness
safety,
culpable
child’s
adult
than
the
is more
protection necessary to
of
the
the level
deter
safety
jeopar-
when
of
adult is
another
offense,
and the
commission of
level
17, 129 dized.”
society’s
punishment necessary to vindicate
Thus,
240, 4
1231.
mens rea
P.3d
the lesser
act.
in retribution for the criminal
interest
resulting in
does not
for child abuse
death
Moreover,
signaled
Legislature has
its
Legislature views the
that the
crime
indicate
those
of a
intent
to ensure that
convicted
homicide;
than
lesser offense
vehicular
felony
impris-
degree
the term
first
serve
quite clearly
opposite.
it is
31-18-15(A)(1)
prescribed in
onment
Section
by making
sentencing mandatory.
contends
Defendant also
(excluding
§ 31-20-3
lenity
rule
we should
discretionary sus-
degree
first
felonies from
resulting in death
vacate
child abuse
sentencing).
pended
or deferred
sentences
However, unlike a determina
convictions.
respect
Legislature’s
We must
decision
tion of
intended
whether
greater protection
to children
provide
offense,
single
multiple punishments for a
see
as a
classifying child
death
at
Swafford, 112 N.M. at
felony,
degree
therefore believe
first
and we
lenity
apply to a determi-
felony of
does not
degree
third
926;
purposeful
at
UJI 14-141 NMRA
criminal
means "the
accord
5. General
doing
an act
the law declares to be a
Omar-Muhammad, 102
Ibn
N.M. at
crime.”
purposes
nation of which conviction to
sistent with
vacate as
the rule’s
of “en
impermissible multiple punishments.
result of
sur[ing] that criminal
provide
statutes will
fail’ warning concerning
il
conduct rendered
lenity
“The rule
counsels
legal
strik[ing]
appropriate
balance
criminal
interpreted
statutes should be
legislature,
prosecutor,
between the
in the defendant’s favor when insurmounta
Liparota
defining
liability.”
the court
criminal
ambiguity persists regarding
ble
the intend
States,
. United
471 U.S.
v
scope
Ogden,
ed
a criminal statute.”
105 S.Ct.
L.Ed.2d 434
(discussing
N.M. at
at 853
rule in
of determining
the context
contrast,
By
once it is determined
meaning
“peace
phrase
officer”
that multiple punishments
permitted,
are not
aggravating
establishing
circum
question
of which conviction to vacate
purposes
penalty).
stances
of the death
scope
does not
involve
intended
It
reserved for
situations in
“those
which
statute.
In the
event
persists
a reasonable doubt
about a statute’s
violation,
punishment
and assuming that the
scope
resort
even
to the lan
after
general/specific statute rule
apply,
does not
*14
structure,
guage
legislative history,
and
and
Legislature
expressed
the
has
its intent that
motivating policies of the statute.” Moslcal
offenses,
either of
appli-
the
and the
States,
103, 108,
v. United
498 U.S.
111
punishment, apply
cable
to the defendant’s
461, 112
(quotation
L.Ed.2d 449
S.Ct.
action;
scope
the conduct falls within
of
the
omitted),
quoted authority
marks and
quot
the
statutes
terms of the substantive defi-
Anaya,
ed in State v.
crimes,
nition of
ambigui-
the
there is no
¶ 32,
14,
P.2d
(applying
933
223
ty concerning
penalty imposed
the
for each
lenity
question
the rule of
to the
of whether
Legislature
crime. What
pro-
the
intends to
apply
the
to
habitual
hibit
application
is the
of both
offenses
DWI);
felony
sentencing
offender
to
see
punishments against
their
for
the defendant
Edmondson,
654, 658,
v.
N.M.
State
112
818 unitary conduct. Because the defendant’s
(“Nor
855,
(Ct.App.1991)
P.2d
859
have we
unquestionably
scope
conduct
falls within the
judicial
a
authority
deemed
division of
auto
of
Leg-
the relevant statutes and because the
matically
trigger lenity.” (quot
sufficient to
clearly
islature has
penalties
established the
Moslcal,
108,
461)).
ing
498
111
U.S. at
S.Ct.
statutes,
for the violation of these
it would
deciding
the
whether
intends
not serve
purposes
lenity
the
the
to
rule
offenses,
separately punishable
create
apply it
inquiry
to the
into which
offense
that,
lenity
if
insurmounta
dictates
427,
Liparota,
vacate. See
471
at
105
U.S.
ambiguity
applying
ble
after
remains
2084;
Mabry,
S.Ct.
v.
Bloclcburger
resorting
test and after
to tra
(1981) (“It
273
long
has
been
intent,
legislative
indicia of
ditional
“it is to
recognized in
solely
this state that it is
within
presumed
[Legislature
did not in
province
to establish
pyramiding punishments
tend
for the same
penalties
behavior.”);
for criminal
Bat-
cf.
Swafford,
offense.”
112
at
810
chelder,
121-22,
442
at
99
2198
U.S.
S.Ct.
1235;
at
at
P.2d
see id.
810
at
P.2d
(declining
apply
lenity
the rule of
because
1230;
State,
see also
Herron
“unquestionably
the defendant
violated” the
(1991) (stating
applicable
penalty provision
and the
single-statute
unit-of-prosecution
“unquestionably
years’
permits
imprison-
five
that if
legisla
cases the rule ‘“means
[the
violation,”
observing
ment for such a
body]
punishment
tive
does not fix the
for
“provides
the fact that another statute
...
clearly and without ambigu
[an]
offense
penalties
essentially
different
for
the same
ity,
against turning
doubt will be
resolved
justification
conduct
taking
is no
liberties
single
multiple
transaction into
offenses.’”
unequivocal statutory
with
language”).
States,
(quoting Bell v.
United
U.S.
House,
(1955))).
ment intended
Bat
Cf.
MINZNER,
(dissenting)
Justice
chelder,
(“Just
442
at
U.S.
S.Ct.
respectfully
I
dissent.
I would affirm
{40}
right
as a defendant has no constitutional
Appeals,
the Court
but for different rea
applicable
elect which of two
federal statutes
opinion
sons than those
in its
articulated
shall be the basis of [the] indictment and
Santillanes,
deemed Section
792 P.2d
estab-
offense,
against something
proposition
else.
lished the
that a lesser
degree
felony,
by application
must
by the
reach the same result
as measured
greater
States,
vacated in favor of the
offense. Sant
lenity.
Liparota
rule of
v.
United
illanes,
intended the more inclusive statute to cover
instances in which the additional element was Minzner and concur
her dissent.
I write
present.
jeopardy principle
This double
does
separately
my opinion, expressed
to reiterate
not
when each offense includes
ele
Guilez,
my
dissent in
ment that the other does not.
1231,
hicular homicide statute addresses Defen- greater specifici-
dant’s criminal conduct with
ty, uphold I would the convictions based on
