Lead Opinion
Dеfendant Jamie Ross appeals his conviction of sexual assault upon a minor in violation of 13 V.S.A. § 3252(3). He claims five errors: (1) a deficient information charging the time of offense, (2) denial of his request to have a defense expert examine the victim, (3) improper bolstering of the victim’s credibility by the State, (4) infringement of his right to confront the victim on cross-examination, and (5) an unfair demand by the State at sentencing. We affirm.
I.
The Information
In early 1984, while in foster care, the victim, age eight, told
Our law recognizes that sex-related crimes — especially those involving child victims — are often hard to identify as happening on a particular date. Consequently, time is not an essential element to be charged in the information. See State v. Williams,
The due process right to notice of the time of the offense vаries according to the age and circumstances of the victim and how the sexual abuse was allegedly carried out. Here, the victim was seven, and she did not report the abuse for about eight months after it happened. It is not surprising or unreasonable that the State could not determine the time of the offense any more precisely than it did.
Defendant argues that the vagueness of the notice as to time of offense prevented him from establishing an alibi and could subject him to double jeopardy. The abuse alleged here was behavior repeated over a period of time. An alibi in a case like this requires a showing of lack of opportunity over the whole time the alleged abuse took place. Defendant claimed he was never alone with the victim because his wife was always there. His opportunity to establish an alibi was not unreasonably thwarted.
II.
Reciprocal Discovery
Defendant asked that a defense expert be permitted to examine the victim to evaluate whether she was suffering from post-traumatic stress disorder (PTSD) syndrome as a result of sexual abuse or other causes. The court denied the request. The State’s expert, who had examined the victim, testified over defendant’s objection. We have previously approved the use of expert testimony on PTSD in a limited way to aid the jury in the understanding of sexual abuse. State v. Catsam,
Defendant maintains, however, that when the defense does not have the opportunity to counter the State’s expert with its own, the State should not be permitted to present its expert to the jury. We foresee that there will be cases where it is appropriate either to allow examination of a victim by the defense expert or to prohibit the State from providing its expert testimony when the former procedure is inappropriate. But this is not such a case. Such decisions are left to the sound discretion of the triаl court, which was not, on this record, abused. Cf. State v. Percy,
The purpose of defendant’s proposed expert presentation of the victim’s mental state might have been either to persuade the jury that she did not suffer from PTSD or, if she did, to show that it was caused by someone other than the defendant. As to the first point, the defense argued to the jury thаt the victim had been sexually assaulted repeatedly over at least a two-year period by her stepfather, who had been convicted of the crime. The victim, according to the defendant, showed many of the symptoms associated with PTSD. The
III.
Victim’s Credibility
Defendant contends that the trial court erred in permitting the State to introduce expert testimony on the credibility of the child victim.
Dr. Pamela Langelier, a psychologist, was called by the State as an expert witness to explain to the jury the results of her еvaluation of the victim. She related the psychological symptomatology of a sexually abused child of the victim’s age. She was asked, “Is it your experience in dealing with children who are sexually abused that these symptoms ... can be easily faked?” Dr. Langelier stated that they could not, “not at a young age,” and added, “Common sense tells you that little children don’t make up stories or fake sexual knowledge. They have no interest in doing it. They gain themselves nothing.”
Dr. Langelier told the jury that the victim was “referred to me to determinе whether or not she had been sexually abused ... to what extent, by whom, and indeed if what she was saying is what happened.” The witness then proceeded to detail the victim’s sexual activity with defendant as told to her by the victim and corroborated by a foster parent. Dr. Langelier concluded that the victim had been sexually abused by defendant and others:
So, I think I saw enough to believe that I saw symptomatology indicating sexual abuse had gone on for anywhere from four to five years, but the frequency of which it’s hard to gain [sic] becausе of the environment in which she was raised in the first place. But based on her own records, it seems that the frequency with Uncle Jamie was*468 not as frequent as it was with other parties, but that it was defined with Uncle Jamie with specific memory because it was unusual form of stimulation for a child that age, oral sex. So, she remembered it clearly and it looks like it was twice if not more.
Defendant made no objection to the above testimony. Insofar as it amounted to an opinion that the victim had suffered sexual abuse, such an opinion would not be inadmissible. See Cadel v. Sherburne Corp.,
It is a closer call, however, as to whether the testimony, taken as a whole, amounted to a conclusion on the part of the witness about the guilt or innocence of defendant. In effect, the testimony was a summation of the witness’s own observations and records, including what the victim herself had said about what had happened to her. To the extent that the testimony amounted to a comment on the credibility of the victim, it would ordinarily be inadmissible. State v. Catsam,
We have previously encоuntered allegations of plain error under similar circumstances in DeJoinville and Reeor. In DeJoinville, the expert witness testified that children would
In Reeor, the expert witness, when asked what it meant when a child gave consistent stories over several interviews, testified that it gave the expert a sense that “what they are saying happened, happened.” Recor,
The issue concerning the scope of Dr. Langelier’s testimony was raised by the court at the outset of trial. Prior to opening statements, the court inquired about the State’s expert on child sexual abuse, as follows, “[S]he’s not going to testify on the ultimate issue of credibility?” The prosecutor answered, “No, she’s not----The State in no way is going to solicit testimony on the credibility issue. We understand how bad that is.” It is clear, then, that both the court and counsel had the issue very much in mind. If there were an obvious violation, it should have been noticed by counsel; yet, when the testimony was given, counsel made no objection.
As we have stated previously, ‘“[t]he duty to exclude objectionable data lies squarely upon the shoulders of defense counsel.’” State v. Kasper,
We note a further distinction between the instant case and Catsam, relied upon by defendant. In Catsam, the Court noted: “While admission of this type of expert testimony might be harmless in a case in which there was ample extrinsic evidence of guilt, that is not the case here.” Catsam,
On the basis of the record before us and our own prior precedents, we conclude that the testimony of Dr. Langelier did not amount to plain error.
IV.
Right to Confront Witness
The defense, prior to trial, filed a notice that it intended to introduce evidence that the victim had been sexually assaulted by her stepfather and others. The State moved in limine to exclude evidence of the victim’s prior sexual conduct under the Rape Shield Law, 13 V.S.A. § 3255. During argument before jury selection, defense сounsel indicated in somewhat vague terms that several named relatives and other unnamed people, in addition to her stepfather and the defendant, had been accused by the victim of sexually assaulting her, and that she later denied some of these allegations. The court, in a preliminary ruling, indicated an inclination to exclude such evidence, but left the question open to be raised again during the presentation of evidence; defendant did not again raise the issue, however.
Defendant further contends that he should have been permitted to test the victim’s credibility by inquiring about prior false allegations of sexual abuse. The Rape Shield Statute, 13 V.S.A. § 3255, makes evidence of the prior sexual conduct of a complaining witness an improper subject for cross-examination, with certain exceptions, only one of which is pertinent to this discussion. Where the evidence “bears on the credibility of the complaining witness or it is mаterial to a fact at issue and its probative value outweighs its private character, the court may admit ... [e]vidence of specific instances of the complaining witness’ past false allegations of [sexual assault].” § 3255(a)(3)(C). Thus, before evidence of prior sexual conduct may be admitted into evidence, the statute requires that there be specific evidence of past false allegations. Defense counsel conceded to the trial court, however, that he did not know whether the allegations about which he sought to inquire were false or not. On the state of the offer
V.
Sentencing
Defendant’s final claim of error requires little discussion. At sentencing, the State recommended a sentence of eight to fifteen years. Defendant received what the State asked for. Prior to trial, the prosecution had agreed with the defendant, in exchange for a plea of guilty, to a sentence of two to eight years. The plea agreement was abandoned after the court expressed some doubts about defendant’s competency to enter into it. Defendant now claims that the prosecutor’s recommendation, which was not objected to at sentencing, constitutionally impinged upon his right to a jury trial by punishing him for the exercise of that right. The State was under no obligation, however, to recommend a particular sentence following trial on the merits, because the quid pro quo, defendant’s plea of guilty, had been withdrawn from the bargain. See Blackmon v. Wainwright,
Affirmed.
Notes
The same expert witness testified at the trial of the victim’s stepfather. Her opinion on the credibility of the victim, which was admitted over objection of counsel, resulted in a reversal and remand for a new trial. State v. Ross, No. 86-017 (Vt. Mar. 8, 1988) (unpublished opinion).
This approach is consistent with that followed elsewhere. See Little v. State,
Dissenting Opinion
dissenting. I believe that reversal and retrial are warranted because of plain error in the admission of certain testimony by the State’s expert witness. Accordingly, I dissent.
Dr. Pamela Langelier was called by the State to explain the results of her evaluation of the victim. She did not, however, merely explain to the jury “the psychological and emotional profile of PTSD sufferers and [give] an opinion as to whether the testifying complainant suffers from the disorder,” as permitted by State v. Catsam,
By testifying first that sufferers of PTSD generally do not fabricate claims of sexual abuse, and then that the complainant suffers from PTSD, her testimony left one clear and unmistakable inference to be drawn: the complainant would not fabricаte this allegation.
Id. at 370,
The Court concludes that the trial court’s failure to exclude the testimony was not plain error. I cannot agree.
Application of the plain error rule necessarily involves discretion by the appellate court. Not all errors that potentially prejudice the rights of the defendant are deemed plain under the rule; if they were, trial counsel would have little incentive to оbject at trial — a result conducive of neither fair trials nor judicial economy — since all prejudicial errors,
The precise criteria governing this Court’s exercise of discretiоn in finding a “plain error,” however, are far from self-evident. Our language has been admittedly less than helpful. State v. Turner is a typical example: “[T]he error must be obvious and strike at the very heart of defendant’s constitutional rights or result in a miscarriage of justice if we were to fail to recognize it.”
First, the same expert witness testified at the trial of the complainant’s stepfather. In that case, her opinion on the credibility of the victim resulted in a reversal and remand for a new trial. State v. Ross, No. 86-017 (Vt. Mar. 8, 1988) (unpublished order). In my view, it is unfair to affirm defendant’s conviction when admission of the equivalent testimony in the stepfather’s trial warranted a remand.
Second, the error should have been obvious to the trial court. In fact, the issue was raised by the court prior to opening statements. The court inquired about Dr. Langelier’s testimony as follows: “[Sjhe’s not going to testify on the ultimate issue of credibility?” The prosecutor answered: “No, shе’s not____ The State in no way is going to solicit testimony on the
Third, by using an expert to bolster the credibility of the complaining witness, the State intruded on the core function of the jury, infringing upon defendant’s constitutional right to trial by jury. See United States v. Azure,
Fourth, the State committed the cardinal sin of eliciting a conclusion from its expert on the guilt of the defendant. Rule 704 of the Vermont Rules of Evidence permits opinion testimony that “embraces an ultimate issue,” but only if it is “otherwise admissible.” The rule on expert testimony provides:
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.
V.R.E. 702. This expert was qualified, at best, to render an opinion on the child victim’s symptoms and their etiology, not to tell the jury who abused her. ‘“[S]o long as the expert does not render an opinion on the accuracy of the victim’s recitation of facts, his or her genеral testimony on the dynamics of sexual abuse does not prejudice the jury.’” State v. Hicks,
The Court does not address these concerns. Rather, the Court’s decision apparently relies on the authority of two recent cases. I do not believe those decisions justify today’s result.
In State v. DeJoinville,
State v. Recor,
Q. Does it tell you something as a forensic psychologist when a child remains consistent over several interviews?
A. Well, it gives me a sense that what they are saying happened, happened.
Finally, I would add that the error cannot be dismissed as harmless, as intimated by the Court. “Harmless error analysis requires the reviewing court to inquire if, absent the alleged error, it is clear beyond a reasonable doubt that the jury would have returned a guilty verdict regardless of the error.” State v. Hamlin,
