State v. SandstromState v. Sandstrom
- Reporters:
- , ,
- Before:
- Prager
The opinion of the court was delivered by
Prager, J.:
This is a direct appeal in a criminal action in which the defendant-appellant, Milda R. Sandstrom, was convicted of murder in the first degree (
The first point raised on the appeal is that the trial court erred in holding hearings in the absence of the defendant when the defendant had not waived her right to be present and her attorney had no authority to waive such right. This claim of error involves two hearings which were conducted by the district judge in the absence of the jury. The first hearing was on the defendant’s motion for judgment of acquittal on the afternoon of December 1, 1977, after the State had rested its case. The jury was admonished and released to return to the court on the following Monday, December 5, 1977, at 9:00 a.m. The court, counsel for the parties, and the court reporter then retired to chambers for the presentation of the defendant’s motion for judgment of acquittal. At this point it should be noted that, at the trial оf the case, the State was represented by Mark L. Bennett, Jr., as special prosecutor, and by Gene M. Olander, district attorney of the Third Judicial District. The defendant, Milda R. Sandstrom, was represented by Robert D. Hecht, attorney-at-law, of Topeka. The record shows that after the judge and counsel, along with the court reporter, arrived in the judge’s chambers the following proceeding took place:
“THE COURT: All right, we’re in Chambers, and the State has rested their case, and Mr. Hecht has a motion.
“MR. BENNETT: Before we take up the motion, Judge, I think we ought to reflect on the record that the defendant is not here and that she has waived, by waiver of counsel, any right to be present.
“MR. HECHT: That’s correct, Your Honor.
“THE COURT: All right.
“Following the argument upon the motion, the Court stated:
“THE COURT: Okay, I’ll take it under advisement; and tomorrow afternoon, I’ll get into this, and I’ll lеt you know before the weekend. Thank you.”
On the following Monday morning, December 5, 1977, at 8:45 a.m. an in-chambers hearing was held. Present were the trial judge and counsel for the parties. Also present was Gene Obley of the Shawnee County Department of Court Services. At the outset
“MR. BENNETT: Before you get into that, again, the defendant isn’t here, and I think just so therе is no question—
“MR. HECHT: (Interrupting) She waives her right to be present.
“THE COURT: All right. . .
The trial court then placed on the witness stand Gene Obley, who testified in substance that one of the jurors had been making statements to several persons expressing her opinion as to the proper outcome of the Sandstrom case. It appears that the juror had been in psychiatric care at the Topeka State Hospital. According to Obley, the juror had made the statement that if she were tried for this identical crime she would be sent up and she felt that Mrs. Sandstrom should be sent up. An acquaintance of the juror told Obley that the juror was a very irresponsible person. Mr. Obley was interrogated by Mr. Hecht on behalf of the defendant. In response to a question from Mr. Hеcht, he testified that the juror had expressed an opinion as to what the outcome of the trial should be. It also appeared that at the voir dire the juror had been asked if she or any member of her family had ever had any psychiatric treatment to which question she replied that she had not. The juror was then called into chambers to testify. Under interrogation by the court, she testified that she had been treated in the outpatient department of Topeka State Hospital. Following this testimony, the court announced that it was excusing the juror and proceeded to do so. The trial court then selected by lot, in accordance with the statute, one of the alternate jurors, who thereafter fully participated as a juror in the case until a final verdict was reached. It should be noted that Mr. Hecht, counsel for the defendant, never objected to the discharge of the juror. It was obvious that the juror was hostile to the defendant and had expressed an opinion that Mrs. Sandstrom should be convicted.
The defendant maintains on the appeal that the holding of the two hearings in the absence of the defendant was prejudicial and constituted reversible error since those proceedings took place in
“22-3405. Presence of dеfendant. (1) The defendant in a felony case shall be present at the arraignment, at every stage of the trial including the impaneling of the jury and the return of the verdict, and at the imposition of sentence, except as otherwise provided by law. In prosecutions for crimes not punishable by death, the defendant’s voluntary absence after the trial has been commenced in his presence shall not prevent continuing the trial to and including the return of the verdict. A corporation may appear by counsel for all purposes.
“(2) The defendant must be present, either personally or by counsel at every stage of the trial of a misdemeanor case.”
Counsel for the defendant cites a number of early Kansas cаses holding that the right of a defendant in a felony prosecution to be present during the proceedings is one that cannot be waived by counsel without the consent of the defendant and that the defendant in a felony case must be present at a hearing on a motion to quash an indictment or information and also at a hearing to determine whether or not a mistrial should be declared because of the illness of a juror. State v. Hansford, 76 Kan. 678, 92 Pac. 551 (1907); State v. Clifton, 57 Kan. 448, 46 Pac. 715 (1896); State v. Kendall, 56 Kan. 238, 43 Pac. 711 (1895); State v. Reed, 53 Kan. 767, 37 Pac. 174 (1894); State v. Smith, 44 Kan. 75, 24 Pac. 84 (1890); State v. Myrick, 38 Kan. 238, 16 Pac. 330 (1888).
Each of the cases cited arose under G.S. 1949, 62-1411 of the old code of criminal procedure. That section provided as follows:
“62-1411. Personal presence of accused. No person indicted or informed against for a felony can be tried unless he be personally present during the trial; nor can any person indicted or informed against for any other offense be tried unless he be present, either personally or by his counsel.”
It should be noted that this former statute did not provide that the trial could proceed in the absence of the defendant, when the defendant’s absence was voluntary, as is now provided in
The most recent case on the subject, which arose under
Under
We cannot consider these affidavits. They were never brought to the attention of the trial court. It is not the function of this court on a direct appeal in a criminal case to consider matters which were not presented to the trial court and which are outside of the record. On the basis of the record now before us, it is undisputed that the defendant through her counsel waived her right to be present at the hearings held on December 1, 1977, and December 5,1977. There is no showing that defense counsel ever presented a motion for a mistrial or to discharge the jury after the juror was released by the trial court and the alternate juror selected by lot to sit in accordance with statutory procedures. The defendant does not maintain on this appeal that the trial court erred in denying her motion for a judgment of acquittal at the close of the State’s evidence. The defendant does not contend on this appeal that the trial court erred in discharging the juror who had expressed an opinion that the defendant should be convicted and imprisoned. We do not see how the defendant could have been prеjudiced in any way by her absence during the two hearings. Under all the circumstances we find the defendant’s first point raised on the appeal to be without merit.
The defendant’s next point is that the trial court erred in
“Request for proof of authority of Mr. Bennett is denied.K.S.A. 19-717 provides that ‘the prosecuting witness . . . may employ an attorney to assist the county attorney . . . ’.
“Here the complaining or prosecuting witness, Mr. Sandstrom is deceased. The defendant, Mrs. Sandstrom is charged with his murder. A brother of the deceased employed Mr. Bennett. The brother falls within the meaning of the ‘prosecuting witness’ under these facts.”
It appears from the record that Mr. Bennett was employed as special prosecutor by Gus Sandstrom, the brother of the deceased. Gus Sandstrom was listed as a prosecution witness on the information and, even though he was not used as a witness during the course of the trial, he was closely affected and aggrieved as a result of the killing of his brother. We have no hesitancy in holding that Gus Sandstrom was a “prosecuting witness” within the meaning of
The third point raised on the appeal is that the trial court erred in ordering the defendant’s counsel to turn over to the prosecution all statements of witnesses and reports of interviews with prospective defense witnesses in contradiction of the statutes controlling discovery in criminal cases. The record shows that, at
The defendant contends that the order of the trial court was error and prejudiced her in her defense. We agree that the order of the trial court was erroneous and not authorized under the Kansas statutes relating to the discovery of statements and reports in a criminal proceeding. The two statutes governing criminal discovery of statements and reports are
“22-3212. Discovery and inspection. (1) Upon motion of a defendant the court may order the prosecuting attorney to permit the defendant to inspect and copy or photograph any relevant (a) written or recorded statements or confessions made by the defendant, or copies thereof, which are or have been in the possession, сustody or control of the prosecution, the existence of which is known, or by the exercise of due diligence may become known, to the prosecuting attorney; (b) results or reports of physical or mental examinations, and of scientific tests orexperiments made in connection with the particular case, or copies thereof, the existence of which is known, or by the exercise of due diligence may become known, to the prosecuting attorney; (c) recorded testimony of the defendant before a grand jury or at an inquisition; and (d) memoranda of any oral confession made by the defendant and a list of the witnesses to such confession, the existence of which is known, or by the exercise of due diligence may become known to the prosecuting attorney.
“(2) Upon motion of a defendant the court may order the prosecuting attorney to permit the defendant to inspect and copy or photograph books, papers, documents, tangible objects, buildings or places, or copies, or portions thereof, which are or have been within the possession, custody or control of the prosecution upon a showing of materiality to the case and that the request is reasonable. Except as provided in subsections (1) (b) and (1) (d), this section does not authorize the discovery or inspection of reports, memoranda, or other internal government documents made by officers in connection with the investigation or prosecution of the case, or of statements made by state witnesses or prospective state witnesses (other than the defendant) except as may be provided by law.
“(3) If the court grants relief sought by the defendant under subsection (1) (b) or subsection (2) of this section, it may, upon motion of the prosecution, condition its order by requiring that the defendant permit the attorney for the prosecution to inspect and copy or photograph scientific or medical reports, books, papers, documents, tangible objects, or copies or portions thereof, which the defendant intends to produce at the trial, upon a showing of materiality to the case and that the request is reasonable. Except as to scientific or medical reports, this subsеction does not authorize the discovery or inspection of reports, memoranda, or other internal defense documents made by the defendant, or his attorneys or agents in connection with the investigation or defense of the case, or of statements made by the defendant, or by prosecution or defense witnesses, or by prospective prosecution or defense witnesses, to the defendant, his agents or attorneys. . . . .” (Emphasis supplied.)
“22-3213. Demands for production of statements and reports of witnesses. (1) In any criminal prosecution brought by the state of Kansas, no statement or report in the possession of the prosecution which was made by a state witness or prospective state witness (other than the defendant) shall be subject of subpoena, discovery, or inspection until said witness has testified on direct examination at the preliminary hearing or in the trial of the case.
“(2) After a witness called by the state has testified on direct examination, the court shall, on motion of the defendant, order the prosecution to produce any statement (as hereinafter defined) of the witness in the possession of the prosecution which relates to the subject matter as to which the witness has testified. If the entire contents of any such statement relate to the subject matter of the testimony of the witness, the court shall order it to be delivered directly to the defendant for his examination and use.
“(3) If the prosecution claims that any statemеnt ordered to be produced under this section contains matter which does not relate to the subject matter of the testimony of the witness, the court shall order the prosecution to deliver such statement for the inspection of the court in camera. Upon such delivery the court shall excise the portions of such statement which do not relate to the subjectmatter of the testimony of the witness. With such material excised, the court shall then direct delivery of such statement to the defendant for his use. If, pursuant to such procedure, any portion of such statement is withheld from the defendant and the defendant objects to such withholding, and the trial is continued to an adjudication of the guilt of the defendant, the entire text of such statement shall be preserved by the prosecution and, in the event the defendant appeals, shall be made available to the appellate court for the purpose of determining the correctness of the ruling of the trial judge. Whenever any statement is delivered to a defendant pursuant to this section, the court in its discretion, upon application of said defendant, may recess proceedings in the trial for such time as it may determine to be reasonably required for the examination of such statement by said defendant and his preparation for its use in the trial.
“(4) The term ‘statement,’ as used in subsections (2) and (3) of this section in relation to any witness called by the prosecution means—
“(a) a written statement made by said witness and signed or otherwise adopted or approved by him; or
“(b) a stenographic, mechanical, electrical, or other recording, or a transcription thereof, which is a substantially verbatim recital of an oral statement made by said witness and recorded contemporaneously with the making of such oral statement.”
It should be noted that
The State in its brief relies upon
United States v. Nobles,
422 U.S. 225, 45 L.Ed.2d 141, 95 S.Ct. 2160 (1975). In
Nobles,
the defendant was being tried in the United States District Court on charges arising from the armed robbery of a federally insured bank. Two key prosecution witnesses had identified the defendant as the robber. Defense counsel sought to impeach the credibility of those key witnesses by offering the testimony of a defense investigator regarding statements previously obtained from those witnesses by the investigator. These statements had been reduced to writing and were contained in the investigator’s report in the possession of defense counsel. When the investigator was called as a witness, the district court stated to defense counsel that a copy of the investigator’s report, inspected and edited by the court
in camera
sо as to excise references to matters not relevant to such statements, would have to be submitted to the prosecution for inspection at the completion of the investigator’s
We have concluded that Nobles is distinguishable from the case now before us. In Nobles, the court ordered defense counsel to produce the investigator’s report only after the investigator had testified on direct examination. In Nobles, the trial court did not order defense counsel to рroduce the report or any statements prior to the calling of the investigator to the stand as a witness. In the case now before us, the trial court issued a blanket order directing defense counsel to produce statements of any witness that was going to testify for the defense in the case. We hold that there was no statutory authorization for compelling defense counsel to furnish statements of his witnesses or reports of interviews prior to the time the defense commenced the introduction of its evidence.
We have concluded, however, that the error of the trial court in directing defense counsel to furnish statements of its witnesses and reports of its investigators was not prejudicial under the circumstances of this case. As noted above, there was no dispute as to the factual circumstances surrounding the homicide. The only issue in the case was the defendant’s sanity at the time of the killing. The State was entitled, under
The defendant’s fourth point is that the trial court erred in refusing to strike thе jury array. By motion filed on November 10, 1977, counsel for defendant challenged the jury array and moved the court for an order striking all members of the jury panel scheduled to appear on November 14, 1977. The basis of the challenge was that the jury was not randomly selected by a judge of the district court, by a clerk of the district court, or by any person authorized by law to select prospective jurors, and that many members of the panel were excused without legal justification. On November 14, 1977, a hearing was held on the motion at the completion of which the trial court overruled the motion. In announcing his decision, Judge Vickers announced that the jury selection process utilized in the Sandstrom case was that which had been regularly followed for a number of years. In this regard the manner of selection of jury panels in Shawnee County is provided for in Rule 3.401 of the Rules of the Third Judicial District. It provides:
“Selection of juries. The following procedure shall be used for the selection of juries:
“1. At such times the court, or a division thereof, deems it necessary to secure a panel of jurors to serve herein, said court as jury commissioner, shall direct that a sufficient number of jurors be selected from the computer program used by the county from voter registration records and enumeration or census records of the county by random selection.
“2. The list of names so selected, and any additional names drawn herein, shall be certified by the jury clerk to the clerk. The jury clerk shall assist the commissioner in the preparation, drawing and maintenance of a record of such jury panels and by performing such additional duties as may be directed by the commissioner.
“3. At least fifteen (15) days before the attendance date of a jury panel, the court shall summon the persons so selected by mailing a written notice to each such person by first class mail postage prepaid.
“4. In all cases where an insufficient number of jurors appear or if a panel be exhausted by challenge or otherwise before the jury is sworn, the court may order the sheriff or the clerk to summon a sufficient number of other persons to complete the jury. The court may order such additional members to be summoned within a reasonable time prior to attendance date.”
It should be noted that Shawnee County, under the authority of
The last point raised by the defendant is that the trial court erred in instructing the jury in accordance with the so-called M’Naghten test of legal insanity instead of using the test recommended by the American Law Institute. In the recent decision of this court in State v. Smith, 223 Kan. 203, 574 P.2d 548 (1977), the majority of the court, in a comprehensive opinion, rejected the American Law Institute test and chose to retain the M’Naghten test. In Smith, two of the justices dissented. The majority of the present court are still of the opinion that a correct result was reached in State v. Smith and that the M’Naghten rule should be followed in Kansas. The court, therefore, rejects the contention of defendant that it was error for the trial court to instruct the jury on the M’Naghten test for legal insanity.
The judgment of the district court is affirmed.