STATE оf Utah, Appellee, v. James Raphael SANCHEZ, Appellant.
No. 20140749-CA
Court of Appeals of Utah.
September 1, 2016
2016 UT App 189 | 378 P.3d 375
Sean D. Reyes and Karen A. Klucznik, Attorneys for Appellee.
Judge J. Frederic Voros Jr. authored this Opinion, in which Judge Michele M. Christiansen concurred. Senior Judge Russell W. Bench concurred except as to Part I, in which he concurred in the result, with opinion.1
Opinion
VOROS, Judge:
¶1 James Raphael Sanchez appeals his convictions for murder, a first degree felony, and obstruction of justice, a second degree felony. Sanchez beat his girlfriend (Victim) for hours before strangling her. He then attempted to clean the apartment before asking a friend to pick him up. His principal claim on appeal is that the court incorrectly excluded out-of-court statements that sup-
BACKGROUND
¶2 On the morning of May 5, 2011, Sanchez called 911. He refused to identify himself, but told dispatch “there‘s a woman here, not breathing” at Victim‘s apartment. When the paramedics arrived at the apartment, they found Victim “badly beaten, [not] breathing, and [with] obvious signs of rigor mortis.” Diffuse “deep red, purple” bruising and swelling covered Victim‘s face. Her nose was fractured. “There was blood in the whites of both of her eyes.” The “inner surfaces of her lips” were torn, “as if the lip had been pulled away from the gum.” Her neck was bruised, consistent with strangulation. Victim‘s torso, abdomen, legs, arms, hands, and buttocks also displayed “extensive” bruises “too numerous to count.” Eight of her ribs were fractured. Possible bite marks were found on Victim‘s back and buttocks. Police also found blood throughout the apartment. Some of the blood looked diluted or as if someone had tried to wipe it away.
¶3 Victim‘s neighbor had been kept awake by “muffled yelling, some grunting, and then some running around here and there, and then ... a lot of crying, ... like despair.” The sounds continued for at least five hours, but when the neighbor left for work at 8:15 a.m. “it was dead silent.” Sanchez told police that he “got into a fight with” Victim that lasted all night. He said “that he slapped her, thumped her, and then he called the cops.” When asked to elaborate, he described punching, slapping, kicking, stomping, grabbing, and finally strangling Victim. Sanchez “said that she lost consciousness and that he attempted to revive her on a couple of occasions by breathing for her.” He also put Victim‘s heаd under running water in an attempt to revive her. When she lost consciousness for the last time, he lay down next to her and took a nap. When Sanchez woke up and Victim did not, he called a friend, then called 911. He left the apartment, leaving the door open for paramedics and police. His friend drove Sanchez to a convenience store, where Sanchez again called 911. They then went to the friend‘s house, where Sanchez took off his bloody pants and socks and took a nap.
¶4 At trial, the State introduced an interview between Sanchez and a police detective through the detective‘s testimony. The interview was audio-recorded and transcribed. In the interview, Sanchez admitted to assaulting Victim. On cross-examination of the detective, Sanchez attempted to elicit testimony thаt would explain the reason for the assault—that “he started fighting with [Victim] because he thought she was cheating on him with his brother,” that “she admitted it and she kept saying it,” that “she wouldn‘t tell [him] that” she would stop the affair, and that Victim‘s statement “hurt [his] feelings.” The trial court excluded the testimony, stating, “If you‘re seeking to introduce ... hearsay, unless you can give me an exception, it‘s not coming in.” Sanchez argued, among other things, that the court was required to admit the testimony under
¶5 Sanchez also moved for a directed verdict on the obstruction-of-justice charge, arguing that the evidence failed to show that he acted with the requisite intent. The trial court denied the motion.
¶6 The jury convicted Sanchez of murder, a first degree felony, and obstruction of justice, a second degreе felony. Sanchez appeals.
ISSUES ON APPEAL
¶7 Sanchez contends that under
¶8 Sanchez also contends that the evidence was insufficient to support his conviction for obstructing justice.
ANALYSIS
I. Utah Rule of Evidence 106
¶9 Sanchez contends that under
¶10
If a party introduces all or part of a writing or recorded statement, an adverse party may require the introduction, at that time, of any other part—or any other writing or recorded statement—that in fairness ought to be considered at the same time.
¶11 We “review a trial court‘s decision to admit or exclude specific evidence for an abuse of discretion.” Id. ¶ 12 (citation and internal quotation marks omitted). “In circumstances where evidence should have been аdmitted, it is reviewed for harmless error.” State v. Colwell, 2000 UT 8, ¶ 26, 994 P.2d 177. “If it is reasonably likely a different outcome would result with the introduction of the evidence and confidence in the verdict is undermined, then exclusion is harmful.” Id.
¶12 We first consider whether the trial court erred when it excluded Sanchez‘s statement under the fairness standard of
A. The Fairness Standard
¶13
¶15 In ruling that the fairness standard did not require the admission of a self-serving explanation, the trial court relied on this court‘s opinion in Leleae, 1999 UT App 368. In Leleae, the trial court ruled that fairness did not require admission of a statement where “the statement was merely self-serving.” Id. ¶ 45. We concluded that the trial court hаd not abused its discretion, but we did so noting that although the statement had been excluded, “the jury heard testimony that supported defendant‘s version of the incident and put the admitted portion of defendant‘s statement in context.” Id. The statement that the defendant sought to admit under
¶16 That is not the case here. Because Sanchez did not testify, no other testimony presented his explanation that “he started fighting with [Victim] because he thought she was cheating on him with ... his brother.” Moreover, “[t]here is no legal principle which excludes statements or conduct of a party solely on the ground they are self-serving. If otherwise аdmissible, a party has as much right to his own evidence as to the evidence of any other witness.” State v. Johnson, 671 P.2d 215, 216 (Utah 1983) (per curiam). But cf. Glauser Storage, LLC v. Smedley, 2001 UT App 141, ¶ 24, 27 P.3d 565 (“Even where testimony is uncontroverted, a trial court is free to disregard such testimony if it finds the evidence self-serving and not credible.” (citation and internal quotation marks omitted)). Although the statement was self-serving, fairness required that Sanchez be allowed “to qualify, explain, or place into context” the portion of his confession introduced by the detective‘s testimony. See Jones, 2015 UT 19, ¶ 40 (citation and internal quotation marks omitted).
¶17 The trial court also ruled that Sanchez‘s statement “was temporally removed from the inculpatory statements that had been received without objection.” The court explained that it believed
¶18 We agree with Sanchez.
¶19 Having concluded that the trial court exceeded its discretion by not admitting Sanchez‘s statement under
B. Hearsay Exception
¶20 Sanchez contends that the trial court erred when it excluded his statement as “double hearsay,” or hearsay within hearsay. Sanchez sought to admit his statement to police about what Victim had said to him—that Victim “admitted” she was cheating on him with his brother and that “she kept saying it.” He argues that his statement did not constitute double hearsay because Victim‘s statement is not hearsay. Victim‘s statement is not hearsay, he reasons, “because it was not offered for the truth of the matter asserted in it.” “Whether a statement is offered for the truth of the matter asserted is a question of law, which we review under a correction of error standard.” State v. Haltom, 2005 UT App 348, ¶ 18, 121 P.3d 42 (citation and internal quotation marks omitted). He further argues that his statement was admissible hearsay under
¶21 Hearsay, as defined by the
¶22 Sanchez concedes that his statement to police was hearsay, but argues that it was “admissible hearsay under Rule 106.” In other words, Sanchez contends that a portion of a recorded statement that “in fairness ought to be considered” under
¶23 The state and federal rule 106 is at minimum a rule of timing. See
¶24 We now consider whether Utah‘s version of
¶25 We begin with the language of the rule. See State v. Vessey, 957 P.2d 1239, 1240 (Utah Ct. App. 1998) (per curiam) (“When the language of a rule or statute is unambiguous, Utah courts have consistently held the rule‘s plain language must be followed.“). The rule states that “[i]f a party introduces all or part of a writing or recorded statement, an adverse party may require the introduction, at that time, of any other part—or any other writing or recorded statement—that in fairness ought to be considered at the same time.”
¶26 When considering the relation of the analogous federal rule 106‘s relation to inadmissible hearsay, the United States Court of Appeals for the District of Columbia Circuit observed that the rule “is found not in Rule 611, which governs the ‘Mode and Order of Interrogation and Presentation,’ but in Article I, which contains rules that generally restrict the manner of applying thе exclusionary rules.” Sutton, 801 F.2d at 1368 (citation omitted). The court also noted that “every major rule of exclusion ... contains the proviso, ‘except as otherwise provided by these rules,’ which indicates ‘that the draftsmen knew of the need to provide for relationships between rules and were familiar with a technique for doing this.‘” Id. (citation omitted). But “[t]here is no such proviso in Rule 106, which indicates that Rule 106 should not be so restrictively construed.” Id.
¶27 This reasoning applies equally to Utah‘s version of
¶28
¶29 Finally, treatises on the
¶30 In sum, we believe the purpose and scope of
¶31 Because we have concluded that, in fairness, Sanchez‘s statement shоuld have been admitted by the trial court, and further that the hearsay rule does not prohibit its admission, we now determine whether the exclusion of the statement was, as the State additionally contends, harmless error. See State v. Colwell, 2000 UT 8, ¶ 26, 994 P.2d 177.
C. Harmless Error
¶32 “In circumstances where evidence should have been admitted, it is reviewed for harmless error.” Id. “Based upon the concept that the trial court is best situated to determine what, if any, impact an alleged error will have on the proceedings, we will reverse only where an error is so prejudicial and so substantial that, absent the error, it is reasonably probable that the result would have been more favorable for the defendant.” State v. Thomas, 1999 UT 2, ¶ 26, 974 P.2d 269 (citations omitted). “In other words, the ‘mere possibility’ of a different outcome occurring without the evidence is not enough; instead, ‘the likelihood of a differеnt outcome must be sufficiently high to undermine confidence in the verdict.‘” Id. (emphasis in original) (quoting State v. Knight, 734 P.2d 913, 920 (Utah 1987)).
¶33 A different standard of harm applies to federal constitutional error. If a defendant preserves a claim of federal constitutional error at trial and establishes a constitutional violation on appeal, the burden shifts to the State to demonstrate that the error was harmless beyond a reasonable doubt. State v. Clark, 2016 UT App 120, ¶ 18, 376 P.3d 1089 (citing State v. McCallie, 2016 UT App 4, ¶ 12, 369 P.3d 103 (citing Brecht v. Abrahamson, 507 U.S. 619, 630 (1993); Chapman v. California, 386 U.S. 18, 24 (1967); and State v. Calliham, 2002 UT 86, ¶ 45, 55 P.3d 573)). This is known as the Chapman standard, after the United States Supreme Court case that announced it. Sanchez contends that the rule 106 error at issue here was harmful under either the Chapman standard applicable to federal constitutional error or the ordinary standard applicable to non-constitutional error.7
¶35 We reject this contention for two independent reasons. First, any claim of federal constitutional error is unpreserved. To preserve an issue for appeal, “the issue must be presented to the trial court in such a way that the trial court has an opportunity to rule on that issue.” 438 Main St. v. Easy Heat, Inc., 2004 UT 72, ¶ 51, 99 P.3d 801 (citation and internal quotation marks omitted). Sanchez does not claim to have alerted the trial court that denying his rule 106 motion would deprive him of his “due process right to present a complete defense.” On the contrary, he told the court, “I don‘t think that without that evidence, the defense has a basis to argue special mitigation ... I do have an alternative defense.” Just as an objection based on the federal constitution does not preserve a claim of state constitutional error, see State v. Worwood, 2007 UT 47, ¶ 19, 164 P.3d 397, an objection based on state law does not preserve a claim of federal constitutionаl error. Preservation requires an appellant to “present the legal basis for her claim to the trial court, not merely the underlying facts or a tangentially related claim.” State v. Kennedy, 2015 UT App 152, ¶ 20, 354 P.3d 775. “[I]n general, appellate courts will not consider an issue, including constitutional arguments, raised for the first time on appeal unless the trial court committed plain error or the case involves exceptional circumstances.” State v. Dean, 2004 UT 63, ¶ 13, 95 P.3d 276. Sanchez claims neither exception to the preservation rule here.
¶36 Second, Sanchez has not demonstrated that the denial of the benefit of special mitigation constitutes a denial of his federal due process right to present a complete defense.8 As relevant here, “[s]pecial mitigation exists when the actor causes the death of another ... under the influenсe of extreme emotional distress for which there is a reasonable explanation or excuse.”
¶37 In State v. Drej, our supreme court rejected a due process challenge to the special mitigation statute. See 2010 UT 35, ¶ 21, 233 P.3d 476. In Drej, the defendant argued that the special mitigation statute was unconstitutional “because it places the burden of proving special mitigation on the defendant, in violation of the due process clauses of the state and federal constitutions.” Id. ¶ 1. Our supreme court held that “the legislature еlected to require the defendant to prove special mitigation by a preponderance of the evidence.” Id. ¶ 21; see
¶38 Sanchez has not explained, nor is it obvious, why depriving a defendant of the benefit of a statute that is not a defense to the underlying primary charge of murder deprives him of his federal due process right to present a complete defense. Nor has he explained how depriving him of the benefit of special mitigation could violate federal due process when, in rejecting a due process challenge, our supreme court held that special mitigation “cannot run afoul of the federal constitution.” Id.
¶39 In sum, Sanchez has not shown that federal due process requires application of the Chapman standard here. We thus proceed under the usual standard for assessing harm as set forth above.
¶40 Under the special mitigation statute, “the fact finder must determine whether (1) subjectively, the defendant committed the killing while under the influence of extreme emotional distress, and (2) objectively, a reasonable person would have experienced an extreme emotional reaction and loss of control under the circumstances.” Ross v. State, 2012 UT 93, ¶ 28, 293 P.3d 345. A person acts under the influence of extreme emotional distress “when he is exposed to extremely unusual and overwhelming stress that would cause the average reasonable person under the same circumstances to experience a loss of self-control, and be overborne by intense feelings, such as passion, anger, distress, grief, excessive agitation, or other similar emotions.” State v. White, 2011 UT 21, ¶ 26, 251 P.3d 820 (citation and internal quotation marks omitted).9
¶41 “This standard requires a trier of fact to put herself in the shoes of a reasonable person in the defendant‘s situation to determine whether the defendant‘s reaction to a series of events was reasonable.” Id. ¶ 37. “The standard is not whether the defendant thought her reaction was reasonable, but whether a reasonable person facing the same situation would have reacted in a similar way.” Id.10
¶42 Sanchez argues that “he was entitled to special mitigation because he assaulted [Victim] under extreme emotional distress caused by her repeatedly telling him that she was cheating on him with his brother.” To establish the requisite extreme emotional distress, Sanchez sought to admit his statement to police that “he started fighting with [Victim] because hе thought she was cheating on him with his brother.” He said “this enraged him,” that Victim “admit-
¶43 We are not persuaded that Sanchez has shown a reasonable probability that, with this evidence, he could have met his burden of proving the requisite extreme emotional distress under the White standard. Even though he was “enraged” and his feelings were hurt, the special mitigation standard, as explained, “requires a trier of fact to put herself in the shoes of a reasonable person in the defendant‘s situation to determine whether the defendant‘s reaction to a series of events was reasonable.” Id. “The standard is not whether the defendant thought her reaction was reasonable, but whether a reasonable person facing the same situation would have reacted in a similar way.” Id.
¶44 We do not agree with Sanсhez that a reasonable person, hearing that his or her romantic partner was cheating with his or her sibling, would have reacted “in a similar way.” Sanchez beat Victim for at least five, and probably over nine, hours. He described punching, slapping, kicking, stomping, grabbing, and ultimately strangling Victim. As a result, Victim was “badly beaten.” Her face was bruised and swollen. Her nose was fractured. There was blood in the whites of both of her eyes. Her lips were torn, “as if the lip had been pulled away from the gum.” The bruises on her body were “too numerous to count” and the bruises on her neck were consistent with strangulation. During the course of the extended attack Victim lost consciousness more than once and, according to Sanchez, he tried to revive her by “breathing for her” and putting her head under running water. Although the attack began the night before, Victim lost consciousness for the last time when he strangled her around 8 or 9 o‘clock in the morning. He tried a headlock, but in his words, that “wasn‘t having much effect.” He then tried placing his elbow in her throat, again without success. Finally he used his forearm across the front of her neck and leaned into her. Although she “was just screaming,” this method finally succeeded. She blacked out and never regained consciousness.
¶45 Two factors distinguish this murder: the extended period of torture leading up to the final suffocating blow and the calculation with which Sanchez admits he administered that blow. As stated above, the jury should have heard that Sanchez told police that Victim hurt his feelings and enraged him when she would not stop saying that she was cheating on him with his brother. But we see no reasonable probability that, had the jury heard that Sanchez had told this to pоlice, the jury would have found by a preponderance of the evidence that a reasonable person facing the same situation would have reacted similarly.
¶46 We conclude that although the excluded portion of Sanchez‘s hearsay statement should have been admitted under rule 106, the exclusion was harmless. We therefore affirm Sanchez‘s conviction for murder.11
II. Obstruction of Justice
¶47 Sanchez contends that “the evidence was insufficient to support [his] conviction for obstructing justice because no reasonable jury could have found beyond a reasonable doubt that [he] concealed, removed, or destroyed evidence specifically intending to hinder the investigation of [Victim‘s] murder.” “When a jury verdict is challenged on the ground that the evidence is insufficient, ... we review the evidence and all inferences which may reasonably be drawn from it in the light most favorable to the verdict of the jury.” State v. Hamilton, 827 P.2d 232, 236 (Utah 1992) (brackets, citation, and internal quotation marks omit-
¶48 “An actor commits obstruction of justice if the actor, with intent to hinder, delay, or prevent the investigation, apprehension, prosecution, conviction, or punishment of any person regarding conduct that constitutes a criminal offense ... alters, destroys, conceals, or removes any item or other thing.”
¶49 Sanchez advances a subtle, time-based theory for why the evidence does not support his conviction for obstruction of justice. Sanchez argues that he “could be convicted of obstructing justice only if he concealed, removed, or destroyed evidence specifically intending to hinder the investigation of [Victim‘s] murder.” He acknowledges evidence of his having cleaned up the crime scene—for example, that he wiped the walls with water and chemicals and washed blood down the drain. But he stresses that the prosecution produced “no evidence of when” he did these acts—specifically, evidence that he did them “after she died.” And if she was still alive when he concealed the evidence of his criminal conduct, he reasons, he did not commit the crime of obstruction of justice: “Even if one could reasonably infer that [Sanchez] at some point planned to ultimately kill [Victim],” he maintains, “the evidence purporting to show that [Sanchez] cleaned [Victim] and the apartment before she died is insufficient to show that he concealed evidence specifically intending to hinder the investigation of her murder.” (Emphasis added.)
¶50 Sanchez reads the statute too narrowly. He committed the crime of obstruction of justice if, with intent to hinder the investigation of himself regarding conduct that constitutes “a criminal offense,” he concealed or removed anything. See
¶51 We therefore conclude that there was sufficient evidence to convict Sanchez of obstructing justice.
CONCLUSION
¶52 For the foregoing reasons, the judgment of the trial court is affirmed.
BENCH, Senior Judge (concurring in part and concurring in the result in part):
¶53 I concur in the majority opinion except as to Part I, in which I concur only in the result. In my view, the trial court did not exceed its discretion when it excluded Sanchez‘s statement. The main opinion acknowledges that, nationally, courts are equally divided on whether rule 106 operates to require the admission of otherwise inadmissible hearsay. See supra ¶ 24 & note 4. I would hold that the trial court properly exercised its discretion in excluding Sanchez‘s statement, and thus I would avoid a discussion of harmless error in this case.
¶54 When a party offers his own out-of-court declaration for its truth, that declaration must satisfy the hearsay rule. Several courts have held that the federal equivalent of rule 106 does not alter that requirement. See, e.g., United States v. Hassan, 742 F.3d 104, 134 (4th Cir. 2014) (stating that federal rule 106 “does not render admissible ... evidence which is otherwise inadmissible under the hearsay rules” (omission in original) (citation and internal quotation marks omitted)); United States v. Collicott, 92 F.3d 973, 983 (9th Cir. 1996) (noting that federal rule 106 “does not compel admission of otherwise inadmissible hearsay evidence” (citation and internal quotation marks omitted)). Otherwise, as these courts have explained, a criminal defendant would be “able to place his exculpatory statements before the jury without subjecting [himself] to cross-examination, precisely what the hearsay rule forbids.” United States v. Ortega, 203 F.3d 675, 682 (9th Cir. 2000) (alteration in original) (citation and internal quotation marks omitted).
