Lead Opinion
¶1 This case presents the question of whether article I, section 10
FACTS AND PROCEDURAL HISTORY
¶2 In January 2008, S.J.C. pleaded guilty to two counts of fourth degree assault with sexual motivation for offenses he committed at age 13. At S.J.C.’s disposition hearing in February 2008, the juvenile court ordered
¶3 After completing all of his conditions, in December 2011, S.J.C. moved to vacate his adjudication and seal his juvenile record under former RCW 13.50.050. Under the statute, “[t]he official juvenile court file of any alleged or proven juvenile offender shall be open to public inspection, unless sealed pursuant to subsection (12) of this section.” Former RCW 13.50.050(2). The relevant portion of subsection (12) provided:
(b) The court shall not grant any motion to seal records for class B, C, gross misdemeanor and misdemeanor offenses and diversions made under subsection (11) of this section unless:
(i) Since the date of last release from confinement, including full-time residential treatment, if any, entry of disposition, or completion of the diversion agreement, the person has spent two consecutive years in the community without being convicted of any offense or crime;
(ii) No proceeding is pending against the moving party seeking the conviction of a juvenile offense or a criminal offense;
(iii) No proceeding is pending seeking the formation of a diversion agreement with that person;
(iv) The person is no longer required to register as a sex offender under RCW 9A.44.130 or has been relieved of the duty to register under RCW 9A.44.143 if the person was convicted of a sex offense; and
(v) Full restitution has been paid.
Id.
¶4 The State opposed the motion, conceding that S.J.C. met the statutory requirements but arguing that article I, section 10 also required S.J.C. to show that sealing was justified under an Ishikawa analysis. The juvenile court granted S.J.C.’s motion and held that Ishikawa did not apply. We accepted direct review.
ISSUE
¶5 When sealing juvenile court records pursuant to former RCW 13.50.050, does article I, section 10 require the juvenile court to conduct an Ishikawa analysis in addition to finding the statutory requirements are met?
ANALYSIS
¶6 Whether an Ishikawa analysis is necessary depends on whether article I, section 10 applies to the statutory sealing of juvenile court records. Whether article I, section 10 applies depends on application of the experience and logic test. In re Det. of Morgan,
A. A brief history of juvenile justice
¶7 We must first take into account the history of juvenile justice. We do not presume to set forth an authoritative historical treatise, but a brief discussion is needed to provide context for our analysis of the issue presented. This discussion reveals a centuries-old effort to balance the competing concerns where a juvenile is viewed as needing reformation and rehabilitation, but is not appropriately subjected to adult criminal proceedings and punishments. To balance these unique concerns, the law has constructed a constitutional wall around juveniles, maintaining its integrity through a continuous process of refining its contours and repairing its cracks.
¶8 Within the English common law tradition, juvenile law did not begin to take shape until juveniles began to be viewed as a distinct class of individuals, rather than chattels incident to adult domestic relations or as simply members of the general population. Prior to the 1600s, juveniles were not viewed as having an identity separate from their parents until they were between five and seven years old. Thomas J. Bernard, The Cycle of Juvenile Justice 50-52 (1992). Between 1600 and 1800, the basic contours of the modern concept of juvenility solidified — the juvenile is a “potential adult” but not yet fully formed. Id. at 52, 54.
¶10 While orphaned juveniles with substantial property interests were thus given special attention, juveniles charged with criminal offenses were tried in ordinary criminal courts. The age of the offender, however, was still a relevant factor in both law and fact. Under English common law, juveniles under 7 years old were legally incapable of committing a crime; there was a rebuttable presumption that those between 7 and 14 years old were not criminally responsible and a rebuttable presumption that those between 14 and 21 years old were. Bernard, supra, at 29 (citing 4 William Blackstone, Commentaries *23). Moreover, prosecutors, juries, and judges were sometimes reluctant to apply the letter of the law to juvenile offenders and sought to mitigate the harshness of adult criminal justice with charging, conviction, and sentencing decisions. Id. at 35, 61; Anthony M. Platt, The Child Savers 186 (1969). The options were often extreme — either release the juvenile and risk the possibility that the juvenile will recidivate due to the lack of meaningful consequences, or confine the juvenile to the penitentiary with adult offenders and risk the possibility that the juvenile will be trained and encouraged to become an adult criminal due to the influence of fellow prisoners. Bernard, supra, at 34-35, 61, 63.
¶11 Beginning in the 19th century, many jurisdictions sought to create other options. In an effort to separate juvenile offenders from the corrupting influence of adult criminals, some states provided that juveniles charged with crimes could be tried on a separate docket from adult criminal cases. Platt, supra, at 9. Some states also established separate institutions for juveniles who were found to have violated the criminal laws or were expected to do so if not institutionalized and reformed, so the juvenile might be “snatched from a course which must have ended in confirmed depravity.” Ex Parte Crouse, 4 Whart. 9, 11 (Pa. 1839); see Laws of 1891, ch. 103, §§ 1-2, at 195-96; In re Habeas Corpus of Mason,
¶12 The combination of separate trials and separate institutions led quite naturally to the formal establishment of separate court divisions devoted entirely to juvenile issues. Washington first adopted this approach in 1905. Laws of 1905, ch. 18. Matters on the juvenile calendar included juveniles charged with violating criminal laws and juveniles facing a range of significant social, economic, and familial problems. Id. § 1. The juvenile court’s broad scope was based on the belief that most juvenile offenders have more in common with a dependent or neglected child than with an adult criminal. Id. § 12; Mack, supra, at 107.
¶13 Washington juvenile court legislation was revisited and modified several times over the next few years, culminating in comprehensive juvenile court legislation enacted in 1913. The 1913 laws solidified the distinction between a juvenile “dependent” and a juvenile
¶14 After these early legislative efforts, there were few significant changes to the juvenile justice system until the mid-1970s. In 1977, the legislature undertook a major overhaul of the juvenile justice statutes, providing much more specific and delineated substantive and procedural guidelines for juvenile courts. Laws op 1977, 1st Ex. Sess., ch. 291. The law was divided into four sections, two of which are relevant here: provisions relating to juvenile courts and records generally, id. §§ 1-15, and provisions specific to juveniles who had violated criminal laws, id. §§ 55-81. The latter set of provisions constitutes the Juvenile Justice Act of 1977 (JJA), id. § 55(1), and the juveniles adjudicated under its authority were termed “juvenile offenders,” id. § 56(11).
¶15 The legislature described its intent in enacting the JJA as twofold: to establish “a system capable of having primary responsibility for, being accountable for, and responding to the needs of youthful offenders” while ensuring that juveniles will “be held accountable for their offenses.” Id. § 55(2). With the JJA, “the legislature has changed the philosophy and methodology of addressing the personal and societal problems of juvenile offenders, but it has not converted the procedure into a criminal offense atmosphere totally comparable to an adult criminal offense scenario.” State v. Lawley,
¶ 16 The history of juvenile justice is a history of bringing together long-standing tenets of common law with continuously evolving notions of criminology and the nature of juvenile development. While further developments will undoubtedly occur, the current contours of Washington’s juvenile justice system today reflect over a century of our lawmakers’ best efforts to carefully balance the interests at stake in the context of juvenile justice. These efforts have built a constitutional wall around juvenile justice; and while the dimensions of this wall have changed, its structural integrity has not.
B. Juvenile court records that meet statutory sealing requirements have not historically been open to the press and the general public
¶17 To determine whether experience supports the application of article I, section 10 (and thus the Ishikawa factors) to statutory motions to seal juvenile records, we must determine “£ “whether the place and process have historically been open to the press and general public.” ’ ” Morgan,
¶18 The legislature has always treated juvenile court records as distinctive and as deserving of more confidentiality than other types of records. This court has always given effect to the legislature’s judgment in the unique setting of juvenile court records. Our approach has been consistent with the approaches of other states and Supreme Court jurisprudence historically, and remains so today. Washington’s approach to juvenile
1. The focus of our historical analysis is on the juvenile courts
¶19 A threshold question in any historical analysis is at what point in history the analysis should begin. The State urges us to “begin [our] historical analysis in a time when juveniles were prosecuted in the same courts as adults.” Br. of Appellant at 11. It is certainly true that there were no standards or procedures particular to juvenile courts before juvenile courts existed. From the colonial period through the 19th century, “[jjuveniles are tried in adult courts as adults. There is little recordkeeping, but to the extent that court records exist, they are open to the public.” U.S. Dep’t of Justice, Bureau of Justice Statistics, Privacy and Juvenile Justice Records: A Mid-Decade Status Report app. at 33 (1997), http://www.bjs.gov/content/pub/pdPPJJR.PDF (juvenile justice timeline).
¶20 Evaluating the historical openness of juvenile court records by looking to a time when juvenile courts did not exist does little to help our analysis. See State v. Schaaf,
2. The legislature has always set policies specifically regarding and restricting the openness of juvenile court records
¶21 The juvenile court as a separate division of superior court is a creation of the legislature. State v. Posey,
¶22 From this State’s very first juvenile court legislation, the findings of juvenile courts were distinguished from the records of other courts. Laws of 1905, ch. 18, § 3 (“[T]he finding of the Court shall be entered in a book, or books, to be kept for that purpose, and known as the ‘Juvenile Record.’ ”). While there was no specific provision regarding the openness or confidentiality of juvenile court records,
A disposition of any child under this act, or any evidence given in such cause, shall not in any civil, criminal or other cause or proceeding whatever, in any court, be lawfulor proper evidence against such child for any purpose whatever, excepting in subsequent cases against the same child under this act.
Id. § 1. Given how broadly and generally the 1905 legislation was written, this specific provision is noteworthy for its early recognition of the importance of limiting the future consequences of juvenile court decisions on the juvenile and the problem of further distribution outside of the juvenile court.
¶23 The 1913 legislation made further provisions to protect the privacy of individuals subject to juvenile court proceedings by providing that “the court shall have power to exclude the general public from the room where the hearing is had.” Laws of 1913, ch. 160, § 10. Moreover, the investigative records of juvenile court probation officers “shall be withheld from public inspection” and “shall be destroyed at any time in the discretion of [the] judge ... on or before the child shall arrive at the age of twenty-one years.” Id.
¶24 Legislation between 1913 and 1977 experimented with various provisions relating to the confidentiality of juvenile court records and proceedings. To prevent the creation of a damaging police record, the legislature at one time provided that the juvenile court’s permission was required before any juvenile’s fingerprints or photograph could be taken. Laws of 1945, ch. 132, § 2. When the 1961 legislature provided for a verbatim report of juvenile court proceedings, Laws of 1961, ch. 302, § 5, it maintained the confidentiality of the probation officer’s record and the juvenile court’s discretion to destroy it, id. § 15.
¶25 Finally, when the legislature fully undertook the restructuring of juvenile courts in 1977, it substantially refined the appropriate level of openness at different stages of juvenile court proceedings. This refinement recognized the delicate balance needed to address the issues unique to the juvenile court context. Juvenile offender proceedings and official court files in juvenile offender proceedings were deemed presumptively open to the public. Laws of 1977,1st Ex. Sess., ch. 291, §§ 10(l)(a), 68(6). However, the official juvenile court file
¶26 Though the specific provisions have been further refined, the essential framework of the 1977 legislation remains. Under former RCW 13.50.050(2), the official court file of a juvenile offender proceeding is presumptively open unless sealed. The subject may move to seal his or her official juvenile court file, if specific court conditions have been met. Id. at (11)-(12). All other records pertaining to a juvenile offender proceeding are confidential. Id. at (3).
¶27 From the inception of juvenile courts in this state, the juvenile court laws have undergone a continuous process of refinement regarding the confidentiality of juvenile court records. The weighing of competing interests and policy judgments has recognized the dual purpose of holding juveniles accountable and fostering rehabilitation for reintegration into society, and it has led to the conclusion that juvenile court records should be treated as separate from, and deserving of more confidentiality than, other types of court records.
3. This court has always given effect to statutory provisions providing enhanced confidentiality for juvenile court records
¶28 This court has never held article I, section 10 applies to juvenile records, and
¶29 As discussed above, from the time of this state’s first juvenile court legislation, statutes have consistently provided for distinctive treatment and enhanced confidentiality of juvenile court records. Our own precedent holds a presumption of openness is not constitutionally required because of the fundamental differences between a juvenile offender proceeding, which seeks to rehabilitate the juvenile, and an adult criminal proceeding, which seeks to deter and punish criminal behavior. In re Welfare of Lewis,
¶30 In addition to giving effect to carefully drawn statutes regarding the openness of juvenile court records, we have also recognized the possibility of a statutory remedy where sealing was not otherwise available under court rule or Ishikawa. Hundtofte v. Encarnación,
4. Washington’s experience with juvenile courts reflects the national experience
¶31 If Washington were an outlier in its historical or current approach to juvenile court records, there might be reason to reconsider our own experience. However, our state’s approach is (and always has been) consistent with the approaches of other jurisdictions and with Supreme Court jurisprudence, is supported by the recommendations of professional organizations, and comports with the views of commentators across the spectrum.
(a) Washington juvenile court law has historically kept pace with other jurisdictions
¶32 Our legislature’s approach has always been in step with the approaches of other state legislatures and Supreme Court jurisprudence. By 1910, there were juvenile courts or probation systems in 32 states. U.S. Dep’t op Justice, Office of Juvenile Justice & Delinquency Prevention, Juvenile Justice: A Century of Change 2 (1999) (1999 National Report Series, Juvenile Justice Bulletin), https://www .ncjrs.gov/pdffilesl/ojjdp/178995.pdf. Twenty-one of them, including Washington, required a separate juvenile court record. Grace Abbott, Topical Abstract of Laws Governing the Trial and Disposition of Juvenile Offenders, in Juvenile Court Laws in the United States 130-31 (Hastings H. Hart ed., 1910). Sixteen jurisdictions provided juvenile court must take place in a separate room or special session of the court. Id. at 131. While many
¶33 When juvenile courts began to receive focus from the Supreme Court of the United States, Washington kept pace with the changing face of juvenile law. In 1967, the Supreme Court determined that “[t]he absence of procedural rules based upon constitutional principle has not always produced fair, efficient, and effective procedures.” Gault,
¶34 At the time Gault was decided, Washington legislation already provided for a verified petition stating the relevant facts, Laws of 1913, ch. 160, § 5, and provided that when any juvenile is taken into custody, “the parent or guardian must be immediately notified,” Laws of 1961, ch. 302, § 2. Washington case law had already determined that notice must be both timely, In re Welfare of Petrie,
¶35 Following the landmark decision in Gault, Washington continued to keep pace with the development of juvenile court laws. The Supreme Court held in 1970 that the standard of proof for a juvenile offender proceeding must be proof beyond a reasonable doubt. In re Winship,
¶36 Finally, when the legislature made specific provisions for sealing of juvenile offender records in 1977, it acted on recommended standards of a joint commission of the Institute of Judicial Administration and the American Bar Association. Seattle Times Co. v. County of Benton,
(b) Former RCW 13.50.050 provides at least as much openness as the modern practices of most other jurisdictions
¶37 In addition to keeping pace with other jurisdictions historically, Washington’s modern approach to the openness of juvenile court records comports with the approach of other states. It is also supported by Supreme
¶38 Statutory provisions for sealing, expunging, or destroying juvenile court records are the norm, rather than the exception. As of 2009, every state except Rhode Island had such statutes. Linda A. Szymanski, Are There Some Juvenile Court Records That Cannot Be Sealed?, 15 NCJJ Snapshot, no. 4 (Apr. 2010), http://www.ncjj.org/PDF/Snap shots/2010/voll5_no4_ Recordsthatcannotbesealed.pdf (Juvenile Court Records That Cannot Be Sealed). It is particularly persuasive that Oregon and Indiana, on whose constitutions our own article I, section 10 is based, have similar approaches to juvenile court records. The Journal of the Washington State Constitutional Convention 1889, at 499 n.18 (Beverly Paulik Rosenow ed., 1962). Oregon has held juvenile court proceedings must be open, State ex rel. Oregonian Publ’g Co. v. Deiz,
¶39 Not only is Washington in line with the national practice of providing a statutory mechanism for sealing juvenile court records, but former RCW 13.50.050 actually provides more openness than many other state statutes in certain respects. As of 2009, many states did not include Washington’s provision, former RCW 13.50.050(12)(a)(v), that sealing is not allowed for certain specified offenses. Juvenile Records That Cannot Be Sealed, supra. Automatically nullifying a prior sealing order upon a future adjudication or conviction, as in former RCW 13.50.050(16), was the minority practice as of 2009. Linda A. Szymanski, Can Sealed Juvenile Court Records Ever Be Unsealed or Inspected?, 15 NCJJ Snapshot, no. 5 (May 2010), http://www .ncjj.org/PDF/Snapshots/2010/voll5_no5_Sealedrecordsthat canbeunsealed.pdf. As of 2013, Washington was “one of only eight states that has all juvenile arrest and conviction records public.” Hr’g on H.B. 1651 Before the H. Early Learning and Human Servs. Comm., 63d Leg., Reg. Sess. (Feb. 12, 2013), at 51 min., 10 sec., audio recording by TVW, Washington State’s Public Affairs Network, http://www.tvw.org.
¶40 In addition to the statutes of other jurisdictions, Supreme Court precedent also approves of heightened confidentiality in juvenile proceedings. In Gault, the Court explicitly rejected the notion that all of the due process requirements applicable to adult criminal defendants apply equally to juvenile offenders. Gault,
¶41 More recent Supreme Court cases have clearly reaffirmed that there are measurable and material differences between juveniles and adults that have constitutional implications. As our own legislature has done, the Supreme Court based its decisions on a combination of empirical data, common sense, and evolving standards of justice. E.g., Miller v. Alabama,
¶42 As it was historically, Washington’s experience regarding juvenile courts and juvenile court records is clearly consistent with practices in other jurisdictions today. Requiring a separate Ishikawa analysis for the statutory sealing of juvenile records is no more supported by national experience than by Washington experience.
(c) Former RCW 13.50.050 is consistent with the views of professional organizations and commentators
¶43 Finally, in addition to the official decisions of lawmakers, the views of professional organizations and commentators support the legislature’s duty to provide for the sealing of juvenile records and the substance of the provisions of former RCW 13.50.050. This is true even from commentators who are skeptical of juvenile justice legislation generally.
¶44 The joint commission of the Institute of Judicial Administration and the American Bar Association strongly recommended the need for legislative action: “The legislature of each jurisdiction should promulgate a comprehensive statute regulating the practices and policies of juvenile courts with respect to the collection, retention, dissemination, and use of information and records pertaining to juveniles.” ABA Juvenile Justice Standakds, supra, at 100 (std. 11.1). As to the particulars of this comprehensive legislation, the joint commission advised that “[a]ccess to and the use of juvenile records should be strictly controlled” and provided only to specified individuals. Id. at 115-16 (stds. 15.1(B), 15.2). Some of the minimum standards recommended actually provide more confidentiality than former RCW 13.50.050, such as the general provision that “[j]uvenile records should not be public records,” id. at 115 (std. 15.1(A)), and the provision for destroying juvenile court records, rather than merely sealing them and vacating the adjudication, id. at 129 (std. 17.3).
¶45 Support for Washington’s approach can also be found in the views of many commentators. It is unsurprising that commentators who appear to support the juvenile court philosophy and model also support enhanced confidentiality for juvenile records or proceedings. See, e.g., Ashley Nellis, Addressing the Collateral Consequences of Convictions for Young Offenders, 35 The Champion 20, 26 (2011); Danielle R. Oddo, Note, Removing Confidentiality Protections and the “Get Tough” Rhetoric: What Has Gone Wrong with the Juvenile Justice System?, 18 B.C. Third World L.J. 105, 131-35 (1998). However, even an author claiming “that rehabilitation of serious juvenile delinquents is more fiction than fact” recognizes that for rehabilitated former juvenile offenders, “the stigma of permanently wearing the label of juvenile delinquent” is not appropriate. T. Marcus Funk, A Mere Youthful Indiscretion ? Reexamining the Policy of Expunging Juvenile Delinquency Records, 29 U. Mich. J.L. Reform 885, 891, 905 (1996). The support for Washington’s approach from commentators with widely divergent views of the juvenile justice system further supports this State’s experience with juvenile court records.
¶46 For as long as there have been juvenile courts in Washington, juvenile court records have been treated as different from adult criminal court records and have been subject to legislation providing increased confidentiality for them. This court has always given effect to the legislature’s policy judgments in this particular arena, and Washington’s approach is supported by the experience of other states and Supreme Court jurisprudence, both historically and currently. It is also supported by the recommendations of professional organizations and even the views of commentators who do not believe in the juvenile court’s rehabilitative mission. We therefore conclude that juvenile court records that meet statutory sealing requirements have not historically been open to the press or the general public and that the experience prong is not met.
¶47 We turn now to the logic prong of the logic and experience test, and consider “ ‘ “whether public access plays a significant positive role in the functioning of the particular process in question.” ’ ” Morgan,
1. In the juvenile court context, there is a valid distinction between court proceedings and court records
¶48 The State takes an absolutist approach, arguing that if we hold article I, section 10 and Ishikawa do not apply where juvenile records are sealed pursuant to statute, we must also hold that article I, section 10 and Ishikawa do not apply to any aspect of juvenile court proceedings. We are not presented with the question of whether juvenile court proceedings should be presumptively open under article I, section 10 — they already are presumptively open under RCW 13.40.140(6). These open proceedings serve “to ensure a fair trial, to remind the prosecutor and judge of their responsibility to the accused and the importance of their functions, to encourage witnesses to come forward, and to discourage perjury.” Sublett,
¶49 While the analysis for records and proceedings are often similar, Chen,
2. Relevant statutory provisions are carefully drawn to balance the competing interests presented by the juvenile justice system
¶50 An Ishikawa analysis balances the need for confidentiality with the public’s interest in open courts, Ishikawa,
¶51 The need for confidentiality in this context is substantial, both for the subject of the juvenile court record and for the juvenile courts’ purpose of preventing adult recidivism. A publicly available juvenile court record has very real and objectively observable negative consequences, including denial of “housing, employment, and education opportunities.” Laws of 2014, ch. 175, § 1(1); see Oddo, supra, at 108; Leila R. Siddiky, Note, Keep the Court Room Doors Closed So the Doors of Opportunity Can Remain Open: An Argument for Maintaining Privacy in the Juvenile Justice System, 55 How. L.J. 205, 232 (2011).
¶52 In public housing, a single juvenile offense might result in the entire family’s eviction. Nellis, supra, at 23; Siddiky, supra, at 236; see Dep’t of Hous. & Urban Dev. v. Rucker,
¶53 The stigma of an open juvenile record and the negative consequences that follow are particularly unjustifiable in light of the fact that the mind of a juvenile or adolescent is measurably and materially different from the mind of an adult, and juvenile offenders are usually capable of rehabilitation if given the opportunity. Miller,
¶54 Weighed against this need for confidentiality are the needs for public safety and oversight, which are amply provided for in former RCW 13.50.050 and related statutes. To protect public safety, juvenile court records are not sealed immediately upon disposition. Former RCW 13.50-.050(12)(b)(i). The former juvenile offender must demonstrate rehabilitation and restitution. Id. at (12)(b). The records of serious offenses are presumed open for much longer, and the records regarding some offenses cannot ever be sealed. Id. at (12)(a)(i), (v). The victim and the victim’s immediate family are entitled to information regarding the identity of the subject of juvenile offender proceedings. Id. at (9). Any subsequent adjudication in juvenile court or conviction in adult court automatically nullifies the sealing order. Id. at (16). To provide for public accountability, former RCW 13.50.050 requires reasonable notice before a sealing motion will be granted, and as is evident from this case, the State is given an opportunity to argue the statutory sealing requirements are not met. Id. at (13). Juvenile proceedings are presumptively open, RCW 13.40.140(6), and even after sealing, the records remain available for legitimate research purposes, RCW 13.50.010(8); Seattle Times,
¶55 Public safety and accountability are also protected by provisions allowing some juvenile offender cases to be transferred to
¶56 The provisions of former RCW 13.50.050 are detailed, are carefully drawn, and account for the competing interests at stake in the unique context presented.
CONCLUSION
¶57 Both experience and logic show that article I, section 10 does not apply and an Ishikawa analysis is not needed in order to seal juvenile court records pursuant to statute. We affirm the juvenile court.
Notes
“Justice in all cases shall be administered openly, and without unnecessary delay.”
It is worth noting that the Juvenile Record in these early cases apparently contained very little factual information, stigmatizing or otherwise. For instance, the early Juvenile Record from Whatcom County repeatedly recites boilerplate findings that the juvenile “is disobedient, is growing up in idleness and mendicancy, and is not receiving paternal care, and is an incorrigible person and a proper subject to be committed to the State Training School.” Warrant of Commitment to State Training Sch., State v. Taylor, No. 149, at 210 (Whatcom County Super. Ct., Wash., Jan. 31, 1911); Warrant of Commitment to Lebanon Home Seattle, Wash., State v. Pratt, No. 242, at 27 (Whatcom County Super. Ct., Wash., Apr. 14, 1913). This is in sharp contrast to the modern official juvenile court file, which includes “the petition or information, motions, memorandums, briefs, findings of the court, and court orders.” RCW 13.50.010(1)(b).
“The official juvenile court file for a proceeding shall include the petition or information, motions, memorandums, briefs, findings of the court, court orders, and other reports and papers filed in juvenile court.” Laws op 1977, 1st Ex. Sess., ch. 291, § 10(2).
Lewis addresses the much broader issue of whether article I, section 10 applies to juvenile offender proceedings generally. Lewis,
Although the right to counsel could be waived, this court observed that even where a juvenile case is transferred to the ordinary criminal court, “[i]t undoubtedly would be a better and more satisfactory procedure that counsel always be appointed when the defendant is a minor.” Snyder v. Maxwell,
Where an individual seeks to seal a juvenile court record but does not meet the statutory requirements, the Ishikawa factors may still guide the court’s decision. In re Dependency of J.B.S.,
We respectfully disagree with the dissent’s suggestion that the balance of relative openness and confidentiality is the same in juvenile court records as it is in other situations. The logic prong compels us to look to the overwhelming weight of data showing that open juvenile court records are detrimental to the JJA’s stated purpose of rehabilitating juveniles and giving them an opportunity for a fresh start early in life.
Dissenting Opinion
¶58 (dissenting) — The provisions of former RCW 13.50.050 (2011) at issue in this case are fully consistent with the state constitution and our court rules. Unfortunately, the trial court misapplied former RCW 13-.50.050(12) by reading it as a nondiscretionary mandate to seal. The majority similarly misreads the statute to forbid the individualized determination we require to seal court records under article I, section 10 of the Washington Constitution and Washington’s General Rule (GR) 15. As a result, the majority engages in an entirely unnecessary explanation of why it would take the unprecedented step of exempting the entire category of juvenile court records from constitutional scrutiny.
¶59 I would not be so ambitious. I would recognize that juvenile records are court records fully subject to the presumption of openness. Experience and logic confirm this, as does our precedent. Former RCW 13.50.050 respects the fact that it is the trial judge who must decide whether to enter a sealing order. A proper application of the statute requires the judge to consider first whether the statutory prerequisites are met and then to engage in an individualized assessment of whether sealing is justified under GR 15 and the constitution. Because the trial court did not believe it could conduct the individualized inquiry, I would reverse and remand for further consideration of S.J.C.’s motion to seal under GR 15 and article I, section 10.
ANALYSIS
¶60 I wholly share the majority’s concern that lingering juvenile records can have negative consequences on an individual’s reintegration into society. However, I disagree with the majority that exempting juvenile records entirely from the constitutional promise of open justice is the solution. The openness of our courts is a prevailing principle of our constitution. I believe the question before us is whether the juvenile sealing statute, former RCW 13.50.050, complies with article I, section 10 of our constitution.
¶61 The majority avoids this question by making it irrelevant. It posits a false choice between applying article I, section 10 to invalidate the statute entirely and simply not applying article I, section 10 at all. I believe our open courts jurisprudence suggests a different path. We should recognize — as has the legislature — that juvenile courts are courts subject to the constitutional presumption
A. Former RCW 13.50.050(12) Establishes Prerequisites To Bringing a Motion To Seal and Does Not Exempt Juvenile Records from the Constitutional Presumption of Openness
¶62 The relevant language of former RCW 13.50-.050(12), set out in the majority opinion at pages 411-12, identifies five preconditions to sealing juvenile court records. Notably, it does not say a trial court shall grant a motion to seal when these conditions are met, but rather “[t]he court shall not grant any motion to seal records . . . unless [the conditions are met].” Former RCW 13.50.050(12) (emphasis added). This negative language was the result of a 2001 amendment, which removed the earlier “shall” phrasing that appeared to be mandatory. Laws of 2001, ch. 49, § 2; see State v. Webster,
¶63 That former RCW 13.50.050(12) does not require automatic sealing is confirmed by the placement of this subsection in a statute that begins with the presumption of openness. Former RCW 13.50.050(2) states that “[t]he official juvenile court file of any alleged or proven juvenile offender shall be open to public inspection, unless sealed pursuant to subsection (12) of this section.” Relatedly, former RCW 13.50.050(14) recognizes that a court considering a motion brought pursuant to RCW 13.50.050(12) has discretion in deciding whether to grant it because it details procedures that apply only “[i]f the court grants the motion to seal.” Former RCW 13.50.050(14)(a).
¶64 When considering statutes or court rules regarding sealing, this court likewise begins with a presumption of openness. Our constitution mandates that “[j]ustice in all cases shall be administered openly.” Wash. Const, art. I, § 10. This provision entitles the public to open court proceedings and records. Ishikawa,
¶65 Because the openness of court proceedings and records is at the core of our system of justice, we have consistently measured statutes and court rules providing for sealing against article I, section 10. In Allied Daily Newspapers of Washington v. Eikenberry,
¶66 Similarly, in D.F.F., this court applied article I, section 10 protections to invalidate a court rule mandating the closure of civil mental health proceedings.
¶67 The court in J.B.S. explained that the Ishikawa analysis provides an appellate court the flexibility it needs to make decisions regarding sealing under GR 15 on a case-by-case basis.
¶68 Nothing in the language of former RCW 13.50.050 suggests that it is unique among sealing statutes and should not similarly be measured against the constitutional standard. The majority assumes the statute is unamenable to allowing a judge to make an individualized decision whether to seal records in a particular case, but we should read the statute in a way that avoids a constitutional conflict. By its plain terms, the sealing provision in former RCW 13.50.050(12) can be applied consistent with the Ishikawa analysis and GR 15. And, by its plain terms, GR 15 applies to any judicial decision to seal records, including juvenile records. GR 15(c), 31(c)(4). I would resolve the present case on this narrow basis, and remand for the trial court to apply GR 15 using the Ishikawa framework.
¶69 Because the majority rejects this approach and holds that juvenile court records
B. Juvenile Court Records Are Court Records Subject to Article I, Section 10’s Presumption of Openness
¶70 In State v. Sublett, this court adopted from the United States Supreme Court the experience and logic test to determine whether the constitutional public trial right attaches to a particular proceeding.
1. Experience Confirms the Presumption of Openness for Juvenile Records
¶71 We look to experience to determine whether the proceeding in question is the type that requires article I, section 10 protections. This is achieved by understanding the nature of the proceeding, the statutes, and our precedent. See Sublett,
¶72 We must consider the nature of juvenile court proceedings, not whether their underlying purpose is rehabilitative versus criminal. The majority thoroughly discusses the negative consequences and stigma associated with having open juvenile records. Majority at 429, 432.1 do not disagree with the majority on these points. This case, however, must be decided based on whether a juvenile record is subject to constitutional protections. If we place weight on the benefits of sealing juvenile records, as the majority does, I believe the sealing and vacation of adult criminal records or of other civil records is equally compelling. See State v. Breazeale,
“The juvenile court movement was ‘anti-legal’ in the sense that it encouraged minimum procedural formality and maximum dependency on extra-legal resources. The judges were authorized to investigate the character and social background of both ‘pre-delinquent’ and ‘delinquent’ children. They examined personal motivation as well as criminal intent, seeking to identify the moral reputation of the problematic children.”
Bobby Jean Ellis, Juvenile Court: The Legal Process as a Rehabilitative Tool, 51 Wash. L. Rev. 697, 699 n.6 (1976) (quoting Anthony M. Platt, The Child Savers: The Invention of Delinquency 141 (1969)). Juvenile proceedings at the time sometimes occurred outside of public view, as statutes provided for the total exclusion of the general public. See Laws of 1913, ch. 160, § 10. In 1961, the legislature completely shut the public out from delinquency proceedings. Laws of 1961, ch. 302, § 5. Juveniles were largely denied fundamental due process rights. In re Welfare of Lewis,
¶74 Court challenges to this model were rejected early on. See Weber v. Doust,
¶75 The juvenile justice system of today bears little resemblance to its former self. The juvenile justice system has emerged out of the shadows in light of Gault and passage of the Juvenile Justice Act of 1977, ch. 13.40 RCW, shifting doctrinally away from the parens patriae doctrine of “ ‘benevolent coercion, and closer to a more classical emphasis on justice.’ ” State v. Rice,
¶76 Considering the full arc of the development of juvenile justice in this state, and in particular the culture shift since Gault, the majority’s reliance on experience to erode the presumption of openness is misplaced. The statutory and legislative history relating to juvenile offenders and the confidentiality granted to them has not demonstrated a consistent theme of confidentiality. The juvenile justice system has encountered a series of transformations since its initial creation, but its recent and current form acknowledges that juvenile proceedings benefit from transparency and openness.
¶78 It is now clear that the promise of open justice under article I, section 10 is not limited to criminal cases. Our open courts doctrine no longer turns on whether a proceeding is punitive or rehabilitative. See D.F.F.,
¶79 Thus, to the extent Lewis stands for the proposition that article I, section 10 applies only to criminal cases, that holding has been expressly abrogated by this court. Further, Lewis was premised on an outmoded notion of parens patriae, which was later rejected in Gault. See Gault,
¶80 The majority erroneously asserts that we always give effect to sealing statutes without subjecting them to a constitutional analysis. This is not so. As noted, this court has entertained constitutional challenges to similar statutes. See supra pp. 437-38 (discussing Eikenberry,
f 81 As the majority notes, we borrowed our own article I, section 10 provision from Oregon’s and Indiana’s constitutions, and both states have statutory mechanisms for sealing juvenile records. Majority at 426. The majority, however, incorrectly suggests that because both states have statutory mechanisms for sealing juvenile records, the statutes are exempt from constitutional scrutiny. The statutes in Oregon and Indiana, however, have not been exempted from constitutional scrutiny. To the contrary, the Indiana Supreme Court has recognized that the openness of juvenile records and court proceedings is subject to a balancing of a juvenile’s privacy interest and the public’s right to access records. In Taylor v. State, the court said that
access to a juvenile’s records ... is a “sensitive” [issue] ... [that] [i]nvolve[s] ... a collision of significant public interests — the need to protect juveniles from the dissemination ... versus the extraordinary protections afforded by the constitutional guarantees offree speech and press.
¶82 In sum, the nature of juvenile proceedings, relevant statutes, and our precedent all support the conclusion that juvenile proceedings, and the records created by them, are judicial proceedings subject to the presumption of openness. For these reasons, experience dictates that juvenile records fall within the protective scope of article I, section 10.
2. Logic Favors the Presumption of Openness for Juvenile Records
¶83 In deciding the logic prong, we consider “ ‘whether public access plays a significant positive role in the functioning of the particular process in question.’ ” Sublett,
¶84 This court unequivocally recognized that juvenile court records are presumptively open to the public in State v. A.G.S.,
¶85 While the majority acknowledges that juvenile proceedings and juvenile court files are presumptively open by statute, it does not wish to acknowledge that this is because they are by their nature court proceedings, which create records open to the public. See majority at 420-21. Uniquely, juvenile matters include both materials in the official court file and a confidential social file. A.G.S. recognized this difference. Here, we are plainly concerned with the official juvenile court file. So, whatever the experience and logic applicable to the social file may be, the very creation of an official court file logically compels the conclusion that it is presumptively open to the public.
¶86 The majority reasons that maintaining confidentiality of juvenile records best serves the underlying purpose of juvenile courts. This conclusion needs to be questioned for two reasons. First, we need to question the premise that confidentiality is beneficial. The State highlights several national and local examples where sealed records prevented or delayed discovery of disturbing incidents. In one case, two judges in Pennsylvania received kickbacks for routinely imposing harsh adjudications on juveniles, in order to increase the number of residents at private juvenile facilities. See Interbranch Comm’n on Juvenile Justice Report 9 (2010), http://www.pacourts.us/assets/files/set ting-2032/file-730.pdf?cb=4beb87. Locally, a so-called “expert” psychologist repeatedly fabricated testimony in a variety of cases, damaging the resolution of several matters. Ken Armstrong & Maureen O’Hagan,
¶87 Second, the underlying purpose of sealing juvenile records does not distinguish them from other types of records we have found to be subject to article I, section 10. As noted, in Eikenberry, this court found unconstitutional a statute whose underlying purpose was to protect child victims of sexual assault.
¶88 We have time and again rejected the majority’s presumption that secrecy is beneficial. We instead presume that openness is beneficial and require a case-by-case showing that compelling interests overcome this presumption. Eikenberry,
¶89 In sum, there is no logical reason to declare that juvenile court records are not actually court records subject to the presumption of openness. The nature of the juvenile justice system supports the conclusion that such records should be presumptively public, just as court records created in other judicial proceedings. Applying the experience and logic analysis, I would hold that article I, section 10 applies to the sealing of juvenile court records under former RCW 13.50.050.
C. There Is No Basis To Distinguish between Proceedings and Records in Applying Article I, Section 10
¶90 The majority purports to limit its holding to juvenile court records, even though its analysis — in particular its reliance on Lewis — provides no basis for this limitation. Our open courts doctrine has not applied lesser openness standards to records than to proceedings, even when both are subject to closure. To the contrary, we have consistently interpreted proceedings and records similarly, requiring a compelling interest that overcomes the presumption of openness. In Ishikawa, we held that the trial court failed to comply with article I, section 10 when it closed a pretrial hearing and sealed records.
¶91 In Cohen, 85 Wn.2d at 389, this court found that a trial court erred in sealing court records by failing to demonstrate “sufficient public importance to justify exception to the requirement of Const, art. 1, § 10.” In Cohen, the trial court reviewed on appeal the written transcript of license revocation proceedings. Cqncerned with the nature of the allegations against the licensee, the trial court sealed the transcript. Id. at 388. However, we found that the transcript was “public property,” which,
¶92 In Dreiling and in Rufer, this court held that Ishikawa must be applied to documents filed in support of motions in civil proceedings. Dreiling,
¶93 In Chen, this court found that competency evaluations are presumptively open under article I, section 10.
¶94 Court rules also require the application of article I, section 10 to proceedings and records. Sealing of court files and records, including juvenile court records, is governed by GR 15(c), which requires an individualized showing of a “compelling privacy or safety concerní ] that outweigh[s] the public interest in access to the court record.” GR 15(c)(2) (emphasis added). Further, while “[a]ccess to court records is not absolute,” the public’s “access to court records [is] provided by Article I, Section 10.” GR 31(a).
¶95 Without support, the majority seeks to apply lesser openness standards for records than for proceedings. Majority at 431. In so doing, it draws the very distinction we expressly rejected in Chen,
¶96 The majority’s reliance on Sublett to treat records and proceedings differently is misplaced. In Sublett, we said that we “consider the actual proceeding at issue for what it is, without having to force every situation into predefined factors.”
¶97 The majority’s attempt to exempt only juvenile records from article I, section 10 is not supported by our open courts doctrine. This court’s precedent makes clear that article I, section 10 presumes that proceedings and records will be open, even when the records in question involve sensitive matters.
D. Courts Cannot Delegate to the Legislature Their Obligation To Safeguard Open Courts under Article I, Section 10
¶98 Today’s holding risks putting courts on the sideline of constitutional interpretation. Deferring to legislative pol-icymaking on a constitutional question, the majority categorically exempts juvenile sealing statutes
¶99 The majority suggests that requiring compliance with article I, section 10 means a judge cannot rely on a narrowly crafted sealing statute. As discussed above, this is not the case. GR 15 and our precedent recognize that court rules and statutes can provide procedures that guarantee core constitutional rights. See Rufer,
¶100 This court’s precedent evidences our commitment to our judicial obligation to safeguard openness under article I, section 10. In Eikenberry, the statute in question served a compelling interest in protecting child victims from further trauma and ensuring their constitutional right to privacy. Recognizing these goals, we nonetheless held that the statute was unconstitutional because it cut out the judiciary’s ability to protect individual rights through individualized sealing orders. The blanket rule in D.F.F. similarly failed because it prevented an individual’s ability to assert his or her constitutional right to open courts in a particular case. The majority’s holding would similarly prohibit courts from balancing individual constitutional rights when sealing juvenile records under former RCW 13.50.050. Such a holding is not demanded by the statute and not allowed by the constitution.
CONCLUSION
¶101 I would recognize that juvenile courts are courts subject to the constitutional presumption of openness. Both experience and logic support the presumption of openness to juvenile court proceedings and records under article I, section 10. An Ishikawa analysis is therefore required prior to sealing juvenile court records. I would hold that former RCW 13.50.050(12) can be applied consistent with GR 15 and our constitutional mandate, and reverse and remand for the trial court to make an individualized determination in S.J.C.’s case. Accordingly, I respectfully dissent.
RCW 13.50.260, effective June 12,2014, differs significantly in structure from former RCW 13.50.050. It states that a court “shall hold regular sealing hearings” and “shall administratively seal an individual’s juvenile court record pursuant to the requirements of this subsection unless the court receives an objection to sealing or the court notes a compelling reason not to seal, in which case, the court shall set a contested hearing to be conducted on the record to address sealing.” RCW 13.50.260(l)(a). Whether this statute meets constitutional muster is not before us. I mention it only to acknowledge the use of the term “shall” and to note that, in context, it clearly anticipates that the court will make an individualized determination whether to seal and not automatically enter an order when the statutory conditions are met.
A subsection of former RCW 13.50.050 that is not before us in this case contains a similar provision. See former RCW 13.50.050(24).
The majority does not discuss Eikenberry\ I believe its only answer to that case would be that article I, section 10 does not apply to records of juvenile proceedings. As discussed below, that argument is not supportable.
Because J.B.S. recognized that the Ishikawa analysis applies under GR 15 regardless of whether it is constitutionally mandated, it is possible to resolve this case on the basis of the trial court’s failure to apply GR 15. The court can leave for another day the broader constitutional question.
Such legislation is not unforeseeable. During the 2014 legislative session, the legislature enacted Engrossed Second Substitute H.B. 1651, 63d Leg., Reg. Sess. (Wash. 2014), relating to an individual’s ability to seal juvenile court records. See Laws of 2014, ch. 175. Although absent from the final enacted legislation, the bill, as introduced and passed by the House, originally indicated an intent to “presumptively close [ ]” records of juvenile court proceedings and made “[t]he official juvenile court file of any alleged or proven juvenile offender . . . confidential Second Substitute H.B. 1651, at 2, 63d Leg., Reg. Sess. (Wash. 2014) (emphasis added).
