STATE OF KANSAS, Appellee, v. LYLE C. SANDERS, Appellant.
No. 71,975
Supreme Court of Kansas
October 27, 1995
904 P.2d 951 | 258 Kan. 409
Debra S. Peterson, assistant district attorney, argued the cause, and Nola Foulston, district attorney, and Carla J. Stovall, attorney general, were with her on the brief for appellee.
The opinion of the court was delivered by
LOCKETT, J.: Defendant appeals his jury convictions for first-degree premeditated murder (
At approximately 6:30 a.m. on February 7, 1993, Latonya Edmond‘s 5-year-old nephew, Shawn, discovered Latonya lying on her living room floor in a pool of blood. A ball cap, black and white with a red stop sign in the middle, was underneath Latonya‘s left hand. Shawn telephoned Latonya‘s mother. When she arrived, the front door of the house was not locked. Emergency personnel were called. Latonya died before they arrived. Officers noted that the utensil drawer in the kitchen was open.
Latonya had injuries to both eyes, her mouth, and her chest. These injuries had been caused by kicking or punching. Latonya would have been rendered unconscious or stunned by the blow to her right eye. On the right side of Latonya‘s neck were three or four slight cuts and one deep cut which was approximately 3 inches long and passed through the right carotid artery and jugular vein.
The investigation by the police revealed that on the day before her death, Latonya visited her husband, Otha Edmond, who was imprisoned in Winfield, Kansas. She arrived at 1:00 p.m and returned to Wichita around 4:00 p.m. Between 5:30 and 6:00 p.m. Latonya‘s sister-in-law, Pam Reed, drove Latonya home. As Pam was leaving, she saw Lyle Sanders near Latonya‘s house. Sanders explained to Pam that his car was running hot and he was going to get some water at Latonya‘s. Sanders was wearing a ball cap similar to the one found under Latonya‘s left hand after her death. When Pam saw Sanders around 9:00 that evening, he was wearing the cap.
Latonya had two telephone conversations with her husband. The first conversation occurred around 6:00 p.m. She told Otha that Sanders was sitting in front of her house. Sanders had been married to Latonya‘s husband‘s sister. A friend heard Latonya yell out the front door to Sanders that Otha said Sanders was not to come back to his (Otha‘s) house. Latonya spoke with Otha again around 10:00 p.m. At 11:00 p.m., Latonya spoke with her mother and sisters on the telephone. Pam called Latonya no later than 2:30 a.m. They spoke for 10 or 15 minutes. Pam was the last person to speak with Latonya.
The police interviewed Otha, who informed authorities that his wife had told him Sanders was making sexual advances toward her. Otha stated that his home telephone number had been changed to an unlisted number because Sanders was repeatedly calling the house. In addition, Pam informed the police that a couple of days before her death Latonya had told her (Pam) that Sanders was saying she (Latonya) was his “woman.”
DNA testing of the clothes Sanders was wearing on February 6 revealed no blood which could have been Latonya‘s. Two small amounts of blood found on the eject button of the cassette player in Sanders’ car were tested. One blood type was consistent with Latonya‘s type, found in approximately 3% of the black population.
Sanders voluntarily spoke with police on February 7, 1993. He stated that he purchased a $10 rock of crack cocaine from Latonya and a second rock of crack at Martha Edmond‘s house. Sanders said that he had gone to Latonya‘s house before 5:30 p.m. to use the bathroom and borrow a screwdriver from her kitchen drawer to reconnect his stereo. Sanders denied that he had returned to Latonya‘s that night.
Sanders asserted that he had spent the evening at the house of his girlfriend, Queenie Moore. He left Queenie‘s several times to go to Moses Moore‘s house, a church, Martha Edmond‘s house, and his parents’ house. Queenie had returned home at 11:00 p.m. From 11:15 p.m. to 12:15 a.m. Sanders was at Moses’ picking up Queenie‘s daughter. He then studied for his Sunday School lesson. At 1:30 a.m. Sanders went to sleep on the floor of Queenie‘s bedroom.
At trial, the defendant‘s mother, father, and other witnesses corroborated the defendant‘s statement to police. Queenie testified that Sanders went to bed at 1:30 a.m. in her bedroom. The defendant slept on the floor because Queenie‘s daughter was sleeping in the bed with her. Queenie asserted that she would have heard the defendant if he had left the room that night because the door pulls the carpet when it is opened. The defendant‘s investigator also testified that when the door to Queenie‘s bedroom is moved, it makes a loud noise because of the carpet.
Sanders testified as to his activities the night of Latonya‘s death. He stated that he stopped by Latonya‘s house around 6:00 p.m. on his way to his parents’ house. Sanders testified that he always stopped by Latonya‘s to check on her when he was in the area. Sanders stated that he used her bathroom and borrowed a screwdriver from the kitchen drawer to reconnect his stereo. Sanders admitted he was wearing a black and white ball cap with a red stop sign in the center during the day. After leaving Latonya‘s, Sanders had realized that he did not have the cap. He thought he had left
The jury found Sanders guilty of first-degree premeditated murder and aggravated weapons violation. Sanders was sentenced to consecutive terms of life for the murder conviction and 1 to 5 years for the aggravated weapons conviction. The life sentence for murder was tripled under the Habitual Criminal Act. The defendant appeals.
SECOND-DEGREE MURDER
The defendant first claims that the trial court erred in failing to instruct the jury on the offense of second-degree murder as a lesser included offense of first-degree murder.
An instruction on a lesser included offense is required if there is substantial evidence upon which the defendant might reasonably have been convicted of the lesser offense. State v. Mitchell, 234 Kan. 185, 189, 672 P.2d 1 (1983). However, the duty to instruct on a lesser included offense “does not arise unless there is evidence supporting the lesser offense.” State v. Patterson, 243 Kan. 262, 267, 755 P.2d 551 (1988). The evidence supporting the lesser included offense must be viewed in the light most favorable to the defendant. The evidence may be inconclusive, unsatisfactory, and weak and consist only of the defendant‘s testimony. State v. Coleman, 253 Kan. 335, 352, 856 P.2d 121 (1993). There is some weighing of evidence in this analysis, but the weighing of evidence is not a retrial of the case. State v. Dixon, 252 Kan. 39, 43, 843 P.2d 182 (1992).
At the close of the evidence the trial judge determined that he had no duty to instruct the jury on second-degree murder as a lesser included offense of premeditated first-degree murder because there was no evidence to support the lesser offense. In reaching this conclusion, the judge reasoned that the nature and number of the wounds inflicted on the victim before the fatal cut required deliberation or premeditation by the perpetrator and that there was not substantial evidence upon which the defendant might reasonably have been convicted of the lesser included offense, second-degree murder.
To support the judge‘s finding that an instruction on second-degree murder was not required because the killing was premeditated, the State points to a variety of circumstances which include the nature of the weapon used, the lack of provocation, the defendant‘s conduct before the killing, and declarations made by the defendant and the victim prior to the killing. It argues that the infliction of lethal cuts after the victim had been rendered helpless shows that the killing was deliberate and premeditated. See State v. Henson, 221 Kan. 635, 639, 562 P.2d 51 (1977).
In a prosecution for murder, the law does not presume the existence of premeditation or deliberation from any state of circumstances. It is not necessary that a premeditated intent to kill be established directly. Premeditation and deliberation may be inferred from the established circumstances, provided the inference is a reasonable one. If an inference is a reasonable one, the jury has the right to make the inference. State v. Buie, 223 Kan. 594, 597, 575 P.2d 555 (1978); see State v. Phillips, 252 Kan. 937, 939-40, 850 P.2d 877 (1993). The sufficiency of proof of premeditation as an element in first-degree murder has been considered by this court. We have held that the element of premeditation is not inferred from use of a deadly weapon alone, but if additional circum-
In Henson, Hamilton, and Phillips, the issue was not whether a lesser included instruction to first-degree premeditated murder was required but whether the evidence was sufficient to support an inference of premeditation. The question in this appeal, conversely, is not whether there was sufficient evidence of premeditation but whether there was sufficient evidence to require the trial judge to instruct on the lesser included offense of second-degree murder. These are different questions. The sufficiency of an inference of premeditation is not conclusive in determining whether the evidence was sufficient to require a lesser included offense instruction.
Sanders asserts that the trial judge‘s conclusion that the evidence indicated the killing was premeditated is incorrect because there were no witnesses to the killing and it is unknown how or why the victim was killed. Sanders observes that there was no evidence he exhibited animosity toward Latonya or wanted to harm her. Sanders points out that no murder weapon was found at the scene. To support his claim that a lesser included offense instruction was required, Sanders argues that if the murder weapon had been taken from the open kitchen drawer, as claimed by the prosecution, the killer did not take the murder weapon to Latonya‘s. Sanders concludes this scenario shows that the killing was spontaneous rather than deliberate and premeditated. Sanders reasons that under these facts, an instruction on second-degree murder was required because there was substantial evidence which implied that the killing was not deliberate or premeditated.
The evidence at trial showed that Latonya was killed late at night in her own home. There was no sign of forced entry into Latonya‘s house, although she routinely kept the door locked. Latonya did not have defensive injuries, nor were there other signs of a struggle. There was no evidence of provocation. Latonya was rendered help-
In a prosecution for premeditated first-degree murder, where there is no direct evidence as to the circumstances of the killing and the evidence introduced against the defendant is wholly circumstantial and open to the inference by the jury that the offense committed may have been second-degree murder, it is the duty of the court to instruct the jury respecting that degree of homicide. It is the province of the jury, and not the court, to determine the degree of homicide, if any, of which the defendant is guilty. State v. Johnson, 220 Kan. 720, Syl. ¶ 1, 556 P.2d 168 (1976). See State v. McClanahan, 254 Kan. 104, 865 P.2d 1021 (1993), Dixon, 252 Kan. 39, and Johnson, 220 Kan. 720, where this court reversed convictions of first-degree murder or attempted first-degree murder because the trial court failed or refused to instruct on lesser included offenses.
An instruction on second-degree murder was required here because the evidence at trial did not exclude a theory of guilt on the lesser offense. The trial court erred in failing to so instruct the jury.
We must reverse Sanders’ conviction for first-degree murder. Under the unique circumstances of this case, we must also reverse his conviction for aggravated weapons violation. That conviction is based on the jury‘s finding that Sanders, as Latonya‘s killer, possessed a knife. Because of the possibility that Sanders may be acquitted of the killing upon retrial, the conviction for aggravated weapons violation cannot stand. We remand the case to the trial court for a retrial on both charges.
Because the matter will be retried, we need not reach the other issues raised by Sanders except two questions which must be answered for the new trial: (1) Was the trial court required to instruct
UNLAWFUL USE OF WEAPONS
Aggravated weapons violation is the unlawful use of weapons by a person who within 5 years before the offense has been convicted of a felony or has been released from imprisonment for a felony.
The evidence at trial was that Sanders was convicted of or released from imprisonment for a felony within 5 years before this offense. His parole officer testified that Sanders was placed under his supervision in October 1992, which was 4 months before Latonya‘s murder. According to a journal entry, Sanders was on parole for two convictions of kidnapping and two convictions of aggravated robbery, all felony offenses. The journal entry admitted at trial was not included in the record on appeal.
Sanders argues that the jury could disbelieve the testimony of the parole officer and the journal entry. He asserts that if the jury did not find that he was convicted of or released from imprisonment for a felony within 5 years of this crime, the jury could have reasonably convicted him of the lesser offense of unlawful use of weapons.
The parole officer‘s testimony and the journal entry established the facts necessary to convict the defendant of aggravated weapons violation. That evidence was uncontroverted. Under the facts, no instruction on unlawful use of weapons was required. The trial court did not err in refusing to instruct the jury on the lesser offense of unlawful use of weapons.
HEARSAY STATEMENTS
The Sixth Amendment to the United States Constitution provides that in all criminal prosecutions, the accused shall enjoy the
The admission or exclusion of relevant evidence in a criminal case is governed by two rules, the harmless error rule and the federal constitutional error rule.
Error in the admission or exclusion of evidence in violation of a constitutional or statutory right of a party is governed by the federal constitutional error rule. An error of constitutional magnitude is serious and may not be held to be harmless unless the appellate court is willing to declare a belief that the error is harmless. Before an appellate court may declare such an error harmless, the court must be able to declare beyond a reasonable doubt that the error had little, if any, likelihood of having changed the result of the trial. Where the evidence of guilt is of such direct and overwhelming nature that it can be said that evidence erroneously admitted or excluded in violation of a constitutional or statutory right could not have affected the result of the trial, such admission or exclusion is
Sanders asserts that the trial court erred in admitting Latonya‘s out-of-court statements to her husband, Otha, and sister-in-law, Pam, that Sanders was making sexual advances toward her. Otha testified that Latonya told him Sanders had been making sexual advances toward her. Pam testified that 2 days before Latonya‘s death, Latonya told Pam that she told Sanders not to come over to her house anymore because he had approached her as being his “woman.” Latonya told Pam that she had informed Otha of Sanders’ statement and that Otha told her to tell Sanders he was not welcome at their house.
Sanders argues that the hearsay statements were offered to prove the truth of the matter and do not satisfy a hearsay exception to
The trial judge admitted Latonya‘s statements to Otha and Pam as an exception to the rule against admission of hearsay statements and as part of the res gestae. In admitting the statements as part of the res gestae, the court noted that Latonya‘s statements were made near the time of the crime. The statements showed the relationship of Latonya and Sanders; provided a motive; and indicated the opportunity, intent, and identity of the person who committed the murder. As to whether the statements were admissible hearsay, the judge applied the three part evaluation set forth in
Res gestae and the hearsay exception of
“Evidence of a statement which is made other than by a witness while testifying at the hearing, offered to prove the truth of the matter stated, is hearsay evidence and inadmissible except:
....
“(d) Contemporaneous statements and statements admissible on ground of necessity generally. A statement which the judge finds was made (1) while the declarant was perceiving the event or condition which the statement narrates, describes or explains, (2) while the declarant was under the stress of a nervous excitement caused by such perception or (3) if the declarant is unavailable as a witness, by the declarant at a time when the matter had been recently perceived by the declarant and while the declarant‘s recollection was clear and was made in good faith prior to the commencement of the action and with no incentive to falsify or to distort.”
Evidence of a statement which is made other than by a witness while testifying at the hearing offered to prove the truth of the matter stated is hearsay evidence.
The exception stated in 60-460(d)(1) requires that the out-of-court statement be made while the declarant is perceiving the event or condition. There is no evidence that Latonya‘s statements to Otha and Pam concerning Sanders’ sexual advances were made while she was perceiving the advances.
The trial court opined that the nature of Latonya‘s statements showed that she was under stress at the time the statements were made. This goes to the exception found at 60-460(d)(2), which requires that the statement be made while the declarant is under
The trial court also indicated that Latonya‘s statements were made when the event had been recently perceived by her, while her recollection was clear, and with no indication of any intent to falsify or distort. The hearsay exception found at
The trial court also opined that Latonya‘s statements were admissible as part of the res gestae because the statements occurred near the time of the crime; showed the relationship of the parties; and may have indicated motive, opportunity, intent, or identity. The trial court pointed out that an unwanted sexual advance showed the relationship of the parties. This, however, is not the test for res gestae. Nor is the test whether the evidence would show motive, opportunity, intent, or identity. Prior to making this determination the trial judge must first determine whether the evidence constitutes part of the res gestae. If it does, the evidence may be admitted if it is relevant to show the relationship of the parties or the defendant‘s motive, opportunity, intent, or identity.
In Peterson, 236 Kan. 821, this court analyzed res gestae and hearsay exceptions. The Peterson court noted that prior to the adoption of the Code of Civil Procedure, Kansas courts spoke of res gestae as one of the exceptions to the prohibition against the introduction of hearsay into evidence. The res gestae exception to the admissibility of hearsay dealt with declarations made before, during, or after the happening of the principal occurrence. These declarations were admissible as part of the res gestae where the declarations were so closely connected with the principal occurrence as to form in reality a part of the occurrence. The adoption of 60-460(d) replaced a portion of the res gestae exception with the contemporaneous statement exception to the hearsay rule. 236 Kan. at 829-30.
The Peterson court observed that res gestae is a broader concept than an exception to the hearsay rule set out in 60-460(d). Res gestae actually deals with admissibility of evidence of acts done as well as declarations made before, during, or after the occurrence of the principal event. Evidence of acts done or declarations made before, during, or after the happening of the principal occurrence may be admitted as part of the res gestae where those acts or declarations are so closely connected with the principal occurrence as to form in reality a part of the occurrence. State v. Sherry, 233 Kan. 920, 667 P.2d 367 (1983). Res gestae includes those circumstances or acts which are automatic and undesigned incidents of the particular litigated act and which may be separated from the particular act by lapse of time but are illustrative of that act. It is the whole of the transaction under investigation or being litigated. Acts done or declarations made before, during, or after the principal occurrence admissible as part of the res gestae may show motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake. Peterson, 236 Kan. at 829.
Declarations made before the happening of the principal occurrence may be admissible as part of the res gestae where the declarations are so closely connected with the principal occurrence as to form in reality a part of the occurrence. See State v. Gadelkarim, 256 Kan. 671, 688, 887 P.2d 88 (1994); Peterson, 236 Kan. at 829; Sherry, 233 Kan. 920. Res gestae evidence is evidence which, though not constituting a part of the crimes charged, has a natural, necessary, or logical connection to the crime. Gadelkarim, 256 Kan. at 687.
Wide latitude is given to the trial court in determining whether evidence constitutes part of the res gestae. See Gadelkarim, 256 Kan. at 687. The trial court did not err in admitting into evidence Latonya‘s out-of-court statements concerning the defendant‘s sexual advances as part of the res gestae.
Reversed and remanded for a new trial.
SIX, J., concurring: I concur in the result but write separately because of the majority‘s discussion of res gestae and hearsay in the concluding portion of the opinion.
Earlier in the majority opinion we affirmed the trial court‘s reasoning that Latonya‘s statements were admissible under the hearsay exception in
The latter portion of the majority opinion references three cases: State v. Gadelkarim, 256 Kan. 671, 887 P.2d 88 (1994); State v. Peterson, 236 Kan. 821, 696 P.2d 387 (1985); and State v. Sherry, 233 Kan. 920, 667 P.2d 367 (1983). None of these cases supports the proposition that hearsay evidence which is not admissible under a hearsay exception may be admitted if it also qualifies as res gestae.
Two of these cases involved hearsay evidence which was admissible under a hearsay exception: Peterson, 236 Kan. at 830-31 (the declarant was dead and thus unavailable as a witness,
The third case, Sherry, involved a res gestae declaration that was not hearsay. The statement “here‘s the stuff [cocaine]” was made by Sherry to Detective Garcia, who testified to that statement at Sherry‘s preliminary hearing. 233 Kan. at 932-33.
