State v. S.H.State v. S.H.
S.H. appeals from a juvenile court manifest injustice disposition of 260 weeks on one count of rape of a child in the first degree. He contends the court erred in (1) finding certain aggravating circumstances, (2) imposing the manifest injustice disposition, and (3) considering the possibility that S.H. could be released from the Department of Juvenile Rehabilitation (DJR) before the maximum term. He also contends the disposition was clearly excessive. Because the court improperly considered the possibility of early release when it set the term for S.H.’s commitment to DJR, we reverse the disposition.
S.H. also seeks relief by way of personal restraint petitiоn (PRP) from his confinement at Maple Lane School, contending that (1) his treatment providers must be certified under
At the disposition hearing, social worker McCutcheon’s evaluation discussed S.H.’s dysfunctional family history and extensive deviant sexual history. According to McCutcheon, S.H. has problems with extreme deviant arousal, sexual identity, voyeurism, bestiality, and is in poor control of his sexual impulses. McCutcheon recommended treatment in a closed, structured environment for up to 4 years.
Probation counselor Trujillo reported that S.H. has an extensive history of sexual involvement as victim, victim-izer, and consenting participant. The results of his penile pl-ethysmography testing indicated high levels of arousal to all stimuli. S.H. was reported to have numerous risk factors including, but not limited to, lack of remorse, limited understanding of the wrongfulness of the rape, and prior failed treatment by two treatment providers. The Department of Youth Services Sex Offender Program assessed S.H. to be a high risk to reoffend with or without treatment. Trujillo recommended a disposition of 260 weeks, primarily to protect the community.
At the disposition hearing, S.H.’s counsel conceded that a manifest injustice disposition was appropriate, but objected to the 5-year recommendation, arguing that it was not related to treatment goals. Counsel recommended, based on a 2-year-old evaluation from a previous disposition, that a commitment of 2
The trial court made the following findings of fact to which S.H. assigns error:
*7 VI.
The victim was particularly vulnerable. The 13 year old respondent [S.H.] who was 5-feet 11-inches tall and 190 pounds furtively entered the room of the eight year old victim. The victim was alone sleeping in bed when the respondent. . . committed the crime.
VII.
The crime was committed in an especially depraved manner. The depravity of the offense is evidenced by the respondent’s entering the bedroom of the victim, locking the door, and forcefully engaging in vaginal interсourse with the eight year old victim. [T]he respondent put his hand over the victim’s mouth to silence her repeated screams for help. When help arrived they had to knock the bedroom door down and physically pull the respondent off of the screaming victim.
VIII.
The respondent is a high risk to reoffend. The respondent previous to this crime was in a one year in-patient sexual deviancy treatment program. Additionally, the respondent was also in a community based sexual deviancy treatment program. According to those who evaluated the respondent, he is a high risk to reoffend with or without further treatment.
IX.
In the course of the rape he cоuld have inflicted serious bodily injury. The eight year old victim sustained vaginal injury. Respondent could easily have suffocated the victim by placing his hand over her mouth.
The court entered a manifest injustice disposition of 260 weeks, based on McCutcheon’s recommendation of up to 4 years of treatment and the court’s understanding that S.H. could be released by DJR after he served 80 percent of the disposition.
S.H. alleges that he has not been seen by a psychiatrist or psychologist or had any psychological tеsting at Maple Lane. He is working with the Pathways book, which he completed once before. In addition to group treatment, S.H. usually meets with his counselor for half an hour each week. According to social worker Thomas Dunne, the minimum requirements for counselors at Maple Lane are a B.A. in a social science field and 1 year of experience with youth. Maple
Meredith Ingraham supervises the sex offender treatment program at Maple Lane for approximately 40 juveniles, and is directly involved in some of S.H.’s treatment sessions. She is the only sex offender treatment provider at Maple Lane who is certified under
S.H. also provides the declaration of a certified sex offender treatment provider, Dr. Wheeler. Wheeler states there are several deficiencies in S.H.’s treatment plan. S.H. has specific mental disorders not adequately addressed by his plan and is not receiving the treatment recommended by McCutcheon. Maple Lane treatment providers do not have the necessary qualifications to provide proper individual psychotherapy for S.H.
The State submits Ingraham’s declаration that S.H. is participating in group treatment, including taking responsibility, identifying offense patterns, and developing victim awareness. S.H. is involved in classes on substance abuse, anger management, personal effectiveness, sex/health education, and is in regular ninth grade school. S.H. will participate in group treatment as long as he is at Maple Lane. His counselor, who has a B.A. in theology, and 8 years’ experience with juvenile offenders (2 with sex offenders), is continuously available and monitors S.H.’s progress. S.H. is beginning to show remorse and changes in his behavior and may be placed in a residential home in 1 to 2 years.
I
S.H. contends that the trial court’s findings of fаct do not sufficiently comply with
II
S.H. contends several aggravating factors relied on by the trial court are not supported by the record or do not support the manifest injustice disposition. The court’s findings of fact are reviewed under a clearly erroneous standard and will be reversed only if " 'no substantial evidence supports its conclusion.’ ” State v. J.N.,
An aggravating factor is legally adequate to justify a sentence outside of the standard range as long as the aggravating factor was not necessarily considered by the Legislature in establishing the standard range, and as long as the asserted aggravating factor is "sufficiently substantial and compelling to distinguish the crime in question from others in the same category.”
Scott,
S.H. first contends the finding that the victim was particularly vulnerable is not supported by the record. Particular vulnerability of the victim is a statutory aggravating factor under
S.H. also challenges the finding that the crime was committed in a particularly depraved manner.
The trial court’s finding that S.H. could have inflicted serious bodily injury on the victim is not sufficient on its face. The relevant statutory aggravating factor requires that the defendant either "inflicted or attempted to inflict serious bodily injury to another”.
Finally, S.H. assigns error to the court’s finding that S.H. is at a high risk to reoffend. A high risk that a juvenile will reoffend is a valid ground for a manifest injustice disposition. J.N.,
HH I — I I — I
S.H. contends that the trial court’s reasons do not support the manifest injustice disposition. We disagree.
To uphold a disposition outside the standard range . . . the court of appeals must find (a) that the reasons supplied by the disposition judge are supported by the record which was before the judge and that those reasons clearly and convincingly support the conclusion that a disposition within the range . . . would constitute a manifest injustice, and (b) that the sentence imposed was neither clearly excessive nor clearly too lenient.
The length of the disposition was based on treatment recommendations. The record indicates that the court adopted McCutcheon’s 4-year treatment recommendation and increased it tо 5 years based on the expectation that' S.H. would only serve 80 percent of the disposition. Responding to a need for treatment is an appropriate basis for a manifest injustice disposition and is determined by the specific needs of the particular defendant. J.N.,
IV
S.H. contends that the 260-week disposition is clearly excessive. We disagree.
First, S.H. argues the disposition is excessive because it is disproportionate (seven times the standard range). The reasonableness of a disposition as a multiple of the standard range is not the appropriate test in this case. A sentence is excessive only when it is not justified by any reasonable view of the record. Tauala,
Next S.H. contends that the disposition is clearly excessive because it exceeds McCutcheon’s recommendation. The court based its decision to increase McCutcheon’s recommendation on the expected application of an "80 percent rule” which could result in S.H.’s early release into the community. Whether the court erred in considering the possibility of early releasе is discussed in section V.
Finally, S.H. contends the court failed to consider mitigating circumstances. It is a statutory mitigating factor that the respondent’s conduct neither caused nor threatened serious bodily injury or the respondent did not contemplate such a possibility.
S.H. also contends that his mental condition and the failure of the adult supervision limited his culpability. A
V
S.H. contends that the court erred in determining that DJR may release him after he has served 80 percent of the disposition. S.H. argues that the Juvenile Justice Act of 1977 (JJA) does not give DJR the authority to release juveniles serving a manifest injustice disposition before the maximum term. We do not agree that DJR’s authority is so restricted.
Under the disposition standards for minor/first, middle and serious offenders, when the court imposes a manifest injustice disposition, "the court shall sentence the juvenile to a maximum term, and the provisions of
(2) In developing recommendations for the permissible ranges of confinement under this section the commission shall be subject to the following limitations:
(c) Where the maximum term in the range is more than one year, the minimum term in the range may be no less than eighty percent of the maximum term in the range.
S.H.’s argument that DJR has no authority to release a juvenile from a manifest injustice disposition before the maximum term is based on an untenable reading of
*15 The secretary [of the Department of Social and Health Services] shall, except in the case of a juvenile committed by a court to a term of confinement in a state institution outside the appropriate standard range for the offense(s) for which the juvenile was found to be guilty established pursuant toRCW 13.40.030 , as now or hereafter amended, set a release or discharge date for each juvenile committed to its custody which shall be within the prescribed range to which a juvenile has been committed.
(Italics ours.)
S.H. next contends that the trial court erred in considering his possible early release in determining the length of the sentence. We agree. The possibility that a juvenile may be released before the maximum term of a standard range disposition is not a proper basis for finding a manifest injustice. State v. Bourgeois,
The Legislature plainly vested [the Department of Social and Health Services] with the discretionary authority to determine a juvenile offender’s release date in accordance with procedures promulgated by the Department. As in the adult sentencing context, when a juvenile court considers the possibility of an administrative early release decision, it usurps the Department’s statutory authority.
Second, none of the purposes of the JJA suggest that the sentencing judge ought to engage in speculative predictions about the likely behavior of a juvenile offender while in confinement.
VI
S.H. contends that
Only a certified sex offender treatment provider may perform or provide the following services:
Ob) Treatment of convicted sex offenders who are sentenced and ordered into treatment pursuant toRCW 9.94A.120(7)(a) and adjudicated juvenile sex offenders who are ordered into, treatment pursuant toRCW 13.40.160.
(Italics ours.)
Except as provided in this subsection (5), after July 1, 1991, examinations and treatment ordered pursuant to this subsection shall only be conducted by sex offender treatment providers certified by the department of health pursuant to chapter 18.155 RCW.
(Italics ours.)
The legislature finds that sex offender therapists who examine and treat sex offenders pursuant to the special sexual offender sentencing alternative [SSOSA] underRCW 9.94A.120(7)(a) and who may treat juvenile sex offenders pursuant toRCW 13.40.160 , play a vital role in protecting the public from sex offenders who remain in the community following conviction. The legislature finds that the qualifications, practices, techniques, and effectiveness of sex offender treatment providers vary widely and that the court’s ability to effectively determine the appropriateness of granting the sentencing alternative and monitoring thе offender to ensure continued protection of the community is undermined by a lack of regulated practices . . . Public safety is best served by regulating sex offender therapists whose clients are being evaluated and being treated pursuant toRCW 9.94A.120(7)(a) and 13.40.160. This chapter shall be construed to require only those sex offender therapists who examine and treat sex offenders pursuant toRCW 9.94A.120(7)(a) and 13.40.160 to obtain a sexual offender treatment certification as provided in this chapter.
(Italics ours.)
S.H. alternatively argues that equal protection requires that juveniles in DJR facilities receive treatment from certified treatment providers as do juveniles serving SSODA dispositions. "Equal protection of the laws under state and federal constitutions requires that persons similarly situated with respect to the legitimate purpose of the law receive like treatment.” State v. Olivas,
Where a juvenile can establish membership in a class of persons similarly situated yet receiving different treatment, the rational basis test of equal protection applies to determine if constitutional rights are thereby violated. State v. Handley,
A heavy burden is imposed on the party challenging legislation as violative of equal protection under the "rational basis” test. The legislature is accorded a wide scope of discretion and its statutory enactments are presumptively valid.
(Citation omitted.) Standing v. Department of Labor & Indus.,
Finally, we reject S.H.’s contention that due process requires certified treatment providers at DJR. S.H.’s argument is based on equating "certified” with "qualified”, and on the erroneous suggestion that the certification requirements of
However, due process requires that "the nature and duration of commitment bear some reasonable relаtion to the purpose for which the individual is committed.” Jackson v. Indiana,
[G]iving the presumption of correctness to "decisions made by the appropriate professional” (here, DSHS), individuals who have been involuntarily committed have the right to "conditions of reasonable care and safety, reasonably nonrestrictive confinement conditions, and such training as may be required by these interests”.
In re Young,
From these authorities, we conclude that due process and the JJA require that juveniles serving a manifest injustice disposition, the length of which is based on a need for treatment, must receive adequate, individualized treatment provided by qualified persons, and the treatment must continue and be beneficial to the juvenile for the length of the disposition. The fact that treatment providers at Maple Lane are not certified under
VII
S.H.’s PRP raises the factual issue of whether he is receiving adequate sex offender treatment at Maple Lane. In the PRP context, S.H. must show by a preponderance of the evidence that a statutory or constitutional violation has caused him actual prejudice. Tapley,
It will always be possible for juveniles committed to DJR to show that different, additional or better treatment is needed or desirable. If such a prima facie showing were sufficient to require a reference hearing under RAP 16.11(b), the courts would be holding innumerable reference hearings and micromanaging the DJR. In the PRP context, if DJR’s response shows that a juvenile is receiving, will continue to
S.H.’s arguments for better, more individualized treatment and for more highly qualified treatment providers are compelling. These are, however, matters of broad public policy, not minimal constitutional requirements. As such, they must be addressed to the Legislature and not to the courts.
S.H.’s objection that he is not receiving the exact treatment recommended by McCutcheon has a fundamental flaw. It erroneously assumes that when the trial court relied on the treatment recommendation, that disposition incorporated specific treatment recommendations which then became binding on DJR. We will not second guess DJR’s professional treatment decisions absent the showing discussed above.
VIII
Finally, S.H. contends that his counsel at the disposition was ineffective for conceding that a manifest injustice disposition was appropriate. Claims of ineffective assistance of counsel are analyzed under a 2-prong test.
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the "counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. Unless a defendant makes both showings, it cannot be said that the conviction . . .*22 resulted from a breakdown in thie adversary process that renders the result unreliable.
State v. Thomas,
We affirm the manifest injustice disposition and the court’s reliance on McCutcheon’s recommendation of uр to 4 years. We reverse the disposition of 260 weeks based on the court’s improper consideration of early release, and remand for entry of a disposition of 208 weeks. The personal restraint petition is denied.
Reversed.
Review denied at
Notes
The standard range was 30 to 40 weeks.
The written findings are more extensive and contain different reasons than the oral disposition. Written findings and conclusions are not necessary to support a manifest injustice disposition. State v. Bourgeois,
TO the extent the record indicates that the assault was capable of causing serious bodily injury, this finding, at best, lends support to the finding of particular depravity.
The need to protect the community from S.H.’s behavior provides a second supportable basis for the manifest injustice disposition. Protection of soсiety from dangerous juvenile offenders is an appropriate basis for a disposition outside the standard range. In State v. E.J.H.,
Laws of 1989, ch. 407, § 3.
Furthermore, it is not clear from the record that the treatment recommendations before the court do not already contemplate that DJR may release S.H. early as a treatment incentive.
The State does not argue that S.H. is not properly a member of a class of juvenile offenders.
A complete lack of treatment would require remand unless it was clear that the juvenile could not be treated successfully and the disposition was supported solely by the need to protect the community.
We note that many issues raised in this appeal were preserved for appeal by the arguments made at the trial level by counsel S.H. now contends was constitutionally ineffective.