263 Conn. 524 | Conn. | 2003
Lead Opinion
Opinion
A jury found the defendant, Edwin Sandoval, guilty of one count each of the crimes of attempt to commit aggravated sexual assault in the first degree
The jury reasonably could have found the following facts. On August 5, 1998, the defendant, an engineer, and the victim,
On August 9,1998, the defendant went to the victim’s home, ostensibly to have breakfast. The defendant indicated that he was not hungry, however, and asked the victim to have sex with him. The victim agreed, and the couple proceeded to engage in intercourse. At one point, the defendant inserted his fingers into the victim’s vagina, something that he never before had done to her. The defendant stopped, however, when the victim told him that he was hurting her.
The next day, August 10,1998, the defendant returned to the victim’s home for breakfast. After breakfast, the defendant asked the victim to have sex with him, and she agreed. Despite the victim’s protests, the defendant again inserted his fingers into the victim’s vagina, causing her significant pain. The victim told the defendant to stop, but he would not do so. Eventually, however, the victim was able to push the defendant away from her. She then told him to leave, which he did. Soon thereafter, the victim lay down and fell asleep.
The victim awoke at approximately 11 a.m. and discovered that she was experiencing vaginal bleeding. At approximately 2:45 p.m. that same day, the victim went to see Marcia Waitzman, an obstetrician-gynecologist.
Both of the pills that Waitzman had found in the victim’s vagina bore the legends “Searle” and “1461.” Waitzman identified the pills as Cytotec,
After completing her examination of the victim, Waitzman placed the two pills in a plastic container and telephoned the Glastonbury police department to report the incident. The victim took the pills to the Glastonbury police department and turned them over to Officer William Sanderson, who sent them to the state toxicology laboratory for analysis. The victim told Sanderson about the defendant’s request that she have an abortion, her refusal to do so and the defendant’s subsequent acts of inserting his fingers into her vagina against her will. The victim signed a written statement detailing those events.
On August 14, 1998, the police sought and obtained a search warrant for the defendant’s home. Upon executing the warrant, the police found, inter alia, a plate with a white powder residue, an emery board, a silver metal hammer, instructions in Spanish for administering medication orally and intravaginally and three white pills bearing the legends “Searle” and “1461.”
On August 17, 1998, the victim returned to the police department and provided the police with a second statement. She also spoke to Beverly Warga, the victim services coordinator for the Glastonbury police department, about having been assaulted sexually by the defendant. As required by law, Warga informed the victim of her right to seek compensation from the state office of victim services. See General Statutes § 54-220 (a). The victim subsequently filed an application for compensation with that office pursuant to General Statutes § 54-204.
Thereafter, the state toxicology laboratory issued its report regarding the two pills that had been recovered from the victim’s vagina and one of the pills that had
I
The defendant first claims that the trial court improperly permitted the state to introduce the victim’s prior consistent statement and that such impropriety constituted a violation of his rights under the confrontation clause of the sixth amendment to the United States constitution.
The following additional facts are necessary to our resolution of this claim. On direct examination, the victim testified about her relationship with the defendant and the events leading up to the discovery of the two pills in her vagina. On cross-examination, defense counsel inquired into the victim’s application for compensation that the victim had filed with the state office of victim services. The victim explained that, upon her second visit to the police department on August 17, 1998, she had spoken to Warga, who advised her of her right to seek such compensation. The victim farther testified that she thereafter submitted an application for compensation to the office of victim services.
The state then sought to introduce that written statement into evidence as a prior consistent statement pursuant to § 6-11 (b) of the Connecticut Code of Evidence.
Waitzman subsequently testified about her examination of the victim on August 10,1998, and her discovery of the two pills in the victim’s vagina. Waitzman also testified about what the victim had told her during the examination. In particular, Waitzman testified that the victim had explained that the defendant had inserted his fingers into her vagina against her will.
Finally, at the conclusion of the case, the trial court instructed the jury that “[t]he fact that there was or was not a claim [for compensation filed by the victim with the office of victim services], as well as the fact that a claim was or was not paid, is not important to your determination . . . and has no bearing upon the decisions that you must make . . . .” Defense counsel objected to this charge on the ground that the instruction improperly “add[ed] evidence to the case.”
On appeal, the defendant’s primary contention is that the trial court improperly allowed the state to introduce the victim’s written statement through Sanderson, rather than through the victim, because defense counsel did not have an opportunity to cross-examine the victim about the statement.
We reject the defendant’s claim because the victim’s statement, if otherwise admissible under § 6-11 (b) of the Connecticut Code of Evidence as a prior consistent statement, properly was authenticated and admitted through the person who had taken the statement, namely, Sanderson.
The victim’s prior consistent statement was not admitted for the truth of the matter asserted but, rather, for the limited purpose of rehabilitating the victim’s credibility. The state, in introducing the victim’s prior consistent statement, sought to rehabilitate the credibility of the victim, which had been impeached by virtue of defense counsel’s suggestion that the victim’s testimony had been motivated by a desire to collect compensation from the office of victim services. Specifically, the state, in introducing the victim’s prior consistent statement, sought to establish that the victim had given a similar statement before the alleged motive arose, thereby bolstering her credibility. See Conn. Code Evid. § 6-11 (b); see also State v. Anonymous, 190 Conn. 715, 728, 463 A.2d 533 (1983). In addition, Sanderson had firsthand knowledge of the fact that the statement had occurred and was subject to cross-examination regarding the statement and the circumstances under which it was made.
II
The defendant next contends that the trial court improperly excluded certain evidence in violation of his sixth amendment right to present a defense. We disagree.
The following additional facts and procedural history are necessary to our resolution of this claim. On cross-examination, defense counsel challenged the victim’s testimony on direct examination that she had rejected the defendant’s entreaties to abort her pregnancy. Specifically, defense counsel, in questioning the victim, sought to establish, contrary to the victim’s direct examination testimony, that: (1) she had agreed to abort the pregnancy by use of an abortifacient; (2) she had allowed the defendant to insert the two Cytotec pills into her vagina for the purpose of aborting the pregnancy; (3) she thereafter had changed her mind about aborting the pregnancy before the pills dissolved inside her vagina; and (4) she had falsely accused the defendant of seeking to abort the pregnancy without her knowledge or consent.
Defense counsel then elicited testimony from the victim that the defendant previously had impregnated her and that she had aborted that earlier pregnancy in July, 1997,
After the state concluded its case-in-chief, defense counsel informed the court that he had subpoenaed the victim to testily as a defense witness. The state moved to quash the subpoena, and defense counsel, in response to the state’s motion, made an offer of proof regarding the testimony that he claimed he would elicit from the victim. Specifically, defense counsel informed the court that he intended to adduce testimony from the victim that she had been intimate with a man other than the defendant prior to August, 1998, that she had become pregnant by this other man, and that she had
The trial court granted the state’s motion to quash,
Defense counsel then sought to call the other man by whom the victim purportedly had become pregnant in early 1998. According to defense counsel’s proffer, this witness, if permitted to testify, would have confirmed that he had impregnated the victim and that she had aborted that pregnancy. Alternatively, defense counsel sought to introduce medical records relating to that 1998 abortion.
On appeal, the defendant claims that the trial court violated his right to present a defense by preventing defense counsel from introducing evidence of the 1998 abortion. In essence, the defendant claims that this evidence would have undermined a key component of the state’s case, namely, that the victim refused to abort her August, 1998 pregnancy because of the mental anguish that she had suffered in connection with the 1997 abortion. We conclude that the defendant cannot prevail on his constitutional claim.
We begin our analysis with a review of the governing legal principles. “The federal constitution require [s] that criminal defendants be afforded a meaningful opportunity to present a complete defense. . . . The
“A defendant is, however, bound by the rules of evidence in presenting a defense. . . . Although exclusionary rules of evidence cannot be applied mechanistically to deprive a defendant of his rights, the constitution does not require that a defendant be permitted to present every piece of evidence he wishes.” (Internal quotation marks omitted.) State v. Dehaney, 261 Conn. 336, 366, 803 A.2d 267 (2002), cert. denied, 537 U.S. 1217, 123 S. Ct. 1318, 154 L. Ed. 2d 1070 (2003). Thus, our law is clear that a defendant may introduce “only relevant evidence, and, if the proffered evidence is not relevant, its exclusion is proper and the defendant’s right is not violated.” State v. Cerreta, supra, 260 Conn. 261.
“Relevant evidence is evidence that has a logical tendency to aid the trier in the determination of an issue. . . . One fact is relevant to another if in the common course of events the existence of one, alone or with other facts, renders the existence of the other either more certain or more probable. . . . Evidence is irrelevant or too remote if there is such a want of open and visible connection between the evidentiary and principal facts that, all things considered, the former is not worthy or safe to be admitted in the proof of the latter. . . . Evidence is not rendered inadmissible because it
Finally, “[i]t is well established that a trial court has broad discretion in ruling on evidentiary matters, including matters related to relevancy. . . . Accordingly, the trial court’s ruling is entitled to every reasonable presumption in its favor . . . and we will disturb the ruling only if the defendant can demonstrate a clear abuse of the court’s discretion.” (Citations omitted; internal quotation marks omitted.) State v. Cerreta, supra, 260 Conn. 260.
Applying these principles, we turn to the defendant’s claim that the trial court abused its discretion in excluding the proffered evidence. The victim testified that she had refused to terminate her August, 1998 pregnancy because she never would have aborted that pregnancy in light of the emotional anguish that she had experienced after her 1997 abortion. The defendant contends that this testimony was an important part of the state’s case inasmuch as it explained why the victim had refused to abort her August, 1998 pregnancy. The defendant further contends that the proffered evidence would have called into question the victim’s explanation for refusing to abort her August, 1998 pregnancy and, therefore, would have cast doubt on the state’s theory of the case, because it is unlikely that the victim would have agreed to the 1998 abortion if she truly had been upset over aborting the 1997 pregnancy. We conclude that the proffered evidence was relevant because it reasonably can be viewed as undermining the state’s proof
The state nevertheless contends that the trial court properly excluded the proffered evidence on the ground that its probative value was outweighed by the danger of unfair prejudice. See Conn. Code Evid. § 4-3. Specifically, the state argues that the court reasonably concluded that the proffered evidence “would . . . needlessly have aroused the jury’s hostility for the victim and its sympathy for the defendant.” Although this issue presents a close question, we are persuaded that the trial court improperly precluded defense counsel from introducing the proffered evidence.
“Although relevant, evidence may be excluded by the trial court if the court determines that the prejudicial effect of the evidence outweighs its probative value.” (Internal quotation marks omitted.) State v. Copas, 252 Conn. 318, 329, 746 A.2d 761 (2000). “[T]he trial court’s discretionary determination that the probative value of evidence is . . . outweighed by its prejudicial effect will not be disturbed on appeal unless a clear abuse of discretion is shown. . . . [B]ecause of the difficulties inherent in this balancing process . . . every reasonable presumption should be given in favor of the trial court’s ruling.” (Internal quotation marks omitted.) Id., 330. “Of course, [a]ll adverse evidence is damaging to one’s case, but it is inadmissible only if it creates undue prejudice so that it threatens an injustice were it to be admitted. . . . [Accordingly] [t]he test for determining whether evidence is unduly prejudicial is not whether it is damaging to the [party against whom the evidence is offered] but whether it will improperly arouse the emotions of the jur[ors].” (Citation omitted; emphasis added; internal quotation marks omitted.) Id., 329-30.
Beyond concerns of unfair prejudice, the trial court also found that the probative value of the evidence was outweighed by all of the other balancing factors set forth in § 4-3 of the Connecticut Code of Evidence, namely, the risk of unfair surprise, confusion of the issues, misleading the jury, and considerations of undue delay, waste of time and needless presentation of cumulative evidence. See footnote 34 of this opinion. We simply do not see how the evidence proffered by the defendant was likely to implicate any of these considerations. The proffered evidence was straightforward and limited in scope, and was not likely to have caused any undue delay, confusion or unfair surprise.
Although we conclude that the trial court abused it discretion in disallowing the proffered evidence, our inquiry is not at an end. Rather, we still must determine whether the impropriety is merely evidentiary in nature or whether it rises to the level of a constitutional violation. Cf. State v. Cerreta, supra, 260 Conn. 264. “Whether a trial court’s erroneous restriction of a defendant’s or defense [witness’] testimony in a criminal trial deprives a defendant of his [constitutional] right to present a defense is a question that must be resolved on a case by case basis.” (Internal quotation marks omitted.) State v. Rolon, 257 Conn. 156, 178 n.25, 777 A.2d 604 (2001). The primary consideration in determining whether a trial court’s ruling violated a defendant’s right to present a defense is the centrality of the excluded evidence to the claim or claims raised by the defendant at trial. See State v. Cerreta, supra, 264.
In the present case, defense counsel sought to demonstrate that the state’s evidence was not sufficiently strong to warrant a finding beyond a reasonable doubt
In light of our conclusion that the court’s decision to grant the state’s motion to quash the subpoena and disallow defense counsel from offering the proffered evidence, although improper, was not an impropriety of constitutional dimension, the defendant bears the burden of demonstrating that the error was harmful. E.g., State v. Young, 258 Conn. 79, 94-95, 779 A.2d 112 (2001). “As we recently have noted, we have not been fully consistent in our articulation of the standard for establishing harm. . . . One line of cases states that the defendant must establish that it is more probable
As we have explained, the proffered evidence was not critical to the issues in the case; indeed, the evidence was no more than marginally or minimally significant. Moreover, defense counsel aggressively cross-examined the victim in an attempt to convey to the jury that any participation by the defendant in the attempted abortion was consensual and that the victim falsely had accused the defendant of seeking to abort the pregnancy against her will.
Ill
The defendant next claims that the trial court improperly denied his motion for a judgment of acquittal notwithstanding the jury’s verdict on the charges of attempt to commit aggravated sexual assault in the first degree in violation of §§ 53a-70a (a) (2) and 53a-49 (a) (2), and attempt to commit assault in the first degree in violation of §§ 53a-59 (a) (2) and 53a-49 (a) (2). Specifically, the defendant asserts that the state failed to prove, with respect to both of those charges, that the defendant had assaulted the victim with the “intent ... to destroy ... or disable permanently a member or organ of [her] body . . . .” General Statutes § 53a-70a (a) (2); accord General Statutes § 53a-59 (a) (2). We reject the defendant’s contention.
The evidence adduced by the state established that the defendant sexually assaulted the victim for the purpose of aborting her pregnancy, without her knowledge or consent, by inserting into her vagina two pills, each
Because our resolution of the defendant’s claim requires the application of two statutory provisions, namely, §§ 53a-70a (a) (2) and 53a-59 (a) (2), to a particular factual scenario, our review is guided by well established principles of statutory interpretation, the fundamental objective of which is to ascertain the intent of the legislature. E.g., Hartford Hospital v. Dept. of Consumer Protection, 243 Conn. 709, 715, 707 A.2d 713 (1998). To discern that intent, we look first to the pertinent statutory language, mindful of the fact that “[c]riminal statutes are not to be read more broadly than their language plainly requires .... Moreover, [a] penal statute must be construed strictly against the state and liberally in favor of the accused. . . . [Ambiguities are ordinarily to be resolved in favor of the defendant. ... In the interpretation of statutory provisions [however] the application of common sense to the language is not to be excluded. . . . Thus, [e]ven applying the view that a penal statute should be strictly construed, the words of a statute are to be construed
As we have indicated, our determination of the issue presented depends upon the meaning of the word “member,” a term that is not defined in § 53a-70a or § 53a-59, or anywhere else in the Penal Code. In the absence of a statutory definition, words and phrases in a particular statute are to be construed according to their common usage. E.g., Verna v. Commissioner of Revenue Services, 261 Conn. 102, 109-10, 801 A.2d 769 (2002); see General Statutes § 1-1 (a).
Furthermore, because “[t]he law favors rational and sensible statutory construction”; (internal quotation marks omitted) Connelly v. Commissioner of Correction, 258 Conn. 394, 407, 780 A.2d 903 (2001); we interpret statutes to avoid bizarre or nonsensical results. See, e.g., Southington v. Commercial Union Ins. Co., 254 Conn. 348, 360, 757 A.2d 549 (2000). “[I]f two constructions of a statute are possible, we will adopt the one that makes the statute effective and workable.” (Internal quotation marks omitted.) Nizzardo v. State Traffic Commission, 259 Conn. 131,157, 788 A.2d 1158
The defendant contends that, because a fetus is attached to a part of the mother’s body that is shed routinely every month as part of menstruation, namely, the endometrial lining of the uterus, the fetus cannot be considered a “member” of the mother’s body. We are not persuaded by this argument, for other bodily parts that fall within the purview of §§ 53a-70a (a) (2) and 53a-59 (a) (2), such as deciduous teeth,
We conclude, therefore, that the fetus was a “member” of the victim’s body for purposes of §§ 53a-70a (a) (2) and 53a-59 (a) (2). We therefore reject the defendant’s contention that the trial court improperly denied his motion for a judgment of acquittal.
IV
The defendant’s final claim is that the trial court improperly instructed the jury to disregard testimony that the victim had applied to the state office of victim services for compensation. In particular, he contends that this instruction undermined his claim that the victim’s complaint against him was motivated by considerations of financial gain and not by any misconduct on the part of the defendant. We reject this contention.
As we previously have explained; see part I of this opinion; defense counsel elicited testimony from the victim on cross-examination that she had filed a claim for compensation with the office of victim services.
On appeal, the defendant challenges the propriety of the court’s instruction on the ground that he was entitled to have the jury consider the fact that the victim had applied for compensation from the office of victim services. In particular, the defendant contends that the evidence supported a claim that the victim lodged a false complaint against him solely to make herself eligible for such compensation. The state maintains that the defendant is not entitled to appellate review of his claim because he failed to raise that specific claim at trial. We agree with the state.
“Appellate review of evidentiary rulings is ordinarily limited to the specific legal [ground] raised by the objection of trial counsel. . . . The purpose of requiring trial counsel to object properly is not merely formal: it serves to alert the trial court to purported error while there is time to correct it without ordering a retrial.” (Citation omitted.) State v. Christiano, 228 Conn. 456, 464, 637 A.2d 382, cert. denied, 513 U.S. 821, 115 S. Ct. 83, 130 L. Ed. 2d 36 (1994). “To permit a party to raise a different ground on appeal than [that] raised during trial would amount to trial by ambuscade, unfair both to the trial court and to the opposing party.” (Internal quotation marks omitted.) States v. Colton, 227 Conn. 231,255 n.22, 630 A.2d 577 (1993). Inasmuch as the defendant raises a claim on appeal different from the one that he raised at trial, he is not entitled to review of his claim.
Even if the defendant properly had preserved his claim, however, the claim would fail. Even if we assume, arguendo, that the challenged instruction was improper, there is no reasonable likelihood that it prejudiced the defendant in view of the fact that the victim lodged her complaint against the defendant on August 10, 1998, a
The judgment is affirmed.
In this opinion BORDEN, VERTEFEUILLE and ZAR-ELLA, Js., concurred.
General Statutes § 53a-70a (a) provides in relevant part: “A person is guilty of aggravated sexual assault in the first degree when such person commits sexual assault in the first degree as provided in section 53a-70, and in the commission of such offense ... (2) with intent to disfigure the victim seriously and permanently, or to destroy, amputate or disable permanently a member or organ of the victim’s body, such person causes such injury to such victim . . .
For the relevant text of General Statutes § 53a-70, see footnote 3 of this opinion.
General Statutes § 53a-49 (a) provides in relevant part: “A person is guilty of an attempt to commit a crime if, acting with the kind of mental state required for commission of the crime, he . . . (2) intentionally does or omits to do anything which, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime.”
General Statutes § 53a-70 (a) provides in relevant part: “A person is guilty of sexual assault in the first degree when such person (1) compels another person to engage in sexual intercourse by the use of force against such other person or a third person, or by the threat of use of force against such other person or against a third person which reasonably causes such person to fear physical injury to such person or a third person . . . .”
General Statutes § 53a-60 (a) provides in relevant part: “A person is guilty of assault in the second degree when: (1) With intent to cause serious physical injury to another person, he causes such injury to such person or to a third person . . .
General Statutes § 53a-59 (a) provides in relevant part: “A person is guilty of assault in the first degree when: (1) With intent to cause serious physical injury to another person, he causes such injury to such person or to a third person by means of a deadly weapon or a dangerous instrument; or (2) with intent to disfigure another person seriously and permanently, or to destroy, amputate or disable permanently a member or organ of his body, he causes such injury to such person or to a third person . . .
The defendant was found guilty of one count of attempt to commit assault in the first degree in violation of §§ 53a-59 (a) (1) and 53a-49 (a) (2), and one count of attempt to commit assault in the first degree in violation of §§ 53a-59 (a) (2) and 53a-49 (a) (2).
General Statutes § 53a-60 (a) provides in relevant part: “A person is guilty of assault in the second degree when ... (2) with intent to cause physical injury to another person, he causes such iivjuiy to such person or to a third person by means of a deadly weapon or a dangerous instrument other than by means of the discharge of a firearm; or . . . (4) for a purpose other than lawful medical or therapeutic treatment, he intentionally causes stupor, unconsciousness or other physical impairment or injury to another person by administering to such person, without his consent, a drug, substance or preparation capable of producing the same . . . .”
The defendant was found guilty of one count of assault in the second degree in violation of § 53a-60 (a) (2) and one count of assault in the second degree in violation of § 53a-60 (a) (4).
The trial court sentenced the defendant to a total effective term of sixteen years imprisonment, execution suspended after twelve years, and ten years probation.
The jury found the defendant not guilty of two counts each of the crimes of assault in the first degree and assault in the second degree, and one count each of the crimes of aggravated sexual assault in the first degree, attempt to commit coercion, and tampering with a witness.
The defendant appealed to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
Pursuant to General Statutes § 54-86e, we do not refer to the victim by name in this opinion in order to protect her privacy interests.
Both the victim and the defendant are originally from Peru. Although they were friends in Peru, they never were involved romantically until they both had immigrated to this country.
Tablets bearing the legends “Searle” and “1461” are identified as 200 microgram Cytotec tablets. See Physician’s Desk Reference (56th Ed. 2002) p. 336. They are manufactured by a pharmaceutical company known as G. D. Searle and Company. Id.
See, e.g., Physician’s Desk Reference (56th Ed. 2002) pp. 3202-3203.
See, e.g., G. Briggs et al., Drugs in Pregnancy and Lactation (6th Ed. 2002) p. 944.
The defendant has a brother who is a physician and who resides in Peru, where misoprostol is used to abort pregnancies.
Joel Milzoff, a forensic toxicologist and section manager of the state toxicology laboratory, testified that the residue and the emery board were not tested, primarily because of the laboratory’s “limited resources . . . .” Milzoff also indicated that the state had made no additional requests to analyze the plate with the white powder residue or the emery board.
The sixth amendment to the United States constitution provides in relevant part: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him . . . .” The confrontation clause of the sixth amendment is made applicable to the states through the due process clause of the fourteenth amendment. See Pointer v. Texas, 380 U.S. 400, 403, 85 S. Ct. 1065, 13 L. Ed. 2d 923 (1965).
The defendant also claims a violation of his rights under the confrontation clause of article first, § 8, of the constitution of Connecticut. Because he provides no independent analysis of his state constitutional claim, however, we limit our review to his federal constitutional claim. See, e.g., State v. DeCaro, 252 Conn. 229, 255 n.21, 745 A.2d 800 (2000).
Section 6-11 of the Connecticut Code of Evidence provides: “(a) General rule. Except as provided in this section, the credibility of a witness may not be supported by evidence of a prior consistent statement made by the witness.
“(b) Prior consistent statement of a witness. If the credibility of a witness is impeached by (1) a prior inconsistent statement of the witness, (2) a suggestion of bias, interest or improper motive that was not present at the time the witness made the prior consistent statement, or (3) a suggestion of recent contrivance, evidence of a prior consistent statement made by the witness is admissible, in the discretion of the court, to rebut the impeachment.
“(c) Constancy of accusation by a sexual assault victim. A person to whom a sexual assault victim has reported the alleged assault may testify that the allegation was made and when it was made, provided the victim has testified to the facts of the alleged assault and to the identity of the person or persons to whom the assault was reported. Any testimony by the witness about details of the assault shall be limited to those details necessary to associate the victim’s allegations with the pending charge. The testimony of the witness is admissible only to corroborate the victim’s testimony and not for substantive purposes.”
For purposes of clarification, we note that defense counsel had cross-examined the victim earlier in the trial but the state introduced the victim’s statement through Sanderson after the victim had concluded her testimony. As we note later in this opinion, the trial court precluded defense counsel from calling the victim as a witness later in the trial and from performing further cross-examination. See footnote 21 and part II of this opinion.
The defendant has pointed to no authority, and we are aware of none, to support his contrary assertion.
As the defendant notes, defense counsel did subpoena the victim to testify in the defendant’s case-in-ehief. The trial court, however, quashed the subpoena upon motion of the state, concluding that the sole reason offered by defense counsel in support of the subpoena, namely, to elicit testimony from the victim regarding an alleged prior abortion, constituted an insufficient reason to require her to testify in the defendant’s case-in-chief. See part II of this opinion. At no time did defense counsel explain to the court that he sought to question the victim about her August 10, 1998 statement that she had given to Sanderson. Inasmuch as defense counsel had failed to alert the court of this reason for calling the victim as a witness, the court did not consider it in ruling on the state’s motion to quash the subpoena. Having failed to bring the issue of the victim’s statement to the trial court’s attention, the defendant cannot now complain that the corut improperly deprived him of the opportunity to examine the victim about that statement. See, e.g., Simmons v. Simmons, 244 Conn. 158, 187, 708 A.2d 949 (1998) (“to review a [nonconstitutional] claim . . . articulated for
The victim’s oral complaint was substantially similar to her written statement.
“It is well settled that out-of-court statements made by a patient to a physician for the purposes of obtaining medical diagnosis and treatment are admissible under the treating physician exception to the hearsay rule.” State v. Kelly, 256 Conn. 23, 44, 770 A.2d 908 (2001); see also Conn. Code Evid. § 8-3 (5).
As the defendant notes, the trial court, sua sponte, instructed the jury to disregard the victim’s cross-examination testimony regarding her application for compensation, thereby eliminating the sole basis for allowing the state to introduce the victim’s prior consistent statement into evidence. We agree with the defendant that this instruction was improper. When the court allowed the state to introduce the victim’s prior consistent statement, however, no such charge had been requested or, as far as the record reflects, contemplated. We do not believe, therefore, that that instruction rendered the court’s ruling on the state’s use of the victim’s prior consistent statement an abuse of discretion. Even if we were to deem the court’s ruling to be an abuse of discretion in light of the court’s subsequent instruction, however, the admission of the statement was harmless in view of the testimony of Sanderson and Waitzman about the victim’s oral statements.
The defendant also asserts that the victim’s prior statement contained information inadmissible under § 6-11 (c) of the Connecticut Code of Evidence; see footnote 18 of this opinion; which permits the use of constancy of accusation evidence. The statement was not admitted as constancy of accusation evidence, however, and, therefore, § 6-11 (c) of the Connecticut Code of Evidence bears no relevance to our determination of the propriety of the court’s ruling on the admissibility of the victim’s statement.
We note, moreover, that, during closing arguments, defense counsel posited several alternative explanations regarding the circumstances under which the pills may have been placed in the victim’s vagina, among them the possibility that the victim, after allowing the defendant to insert the pills into her vagina for the purpose of aborting the pregnancy, falsely accused the defendant of doing so without her knowledge or consent.
We hereinafter refer to this abortion as the 1997 abortion.
The defendant is not the father of this child.
For ease of reference, we hereinafter refer to this pregnancy, which is the pregnancy that the jury found the defendant surreptitiously had attempted to abort, as the August, 1998 pregnancy.
We hereinafter refer to this alleged abortion as the 1998 abortion.
Defense counsel explained that he had not cross-examined the victim about this alleged 1998 abortion because he did not learn of it until after the victim had completed her testimony for the state. The state did not contest that representation at trial and does not do so on appeal.
In connection with his offer of proof, defense counsel requested that he be allowed to examine the victim outside the presence of the jury. The trial court denied this request. The trial court concluded that, even it were assumed that the victim would testify in a manner consistent with defense counsel’s proffer, defense counsel still was not entitled to call the victim as a witness. Inasmuch as the trial court precluded defense counsel from conducting a voir dire examination of the victim, we do not know whether the victim would have testified in a manner consistent with defense counsel’s proffer. We, like the trial court, assume, solely for the purpose of reviewing the court’s ruling on the motion to quash, that the victim would have acknowledged, during defense counsel’s voir dire, that she had become pregnant in early 1998 by a man other than the defendant and that she had aborted that pregnancy prior to her August, 1998 pregnancy by the defendant.
The state moved to quash the subpoena on the ground that the testimony that defense counsel sought to adduce from the victim violated the rape shield statute; General Statutes § 54-86f; see also Conn. Code Evid. § 4-11; and on the ground that the victim’s proffered testimony would involve collateral matters.
Section 4-3 of the Connecticut Code of Evidence provides: “Relevant evidence may be excluded if its probative value is outweighed by the danger of unfair prejudice or surprise, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time or needless presentation of cumulative evidence.”
Defense counsel acknowledged that ho did not have those medical records in his possession. He indicated, however, that he would obtain them promptly if allowed to introduce them into evidence.
We reiterate that we will assume, for the purpose of reviewing the court’s ruling on the state’s motion to quash, that the evidence adduced by defense counsel on voir dire would have established that the victim had become pregnant by a man other than the defendant and that she had aborted that pregnancy in 1998. See footnote 32 of this opinion.
“The right to compulsory process is fundamental to due process of law and is applied to state prosecutions through the due process clause of the fourteenth amendment. Washington v. Texas, 388 U.S. 14, 18-19, 87 S. Ct. 1920, 18 L. Ed. 2d 1019 (1967).” State v. Cerreta, 260 Conn. 251, 261 n.8, 796 A.2d 1176 (2002).
Indeed, the state does not seriously contest the fact that the proffered evidence was at least marginally relevant.
The victim testified that she also did not want to abort her 1997 pregnancy by the defendant but decided to do so, in part, because she believed that her daughter’s father would not allow her daughter to emigrate to this country from Peru if the victim had a second child. When the victim learned that she was pregnant by the defendant in August, 1998, the victim’s daughter already had joined her in this country. Consequently, in August, 1998, the victim was free to carry her pregnancy to term without any concern that her decision to do so would adversely affect her ability to be with her daughter.
The defendant also contends that the trial court’s ruling precluding his use of the proffered evidence violated his right under the confrontation clause to impeach the victim’s testimony that she had had no other sexual partners during the four years that she was involved with the defendant. Although the fact that the victim had a sexual relationship with a man other than the defendant in 1998 was relevant on the issue of the victim’s credibility in light of the victim’s earlier testimony regarding her exclusive sexual relationship with the defendant, we conclude that any impropriety in connection with the trial court’s decision to preclude defense counsel from examining the victim on the issue of the exclusivity of her sexual relationship with the defendant was evidentiary in nature and did not implicate the defendant’s constitutional right to confrontation. Thus, the defendant bears the burden or proving harm as a result of this allegedly improper evidentiary ruling of a nonconstitutional nature. E.g., State v. King, 249 Conn. 645, 669 n.30, 735 A.2d 267 (1999). The fact on which defense counsel sought to impeach the victim, namely, the exclusivity of her sexual relationship with the defendant, was only marginally relevant to the primary issues in the case. Furthermore, as we conclude in the text of part II of this opinion, the evidence implicating the defendant in the crimes with which he was charged was strong. Consequently, there is no reasonable possibility that the defendant suffered any harm by virtue of defense counsel’s inability to use the proffered evidence to impeach the victim’s testimony that her relationship with the defendant was an exclusive one.
Defense counsel elicited testimony from the victim that, when she learned that she had become pregnant by the defendant in August, 1998, she loved the defendant, trusted him and wanted to marry him. The victim also testified that she and the defendant never had spoken about marriage. Although the victim denied that she was upset that the defendant had not proposed marriage, defense counsel posited that fact as a possible motive for the victim’s allegedly false accusation against him.
The victim’s version also was supported by Warga, with whom the victim spoke several days after the assaults had occurred.
The state concedes on appeal, as it did at trial, that a fetus is not an “organ” within the meaning of §§ 53a-70a (a) (2) and 53a-59 (a) (2).
General Statutes § 1-1 (a) provides: “In the construction of the statutes, words and phrases shall be construed according to the commonly approved usage of the language; and technical words and phrases, and such as have acquired a peculiar and appropriate meaning in the law, shall be construed and understood accordingly.”
The term “member” is so defined in Webster’s Third New International Dictionary.
Testimony adduced at trial indicated that the victim was approximately five weeks pregnant when the defendant inserted the Cytotec pills into her vagina. For ease of reference, we refer to the victim’s fetus as a five week old fetus even though fertilization likely would have occurred less than five weeks prior to the incidents that gave rise to the charges in this case. See Gray’s Anatomy (38th Ed. 1995) p. 344 (“[t]o estimate the length of a pregnancy . . . the commencement of gestation is traditionally determined clinically by counting from the date of the last menstrual period,” which invariably occurs prior to fertilization).
We recognize that, in humans, a fetus is “the product of conception from the end of the eighth week [after fertilization] to the moment of birth”; Stedman’s Medical Dictionary (27th Ed. 2000) p. 658; whereas an embryo is “the developing organism from conception until approximately the end of the second month . . . .” Id., p. 581. For purposes of this case, however, we refer to the victim’s unborn child as a fetus because the parties have done so.
We note that neither party has provided us with any legislative history, and we are aware of none, that casts light on whether a fetus constitutes a member of the mother’s body for purposes of §§ 53a-70a (a) (2) and 53a-59 (a) (2).
Commonly referred to as baby teeth, deciduous teeth are the teeth that appear during infancy and that are shed between the ages of six and thirteen. See Mosby’s Medical, Nursing and Allied Health Dictionary (6th Ed. 2002) pp. 481-82.
See General Statutes § 54-201 et seq. The maximum compensation for which the victim in the present case is eligible is $15,000. See General Statutes § 54-211 (d).
Concurrence Opinion
concurring. I concur in the judgment and agree with the majority’s reasoning with regard to parts I, II and IV. In addition, with respect to part III of the majority opinion, I agree that the trial court properly rejected the motion of the defendant, Edwin Sandoval, for judgment of acquittal on the charges of attempt to commit aggravated sexual assault in the first degree and attempt to commit assault in the first degree. Specifically, I agree with the majority’s conclusion that the jury reasonably could have concluded that the defendant attempted to assault the victim with the intent to “destroy ... or disable permanently a member . . . of [her] body,” because a five week old fetus is a “member” of the victim’s body for purposes of General Statutes §§ 53a-59 (a) (2) and 53a-70a (a) (2).
I write separately only to emphasize that the mere fact that we have determined that a fetus, under the circumstances of this case, is a “member” of a woman’s body for purposes of §§ 53a-59 (a) (2) and 53a-70a (a) (2) does not suggest that either the majority or I have concluded that a fetus may not have its own independent existence. In other words, the fetus may both be