Lead Opinion
SUPPLEMENTAL OPINION
I.
¶ 1 A jury convicted Sherman Lee Rutledge of armed robbery, first degree felony murder of Ryan Harris, and attempted second degree murder of Chase Clayton. Following the jury’s verdict, the trial judge conducted a sentencing hearing to determine whether any aggravating and mitigating circumstances existed. The State alleged the existence of three aggravating factors: Rutledge had a previous conviction of a serious offense, Arizona Revised Statutes (“A.R.S.”) section 13-703(F)(2) (Supp.1996); Rutledge committed the murder for pecuniary gain, A.R.S. section 13 — 703(F)(5); and he commit
¶2 After considering the evidence, the court found that the murder was not “especially cruel” or “especially heinous or depraved.” A.R.S. § 13-703(F)(6). Therefore, the court concluded that the (F)(6) aggravating factor was not proved beyond a reasonable doubt. The judge did find beyond a reasonable doubt that Rutledge committed the murder with the expectation of pecuniary gain. A.R.S. § 13-703(F)(5). The court further found no statutory mitigating factors and no non-statutory mitigating factors “sufficiently substantial to call for leniency.” A.R.S. § 13-703(E). The court thus sentenced Rutledge to death for the first degree murder conviction.
¶ 3 Because Rutledge received a death sentence, a mandatory direct appeal was brought to this court. Ariz. R.Crim. P. 26.15, 31.2; A.R.S. § 13-4031 (2001). The State cross-appealed the trial court’s ruling on the (F)(2) aggravating factor.
¶ 4 We affirmed Rutledge’s convictions and all sentences except the sentence of death on direct appeal. See State v. Rutledge,
¶ 5 In holding that Arizona’s capital sentencing scheme violates the right to a jury trial guaranteed by the Sixth Amendment to the United States Constitution, the Supreme Court declared that “[cjapital defendants, no less than non-capital defendants ... are entitled to a jury determination of any fact on which the legislature conditions an increase in their maximum punishment.” Id. at 589,
¶ 6 Following the Supreme Court’s Ring II decision, we consolidated all death penalty cases in which this court had not yet issued a direct appeal mandate to determine whether Ring II requires this court to reverse or vacate the defendants’ death sentences. State v. Ring,
¶ 7 As a result, we ordered the parties in this case to address the death penalty sentencing issues in supplemental briefs. State v. Ring, Order No. CR-97-0428-AP (July 17, 2002). Those briefs have been filed and we now examine whether Rutledge’s death sentence can stand in light of Ring II. In addition, the State filed a supplemental brief in support of its cross-appeal. Based on our review of the record, we cannot conclude that the Ring II violation constituted harmless error. We also conclude that the trial court did not err in striking the (F)(2) allegation.
II.
¶ 8 Our previous opinion in this matter contains a detailed account of the underlying facts surrounding the crimes. See Rutledge,
¶ 9 In its special verdict, the trial court found that “the totality of the evidence, circumstantial as it may be, proves beyond a reasonable doubt that pecuniary gain was the motive for these crimes.” Commission of an offense “as consideration for the receipt, or in expectation of the receipt ... of anything of pecuniary value” is an aggravating circumstance. A.R.S. § 13-703(F)(5).
¶ 11 Proving a taking in a robbery or the existence of some economic motive at some point during the events surrounding a murder does not necessarily prove the motivation for a murder. State v. Medina,
¶ 12 We will find harmless error affecting this factor only if we are convinced beyond a reasonable doubt that no reasonable jury could fail to find that the prosecution proved pecuniary gain beyond a reasonable doubt. Ring III,
¶ 13 The State asserts that “[t]he evidence was uncontroverted that the victims were lured to the park on the pretext of obtaining drugs, and when they arrived, Rutledge ... attacked [the victims] and stole the new Ford Explorer.” But the State presented no specific testimony or evidence that Rutledge’s motive for the killing was pecuniary gain. One witness did testify that Rutledge told her that “something is going down.” And another testified that one of the victims said “if you want it you can have it,” apparently referring to the Ford Explorer.
¶ 14 The trial court found that even “[t]he somewhat contradictory references to what was expected to occur at the scene of the crime ... bolster[ed] the conclusion that” Rutledge committed the murder to take the vehicle. Nonetheless, because the trial court’s finding rests in part on an assessment of witness credibility, “[w]e cannot say, beyond a reasonable doubt, that a jury hearing the same evidence as did the judge would have interpreted the circumstantial evidence or assessed the witnesses’ credibility as did the judge.” State v. Hoskins,
III.
¶ 15 The State’s cross appeal asks us to reverse the trial court’s determination that because the attempted murder and armed robbery were committed contemporaneously with the murder, the aggravating factor under A.R.S. section 13 — 703(F)(2) could not be applied. Although we remand this matter for resentencing, we address this issue because the (F)(2) factor “falls outside the Ring II mandate. The Sixth Amendment does not require a jury to determine the existence of an [ (F)(2)] prior conviction.” State v. Pandeli,
¶ 16 Section 13-703(F)(2) requires proof that “[t]he defendant was previously convicted of a serious offense, whether preparatory or completed.” According to the State, “the statute by its unambiguous wording requires [sic] has only two requirements: First, a
¶ 17 The trial court in this case agreed that the State’s argument “ma[de] good sense,” but rejected the State’s position for the following reasons: (1) State v. Gretzler,
¶ 18 In support of its contention, the State relies on two cases, both of which we find distinguishable. In the first, State v. Rogovich, the defendant was charged with four counts of first-degree murder, two counts of aggravated assault, two counts of armed robbery, and one count of unlawful flight from a law enforcement vehicle, all stemming from a series of events that took place during a killing spree that spanned several hours.
¶ 19 Rogovich differs from this case in two ways. First, Rogovich challenged only whether the timing of the convictions and the nature of the offenses satisfied the requirements of (F)(2). See id. Thus, Rogovich did not raise, nor did this court address, the specific issue we face here. Second, at least one aggravated assault conviction and one armed robbery conviction were committed separately from each murder. See id. at 40,
¶20 In the second case the State cites, State v. Jones, the defendant was charged with six counts of first degree murder, three counts of aggravated assault, three counts of armed robbery, and two counts of first-degree burglary.
¶21 We find Jones distinguishable. Although not specifically explained by the court because the issue was not raised, the facts in Jones establish that a number of serious offenses were committed on different days and at different places. See id. at 297-98, ¶¶ 1-9,
¶ 22 Thus, neither Rogovich nor Jones directly addressed the specific issue presented in this case — whether a conviction for a serious offense arising out of the same event as a murder charge could be considered when determining the existence of the (F)(2) aggravating factor. We, however, addressed this issue in State v. Phillips,
¶23 In Phillips, we held that convictions arising “from the same set of events as the murder charge ... should not be considered when determining the existence of the [ (F)(2)] factor.” Id. In support of that holding, the court cited a footnote from Gretzler.
¶ 24 First, Phillips considered Gretzler as persuasive authority on this point. Second, the State has presented no compelling reason for us to overrule Phillips. See State v. Hickman,
¶25 Accordingly, we hold that Rutledge’s conviction for a “serious offense” occurring simultaneously with a murder conviction cannot be used for (F)(2) purposes under the version of A.R.S. section 13-703(F)(2) applicable to Rutledge.
IV.
¶ 26 Because we hold that the sole aggravating factor in this ease must be presented to a jury, we vacate Rutledge’s death sentence and remand for resentencing. Therefore we find it unnecessary to examine whether harmless error occurred with respect to the mitigating circumstances. See Ring III,
V.
¶ 27 For the foregoing reasons, we cannot conclude that the Ring II error was harmless in this case. Accordingly, we vacate Rutledge’s death sentence, and remand for re-sentencing under A.R.S. sections 13-703 and 13-703.01 (Supp.2002).
Notes
. The legislature amended the statute requiring judge-sentencing in capital cases. See 2002 Ariz. Sess. Laws, 5th Spec. Sess., ch. 1, § 1.
. A "serious offense” includes second degree murder and robbery. See A.R.S. § 13-703(H)(2), (8).
. On May 26, 2003, the legislature amended A.R.S. section 13 — 703(F)(2) to explicitly provide that a “serious crime" committed contemporaneously with the murder is sufficient for aggravation under A.R.S. section 13 — 703(F)(2). See 2003 Ariz. Sess. Laws, 1st Reg. Sess., ch. 255, § 1. That provision now states:
The defendant has been or was previously convicted of a serious offense, whether preparatory or completed. Convictions for serious offenses committed on the same occasion as the homicide, or not committed on the same occasion but consolidated for trial with the homicide, shall be treated as a serious offense under this paragraph.
Because he committed the offenses before May 26, 2003, this amendment does not apply to Rutledge.
. Referring to the trial court's special verdict in Jones, the State points out that the trial judge used all of the serious offenses to support its finding on the (F)(2) factor. And because in our independent review of the imposition of the death penalty this court affirmed the trial court's finding on the (F)(2) factor, the State draws the conclusion that we approved the use of contemporaneous serious offenses to satisfy (F)(2). However, we made no such holding. Instead, we focused on whether the offenses were entered before sentencing on the murders, and whether the murders were improperly "double-counted” in satisfying both (F)(1) and (F)(2). Jones,
. The State filed a petition for certiorari with the United States Supreme Court challenging this court's position, as applied in Pandeli, that under the Supreme Court’s decision in Ring II, an analysis of harmless error at the sentencing phase of a capital trial must also “consider whether reversible error occurred with respect to the mitigating circumstances.” Pandeli,
Concurrence Opinion
concurring in part, dissenting in part:
¶ 28 I concur in the result, but I respectfully dissent from the majority’s conclusion that harmless error analysis is appropriate where sentencing determinations are made by the trial judge in the absence of the jury. The right to trial by an impartial jury is fundamental. The sentencing phase is, of itself, a life or death matter. Where a judge, not a jury, determines all questions pertaining to sentencing, I believe a violation of the Sixth Amendment to the Constitution of the United States has occurred. In the aftermath of the Supreme Court’s decision in Ring v. Arizona,
