{1} We consider whether a search performed by private security guards at a privately owned shopping mall is subject to the Fourth Amendment and, if so, whether evidence discovered during the search should be excluded as the fruit of an unreasonable search and seizure. Because we hold that the Fourth Amendment does not apply, we reverse the Court of Appeals and remand for further proceedings.
BACKGROUND
{2} On July 20, 2005, Defendant Luis Santiago was involved in a verbal altercation at the Coronado Mall in Albuquerque. Security guards quickly responded to reports of the fight and tried to stop Defendant as he was leaving the mall. Security guard Ryan Martin testified that he saw Defendant run out from the main entrance doors while being followed by Richard Timmons, another security guard. Defendant stopped when he saw Martin and turned back toward Timmons with an “aggressive stance.” In response, Timmons attempted to mace Defendant but missed. Then, Martin successfully maced Defendant and forced him to the ground, where Defendant received a cut to his chin from the impact. The security guards pinned Defendant to the ground and handcuffed him. The trial court found, despite conflicting testimony, that the security
{3} Shortly after the security guards subdued Defendant, two officers from the Albuquerque Police Department (APD) responded to the scene. When they arrived, Defendant was handcuffed and lying face down on the concrete. Detective Arbogast testified that after collecting the items on the ground that had been removed from Defendant’s pockets, he picked Defendant up and escorted him to the back of a waiting police ear. As they were walking, Defendant allegedly made statements to Detective ' Arbogast concerning the pill bottle and its contents. The record conflicts on when the police officers opened the pill bottle. Detective Arbogast stated that he opened the bottle at the police substation; Officer Newbill stated that Detective Arbogast approached him with the bottle while the officers were still at the mall, opened it, and both officers viewed five baggies of white powder inside. The officers transported Defendant to the police substation located at the mall and tested the substance in the pill bottle, confirming that it was cocaine.
{4} Defendant moved to suppress the cocaine and his inculpatory statements. At the suppression hearing on March 10, 2006, the district court heard testimony from the two APD officers and from security guard Martin. Martin testified that he and Timmons were employed by Valor Security, a private security company that provides security services to the Coronado Mall. Over three months later, on June 12, 2006, Defendant testified and contradicted some of the factual evidence offered by the State. The district court granted Defendant’s motion and suppressed both the cocaine and Defendant’s inculpatory statements as a fruit of the poisonous tree. The Court of Appeals upheld the suppression, holding that the security guards were state actors and subject to the restrictions of the Fourth Amendment.
DISCUSSION
{5} The Fourth Amendment prohibits unreasonable searches and seizures by government actors. Burdeau v. McDowell,
{7} In Lugar, the U.S. Supreme Court set forth a two-part framework to evaluate whether state action is present.
{8} In this case, Defendant contends that the mall security guards were state actors, and that their actions were subject to the Fourth Amendment and the exclusionary rule. 1 The Court of Appeals concluded that the security guards acted on behalf of APD by applying three different tests. We evaluate each below.
Murillo/Hernandez Test
{9} Our Court of Appeals has previously addressed the applicability of the Fourth Amendment to private security guards. See Murillo,
{10} The Court of Appeals stated that generally, “[t]he burden of establishing government involvement in a search by a privately employed individual rests with the defendant.” Id. at 190-91,
{11} To determine whether an off-duty, publicly commissioned officer is acting in a purely private capacity, the Court of Appeals cited a four-factor test set forth in Commonwealth v. Leone,
{12} In their arguments to the district court in the present case, both the State and Defendant relied on Murillo, and that court based its findings and conclusions largely on the Murillo/Leone factors. Likewise, the Court of Appeals also applied Murillo and Leone, but noted that the security guards at the Coronado Mall were not also police officers and, therefore, “the factors to be considered by Murillo are helpful, [but] they are not dispositive.” State v. Santiago,
{13} In our view, the parties’ reliance upon Murillo is misplaced, in light of the Court of Appeals’ more recent holding in State v. Hernandez,
{14} Although Hernandez was decided two years after Murillo, neither the Court of Appeals nor either party here discussed its holding. But see Santiago,
{15} Moreover, we are not persuaded that the Murillo/Leone factors are relevant to resolve the state action question in this case. By its facts, Murillo applies to a narrow class of cases where a private security guard is also a commissioned law enforcement officer. As the Leone court noted, “a State officer privately employed as a security guard is bound to comply with the Fourth Amendment when performing investigatory duties,” Leone,
{16} However, in cases when a private security guard is not also a commissioned law enforcement officer, it is not necessary to determine, as between the state or the private security firm, which employer the guard is serving when he performs a search or seizure. When private security guards lack such additional law enforcement connections, the agency test — and not the MurillofLeone factors — offers a better approach to determine whether the Fourth Amendment requires suppression of the evidence.
Agency
{17} Like many jurisdictions, our courts have recognized that the Fourth Amendment may apply to searches conducted by a private party who is acting as an instrument or agent of the state. See Murillo,
{18} To determine whether a private person is acting as an agent or instrumentality of the government, most federal courts consider (1) whether “ ‘the government knew of and acquiesced in the intrusive conduct,’ ” and (2) whether “ ‘the party performing the search intended to assist law enforcement efforts or to further his own ends.’ ” Smythe,
{19} Applying the first factor, we inquire whether the police knew of or acquiesced in the search performed by the security guards at Coronado Mall. This factor looks at the actual relationship between the private guards and the police, and requires that the state exercise a degree of control over the private actors. See Shahid,
{20} In the present case, the police were called during the altercation with Defendant and arrived shortly after the private security guards had restrained and searched Defendant. The police were not present during the search or before, and nothing in the record indicates that the police requested, encouraged, or otherwise participated in the search. We agree that such “[a]fter-the-fact knowledge and acquiescence by law enforcement cannot transform the relationship between the employees and the police into an agency relationship. There must be some evidence of the [sic] government participation in the private search or affirmative encouragement.” United States v. Story, 2009 U.S.App. LEXIS 9503, at *3 (4th Cir. May 1, 2009)
2
; Koenig,
{21} The Court of Appeals, however, relied on a broader and more general relationship between the security guards and APD, including the presence of a police substation at Coronado Mall and evidence that security guards and APD shared a radio frequency. APD Detective Newbill testified that security guards routinely performed pat-down searches when they detained suspects. Security guard Martin stated that he would always pat down a suspect to search for weapons when there had been a physical confrontation. In addition, Martin testified that guards generally would detain a suspect until the police arrived so that APD could issue a criminal trespass notification to prevent the suspect from returning to the mall.
{22} Clearly, the record shows an awareness that security guards were performing protective searches. However, this falls short of satisfying the criteria for an agency relationship. See Shahid,
{23} It might be different, for example, if APD officers had encouraged mall security guards, in their capacity as private actors, to perform searches and to obtain evidence for use by the state, particularly under circumstances in which the police could not lawfully conduct the search themselves. Likewise, if security guards had routinely exceeded the permissible scope of protective searches, and if the record showed that police officers knew of that practice and condoned or participated in it, or even failed to discourage it, those facts might indicate a different outcome. Similarly, if the security guards were acting under the direction of APD, then state action would likely follow. Other scenarios come to mind. But in this particular case, there is no evidence of this kind of active participation by law enforcement officials in private security guard activity. In the context of this motion to suppress, the record is simply not developed as to any relationship between the security guards and APD. On this bare record, the alleged agency cannot be anything more than speculation.
{24} Turning to the second factor, we consider “ ‘whether the party performing the search intended to assist law enforcement efforts or to further his own ends.’” United States v. Leffall,
{25} In evaluating the security guards’ motivation in this case, we note that private security guards are privileged to detain and question suspects under limited circumstances. See State v. Johnson, 1996— NMSC-075, ¶ 7,
{26} According to the guards, Defendant was suspected of fighting, not shoplifting. They had no authority to search for evidence of a crime in this case. When the guards reached into Defendant’s pockets, removed the pill bottle and then opened it, they ceased to further the interests of their private employer, and the record does not indicate any independent motivation or justification for doing so. Accordingly, these acts indicate an intention to assist law enforcement efforts by securing evidence of a drug crime. However, even if Defendant satisfies the second prong of the agency test — serving the interests of law enforcement — he may still fail to establish the first prong — proving that the state knew of and acquiesced in the conduct.
{27} Both parts of the test must be established. The Seventh Circuit Court of Appeals has noted that
the test’s second prong ... does not mean that the court simply evaluates the private person’s state of mind — whether his motive to aid law enforcement preponderates. Almost always a private individual making a search will be pursuing his own ends-even if only to satisfy curiosity — although he may have a strong intent to aid law enforcement. We hold this part of the test also requires that the court weigh the government’s role in the search. A government agent must be involved either directly as a participant-not merely as a witness — or indirectly as an encourager of the private person’s search before we will deem the person to be an instrument of the government.
Leffall,
{28} The security guards’ unilateral action in this case cannot be attributed to the State. Merely accepting the evidentiary fruits, without more, does not constitute ratification of the security guards’ conduct. See United States v. Gumerlock,
State Action and the Public Function Doctrine
{29} The Court of Appeals also held that the mall security guards can be
{30} Under the public-function test, a private entity may become a state actor by the exercise of “powers traditionally exclusively reserved to the State,” either by express delegation or by assumption. See Metro. Edison Co.,
{31} The public-function doctrine is most frequently cited in civil rights cases under 42 U.S.C. § 1983. See Duran v. N.M. Monitored Treatment Program,
{32} In addition, there is a split of authority as to whether law enforcement is a function traditionally and exclusively reserved to the state. In some jurisdictions, courts have recognized that certain police powers are not exclusive to the state and, therefore, do not necessarily amount to state action when performed by a private citizen. See, e.g., Wade v. Byles,
{33} Other courts, however, have held that store security guards engage in a public function, and are therefore state actors, when they arrest and search suspects. See, e.g., Romanski,
{34} Although our Court of Appeals noted in Murillo,
{35} In contrast to other jurisdictions that have delegated police powers to private security guards, the New Mexico Legislature has not granted private security guards broad police powers, nor has it authorized private security personnel to arrest criminal suspects. Rather, the Legislature expressly stated that security guards “may not investigate acts except those that are incidental to a theft, embezzlement, loss, misappropriation or concealment of property or other item that the [security guard] has been engaged or hired to protect, guard or watch.” Section 61-27B-10(B) (recompiled from Section 61-27A-13(H) (1993)) (emphasis added). The limited scope of this authority indicates that the state did not intend to share its police powers with private security employees. Cf. NMSA 1978, § 31-3-4(B) (1972) (authorizing a bondsman to “arrest the accused and deliver him to the sheriff of the county in which the action against the accused is pending” to be discharged from the obligation of his bond). Without an express statutory delegation of the power to arrest, security guards are limited to the lawful exercise of a common-law citizen’s arrest. Johnson,
{36} Even without a statutory delegation of authority, courts have found state action via the public function doctrine where a private entity has “captured and replaced the traditional activities of the state.” Chester James Antieau & William J. Rich, Modern Constitutional Law § 26.10, at 38 (2d ed.1997); cf. Marsh,
{37} Although we share the Court of Appeals’ concern regarding the potential for abuse by private security guards, especially given the ubiquity of shopping malls in modern life, the limited record in this case cannot support that Court’s conclusion to apply the Fourth Amendment to the security guards’ conduct in this case. Defendant, if proven to be the victim of such abuse, is not without legal remedies, as private actors who exceed their lawful authority are not shielded from civil or even criminal liability. But without more evidence than presented in this case, any sins of the private security guards cannot be imputed to the state. Defendant has not established a constitutional basis to suppress the evidence obtained against him by private security guards, acting on their own, under the Fourth Amendment.
CONCLUSION
{38} We reverse the Court of Appeals. We remand to the district court to address all remaining issues and for further proceedings. 5
{39} IT IS SO ORDERED.
Notes
. Defendant has not asserted a claim under the New Mexico Constitution.
. Pursuant to Rule 32.1(A) of the Federal Rules of Appellate Procedure, local rules for the Fourth Circuit Court of Appeals, citation to unpublished opinions is permitted for all opinions issued on or after January 1, 2007.
. As we discuss below, private security guards have no statutory authority to arrest criminal suspects for breaches of the peace. However, like other citizens, security guards may execute a citizen’s arrest for a breach of the peace committed in their presence, and may use reasonable force to stop and detain the suspect. See Johnson,
. The record does not contain sufficient evidence to establish the full scope of the guards’ duties pursuant to their employment with Valor Security.
. We do not decide whether APD violated the Fourth Amendment by reopening Defendant’s container after the security guards had opened it initially. See State v. Rivera,
