Opinion
The defendant, Steven Rose, appeals from the judgment of conviction, rendered after a jury trial, of felony murder in violation of General Statutes § 53a-54c, attempt to commit robbery in the first degree in violation of General Statutes § 53a-49 (a) (2) and § 53a-134 (a) (1), and robbery in the first degree in violation of General Statutes § 53a-134 (a) (1). On appeal, the defendant claims that (1) the trial court impermissibly admitted into evidence the written statements made to the police by two eyewitnesses after those witnesses testified at trial, (2) the conviction of the defendant of both felony murder and robbery in the first degree violates double jeopardy and (3) the trial court erred in not permitting the defense to impeach a witness about the specific facts regarding pending criminal charges against that witness. We affirm the judgment of the trial court.
Given the evidence presented at trial, the jury reasonably could have found the following facts. On June 2, 2007, the defendant first encountered the victim, Eugene Campagna, at the apartment of Sheila Schmidt, where the defendant entered the apartment demanding money and a hat from the victim. Schmidt left her apartment and called the police, but prior to their arrival, the defendant departed. Later in the evening, at approximately 9 o’clock at night, the defendant encountered the victim for a second time. Three different witnesses, John Bell, Robert Davis, and Angela Smith, gave their accounts of what occurred subsequently.
Bell observed the encounter from his second story apartment on Bronson Street in Waterbury, where he saw the defendant approach and call out to the victim as the victim walked toward a store on the comer. Bell observed the defendant first punch the victim in the face, then later observed the victim lying on the ground and the defendant stomping on his face. Bell then opened his window and yelled out to the defendant on the street below to stop beating the victim; however, the defendant continued to hit the victim. Bell heard the defendant tell the victim that he hoped he died, observed the defendant spit on the victim, remove a $5 bill from the victim’s pocket, and attempt to pick up the
Davis, at about 9:15 p.m. that evening, was outside his Bishop Street residence with his niece near the comer store on Bronson Street where he observed the victim digging through the garbage for cans. Davis did not witness the attack, but, two to three minutes later, he heard Bell yelling at the defendant to leave the victim alone and heard the defendant yell back at Bell that the victim owed him money. Davis saw the victim lying on the ground and observed the defendant attempting to pick up the victim by his midsection.
Smith observed the encounter between the defendant and the victim from outside the comer store on Bronson Street where she was drinking vodka. Smith observed the defendant slap, punch and throw the victim against a fence, and she shouted at the defendant to stop beating the victim. Smith saw the defendant reach into the victim’s pocket and say something to the victim. Smith then saw the defendant walk away while the victim remained on the ground motionless. Thereafter, the police and an ambulance arrived on the scene where emergency treatment was given; however, the victim suffered a substantial brain hemorrhage and was pronounced dead at Saint Mary’s Hospital.
The defendant subsequently was arrested and charged under a substitute information with murder in violation of General Statutes § 53a-54a (a), felony murder in violation of § 53a-54c, attempt to commit robbery in the first degree in violation of §§ 53a-49 (a) (2) and 53a-134 (a) (1), and robbery in the first degree in violation of § 53a-134 (a) (1). Following a jury trial, the defendant was convicted of the crimes of felony murder, attempt to commit robbery in the first degree and robbery in the first degree. The jury deadlocked as to the murder charge, and a mistrial was declared on that count. 1 Thereafter, the corut imposed a total effective sentence of forty years incarceration. 2 This appeal followed. Additional facts will be set forth as necessary.
I
The defendant first claims that the court improperly admitted the statements of Bell and Davis both for rehabilitative purposes and for substantive purposes. We disagree.
The following additional facts are relevant to the resolution of the defendant’s claim. Bell and Davis were both questioned during direct examination about their accounts of the events of June 2, 2007, and their statements to the police. On direct examination by the state, each witness was shown a copy of his signed, sworn statement to the police, and each was marked as a state’s exhibit for identification. Following the testimony of Bell and Davis but prior to the close of the state’s case-in-chief, the state filed two motions in limine to admit their statements as substantive evidence.
During Bell’s testimony, including during his cross-examination by the defendant, he testified to having suffered the effects of a stroke since June 2,2007, which had, to some degree, affected his
During Davis’ direct examination, he testified that he was currently incarcerated but was not incarcerated at the time of his statement to the police. During cross-examination, he was asked whether the state had promised him anything in exchange for his testimony. The state filed a motion in limine to admit Davis’ statement to the police as apiior consistent statement under § 6-11 (b) of the Connecticut Code of Evidence, to rehabilitate Davis and to rebut the inference that he had developed an interest, bias, or motive after he signed his written statement. Additionally, the state argued that parts of the written statement should come in under Whelan because some of Davis’ statements within the police statement were inconsistent with his trial testimony. Specifically, the state argued that there were two details in the police statement that Davis could not recall on direct examination, including that Davis (1) observed the defendant going through the victim’s pockets and (2) heard the defendant say to the victim that he hoped he died. The court granted the state’s motion.
“As a threshold matter, we set forth the standard by which we review the trial court’s determinations concerning the [admissibility] of evidence. The trial court’s ruling on evidentiary matters will be overturned only upon a showing of a clear abuse of the court’s discretion. . . . We will make every reasonable presumption in favor of upholding the trial court’s ruling, and only upset it for a manifest abuse of discretion. . . . [Thus, our] review of such rulings is limited to the questions of whether the trial court correctly applied the law and reasonably could have reached the conclusion that it did.” (Internal quotation marks omitted.)
Hayes
v.
Decker,
Prior Consistent Statements
The defendant first argues that the state impeached Bell and Davis in order to admit under § 6-11 (b) of the Connecticut Code of Evidence the otherwise inadmissible statements that they provided to the police. Specifically, the defendant argues that, on direct examination of Davis, the state, not the defendant, elicited that Davis was presently incarcerated. Additionally, the defendant argues that the defendant never asked Bell any questions about his stroke, which he volunteered during cross-examination and about which the court then questioned him.
In
State
v.
Hines,
Although the defendant is correct that the state first elicited testimony from Davis that he was incarcerated at the time of trial, the defendant, during cross-examination, elicited testimony related to Davis’ motivation in testifying. Specifically, the defendant asked Davis whether he would receive or had been promised any sentencing consideration. The court reasonably could conclude from this testimony that there was sufficient evidence for a jury to draw an inference that Davis had recently fabricated his testimony due to his current status as a prisoner. Therefore, the court did not abuse its discretion in admitting Davis’ statement to the police as a prior consistent statement for rehabilitative purposes under § 6-11 (b). With regard to Bell’s testimony, although the defendant did not specifically question Bell regarding his alleged stroke, the jury still heard that testimony and reasonably could have made an inference that he had an inaccurate memory due to a stroke. Therefore, the court did not abuse its discretion in admitting Bell’s statement to the police as a prior consistent statement for rehabilitative purposes under § 6-11 (b). 5
Prior Inconsistent Statements
Next, the defendant claims that the court improperly admitted the written statements of Bell and Davis under Whelan, thereby violating the defendant’s sixth amendment right to confrontation.
We begin our analysis by setting forth the applicable legal principles. “The
Whelan
rule allows the substantive use of a prior inconsistent statement if it is signed by the declarant, who has personal knowledge of the facts stated, when the declarant testifies at trial and is subject to cross-examination.”
State
v.
Hart,
The dispositive issues are (1) whether there were inconsistencies between the statement Davis provided to the police and his testimony at trial and (2) whether the witnesses were available for cross-examination.
First, we examine the defendant’s claim that there were not inconsistencies between the statement Davis provided to the police and his testimony at trial. The court granted the state’s motion in limine to admit inconsistent parts of the statement of Davis as substantive evidence under
Whelan.
In arguing for the admission of the statement under
Whelan,
the state claimed that there were at least two instances where the statement Davis provided was inconsistent: (1) regarding whether the defendant went through the victim’s pockets and (2) whether Davis heard the defendant say to the victim that he hoped the victim died. The defendant claims that one of the purported inconsistencies between Davis’ testimony on direct examination and his statement to the police did not exist, and, therefore, the court should not have admitted his statement under
Whelan.
Specifically, the defendant argues that in his testimony during his direct examination
and
in his statement to the police, Davis mentioned that he heard the defendant say to the victim that he hoped the victim died.
6
After examining
“Whether there are inconsistencies between the two statements is properly a matter for the trial court. . . . Inconsistencies may be shown not only by contradictory statements but also by omissions. In determining whether an inconsistency exists, the testimony of a witness as a whole, or the whole impression or effect of what has been said, must be examined. . . . Inconsistency in effect, rather than contradiction in express terms, is the test for admitting a witness’ prior statement . . . and the same principle governs the case of the
forgetful witness. ... A statement’s inconsistency may be determined from the circumstances and is not limited to cases in which diametrically opposed assertions have been made. Thus, inconsistencies may be found in changes in position and they may also be found in denial of recollection.” (Citations omitted; internal quotation marks omitted.)
State
v.
Whelan,
supra,
Next, the defendant argues that the witnesses were not available for cross-examination under
Whelan
and that his sixth amendment right to confrontation was violated by admitting Bell’s and Davis’ statements to the police. “The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution to confront the witnesses against him. . . . The primary interest secured by confrontation is the right to cross-examination . . . and an important function of cross-examination is the exposure of a witness’ motivation in testifying. . . . Cross-examination to elicit facts tending to show motive, interest, bias and prejudice is a matter of right and may not be unduly restricted. . . . However, [t]he [confrontation [c]lause guarantees
We conclude that the court did not abuse its discretion and that the defendant’s sixth amendment right of confrontation was not violated. The defendant was not denied all meaningful opportunity for cross-examination. See id., 266-67. Bell was cross-examined extensively by the defendant regarding inconsistencies between his testimony on direct examination and his written statement to the police, which was marked as an exhibit for identification. The defendant did not cross-examine Davis regarding his statement to the police; however, Davis was questioned about the statement, which was marked as an exhibit for identification during direct examination. Davis was present in court, under oath, and subject to cross-examination. The defendant had the opportunity to cross-examine Davis regarding the statement but, for strategic reasons, did not do so. 8 Here, the court gave the defendant the opportunity for an effective cross-examination of both witnesses regarding their written statements to the police and thus did not violate the defendant’s sixth amendment right to confrontation. Accordingly, under the circumstances of this case, we conclude that the court did not abuse its discretion by admitting the prior statements of Bell and Davis under Whelan.
n
The defendant next claims that his conviction of both felony murder and robbery in the first degree violates the fifth amendment prohibition against double jeopardy. 9 We conclude that the defendant’s right to a fair trial was not violated.
“The double jeopardy analysis in the context of a single trial is a two part process. First, the charges must arise out of the same act or transaction. Second, it must be determined whether the charged crimes are the same offense. Multiple punishments are forbidden only if both conditions are met.” (Citations omitted; internal quotation marks omitted.)
State
v.
Ferguson,
In
Greco,
our Supreme Court held that the defendant’s punishment for felony murder, robbery in the first degree, and burglary in the first degree did not violate the double jeopardy clause of the fifth amendment. Id., 297-98. The defendant argues that the Supreme Court’s decision in
Greco
is distinguishable and, in the alternative, should be overruled.
10
In
Greco,
as in the present
case, the defendant was convicted and
Our Supreme Court recently addressed the precise issue raised by the defendant in
State
v. Gonzalez,
Ill
Finally, the defendant claims that the court erred in not permitting him to question Melvin Romeo, a witness for the state, about the substance of the pending charges against Romeo.
Melvin Romeo, who was in a holding cell with the defendant at the Waterbury courthouse during a lunch break, testified that the defendant had admitted to killing the victim. During cross-examination, the state objected when the defendant questioned Romeo about specific acts surrounding pending criminal charges he faced. While the jury was excused, the defendant argued that the specific acts of conduct that Romeo was charged with were probative of Romeo’s character for untruthfulness. The court found that questions regarding the specific conduct behind Romeo’s pending charges would “come smack up against [the] fifth amendment [right] not to incriminate himself.” The attorney representing Romeo in the pending criminal proceedings told the court that Romeo had pleaded not guilty to the charges and that he had instructed Romeo not to incriminate himself during his testimony for the state against the defendant. The court ruled that the defendant could cross-examine Romeo only in regard to what he was actually charged with and not the specific misconduct that resulted in those charges.
“The sixth amendment to the United States constitution guarantees to an accused the right to confront the witnesses against him. . . . The primary interest thus secured is the right to cross-examination ... an important function of which is exposure of a witness’ motivation for testifying. . . . The confrontation right is not absolute and is subject to reasonable
We are satisfied, upon review of the entire cross-examination, that the opportunity to impeach Romeo sufficiently comported with the constitutional standards embodied in the confrontation clause. Romeo was cross-examined about his motives for testifying, especially in connection with the pending forgery and larceny charges against him. The court’s ruling, when examined in the context of the thorough cross-examination of Romeo and his fifth amendment right not to incriminate himself, does not rise to the level of constitutional interference with the defendant’s right of confrontation. After determining that the cross-examination satisfies the sixth amendment, we cannot say that the court abused its discretion in limiting cross-examination of Romeo.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
The state subsequently entered a nolle prosequi as to the charge of murder.
Although the court indicated at sentencing that the conviction on the counts of attempt to commit robbery in the first degree and robbery in the first degree would be merged, it nonetheless imposed a sentence of ten years incarceration on the charge of attempt to commit robbery in the first degree to run concurrently with a sentence of ten years incarceration on the charge of robbery in the first degree.
Section 6-11 (b) of the Connecticut Code of Evidence, which covers prior consistent statements, provides: “If the credibility of a witness is impeached by (1) a prior inconsistent statement of the witness, (2) a suggestion of bias, interest or improper motive that was not present at the time the witness made the prior consistent statement, or (3) a suggestion of recent contrivance, evidence of a prior consistent statement made by the witness is admissible, in the discretion of the court, to rebut the impeachment.” In addition, the commentary to § 6-11 (b) enumerates a fourth form of impeachment: “a claim of inaccurate memory” under Connecticut case law. In
State
v.
Anonymous (83-FG),
Section 8-5 (1) of the Connecticut Code of Evidence provides that a prior inconsistent statement is not excluded by the hearsay rule, provided that the declarant is available for cross-examination and “(A) the statement is in writing . . . (B) the writing or recording is duly authenticated as that of the witness, and (C) the witness has personal knowledge of the contents of the statement.”
The defendant also raises a claim of improper jury instruction within his evidentiary claim regarding the use of prior consistent statements and requests plain error review. See Practice Book § 60-5. The defendant claims that the court erred by failing to instruct the jury that the prior consistent statements of Bell and Davis were only admissible for purposes of weighing the credibility of the witnesses and that, absent such an instruction, the statements were admitted as substantive evidence.
“A party may preserve for appeal a claim that a jury instruction was improper either by submitting a written request to charge or by taking an exception to the charge as given.”
Pestey
v.
Cushman,
We decline to find that this claim constitutes plain error. “As we often have stated, [pjlain error review is reserved for truly extraordinary situations where the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . Plain error is a doctrine that should be invoked sparingly. ... A party cannot prevail under plain error unless it has demonstrated that the failure to grant relief will result in manifest injustice.” (Internal quotation marks omitted.)
State
v.
Dews,
After reviewing the record, we perceive no impropriety that would result in manifest injustice. “It is well established in Connecticut. . . that the trial court generally is not obligated, sua sponte, to give a limiting instruction.” (Internal quotation marks omitted.) Id., 70. “The failure by the court to give, sua sponte, an instruction that the defendant did not request, that is not of constitutional dimension and that is not specifically mandated by statute or rule of practice is not so egregious that it affects fundamental fairness or the integrity of and public confidence in the judicial proceedings.”
State
v.
Atkins,
During direct examination of Davis, the following colloquy occurred:
“[The Prosecutor]: . . . Did you hear [the defendant] say anything?”
“[The Witness]: [The defendant] was saying that motherf[ — ] owe me money, I hope he die, f[ — ] that mo. That’s the only — everything I heard him say.”
In his written statement to the police, Davis said: “[The defendant] stood at the comer . . . screaming ‘f[ — ] that mother f[ — ] I hope he die, he should of paid me my money’
“[A] nonconstitutional error is harmless when an appellate court has a fair assurance that the error did not substantially affect the verdict. . . . [WJhether [the improper admission of a witness’ testimony] is harmless in a particular case depends upon a number of factors, such as the importance of the witness’ testimony in the prosecution’s case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contradicting the testimony of the witness on material points, the extent of cross-examination otherwise permitted, and, of course, the overall strength of the prosecution’s case. . . . Most importantly, we must examine the impact of the [improperly admitted] evidence on the trier of fact and the result of the trial.” (Internal quotation marks omitted.)
State
v.
Sawyer,
Here, even though one purported inconsistency in Davis’ statement was essentially consistent, there was at least one important difference between Davis’ statement to the police and his testimony on direct examination. Furthermore, the jury was charged with determining whether the statements were indeed inconsistent and was not given instructions on the specific purported inconsistencies that the state claims exist. Accordingly, any error by the court in determining inconsistencies in Davis’ statement was harmless.
The defendant argues that the right to recall the witnesses was an inadequate remedy in this case because it would have been logistically difficult and would have produced an adverse effect on the jury. The defendant argues that there would have been hardship in tracking down the two witnesses and in serving them a subpoena in the middle of the trial in order to recall them. It is within the court’s discretion to allow a recall of a witness for further cross-examination.
State
v.
Martin,
The defendant failed to raise this claim at trial. He therefore seeks review of his unpreserved claim pursuant to State v.
Golding,
It is axiomatic that this court, as an intermediate appellate body, is “bound by Supreme Court precedent and [is] unable to modify it ... . [W]e are not at liberty to overrule or discard the decisions of our Supreme Court but are bound by them. . . . [I]t is not within our province to reevaluate or replace those decisions.” (Citation omitted; internal quotation marks
omitted.)
State
v.
Smith,
